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External Meetings: Meeting with GFI
XIII. SEF Registration
Rick Shilts, Nancy Markowitz, Tom Leahy, Bella Rozenberg, Amir Zaidi, Laurie Gussow, George Pullen, Jason Shafer
Scott Pintoff (GFI), Dan Glatter (GFI), William Shields (GFI), Jerry Dobner (GFI), Michael Cosgrove (GFI), Ross Pazzol (Katten Muchin)
GFI, Katten Muchin
Participants discussed SEF execution methods and voice brokerage, workups, block trades, access provisions, and real time reporting issues.