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External Meetings: Meeting with Morgan Stanley

1/6/2012 12:00 PM
III. Business Conduct Standards w/ Counterparties


CFTC Staff:
Jill Sommers

Marcia Blase
James Hill, Managing Director, Head of Credit Derivatives

Williams McCoy, Managing Director, Chief Commodities Counsel

Michael Stein, Managing Director, Global Head of Government Relations

Soo Mi Lee, Executive Director, Regulatory Affairs

Anthony Cicia, Executitve Director, Fixed Income Risk and Counsel
Morgan Stanley
  • Discuss business conduct standards, segregatio and few upcoming issues before the Commission.

See Also:

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CFTC's Commitment to Open Government

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Follow the Status of Enforcement Actions