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External Meetings: Meeting w/MFA

When:
1/30/2014 12:30 PM
Rulemaking(s):
XIII. SEF Registration

XVII. Data Recordkeeping

Swaps Made Available to Trade

CFTC Staff:
Mark Wetjen

Scott Reinhart

Joseph Cisewski

Ted Serafini

Gary Barnett
Visitor(s):
Stephen Berger

Darcy Bradbury

Jo Chen

David Friedman

Brendan Kalb

Matthew Lillvis

Kim Rozman

Steve Waldman

Graham Harper

Stuart Kaswell

Laura Harper

Jennifer Han

Carlotta King

Scott Parsons
Organization(s):
Citadel LLC

D.E. Shaw group

Bain Capital, LLC

Tudor Investment Corporation

AQR Capital Management, LLC

Millennium Management LLP

HBK Capital Management

Delta Strategy Group

Managed Funds Association
  • Discussions concerning SEF Implementation: MAT Determinations, SEF Rulebooks and Onboarding Issues (see attached MFA letters), Oral and Written Recordkeeping Requirements under Amended CFTC Rule 1.35(a) (see attached MFA-SIFMA AMG request letter), CPO Recordkeeping Obligations under Amended CFTC Rules 4.23 and 1.31, Aggregation Limits (and possibly position limits), and Concept release on risk controls and system safeguards.

See Also:

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CFTC's Commitment to Open Government

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