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External Meetings: Call w/ K&L Gates / IAA

When:
1/19/2012 10:00 AM
Rulemaking(s):
General

CFTC Staff:
Laura Gardy
Visitor(s):
Lawrence Patent-K&L Gates

Karen Barr-IAA

Linda Choi-IAA
Organization(s):
K&L Gates

IAA

  • Participants discussed amendments to the compliance obligations for commodity pool operators and commodity trading advisors. Also, discussed was the treatment of fund to funds, the de minimus exemptions, harmonization with SEC requirements and the burdens of registration.

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