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External Meetings: Meeting with Wholesale Market Brokers' Association

When:
2/16/2012 2:00 PM
Rulemaking(s):
XIII. SEF Registration

CFTC Staff:
David Van Wagner, Bella Rozenberg, Sebastian Pujol Schott, Nadia Zakir, Amir Zaidi
Visitor(s):
Jeff Letzler (BGC), Shawn Bernardo (Tullett Prebon), Chris Ferreri (ICAP), Michael Cosgrove (GFI), Chris Giancarlo (GFI), Bill Shields (GFI), Micah Green (Patton Boggs)
Organization(s):
Wholesale Market Brokers' Association, BGC, Tullett Prebon, ICAP, GFI, Patton Boggs
  • Participants discussed SEF execution methods, whether hybrid and/or voice brokerage operations are permissible under the Dodd-Frank Act, voice brokerage trading protocols (e.g., work-ups and right of first refusals), and SEF compliance issues.

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