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External Meetings: Meeting with NFA

When:
3/3/2011 2:00 PM
Rulemaking(s):
XIII. SEF Registration

CFTC Staff:
Richard Shilts

Riva Spear Adriance

Mauricio Melara

Amir Zaidi

Nadia Zakir

Rachel Berdansky

David Taylor

Swati Shah

Sebastian Pujol Schott

David Van Wagner

Irina Leonova

Jane Croessmann

Steven Seitz

Anthony Hays

Carlene Kim

Mike Penick

Steve Benton
Visitor(s):
Tim McHenry (NFA)

Ken Haase (NFA)

Ed Dasso (NFA)

Dan Driscoll (NFA)
Organization(s):
National Futures Association (NFA)
  • On March 3, 2011, Staff met with representatives of NFA to discuss the trade practice and market surveillance functions that they might provide for SEFs.  NFA offered the following observation regarding the implementation of the SEF regulations: NFA believes that an implementation time of January 2012 will allow them and their customers to test their systems.

See Also:

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