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External Meetings: External Meeting with U.S. Chamber of Commerce

When:
3/1/2011 10:00 AM
Rulemaking(s):
XXV. Whistleblowers

CFTC Staff:
Gary Gensler, Chairman

Timothy Karpoff, Legal Assistant to Chairman

David Meister, Director, Division of Enforcement

Vincent McGonagle, Sr. Deputy, Director, Division of Enforcement

Joan Manley, Deputy Director, Division of Enforcement

Edward Riccobene, Chief, Office of Policy & Review, Division of Enforcement

Leslie Randolph, Assistant General Counsel, Office of General Counsel
Visitor(s):
Tom Quaadman, Vice President, Center for Capital Markets Competitiveness

Alice Joe, Senior Director, Center for Capital Markets Competitiveness

Frank Zarb, Partner, Proskauer Rose LLP
Organization(s):
U.S. Chamber of Commerce
  • Attendees discussed U.S. Chamber of Commerce comment letter.  Topics raised were: simultaneous reporting by whistleblower to CFTC and company and importance of notice to company; company internal reporting obligations; time periods for reporting by company and whistleblower to CFTC; and award eligibility of culpable whistleblowers.

See Also:

OpenGov Logo

CFTC's Commitment to Open Government

Gavel and Book

Follow the Status of Enforcement Actions