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External Meetings: Meeting with Morgan Stanley

2/23/2011 11:00 AM
III. Business Conduct Standards w/ Counterparties

XIII. SEF Registration

XVIII. Real Time Reporting

CFTC Staff:
Bart Chilton

Elizabeth Ritter

Clay Pederson
James Hill (Morgan Stanley)

Soo-Mi Lee (Morgan Stanley)

William McCoy (Morgan Stanley)

John Neary (Morgan Stanley)

Richard Ostrander (Morgan Stanley)
Morgan Stanley
  • Participants discussed business conduct rules, SEFs, block trades and real time public reporting.

See Also:

OpenGov Logo

CFTC's Commitment to Open Government

Gavel and Book

Follow the Status of Enforcement Actions