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External Meetings: Meeting with Wholesale Market Brokers' Association
XIII. SEF Registration
David Van Wagner, Bella Rozenberg, Sebastian Pujol Schott, Nadia Zakir, Amir Zaidi
Jeff Letzler (BGC), Shawn Bernardo (Tullett Prebon), Chris Ferreri (ICAP), Michael Cosgrove (GFI), Chris Giancarlo (GFI), Bill Shields (GFI), Micah Green (Patton Boggs)
Wholesale Market Brokers' Association, BGC, Tullett Prebon, ICAP, GFI, Patton Boggs
Participants discussed SEF execution methods, whether hybrid and/or voice brokerage operations are permissible under the Dodd-Frank Act, voice brokerage trading protocols (e.g., work-ups and right of first refusals), and SEF compliance issues.