External Meetings: Meeting with SIFMA and FIA

When:

2/9/2012 10:45 AM

Rulemaking(s):

IV. Business Conduct Standards – Internal

CFTC Staff:

Joseph Cisewski

Visitor(s):

Bonnie Litt

Maria Chiodi

Alessandro Cocco

Barbara Wierzynski

Bradley Edgell

James McHale

Claire Santaniello

Belinda Blaine

Paul Architzel

Yoon-Young Lee

John Nicholas - via phone

Kyle Brandon - via phone

John Polanin - via phone

Greg Johnson - via phone

Organization(s):

Goldman Sachs

Credit Suisse Securities (USA) LLC

J. P. Morgan Securities

Futures Industry Association

Securities Industry and Financial Markets Association

Pershing

Morgan Stanley & Co.

Wilmer Hale

NewEdge

Macquarie Group

J.P. Morgan Chase

Discussions concerning Internal Business Conduct Standards.

Law & Regulation

External Meetings: Meeting with SIFMA and FIA

See Also:

CFTC's Commitment to Open Government

Follow the Status of Enforcement Actions

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