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External Meetings: Meeting with European Industry Representatives

When:
3/22/2011 5:00 PM
Rulemaking(s):
I. Registration

II. Definitions

III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards – Internal

XVII. Data Recordkeeping

XVIII. Real Time Reporting

CFTC Staff:
Gary Gensler, Jacqueline Mesa
Visitor(s):
Karen Newton (Credit Suisse)

Stephen Wolff (Deutsche Bank)

Virginia Airey (Citi)

Andrew Powell (JP Morgan)

Rick Sears (Barclays)

Oliver Stuart (Morgan Stanley)

Paul Christensen (Goldman Sachs)

Andrew Shaw (UBS)
Organization(s):
Credit Suisse, Deutsche Bank, Citi, JP Morgan, Barclays, Morgan Stanley, Goldman Sachs, UBS
  • The industry representatives discussed how the rules would apply to foreign entities that may or may not be registered as swap dealers.  They discussed whether the CFTC would rely on foreign regulators of internal business conduct standards.  Additionally, they encouraged harmonized data reporting standards in order to simplify back-office work.

See Also:

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CFTC's Commitment to Open Government

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