External Meetings: Meeting with ABA, GFMA, SEC and banking regulators

Participants discussed the retail FX provisions of the CEA, as well as the CEA definition of FX Forward, as they relate to certain FX transactions related to foreign securities purchases.
When
Rulemaking(s)
XXI. Joint Rules w/ SEC,
CFTC Staff
David Aron


Chris Cummings


Julian Hammar


Peter Sanchez
Visitor(s)
Phoebe Papgeorgiou, ABA


Georgia Bullitt, Morgan Lewis


Mandy Lam, GFMA


Lisa Shemi, JPM


Harry Engelman, JPM


Evan Jay, JPM


Gary Sims, BONY-Mellon


Roy Kelly, Pershing


Scott Holz (Federal Reserve Board)


Stephanie Boccio (OCC)


Roman Goldstein (OCC)


Ted Dowd (OCC)


Bonnie Gauch (SEC)


Jeanne Rutkowski (SEC)


Leila Bham (SEC)


Bobby Bean (FDIC)


John Feid (FDIC)


John Jackwood (FDIC)


Tom Hearn (FDIC)


Julie Paris (FDIC)


Susan VanDenToom (FDIC)
Organization(s)
American Bankers Association (ABA)


Global Financial Markets Association (GFMA)


Morgan Lewis & Bockius (Morgan Lewis)


JP Morgan (JPM)


Bank of New York Mellon (BONY-Mellon)


Pershing Capital (Pershing)