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External Meetings: Meeting w/ICAP

When:
1/31/2012 2:45 PM
Rulemaking(s):
VII. DCO Core Principles

XIII. SEF Registration

CFTC Staff:
Gary Gensler

Steven Adamske

Stephen Obie
Visitor(s):
Caroline Arnold, ICAP

Ed Brown, ICAP

Dan Cleaves, ICAP

Arthur D'Arcy, ICAP

Chris Ferreri, ICAP

Dan Flannery, ICAP

Seth Johnson, ICAP

Sean Murphy, ICAP

Pat McCarty, ICAP
Organization(s):
ICAP
  • Participants discussed (i) SEF execution methods, (ii) whether hybrid and/or voice brokerage operations are permissible under the Dodd-Frank Act, and (iii) RFQ issues. The Chairman and accompanying CFTC staff were given a tour of ICAP's operations.

See Also:

OpenGov Logo

CFTC's Commitment to Open Government

Gavel and Book

Follow the Status of Enforcement Actions