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External Meetings: Meeting with Morgan Stanley

3/9/2011 11:00 AM
III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards – Internal

XIII. SEF Registration

XVIII. Real Time Reporting

CFTC Staff:
Michael Dunn, Robert Cashdollar, and John Dunfee
Michael Stein, James Hill, Soo-Mi Lee, William McCoy, Rick Ostrander, and John Neary.
Morgan Stanley
  • On March 9, 2011, at 11am, a meeting was held with Morgan Stanley in which they presented concerns regarding business conduct standards, SEFs, and real time reporting.