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External Meetings: Meeting w/Wholesale Market Brokers' Association

1/31/2012 3:30 PM
VII. DCO Core Principles

XIII. SEF Registration

XVIII. Real Time Reporting

Block Sizes for Large Notional Off-Facility Swaps

CFTC Staff:
Gary Gensler

Steven Adamske

Stephen Obie
J. Chrisopher Giancarlo, GFI

Brian Donnelly, Tullet Prebon

Chris Ferreri, ICAP

Micah Green, Patton Boggs

Julian Harding, Tradition

Jeffrey Letzler, BGC

Pat McCarty, ICAP
Wholesale Market Brokers' Association (WMBA):

BGC Partners, Inc.


GFI Group, Inc.

Patton Boggs


Tullett Prebon
  • Participants discussed (i) SEF execution methods, (ii) block trade thresholds, (iii) whether hybrid and/or voice brokerage operations are permissible under the Dodd-Frank Act, (iv) timeline and/or phase-in for rule implementation, (v) RFQ issues, and (vi) pre-trade transparency.

See Also:

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CFTC's Commitment to Open Government

Gavel and Book

Follow the Status of Enforcement Actions