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External Meetings: Meeting w/MFA

When:
1/30/2014 12:30 PM
Rulemaking(s):
XIII. SEF Registration

XVII. Data Recordkeeping

Swaps Made Available to Trade

CFTC Staff:
Mark Wetjen

Scott Reinhart

Joseph Cisewski

Ted Serafini

Gary Barnett
Visitor(s):
Stephen Berger

Darcy Bradbury

Jo Chen

David Friedman

Brendan Kalb

Matthew Lillvis

Kim Rozman

Steve Waldman

Graham Harper

Stuart Kaswell

Laura Harper

Jennifer Han

Carlotta King

Scott Parsons
Organization(s):
Citadel LLC

D.E. Shaw group

Bain Capital, LLC

Tudor Investment Corporation

AQR Capital Management, LLC

Millennium Management LLP

HBK Capital Management

Delta Strategy Group

Managed Funds Association
  • Discussions concerning SEF Implementation: MAT Determinations, SEF Rulebooks and Onboarding Issues (see attached MFA letters), Oral and Written Recordkeeping Requirements under Amended CFTC Rule 1.35(a) (see attached MFA-SIFMA AMG request letter), CPO Recordkeeping Obligations under Amended CFTC Rules 4.23 and 1.31, Aggregation Limits (and possibly position limits), and Concept release on risk controls and system safeguards.