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External Meetings: Meeting with ABA, GFMA, SEC and banking regulators

4/30/2012 10:30 AM
XXI. Joint Rules w/ SEC

CFTC Staff:
David Aron

Chris Cummings

Julian Hammar

Peter Sanchez
Phoebe Papgeorgiou, ABA

Georgia Bullitt, Morgan Lewis

Mandy Lam, GFMA

Lisa Shemi, JPM

Harry Engelman, JPM

Evan Jay, JPM

Gary Sims, BONY-Mellon

Roy Kelly, Pershing

Scott Holz (Federal Reserve Board)

Stephanie Boccio (OCC)

Roman Goldstein (OCC)

Ted Dowd (OCC)

Bonnie Gauch (SEC)

Jeanne Rutkowski (SEC)

Leila Bham (SEC)

Bobby Bean (FDIC)

John Feid (FDIC)

John Jackwood (FDIC)

Tom Hearn (FDIC)

Julie Paris (FDIC)

Susan VanDenToom (FDIC)
American Bankers Association (ABA)

Global Financial Markets Association (GFMA)

Morgan Lewis & Bockius (Morgan Lewis)

JP Morgan (JPM)

Bank of New York Mellon (BONY-Mellon)

Pershing Capital (Pershing)
  • Participants discussed the retail FX provisions of the CEA, as well as the CEA definition of FX Forward, as they relate to certain FX transactions related to foreign securities purchases.

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