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External Meetings: CFTC/DOL Regulatory Harmonization with respect to DOL Proposed Rule on the Definition of Fiduciary

When:
3/15/2011 5:30 PM
Rulemaking(s):
III. Business Conduct Standards w/ Counterparties

CFTC Staff:
Gary Gensler

Tim Karpoff

Dan Berkovitz

Phyllis Cela

Katie Driscoll

Vivek Jain

Ted Kneller
Visitor(s):
Phyllis Borzi (EBSA)

Michael Davis (EBSA)

Alan Lebowitz (EBSA)

Ivan Strasfeld (EBSA)

Timothy Hauser (EBSA)
Organization(s):
U.S. Department of Labor, Employee Benefits Security Administration (EBSA)
  • Attendees met to discuss harmonization of requirements under the Dodd-Frank Act and proposed EBSA rules on the Definition of Fiduciary under the Employee Retirement Income Security Act.

See Also:

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