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External Meetings: CFTC/DOL Regulatory Harmonization with respect to DOL Proposed Rule on the Definition of Fiduciary

3/15/2011 5:30 PM
III. Business Conduct Standards w/ Counterparties

CFTC Staff:
Gary Gensler

Tim Karpoff

Dan Berkovitz

Phyllis Cela

Katie Driscoll

Vivek Jain

Ted Kneller
Phyllis Borzi (EBSA)

Michael Davis (EBSA)

Alan Lebowitz (EBSA)

Ivan Strasfeld (EBSA)

Timothy Hauser (EBSA)
U.S. Department of Labor, Employee Benefits Security Administration (EBSA)
  • Attendees met to discuss harmonization of requirements under the Dodd-Frank Act and proposed EBSA rules on the Definition of Fiduciary under the Employee Retirement Income Security Act.