External Meetings: Meeting with ICAP

When:

2/14/2012 1:30 PM

Rulemaking(s):

XIII. SEF Registration

CFTC Staff:

Gary Gensler, Megan Wallace, David Van Wagner, Bella Rozenberg, Carl Kennedy, Amir Zaidi

Visitor(s):

John Nixon (ICAP), Pat McCarty (ICAP)

Organization(s):

ICAP

Participants discussed SEF execution methods, block trades, and available to trade issues. ICAP requested clarification about using voice as a method to execute trades if firm bids and offers are available on a SEF's screen. ICAP requested clarification about "work ups" and if this feature could be part of any voice based or hybrid system.