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External Meetings: Meeting with SIFMA Asset Management Group

4/24/2013 2:30 PM
III. Business Conduct Standards w/ Counterparties


CFTC Staff:
Gary Gensler

Ryne Miller

Eric Juzenas

Carlene Kim

Frank Fisanich
Christine Ayotte-Brennan, Fidelity

Nevis Bregasi, MFS Investment

Bradley Edgell, SIFMA

Matt Nevins, SIFMA AMG

Rock Ostrander, BlackRock

Bill Thum, Vanguard

Tara Tilbury, Ameriprise

James Wallin, AllianceBernstein

Wendy Yun, Goldman Sachs Asset Management
SIFMA Asset Management Group
  • Topics of discussion: External Business Conduct Rules; Dodd-Frank General

See Also:

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CFTC's Commitment to Open Government

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Follow the Status of Enforcement Actions