External Meetings: Meeting with BlackRock

Issues discussed: client clearing experience and insight with onboarding; indemnity requirements of DCOs and FCMs; know-your-customer requirements for cleared swaps; responsibility for maintaining credit limits and use of central hub to provide real-time credit checks; documentation for ERISA plans and Department of Labor exemption; compression of clearing client trades; and possible new classes of membership for self-clearing.
When
Rulemaking(s)
VIII. Process for Review of Swaps,
CFTC Staff
Gary Gensler


Sarah Josephson


Brian O'Keefe


Phyllis Cela
Visitor(s)
Richie Prager


Supurna VedBrat
Organization(s)
BlackRock