External Meetings: Meeting with Morgan Stanley

On March 9, 2011, at 11am, a meeting was held with Morgan Stanley in which they presented concerns regarding business conduct standards, SEFs, and real time reporting.

When

03/09/2011

Rulemaking(s)

XIII. SEF Registration,XVIII. Real Time Reporting,III. Business Conduct Standards w/ Counterparties,IV. Business Conduct Standards – Internal,

CFTC Staff

Michael Dunn, Robert Cashdollar, and John Dunfee

Visitor(s)

Michael Stein, James Hill, Soo-Mi Lee, William McCoy, Rick Ostrander, and John Neary

Organization(s)

Morgan Stanley