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External Meetings: Meeting w/ICAP

1/31/2012 2:45 PM
VII. DCO Core Principles

XIII. SEF Registration

CFTC Staff:
Gary Gensler

Steven Adamske

Stephen Obie
Caroline Arnold, ICAP

Ed Brown, ICAP

Dan Cleaves, ICAP

Arthur D'Arcy, ICAP

Chris Ferreri, ICAP

Dan Flannery, ICAP

Seth Johnson, ICAP

Sean Murphy, ICAP

Pat McCarty, ICAP
  • Participants discussed (i) SEF execution methods, (ii) whether hybrid and/or voice brokerage operations are permissible under the Dodd-Frank Act, and (iii) RFQ issues. The Chairman and accompanying CFTC staff were given a tour of ICAP's operations.

See Also:

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CFTC's Commitment to Open Government

Gavel and Book

Follow the Status of Enforcement Actions