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External Meetings: Meeting w/Wholesale Market Brokers' Association

When:
1/31/2012 3:30 PM
Rulemaking(s):
VII. DCO Core Principles

XIII. SEF Registration

XVIII. Real Time Reporting

Block Sizes for Large Notional Off-Facility Swaps

CFTC Staff:
Gary Gensler

Steven Adamske

Stephen Obie
Visitor(s):
J. Chrisopher Giancarlo, GFI

Brian Donnelly, Tullet Prebon

Chris Ferreri, ICAP

Micah Green, Patton Boggs

Julian Harding, Tradition

Jeffrey Letzler, BGC

Pat McCarty, ICAP
Organization(s):
Wholesale Market Brokers' Association (WMBA):

BGC Partners, Inc.

ICAP

GFI Group, Inc.

Patton Boggs

Tradition

Tullett Prebon
  • Participants discussed (i) SEF execution methods, (ii) block trade thresholds, (iii) whether hybrid and/or voice brokerage operations are permissible under the Dodd-Frank Act, (iv) timeline and/or phase-in for rule implementation, (v) RFQ issues, and (vi) pre-trade transparency.

See Also:

OpenGov Logo

CFTC's Commitment to Open Government

Gavel and Book

Follow the Status of Enforcement Actions