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External Meetings: Meeting with NFA, SEC, FINRA

When:
3/1/2011 3:30 AM
Rulemaking(s):
XXVII. Investment Adviser Reporting

CFTC Staff:
Daniel S. Konar II
Visitor(s):
Timothy McHenry, Director of Information Systems (NFA)

Dave Kammerer, Director of Information Systems (NFA)

Patricia Finnegan, Manager of Information Systems (NFA)

Andrea Torres, Senior Developer Information Systems (NFA)

Maria McHenry, Senior Manager, Compliance (NFA)

Tracey Hunt, Senior Manager, Compliance (NFA)

Vince Tabor, Manager, Information Systems (NFA)

David Bartels (SEC)

Keith Kanyan (SEC)

Susan Dominowski (FINRA)

Jerry Jerod (FINRA)
Organization(s):
NFA

SEC

FINRA
  • The meeting participants discussed coordinating data formats for reporting by advisers registered with the CFTC and SEC.

See Also:

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