External Meetings: Meeting with Morgan Stanley

When:

3/9/2011 11:00 AM

Rulemaking(s):

III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards – Internal

XIII. SEF Registration

XVIII. Real Time Reporting

CFTC Staff:

Michael Dunn, Robert Cashdollar, and John Dunfee

Visitor(s):

Michael Stein, James Hill, Soo-Mi Lee, William McCoy, Rick Ostrander, and John Neary

Organization(s):

Morgan Stanley

On March 9, 2011, at 11am, a meeting was held with Morgan Stanley in which they presented concerns regarding business conduct standards, SEFs, and real time reporting.