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External Meetings: Meeting with the Prudential Insurance Company of America

5/4/2011 2:00 PM
II. Definitions

XI. End-user Exception

CFTC Staff:
Terry Arbit

Anuradha Banerjee

Eileen Donovan

Lee Ann Duffy

Mark Fajfar

Eric Juzenas

Stephen Kane

Gregory Kuserk

Irina Leonova

Jim Moser

Jason Shafer

Jeff Steiner

David Taylor

Rose Troia
Richard Miller (Prudential)

Gary Neubeck (Prudential)

Marchanille Foley (Prudential)

Ken Raisler (S&C)

Peter Curley (SEC)
The Prudential Insurance Company of America (Prudential)

Sullivan & Cromwell (S&C)

U.S. Securities and Exchange Commission (SEC)
  • The meeting took place at the offices of the CFTC in Washington, D.C.  Peter Curley (SEC) joined by telephone conference.  The participants discussed issues raised in Prudential’s comment letter of May 2, 2011 and prior comment letters relating to trades among affiliates and the impact of internal or “conduit” trades on the swap dealer analysis.