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External Meetings: Presentation to National Energy Forum

2/3/2011 12:00 PM
II. Definitions

XI. End-user Exception

XXV. Whistleblowers


CFTC Staff:
Dan M. Berkovitz
National Energy Compliance Forum
Representatives from energy firms, electric utilitiy industry, las firm of Morgan, Lewis & Bockius
  • Mr. Berkovitz provides a general overview of the CFTC's rulemakings to implement the Dodd-Frank legislation.  Questions following the presentation concerned the potential application of the swap dealer definition to energy firms, the timetable for implementation of rulemakings, the scope of the violations covered by the whistleblower provision, and margin requirements for uncleared swaps.

See Also:

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CFTC's Commitment to Open Government

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Follow the Status of Enforcement Actions