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External Meetings: Meeting w/ Trade Fund Associations

2/10/2011 11:00 AM
III. Business Conduct Standards w/ Counterparties

XIII. SEF Registration

XVIII. Real Time Reporting

CFTC Staff:
Scott O'Malia

Chris Iacovella

Adrianne Joves

Caroline Pham
Peter Malyshev

Charles Vanvleet

Kent Mason

Sharon Cassidy

James Harshaw

William Donovan

Mark Young

Ken Porter

Bella Sanevich
Winston & Strawn LLP

United Technologies

U.S. Steel & Carnegie Pension Fund

NISA Investment Advisors

Skadden, Arps

American Benefits Council

Committee on Investment of Employee Benefit Assets (CIEBA)
  • Participants discussed business conduct standards as applied to dealing¬†with pension funds and ERISA regulated funds and issues related to real time reporting and SEF's.

See Also:

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CFTC's Commitment to Open Government

Gavel and Book

Follow the Status of Enforcement Actions