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External Meetings: Meeting w/Wholesale Market Brokers' Association
Rulemaking(s):
VII. DCO Core Principles
XIII. SEF Registration
XVIII. Real Time Reporting
Block Sizes for Large Notional Off-Facility Swaps
CFTC Staff:
Gary Gensler
Steven Adamske
Stephen Obie
Visitor(s):
J. Chrisopher Giancarlo, GFI
Brian Donnelly, Tullet Prebon
Chris Ferreri, ICAP
Micah Green, Patton Boggs
Julian Harding, Tradition
Jeffrey Letzler, BGC
Pat McCarty, ICAP
Organization(s):
Wholesale Market Brokers' Association (WMBA):
BGC Partners, Inc.
ICAP
GFI Group, Inc.
Patton Boggs
Tradition
Tullett Prebon
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Participants discussed (i) SEF execution methods, (ii) block trade thresholds, (iii) whether hybrid and/or voice brokerage operations are permissible under the Dodd-Frank Act, (iv) timeline and/or phase-in for rule implementation, (v) RFQ issues, and (vi) pre-trade transparency.