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External Meetings: Meeting with BlackRock

4/2/2012 2:00 PM
VIII. Process for Review of Swaps

CFTC Staff:
Gary Gensler

Sarah Josephson

Brian O'Keefe

Phyllis Cela
Richie Prager

Supurna VedBrat
  • Issues discussed: client clearing experience and insight with onboarding; indemnity requirements of DCOs and FCMs; know-your-customer requirements for cleared swaps; responsibility for maintaining credit limits and use of central hub to provide real-time credit checks; documentation for ERISA plans and Department of Labor exemption; compression of clearing client trades; and possible new classes of membership for self-clearing.

See Also:

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