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External Meetings: Meeting with American Petroleum Institute and National Petrochemical and Refiners Association

3/10/2011 10:00 AM
XXIII. Anti-Manipulation

CFTC Staff:
Chairman Gary Gensler, Tim Karpoff, Dan Berkovitz, Steven Seitz, Vince McGonagle, Robert Pease, Mark Higgins
Daniel Waldman of Arnold & Porter on behalf of National Petrochemical and Refiners Association, Gregory Scott, National Petrochemical and Refiners Association, Tim Hogan, National Petrochemical and Refiners Association, Robert Long, Covington & Burling on behalf of American Petroleum Institute, Janice Raburn, American Petroleum Institute.
American Petroleum Institute.

National Petrochemical and Refiners Association.
  • At the meeting with the Chairman, API and NPRA presented the following topics for discussion:~Scope of Proposed Rule 180.1~Application of Manipulation Sanctions to Non-Manipulative Practices~Level of intent required for a violation of proposed Rule 2180.1 - Role of "attempts" in the application of proposed Rule 180.1~Exception for Good-faith Conduct and Mistakes~Limited application of proposed Rule 180.1 in the context of omissions