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External Meetings All

Date
MEETING WITH
REGARDING RULEMAKING
09/22/2014
4:30 PM
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Private Equity Growth Capital Council (PEGCC)
Aggregation Policy for Position Limits

Position Limits for Derivatives

07/25/2014
11:00 AM
More Info
World Gold Council (WGC), The Klein & Saks Group
Position Limits for Derivatives

07/23/2014
2:00 PM
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Citadel, Delta Strategy Group
Position Limits for Derivatives

07/22/2014
10:30 AM
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ICE Trade Vault LLC
XVII. Data Recordkeeping

07/21/2014
12:30 PM
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LCH.Clearnet Ltd
XVII. Data Recordkeeping

07/21/2014
10:00 AM
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Global Financial Markets Association Global Foreign Exchange Division; Cleary Gottlieb Steen & Hamilton; HSBC; JP Morgan; State Street
XVII. Data Recordkeeping

07/17/2014
3:00 PM
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DTCC Data Repository (U.S.) LLC (DDR), Squire Patton Boggs LLP
XVII. Data Recordkeeping

07/17/2014
12:30 PM
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HSBC
XVII. Data Recordkeeping

07/17/2014
10:00 AM
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The Managed Funds Association, Citadel LLC, Tudor Investment Corporation, The D.E. Shaw Group, HBK Capital Management, Alternative Investment Management Association
XVII. Data Recordkeeping

07/16/2014
3:30 PM
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CME Group; Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates
XVII. Data Recordkeeping

07/16/2014
10:00 AM
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The International Swaps and Derivatives Association; Barclays; Goldman Sachs
XVII. Data Recordkeeping

05/15/2014
3:00 PM
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Intercontinental Exchange

Noble Americas Corp.

Louis Dreyfus Commodities

Cargill
Position Limits for Derivatives

05/15/2014
10:00 AM
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Noble Americas Corp.
Position Limits for Derivatives

04/21/2014
2:00 PM
More Info
Delta Strategy Group

Louis Dreyfus

Noble
XXVI. Position Limits

04/03/2014
1:30 PM
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NCFC

CHS

CHS

CHS

 

 

CHS

 

Growmark

 

Growmark
XXVI. Position Limits

01/30/2014
4:00 PM
More Info
Cargill
XXVI. Position Limits

01/30/2014
12:30 PM
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Citadel LLC

D.E. Shaw group

Bain Capital, LLC

Tudor Investment Corporation

AQR Capital Management, LLC

Millennium Management LLP

HBK Capital Management

Delta Strategy Group

Managed Funds Association
XIII. SEF Registration

XVII. Data Recordkeeping

Swaps Made Available to Trade

01/30/2014
11:00 AM
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Cargill
XXVI. Position Limits

01/29/2014
2:00 PM
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National Rural Electric Cooperative Association

American Public Power Association

Los Angeles Department of Water and Power, for the Large Public Power Council

Reed Smith LLP
II. Definitions

XVII. Data Recordkeeping

XXVI. Position Limits

Commodity Options

01/29/2014
1:00 PM
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AFR

Public Citizen

Consumer Federation of America

Demos

Institute for Agriculture and Trade Policy
General

01/24/2014
11:30 AM
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BGC Partners

Tullett Prebon

ICAP

Tradition

GFI

WMBA
Cross-Border

01/24/2014
9:00 AM
More Info
UK Financial Conduct Authority
Cross-Border

01/23/2014
4:00 PM
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European Commission
Cross-Border

01/15/2014
3:00 PM
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LCH.Clearnet
Clearing Requirement

01/14/2014
2:00 PM
More Info
One Chicago
General

01/14/2014
1:00 PM
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Citi

Citadel

Credit Suisse

LCH

Bloomberg

trueEX

Sullivan and Cromwell

CME
Swaps Made Available to Trade

01/14/2014
11:00 AM
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Vitol, Inc. (Vitol)
XXVI. Position Limits

01/14/2014
11:00 AM
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Bloomberg
General

01/13/2014
9:30 AM
More Info
Goldman Sachs
Cross-Border

01/10/2014
11:30 AM
More Info
Federal Eenergy Regulatory Commission
General

01/07/2014
2:00 PM
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UK Financial Conduct Authority
Cross-Border

12/20/2013
2:00 PM
More Info
Citadel
General

12/19/2013
1:30 PM
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T. Rowe Price

Blackrock

Fidelity

Capital

ICI
General

12/17/2013
12:30 PM
More Info
LCH.Clearnet
General

12/12/2013
10:00 AM
More Info
American Gas Association (AGA)

National Grid

Atmos Energy

Questar Gas Company

NW Natural Gas Company

Washington Gas Light Company

Consolidated Edison Co. of New York

Nisource Distribution Companies

Xcel Energy

Integrys Energy Group

Sempra Utilities

Ameren

ICF International

PSEG Energy Resources and Trade

PECO Energy

DTE Energy

New Mexico Gas Company

CMS Energy

National Fuel Gas Distribution Company

CenterPoint Energy

National Fuel Gas Distribution Company

Exelon Corporation

MidAmerican Energy Company
XXVI. Position Limits

12/11/2013
4:00 PM
More Info
NFA
General

12/05/2013
1:00 PM
More Info
CME Group
XXVIII. Volcker Rule

General

11/26/2013
2:00 PM
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BlackRock
General

11/22/2013
3:30 PM
More Info
Tradeweb
General

11/21/2013
12:30 PM
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MFS Investment Management

Russell Investments

SIFMA

PIMCO

Goldman Sachs

BlackRock

Putnam Investment Management

Vanguard
General

11/13/2013
11:45 AM
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trueEX

Citi Mortgages

FHLB

Eaton Vance

Fidelity

Vanguard

Citadel

AQR

MKP

Babson Capital Management LLC

BlackRock
General

11/08/2013
1:00 PM
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Citadel
General

11/04/2013
3:30 PM
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LMRKTS

Sterne Agee

WilmerHale
General

10/31/2013
3:30 PM
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ICAP
General

10/28/2013
3:00 PM
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trueEX
General

10/28/2013
10:00 AM
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Futures Industry Association
General

09/27/2013
10:00 AM
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Futures Industry Association (FIA)
General

09/26/2013
2:30 PM
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Institute of International Bankers (IIB)

Cleary, Gottlieb, Steen & Hamilton (CGSH)
Cross-Border

09/25/2013
12:00 AM
More Info
The Commercial Energy Working Group (CEWG)

Hess Corporation

NextEra Energy Resources

Vitol Inc.

Shell Trading (US) Company

Sutherland Asbill & Brennan LLP
XXVI. Position Limits

09/20/2013
10:00 AM
More Info
Futures Industry Association (FIA)
General

09/11/2013
11:30 AM
More Info
Better Markets
XXVI. Position Limits

XXVIII. Volcker Rule

Cross-Border

08/29/2013
11:00 AM
More Info
Citadel LLC

AQU Capital Management, LLC

HBK Investments LP

MFA
General

08/20/2013
2:00 PM
More Info
Bloomberg
XIII. SEF Registration

08/20/2013
12:30 PM
More Info
BlackRock

Fidelity

Goldman Sachs Asset Management

Jones Day

MFS

Wellington

SIFMA Asset Management Group
III. Business Conduct Standards w/ Counterparties

08/02/2013
3:00 PM
More Info
State Street

State Street Global Markets
Cross-Border

08/02/2013
11:00 AM
More Info
Citigroup (Citi)
Cross-Border

08/01/2013
4:30 PM
More Info
Citigroup
Cross-Border

07/29/2013
4:30 PM
More Info
Americans for Financial Reform (AFR)
Cross-Border

07/24/2013
1:00 PM
More Info
International Swaps and Derivatives Association (ISDA)

Mayer Brown
Cross-Border

07/23/2013
3:00 PM
More Info
CME Group (CME)
VI. Segregation and Bankruptcy

07/23/2013
9:30 AM
More Info
National Futures Association
VI. Segregation and Bankruptcy

07/08/2013
2:00 PM
More Info
IIB
Cross-Border

07/02/2013
10:00 AM
More Info
CME Group (CME)
General

06/28/2013
5:00 PM
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Bafin
Cross-Border

06/28/2013
3:00 PM
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Bundesbank
Cross-Border

06/28/2013
11:30 AM
More Info
Cross-Border

06/28/2013
11:00 AM
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Eurex

Deutsche Boerse
Cross-Border

06/28/2013
10:00 AM
More Info
Cross-Border

06/27/2013
3:00 PM
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Better Markets
Cross-Border

06/27/2013
12:15 PM
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Better Markets
Cross-Border

06/27/2013
11:00 AM
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ESMA
Cross-Border

06/27/2013
8:00 AM
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IOSCO
Cross-Border

06/26/2013
3:30 PM
More Info
Americans for Financial Reform
Cross-Border

06/26/2013
2:30 PM
More Info
Cross-Border

06/26/2013
1:00 PM
More Info
NFA
XIII. SEF Registration

Cross-Border

General

06/26/2013
12:00 PM
More Info
ICE
Cross-Border

06/26/2013
11:30 AM
More Info
UBS
Cross-Border

06/25/2013
4:00 PM
More Info
Futures and Options Association
Cross-Border

06/25/2013
2:00 PM
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FCA
Cross-Border

06/25/2013
11:30 AM
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IIB

Cleary
Cross-Border

06/24/2013
5:00 PM
More Info
City of London
Cross-Border

06/24/2013
3:00 PM
More Info
FMC Corporation

National Association of Manufacturers

Business Roundtable

Ford

GE

GM

Honda

IBM

John Deere

BP

Chatham Financial

Gibson Dunn
Cross-Border

06/24/2013
1:00 PM
More Info
LCH
Cross-Border

06/21/2013
1:00 PM
More Info
CLS Bank International
XX. Foreign Exchange

Clearing Requirement

General

06/20/2013
11:00 AM
More Info
Citadel LLC

Tiegland-Hunt LLP
Cross-Border

06/20/2013
9:30 AM
More Info
Prudential
Cross-Border

06/19/2013
4:00 PM
More Info
Linklaters
Cross-Border

06/18/2013
3:00 PM
More Info
JPMorgan Chase

SIFMA

Nomura

Northern Trust

Davis Polk & Wardwell LLP

Credit Suisse

Morgan Stanley

HSBC

UBS Americas Inc.

Barclays
Cross-Border

06/18/2013
11:00 AM
More Info
SIFMA

Barclays

UBS Americas Inc.

HSBC

JPMorgan Chase

Nomura

Northern Trust

Davis Polk & Wardwell

Credit Suisse

Morgan Stanley
Cross-Border

06/18/2013
11:00 AM
More Info
AFR

AFL-CIO

Demos
Cross-Border

06/15/2013
12:30 PM
More Info
Tiegland-Hunt LLP
Cross-Border

06/14/2013
4:30 PM
More Info
Tiegland-Hunt LLP
Cross-Border

06/14/2013
3:30 PM
More Info
Delta Strategies

Citadel

Teigland-Hunt LLP
Cross-Border

06/14/2013
2:00 PM
More Info
Citi
General

06/14/2013
11:30 AM
More Info
Covington

CRT Capital

Faros Trading
III. Business Conduct Standards w/ Counterparties

06/12/2013
2:00 PM
More Info
Better Markets
Cross-Border

06/12/2013
9:00 AM
More Info
BBVA Compass
Cross-Border

General

06/11/2013
2:00 PM
More Info
CME
VII. DCO Core Principles

XII. DCM Core Principles

Cross-Border

General

06/11/2013
2:00 PM
More Info
Bank of America
Cross-Border

06/11/2013
9:30 AM
More Info
BOA

Merrill Lynch
III. Business Conduct Standards w/ Counterparties

Cross-Border

06/10/2013
6:30 PM
More Info
Chopper Trading

RGM Advisors

Gelber Group

Getco

Chicago Trading Company
General

06/07/2013
3:00 PM
More Info
International Institute of Bankers (IIB)

Cleary, Gottlieb, Steen & Hamilton
Cross-Border

06/07/2013
11:00 AM
More Info
Cleary, Gottlieb, Steen & Hamilton
Cross-Border

06/06/2013
5:00 PM
More Info
Better Markets
Cross-Border

06/06/2013
3:00 PM
More Info
JPMC
Cross-Border

06/06/2013
1:45 PM
More Info
JP Morgan
Cross-Border

06/06/2013
9:30 AM
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IIB

Barclays

BNP Paribas

CIBC World Markets Corp.

Credit Suisse

HSBC Securities (USA), Inc.

Nomura Securities International, Inc.

Svenska Handelsbanken
Cross-Border

06/05/2013
2:00 PM
More Info
CME Group
Cross-Border

06/04/2013
3:00 PM
More Info
The Structured Finance Industry Group
General

06/04/2013
1:00 PM
More Info
Citibank
Cross-Border

06/04/2013
11:00 AM
More Info
U.S. Chamber of Commerce, Center for Capital Markets Competitiveness
General

06/04/2013
8:45 AM
More Info
FMC Corp.
General

06/04/2013
12:00 AM
More Info
Citibank, Cleary Gottlieb
Cross-Border

06/03/2013
10:30 AM
More Info
Citibank
Cross-Border

05/31/2013
2:15 PM
More Info
LCH.Clearnet (LCH)
VII. DCO Core Principles

General

05/31/2013
11:00 AM
More Info
Better Markets
Cross-Border

05/30/2013
12:00 PM
More Info
Citadel
General

05/30/2013
11:00 AM
More Info
Cleary Gottlieb
Cross-Border

05/29/2013
11:30 AM
More Info
GE

BP

Gibson Dunn
Clearing Requirement

05/23/2013
11:00 AM
More Info
Goldman Sachs
Cross-Border

05/22/2013
11:30 AM
More Info
Goldman Sachs
General

05/22/2013
11:00 AM
More Info
ICI

ABA

Covington & Burling
General

05/22/2013
9:15 AM
More Info
Better Markets
Cross-Border

General

05/20/2013
1:00 PM
More Info
Investment Company Institute
General

05/16/2013
2:00 PM
More Info
Delta Strategies
XIII. SEF Registration

05/15/2013
12:00 AM
More Info
Javelin
XIII. SEF Registration

05/14/2013
1:00 PM
More Info
Investment Company Institute
General

05/14/2013
12:00 AM
More Info
Javelin
XIII. SEF Registration

05/14/2013
12:00 AM
More Info
Sobba Public, LLC

Virtu Financial
V. Capital & Margin

05/13/2013
2:00 PM
More Info
American Securitization Forum (ASF)

Latham & Watkins

Credit Suisse Securities

BMO Capital Markets

RBC

Honda
Clearing Requirement

05/10/2013
1:30 PM
More Info
WMBAA
XIII. SEF Registration

05/10/2013
12:00 AM
More Info
WMBAA
XIII. SEF Registration

05/10/2013
12:00 AM
More Info
Delta Strategies
XIII. SEF Registration

05/09/2013
2:00 PM
More Info
Topics of discussion: clearing requirements; SEFs
XIII. SEF Registration

05/09/2013
12:00 AM
More Info
Better Markets
XIII. SEF Registration

05/09/2013
12:00 AM
More Info
Javelin
XIII. SEF Registration

05/08/2013
12:00 PM
More Info
Committee of Chief Risk Officers
XXVI. Position Limits

05/07/2013
12:00 AM
More Info
XIII. SEF Registration

05/06/2013
11:00 AM
More Info
Shell

Hess

Sutherland

MidAmerican

NextEra
General

05/03/2013
11:30 AM
More Info
FMC Corporation
Clearing Requirement

General

05/01/2013
1:00 PM
More Info
Barclays
Cross-Border

05/01/2013
12:00 PM
More Info
BlackRock
III. Business Conduct Standards w/ Counterparties

General

05/01/2013
11:00 AM
More Info
BlackRock
XIII. SEF Registration

General

04/30/2013
5:00 PM
More Info
Barclays
Cross-Border

General

04/26/2013
3:00 PM
More Info
American Farm Bureau Federation
VI. Segregation and Bankruptcy

General

04/24/2013
5:00 PM
More Info
State Street
XIII. SEF Registration

04/24/2013
3:30 PM
More Info
State Street
XX. Foreign Exchange

General

04/24/2013
3:00 PM
More Info
LCH
General

04/24/2013
2:30 PM
More Info
SIFMA Asset Management Group
III. Business Conduct Standards w/ Counterparties

General

04/24/2013
2:30 PM
More Info
Securities Industry
Cross-Border

04/24/2013
11:00 AM
More Info
Fidelity

MFS Investment Management

SIFMA

SIFMS Assest Management Group

BlackRock

Vanguard

Ameriprise

AllianceBernstein

Goldman Sachs Assest Management
Cross-Border

04/24/2013
10:00 AM
More Info
Javelin
XIII. SEF Registration

04/19/2013
10:45 AM
More Info
State Street
III. Business Conduct Standards w/ Counterparties

General

04/18/2013
11:00 AM
More Info
American Public Power Association (APPA)
General

04/17/2013
12:30 PM
More Info
Futures Industry Association (FIA)

National Futures Association (NFA)

Bank of America Merrill Lynch

Barclays

BlackRock

BMO Harris

BNY Mellon

Brown Brothers

CitiGroup

CME Group

Credit Suisse

JP Morgan

Mizuho

State Street
General

04/15/2013
4:00 PM
More Info
Citigroup

Cleary
Cross-Border

04/15/2013
1:00 PM
More Info
IIB
Cross-Border

General

04/15/2013
10:30 AM
More Info
Institute of International Bankers (IBB)
Cross-Border

04/12/2013
11:00 AM
More Info
State Street Bank

Delta Strategies
Cross-Border

04/11/2013
9:00 AM
More Info
D.E. Shaw
VIII. Process for Review of Swaps

04/10/2013
10:00 AM
More Info
Regis-TR
Cross-Border

04/09/2013
5:00 PM
More Info
Americans for Financial Reform
General

04/09/2013
2:00 PM
More Info
Futures Industry Association
XXVI. Position Limits

04/09/2013
1:00 PM
More Info
Investment Industry Association of Canada
General

04/09/2013
1:00 PM
More Info
Investment Industry Association of Canada

CIBC World Markets Inc.

Canaccord Financial Inc.

National Bank Financial

Raymond James Ltd. 

FirstEnergy Capital Corp. 

Assante Wealth Management Inc.

Macquarie Private Wealth Inc.

GMP Securities L.P.

BMO Capital Markets

TD Bank Group

Desjardins Group

RBC Dominion Securities

Scotiabank Global Banking and Markets 

RBC Capital Markets
Cross-Border

04/09/2013
11:00 AM
More Info
London Stock Exchange
VIII. Process for Review of Swaps

04/04/2013
10:00 AM
More Info
AllianceBernstein
General

04/03/2013
3:00 PM
More Info
TeraExchange
XIII. SEF Registration

04/03/2013
2:00 PM
More Info
TeraExchange
XIII. SEF Registration

04/03/2013
11:15 AM
More Info
FIA

National Pork Producers Association

National Council of Farmer Cooperatives

American Farm Bureau

National Grain and Feed Association
General

04/02/2013
1:00 PM
More Info
ISDA, Goldman Sachs, DE Shaw, Wellington, Mayer Brown
General

04/02/2013
12:45 PM
More Info
Gibson Dunn
VIII. Process for Review of Swaps

04/01/2013
4:00 PM
More Info
Goldman Sachs
XXVI. Position Limits

04/01/2013
1:30 PM
More Info
Gresham LLC
XXVI. Position Limits

04/01/2013
11:15 AM
More Info
Hetco
XXVI. Position Limits

04/01/2013
9:30 AM
More Info
ICE
XXVI. Position Limits

03/28/2013
1:00 PM
More Info
VIII. Process for Review of Swaps

XVIII. Real Time Reporting

03/21/2013
2:00 PM
More Info
ADMIS, ADM
General

03/21/2013
10:30 AM
More Info
FIA, Barclays, State Street, Goldman Sachs
General

03/20/2013
3:00 PM
More Info
Shell

AGL

NextEra

EEI

EPSA

AGA

Sutherland
General

03/15/2013
2:00 PM
More Info
Bluecrest Capital

Brevan Howard US

Winton Capital Management Ltd.

Alternative Investment Mangement Association (AIMA)

Crossroad Strategies
Cross-Border

03/13/2013
11:00 AM
More Info
Delta Strategy Group

ERIS
General

03/13/2013
12:00 AM
More Info
DTCC
XVI. Swap Data Repositories Registration

XVII. Data Recordkeeping

XVIII. Real Time Reporting

03/13/2013
12:00 AM
More Info
WMBA
XIII. SEF Registration

03/13/2013
12:00 AM
More Info
BP
I. Registration

XXVI. Position Limits

Cross-Border

03/12/2013
3:15 PM
More Info
List of attendees attached
General

03/12/2013
2:00 PM
More Info
List of attendees attached.
XIII. SEF Registration

03/11/2013
3:00 PM
More Info
FIA

JPMC

Citi

Barclays

Goldman Sachs
General

03/08/2013
4:00 PM
More Info
NFA
I. Registration

03/08/2013
3:00 PM
More Info
TeraExchange
XIII. SEF Registration

03/08/2013
3:00 PM
More Info
Microsoft
General

03/05/2013
3:00 PM
More Info
General

03/05/2013
3:00 PM
More Info
Delta Stategy Group

Allston Trading
General

03/05/2013
2:00 PM
More Info
Goldman Sachs
XIII. SEF Registration

03/05/2013
11:00 AM
More Info
Goldman Sachs
XIII. SEF Registration

03/04/2013
2:00 PM
More Info
Allston Trading

Delta Strategy Group
General

03/01/2013
11:30 AM
More Info
PIMCO, SIFMA, Goldman Sachs, Vanguard
XIII. SEF Registration

02/28/2013
5:00 PM
More Info
Barclays
General

02/28/2013
4:00 PM
More Info
United Technologies
XI. End-user Exception

Clearing Requirement

02/26/2013
12:15 PM
More Info
ICE
General

02/26/2013
11:00 AM
More Info
ICE
General

02/25/2013
3:00 PM
More Info
Davis Polk
Cross-Border

02/25/2013
2:30 PM
More Info
trueEx LLP
XII. DCM Core Principles

XIII. SEF Registration

02/25/2013
10:00 AM
More Info
trueEx

Alliance Bernstein

Citi Mortgages

Eaton Vance

Sullivan & Cromwell
General

02/21/2013
2:00 PM
More Info
BP
General

02/21/2013
2:00 PM
More Info
Better Markets
XIII. SEF Registration

XXVI. Position Limits

Cross-Border

02/21/2013
10:00 AM
More Info
Full Physical Segregation Working Group
VI. Segregation and Bankruptcy

02/21/2013
10:00 AM
More Info
BP
General

02/20/2013
4:00 PM
More Info
TeraExchange
XIII. SEF Registration

02/20/2013
3:00 PM
More Info
Newedge
V. Capital & Margin

02/20/2013
3:00 PM
More Info
Javelin

SDMA
XIII. SEF Registration

02/19/2013
1:30 PM
More Info
Gunvor
General

02/19/2013
12:00 AM
More Info
Nomura

RBC

Deutsche Bank

Natisis Commodity Markets

Citigroup

BP

Newedge

Goldman Sachs

ICAP

ICE Futures Europe

CME Europe

Nasdaq OMX

LME

LCH Clearnet

UBS

Jefferies

BNP Paribas

Mizuho Securities USA

FOA

US Embassy
VI. Segregation and Bankruptcy

Cross-Border

02/14/2013
1:30 PM
More Info
Bloomberg
XIII. SEF Registration

General

02/14/2013
12:00 PM
More Info
Fidelity

PIMCO

Vanguard

SIFMA

Goldman Sachs Asset Management

JP Morgan
XIII. SEF Registration

02/13/2013
2:00 PM
More Info
CME, Morgan Stanley, Bank of New York Mellon, PIMCO, Skadden, Davis Polk, Emmet Marvin, Katten Muchin
VI. Segregation and Bankruptcy

02/11/2013
2:00 PM
More Info
Tri-State Coalition for Responsible Investment

Missionary Oblates of Mary Immaculate/Interfaith Center for Corporate Responsibility

Institute for Agriculture and Trade Policy
XXVI. Position Limits

02/08/2013
8:00 AM
More Info
Federal Advisory Council
General

02/07/2013
2:30 PM
More Info
Ford

Honeywell

National Association of Manufacturers

Financial Executives International

National Association of Real Estate Investment Trusts

Chatham Financial

General Electric

U.S. Chamber of Commerce

Gibson Dunn

Business Roundtable

United Technologies Corp.
XI. End-user Exception

Cross-Border

General

02/07/2013
11:00 AM
More Info
Sutherland Asbill & Brennan LLP

The Association of Bermuda Insurers & Reinsurers
II. Definitions

General

02/06/2013
4:15 PM
More Info
SIFMA AMG

Fidelity

PIMCO

Vanguard

Goldman Sachs Asset Management
XIII. SEF Registration

General

02/06/2013
2:00 PM
More Info
JP Morgan
XIII. SEF Registration

General

02/06/2013
1:00 PM
More Info
Fidelity

PIMCO

Vanguard

SIFMA

Goldman Sachs Asset Managment
XIII. SEF Registration

02/06/2013
11:15 AM
More Info
Global Energy

Alpine Group

BG North America
XXVI. Position Limits

02/04/2013
1:30 PM
More Info
ISE

Eurex
I. Registration

XIV. FBOT Registration

02/01/2013
2:00 PM
More Info
AFR

Demos
XIII. SEF Registration

02/01/2013
11:30 AM
More Info
Eris Exchange
XIII. SEF Registration

02/01/2013
12:00 AM
More Info
TABB Group
General

01/30/2013
3:45 PM
More Info
NGSA

APPA

Conoco Phillips

Shell Energy North America

Devon Gas Services

Owensboro Municipal Utilities

Sacramento Municipal Utilities District
XXVI. Position Limits

General

01/30/2013
2:30 PM
More Info
APPA

NGSA
XXVI. Position Limits

01/30/2013
2:30 PM
More Info
Nomura
V. Capital & Margin

Cross-Border

General

01/30/2013
2:00 PM
More Info
Rabobank
Cross-Border

01/29/2013
2:00 PM
More Info
Skadden, CME, Morgan Stanley, Katten Muchin Rosenman LLP, PIMCO, Davis Polk
VI. Segregation and Bankruptcy

01/29/2013
9:30 AM
More Info
Morgan Stanley
General

01/25/2013
3:00 PM
More Info
Alternative Invement Management Association (AIMA)

Managed Funds Association (MFA)

Delta Strategies
Cross-Border

01/24/2013
2:00 PM
More Info
Delta Strategy Group
I. Registration

01/23/2013
2:00 PM
More Info
Morgan Stanley
General

01/23/2013
2:00 PM
More Info
Bloomberg
XIII. SEF Registration

General

01/23/2013
1:45 PM
More Info
Morrison & Foerster LLP
Cross-Border

01/23/2013
11:00 AM
More Info
Goldman Sachs
General

01/23/2013
9:00 AM
More Info
SIFMA AMG

PIMCO
XIII. SEF Registration

General

01/22/2013
4:00 PM
More Info
MarketAxess

Skadden
XIII. SEF Registration

General

01/22/2013
11:00 AM
More Info
BGC Partners

WMBA

Tradition

Tullett Prebon

ICAP

Patton Boggs
XIII. SEF Registration

General

01/17/2013
3:45 PM
More Info
ICAP
XIII. SEF Registration

General

01/17/2013
2:30 PM
More Info
Citi

JP Morgan

Wells Fargo

Bank of America

Goldman Sachs

UBS

Cleary Gottlieb

The Clearing House
General

01/17/2013
1:30 PM
More Info
State Street
XIII. SEF Registration

01/17/2013
1:00 PM
More Info
AFL-CIO

AFSCME

Laborers’ International Union of North America

Airline Pilots Association
General

01/17/2013
11:30 AM
More Info
ICAP
XIII. SEF Registration

General

01/17/2013
11:00 AM
More Info
State Street

Delta Strategy Group
XIII. SEF Registration

General

01/17/2013
10:00 AM
More Info
State Street

Delta Strategy Group
XIII. SEF Registration

01/17/2013
10:00 AM
More Info
ICAP
XIII. SEF Registration

General

01/16/2013
12:00 PM
More Info
CME
XIII. SEF Registration

XVI. Swap Data Repositories Registration

General

01/16/2013
11:30 AM
More Info
Bloomberg
XIII. SEF Registration

General

01/15/2013
4:30 PM
More Info
ICE
General

01/15/2013
2:00 PM
More Info
ICE
XII. DCM Core Principles

XVI. Swap Data Repositories Registration

General

01/15/2013
1:30 PM
More Info
UBS
XIII. SEF Registration

01/15/2013
11:00 AM
More Info
Phoenix Partners
XIII. SEF Registration

01/15/2013
11:00 AM
More Info
ICE
General

01/14/2013
1:30 PM
More Info
LCH. Clearnet

SwapClear US
XVIII. Real Time Reporting

General

01/11/2013
2:00 PM
More Info
Mizuho US

Sumitomo Mitsui Banking Corporation (SMBC)
Cross-Border

01/11/2013
9:30 AM
More Info
Alternative Investment Management Association (AIMA)

Crossroad Strategies
Cross-Border

01/10/2013
2:00 PM
More Info
Coalition for Derivatives End-Users
XI. End-user Exception

01/08/2013
10:30 AM
More Info
MarketAxess
XIII. SEF Registration

01/08/2013
10:00 AM
More Info
Premier Metal Services, LLC
General

12/20/2012
3:00 PM
More Info
Investment Company Institute (ICI)

U.S. Chamber of Commerce
XXVII. Investment Adviser Reporting

12/19/2012
2:00 PM
More Info
Blackrock
XIII. SEF Registration

12/19/2012
11:00 AM
More Info
Tradeweb
XIII. SEF Registration

12/18/2012
3:30 PM
More Info
ConocoPhillips

Shell

NextEra

Sutherland
General

12/17/2012
3:30 PM
More Info
PMAA

New England Fuel Institute (NEFI)

A4A (Airlines Association)
XXVI. Position Limits

12/12/2012
9:30 AM
More Info
Futures Industry Association (FIA)

Barclays Capital

Morgan Stanley

Citi

Credit Suisse

Vitol

Cadwalader
Aggregation Policy for Position Limits

12/11/2012
1:00 PM
More Info
NYSE Liffe US
General

12/11/2012
10:00 AM
More Info
NYSE Liffe
General

12/11/2012
12:00 AM
More Info
BGC Partners
General

12/10/2012
10:00 AM
More Info
ICAP
XIII. SEF Registration

12/06/2012
3:15 PM
More Info
JP Morgan
XIII. SEF Registration

General

12/06/2012
9:00 AM
More Info
Mark Brickell
XIII. SEF Registration

12/05/2012
2:30 PM
More Info
XIII. SEF Registration

12/05/2012
11:30 AM
More Info
DTCC
General

12/04/2012
3:00 PM
More Info
JP Morgan

UBS

Barclays

Citigroup

RBS

Bank of America

Morgan Stanley

Clifford Chance
General

12/04/2012
10:45 AM
More Info
Citigroup
General

12/03/2012
11:00 AM
More Info
ISDA

Morgan Stanley

Wellington

Goldman Sachs

Bank of America
XIII. SEF Registration

11/20/2012
1:00 PM
More Info
INTL Handley
V. Capital & Margin

11/20/2012
11:00 AM
More Info
European Commission
General

11/16/2012
3:40 PM
More Info
Cleary Gottlieb
General

11/16/2012
2:15 PM
More Info
Cleary, Gottlieb, Steen & Hamilton
General

11/16/2012
11:30 AM
More Info
European Union

British Embassy

Canadian Embassy

Swiss Embassy

French Embassy

Japanese Embassy
General

11/15/2012
3:30 PM
More Info
AGA

Northwest Natural Gas Company

Atmos Energy Company

MidAmerican Energy Company

National Fuel Gas Distribution Company
General

11/15/2012
2:00 PM
More Info
NW Natural

Atmos Energy Corporation

National Fuel

MidAmerican Energy

American Gas Association
XXI. Joint Rules w/ SEC

11/15/2012
1:30 PM
More Info
American Gas Association

Northwest Natural Gas Company

Atmos Energy Group

National Fuel Gas Distribution Company
General

11/15/2012
12:30 PM
More Info
Javelin
XII. DCM Core Principles

XIII. SEF Registration

11/15/2012
12:30 PM
More Info
Eris Exchange
XII. DCM Core Principles

XIII. SEF Registration

11/15/2012
11:15 AM
More Info
Eris Exchange
General

11/15/2012
11:00 AM
More Info
Javelin
General

11/15/2012
10:00 AM
More Info
Direct Energy

Hess Corporation

Mid-American Energy

Trading Risk Management

Next Era

Sutherland
General

11/15/2012
10:00 AM
More Info
Javelin
General

11/14/2012
5:00 PM
More Info
UBS
XIII. SEF Registration

11/14/2012
4:00 PM
More Info
Direct Energy
General

11/14/2012
4:00 PM
More Info
Thomson Reuters
General

11/13/2012
4:30 PM
More Info
Better Markets, Inc.
General

11/13/2012
2:00 PM
More Info
Goldman Sachs
XIII. SEF Registration

11/13/2012
1:00 PM
More Info
DTCC
General

11/13/2012
10:30 AM
More Info
LCH
VII. DCO Core Principles

11/13/2012
10:15 AM
More Info
Better Markets
General

11/13/2012
10:00 AM
More Info
Goldman Sachs
XIII. SEF Registration

11/09/2012
3:15 PM
More Info
FXall

Latham & Watkins
XIII. SEF Registration

11/09/2012
2:00 PM
More Info
FXall

Latham & Watkins
General

11/09/2012
12:00 AM
More Info
Citigroup
General

11/08/2012
3:30 PM
More Info
MarketAxess

Skadden
XIII. SEF Registration

11/08/2012
11:30 AM
More Info
Tradeweb
XII. DCM Core Principles

XIII. SEF Registration

General

11/08/2012
11:30 AM
More Info
European Commission
General

11/08/2012
10:30 AM
More Info
Tradeweb
General

11/06/2012
4:15 PM
More Info
ISDA

Morgan Stanley

Societe Generale

D. E. Shaw Group
General

11/06/2012
3:00 PM
More Info
Tradeweb

Capitol Counsel LLC
XIII. SEF Registration

11/06/2012
2:00 PM
More Info
Global Risk Management Advisors
General

11/06/2012
10:00 AM
More Info
Barclays
XIII. SEF Registration

11/06/2012
9:00 AM
More Info
Barclays
XIII. SEF Registration

11/05/2012
2:00 PM
More Info
Bloomberg
XIII. SEF Registration

XVI. Swap Data Repositories Registration

11/05/2012
12:00 AM
More Info
Bloomberg
XIII. SEF Registration

11/02/2012
2:15 PM
More Info
Union Bank
General

11/02/2012
1:15 PM
More Info
The Large Public Power Council (LPPC)
General

10/31/2012
4:00 PM
More Info
ICAP

TriOptima/TriReduce Compression Service
General

10/26/2012
12:00 AM
More Info
BGC
XII. DCM Core Principles

XIII. SEF Registration

10/26/2012
12:00 AM
More Info
Bloomberg
XII. DCM Core Principles

XIII. SEF Registration

10/26/2012
12:00 AM
More Info
ICAP
XII. DCM Core Principles

XIII. SEF Registration

10/26/2012
12:00 AM
More Info
GFI
XII. DCM Core Principles

XIII. SEF Registration

10/26/2012
12:00 AM
More Info
Tradeweb
XII. DCM Core Principles

XIII. SEF Registration

10/25/2012
10:30 AM
More Info
ICE
General

10/25/2012
9:30 AM
More Info
LCH
General

10/24/2012
6:00 PM
More Info
Patton Boggs
XII. DCM Core Principles

XIII. SEF Registration

10/24/2012
1:30 PM
More Info
American Public Power Association
General

10/23/2012
2:00 PM
More Info
UBS
General

10/23/2012
10:30 AM
More Info
State Street

Brevan Howard

Citadel

Alliance Bernstein

Delta Strategy Group
General

10/18/2012
3:00 PM
More Info
WSPP, Inc. (WSPP)

Wright & Talisman, PC
XXI. Joint Rules w/ SEC

10/18/2012
1:00 PM
More Info
American Public Gas Association

Huntsville Utilities

Public Energy Authority of Kentucky

Municipal Gas Authority of Georgia

Elk River Public Utility District

Florida Gas Utility

Tennergy

WilmerHale
General

10/18/2012
12:30 PM
More Info
Markit and MarkitSERV
V. Capital & Margin

XVIII. Real Time Reporting

10/18/2012
11:00 AM
More Info
Federal Home Loan Banks (FHLBank)
Clearing Requirement

10/18/2012
11:00 AM
More Info
Markit, MarkitSERV
V. Capital & Margin

10/17/2012
3:00 PM
More Info
Delta Strategies
General

10/17/2012
2:00 PM
More Info
Delta Strategy
General

10/17/2012
11:00 AM
More Info
Bank of America Merrill Lynch
V. Capital & Margin

10/16/2012
11:00 AM
More Info
WMBA

ICAP

Tradition

Tullett Prebon

BGC
General

10/16/2012
9:45 AM
More Info
WMBA

ICAP

Tradition

Tullett Prebon

BGC
General

10/11/2012
1:30 PM
More Info
Bank of America

Barclays

Citi

Deutsche Bank

Goldman Sachs

HSBC

Morgan Stanley

Davis Polk

SIFMA
General

10/11/2012
1:00 PM
More Info
Nomura
General

10/11/2012
11:00 AM
More Info
R. Bryan Woodard (State Street Corp.)

other representatives of State Street Corp.

Graham Harper (Delta Strategies)
IX. Governance & Possible Limits

10/10/2012
2:30 PM
More Info
ICAP
General

10/10/2012
11:15 AM
More Info
ICAP
General

10/03/2012
2:00 PM
More Info
Southern California Edison (SCE)

Southern Co. (Southern)

Balch & Bingham LLP
XXI. Joint Rules w/ SEC

10/01/2012
1:00 PM
More Info
Barclays
XXVIII. Volcker Rule

10/01/2012
10:45 AM
More Info
ICE
General

09/28/2012
2:30 PM
More Info
Commodity Markets Council
General

09/28/2012
1:30 PM
More Info
Commodity Markets Council (represented by Sutherland)

Cargill
General

09/28/2012
11:00 AM
More Info
SwapClear
General

09/28/2012
10:00 AM
More Info
SwapClear
General

09/27/2012
3:00 PM
More Info
LCH
General

09/27/2012
2:30 PM
More Info
Annaly Capital Management

Latham & Watkins LLP

Barclays

RBS

Ford Motor Credit

Bank of America Merrill Lynch

Royal Bank of Canada

Ford Motor Credit

American Securitization Forum
II. Definitions

General

09/27/2012
1:30 PM
More Info
American Securitization Forum, Inc.
General

09/27/2012
1:00 PM
More Info
Cargill
General

09/27/2012
1:00 PM
More Info
Freddie Mac

Katten Muchin

Fannie Mae

FHFA

Latham & Watkins
General

09/27/2012
11:00 AM
More Info
Cargill
General

09/27/2012
10:00 AM
More Info
ABA

ICI
General

09/27/2012
12:00 AM
More Info
Annaly Capital Managment

Latham & Watkins LLP

Barclys

RBS

Ford Motor Credit

Bank of American Merrill Lynch

Royal Bank of Canada

American Securitization Forum
II. Definitions

General

09/26/2012
2:00 PM
More Info
ICE
General

09/25/2012
3:00 PM
More Info
American Public Gas Association (APGA)
V. Capital & Margin

09/25/2012
1:00 PM
More Info
NYISO

Hunton & Williams
General

09/25/2012
11:30 AM
More Info
NYISO

Hunton & Williams
General

09/25/2012
10:00 AM
More Info
Embassy of Canada

European Commission

Embassy of Germany

Embassy of Switzerland

Embassy of France

Embassy of France/French CG NYC

Embassy of Mexico

British Embassy
General

09/24/2012
2:00 PM
More Info
Interstate Natural Gas Association of America
II. Definitions

09/20/2012
9:00 AM
More Info
SSgA, Natixis, BNY Mellon, Fidelity Investments, Patton Boggs
XXVIII. Volcker Rule

09/18/2012
2:30 PM
More Info
SIFMA

Credit Suisse

Morgan Stanley

Skadden Arps
General

09/18/2012
11:00 AM
More Info
Dillon Gage

The Klein & Saks Group

Troutman Sanders LLP
General

09/18/2012
10:30 AM
More Info
Noble Americas Corp.
V. Capital & Margin

09/18/2012
10:00 AM
More Info
Dillon Gage

The Klein & Saks Group

Troutman Sanders LLP
General

09/17/2012
2:00 PM
More Info
Alliance Risk Group

Direct Energy
General

09/17/2012
1:30 PM
More Info
Noble Energy Inc.
V. Capital & Margin

09/14/2012
11:30 AM
More Info
Institute of International Bankers

Cleary Gottlieb & Hamilton LLP
General

09/13/2012
9:30 AM
More Info
BlackRock
General

09/12/2012
4:00 PM
More Info
Large Public Power Council (Van Ness Feldman)

Tacoma

NY Power Authority

SMUD
General

09/12/2012
3:30 PM
More Info
Citigroup
General

09/12/2012
3:00 PM
More Info
Cadwalader

WilmerHale
General

09/12/2012
2:15 PM
More Info
New York Power Authority

Tacoma Public Utilities

Sacramento Municipal Utility Dostrict

Van Ness Feldman Law Firm
General

09/11/2012
3:00 PM
More Info
Winton

Caxton

Brevan Howard

King Street

Moore

Zaff

Sullivan & Cromwell

HBK

Partner Fund Management

Credit Suisse

Tudor

MFA
General

09/11/2012
2:00 PM
More Info
Japan SESC
General

09/11/2012
2:00 PM
More Info
MFA Board of Directors
General

09/11/2012
1:30 PM
More Info
MFA
General

09/11/2012
12:00 PM
More Info
Alernative Investment Management Association (AIMA)
V. Capital & Margin

General

09/11/2012
11:00 AM
More Info
Morgan Stanley
General

09/11/2012
10:00 AM
More Info
Morgan Stanley
III. Business Conduct Standards w/ Counterparties

09/10/2012
3:00 PM
More Info
American Securitization Forum

Annaly Capital Management

Latham & Watkins LLP

RBS

Bank of America Merrill Lynch

Ford
General

09/07/2012
12:45 PM
More Info
Bank of America Merrill Lynch

Deutsche Bank

Goldman Sachs

ISDA

PIMCO

Societs Generale
VI. Segregation and Bankruptcy

VII. DCO Core Principles

VIII. Process for Review of Swaps

XIII. SEF Registration

XVIII. Real Time Reporting

09/07/2012
11:00 AM
More Info
AQR Capital Management, LLC

Brevan Howard, Inc.

Citadel LLC

Convexity Capital Management

D.E. Shaw & Co.

Eton Park Capital Management, LP

HBK Capital Management

King Street Capital Management, LP

MFA
VI. Segregation and Bankruptcy

VII. DCO Core Principles

VIII. Process for Review of Swaps

XIII. SEF Registration

XVIII. Real Time Reporting

09/06/2012
2:00 PM
More Info
ICAP
General

09/06/2012
2:00 PM
More Info
Bank of America/Merrill Lynch
General

09/06/2012
11:00 AM
More Info
Citigroup

Cleary Gottlieb Steen & Hamilton
General

09/06/2012
10:15 AM
More Info
Citigroup

Cleary Gottlieb Steen & Hamilton
General

09/06/2012
10:00 AM
More Info
Bank of America
General

09/06/2012
10:00 AM
More Info
ICAP

TriOptima
XIII. SEF Registration

09/06/2012
9:00 AM
More Info
ICAP, TriOptima
XIII. SEF Registration

09/05/2012
4:15 PM
More Info
Demos
General

09/05/2012
4:00 PM
More Info
General

09/05/2012
4:00 PM
More Info
SIFMA

Skadden

Deutsche Bank

Credit-Suisse
General

09/05/2012
3:00 PM
More Info
BP
General

08/31/2012
10:00 AM
More Info
Singapore Exchange (SGX)
VII. DCO Core Principles

08/30/2012
4:00 PM
More Info
JP Morgan
General

08/30/2012
3:00 PM
More Info
Singapore Exchange

Shearman & Sterling, LLP.
VII. DCO Core Principles

General

08/30/2012
10:00 AM
More Info
Public Citizen

AFR
General

08/29/2012
3:15 PM
More Info
Institute of International Bankers

HSBC

Cleary Gottlieb Steen Hamilton LLP
General

08/29/2012
2:00 PM
More Info
CMC, NGFA, Sutherland, Bunge, MGEX,  The Scoular Company,

NCFC, Icarus Trading, ADM, Growmark, Cargill, Newedge, Katten Law, Macquarie, JP Morgan, Louis Dreyfus Commodities
XXXI. Conforming Amendments

General

08/29/2012
12:30 PM
More Info
IIB

HSBC

Cleary, Gottlieb, Steen & Hamilton
General

08/29/2012
11:30 AM
More Info
Institute of International Bankers

HSBC

Cleary Gottlieb Steen Hamilton LLP
General

08/29/2012
11:30 AM
More Info
ICAP
XIII. SEF Registration

08/28/2012
4:30 PM
More Info
CMC

Delta Strategies

NGFA

The Scoular Company

Chicago Trading Group

Louis Dreyfus Commodities

FIA

Katten Law

ADM

Icarus Trading, LLC

arclays

Growmark

CME Group

Newedge

JP Morgan

Kansas City Board of Trade

Macquarie

Tenco
XXXI. Conforming Amendments

08/28/2012
10:30 AM
More Info
ICE
General

08/28/2012
9:30 AM
More Info
LCH Clearnet
XIII. SEF Registration

08/27/2012
10:00 AM
More Info
ConocoPhillips
General

08/27/2012
12:00 AM
More Info
ConocoPhillips

Sullivan & Cromwell LLP
II. Definitions

08/22/2012
2:00 PM
More Info
ICAP
XIII. SEF Registration

08/22/2012
11:00 AM
More Info
Skadden
XIII. SEF Registration

08/16/2012
2:00 PM
More Info
Chatham Financial
V. Capital & Margin

Clearing Requirement

08/16/2012
11:00 AM
More Info
SIFMA

GS

Morgan Stanley

Citi

Barclays
General

08/14/2012
11:30 AM
More Info
NFA
XIII. SEF Registration

08/14/2012
10:00 AM
More Info
Commodity Markets Council (CMC)

National Grain and Feed Assoc. (NGFA)

Kansas City Board of Trade

Minneapolis Grain Exchange

ABN Amro

RJ O'Brien

a member of the Chicago Board of Trade (CBOT)
XXXI. Conforming Amendments

08/13/2012
10:30 AM
More Info
DTCC
General

08/10/2012
5:30 PM
More Info
Commodity Markets Council (CMC)
XXXI. Conforming Amendments

08/09/2012
2:30 PM
More Info
Bank of America
IV. Business Conduct Standards – Internal

08/09/2012
1:00 PM
More Info
ICI
XXVII. Investment Adviser Reporting

08/09/2012
11:00 AM
More Info
National Council of Farmer Cooperatives (NCFC)
XXXI. Conforming Amendments

08/07/2012
10:30 AM
More Info
Commodity Markets Council (CMC)

National Grain and Feed Assoc. (NGFA)
XXXI. Conforming Amendments

08/07/2012
12:00 AM
More Info
Stanford University
XIII. SEF Registration

08/06/2012
2:30 PM
More Info
NGSA
General

08/03/2012
2:30 PM
More Info
trueEX
XII. DCM Core Principles

08/03/2012
1:30 PM
More Info
trueEX
XII. DCM Core Principles

08/03/2012
11:30 AM
More Info
Sullivan & Cromwell

TrueEx
General

08/03/2012
12:00 AM
More Info
Columbia Business School
XIII. SEF Registration

08/02/2012
4:00 PM
More Info
ABA

ICI
General

08/02/2012
2:00 PM
More Info
Fidelity

Goldman Sachs Asset Management

MFS

PIMCO

Vanguard

Investment Adviser Association

ICI

Managed Fund Association

SIFMA

SIFMA AMG

Davis Polk

Citadel

HBK
General

08/02/2012
12:00 PM
More Info
Fidelity

Goldman Sachs Assets Management

MFS

PIMCO

Vanguard

Investment Adviser Assoc.

ICI

Managed Fund Association

SIFMA AMG

Davis Polk

Citadel

HBK

T. Rowe Price
VI. Segregation and Bankruptcy

08/02/2012
11:30 AM
More Info
State Street
VIII. Process for Review of Swaps

08/02/2012
11:00 AM
More Info
The Farm Credit Council

AgriBank
XI. End-user Exception

08/02/2012
10:30 AM
More Info
Natural Gas Supply Association
II. Definitions

XXVI. Position Limits

08/01/2012
4:00 PM
More Info
Vitol

Shell Energy North America

Direct Energy

Hess

Sutherland Asbill & Brennan LLP
General

08/01/2012
2:30 PM
More Info
Vitol

Shell Energy North America

Direct Energy

Hess

Sutherland Asbill & Brennan LLP
General

08/01/2012
11:00 AM
More Info
ISDA

Mayer Brown

Morgan Stanley
IV. Business Conduct Standards – Internal

07/31/2012
4:00 PM
More Info
FXall
XII. DCM Core Principles

XVIII. Real Time Reporting

07/31/2012
4:00 PM
More Info
Financial Markets Lawyers Group (FMLG)
General

07/31/2012
3:00 PM
More Info
Morgan Stanley

HSBC Bank

Citigroup

Deutsche Bank

Goldman Sachs & Co.
General

07/31/2012
1:00 PM
More Info
Morgan Stanley

HSBC Bank USA

Citigroup Global Markets Inc.

Deutsche Bank

Goldman Sachs & Co.
General

07/31/2012
11:00 AM
More Info
NYSE
General

07/31/2012
9:20 AM
More Info
JPMorgan Chase

Citi

BNY Mellon

Credit Suisse

Morgan Stanley

Bank of America

Allstate Insurance

AIG
General

07/30/2012
4:15 PM
More Info
ISDA

Goldman Sachs
General

07/30/2012
3:00 PM
More Info
Blackstone

Carlyle

Carlyle

KKR

TPG

PEGCC

Sullivan & Cromwell
General

07/30/2012
3:00 PM
More Info
UBS, Allen & Overy LLP
XIII. SEF Registration

07/30/2012
2:15 PM
More Info
PIMCO
General

07/30/2012
1:30 PM
More Info
TeraExchange
General

07/30/2012
1:30 PM
More Info
Blackstone

Carlyle

KKR

TPG

PEGCC
Aggregation Policy for Position Limits

07/30/2012
1:00 PM
More Info
TeraExchange
XIII. SEF Registration

07/27/2012
3:00 PM
More Info
NFA
I. Registration

07/27/2012
10:00 AM
More Info
ICAP
XIII. SEF Registration

07/26/2012
2:30 PM
More Info
The Private Equity Growth Capital Counsel
XXVI. Position Limits

07/26/2012
10:00 AM
More Info
Blackstone, KKR, TPG, Carlyle, PEGCC, Sullivan & Cromwell
Aggregation Policy for Position Limits

07/25/2012
2:30 PM
More Info
Nomura
General

07/25/2012
11:00 AM
More Info
ICE
XIII. SEF Registration

07/25/2012
12:00 AM
More Info
Nomura
General

07/24/2012
3:00 PM
More Info
Securities Industry and Financial Markets Association

Davis Polk & Wardwell
General

07/24/2012
10:00 AM
More Info
BP
VIII. Process for Review of Swaps

07/24/2012
12:00 AM
More Info
NICE
XXXI. Conforming Amendments

07/23/2012
2:00 PM
More Info
Tradeweb, Ogilvy Gov't Relations
XIII. SEF Registration

07/19/2012
3:00 PM
More Info
Honeywell

Prudential

GE

U.S. Chamber of Commerce

National Association of Manufacturers

Gibson Dunn

Financial Executives International
General

07/19/2012
11:00 AM
More Info
"SEF Coalition," namely:

FX Alliance

ICE

Tradeweb

Latham & Watkins

Rich Feuer Anderson
IX. Governance & Possible Limits

07/19/2012
10:00 AM
More Info
FXall, Latham & Watkins LLP
XIII. SEF Registration

07/18/2012
2:00 PM
More Info
Noble Energy
V. Capital & Margin

07/18/2012
11:00 AM
More Info
INFX, Latham & Watkins LLP
XIII. SEF Registration

07/17/2012
4:00 PM
More Info
GE

Gibson Dunn
General

07/17/2012
1:00 PM
More Info
Markit

arkitSERV

M

Markit Valuations

DTCC

Latham & Watkins
III. Business Conduct Standards w/ Counterparties

V. Capital & Margin

General

07/17/2012
10:00 AM
More Info
Markit/MarkitSERV/DTCC
V. Capital & Margin

07/16/2012
4:00 PM
More Info
INFX 

Latham & Watkins LLP
XIII. SEF Registration

07/16/2012
4:00 PM
More Info
INFX 

Latham & Watkins LLP
XIII. SEF Registration

07/16/2012
3:30 PM
More Info
State Street
General

07/16/2012
2:30 PM
More Info
INFX

Latham & Watkins LLP
XIII. SEF Registration

General

07/16/2012
2:00 PM
More Info
HETCO

Hess

Cadwalader

Delta Strategy Group
V. Capital & Margin

General

07/13/2012
2:30 PM
More Info
ICE
General

07/13/2012
1:00 PM
More Info
Autonomy
XXXI. Conforming Amendments

07/12/2012
11:15 AM
More Info
Societe Generale

Skadden
I. Registration

07/11/2012
4:15 PM
More Info
GE

Honeywell

IBM

Chatham Financial

U.S. Chamber of Commerce

National Association of Manufacturers

Gibson Dunn
XI. End-user Exception

General

07/11/2012
1:00 PM
More Info
ICE
General

07/11/2012
11:15 AM
More Info
InterContinental Exchange (ICE)
VIII. Process for Review of Swaps

07/11/2012
11:00 AM
More Info
GE

Honeywell

IBM

Gibson Dunn

Chatham Financial

US Chamber of Commerce
XI. End-user Exception

General

07/11/2012
9:00 AM
More Info
FSA Japan
General

07/06/2012
12:00 PM
More Info
Better Markets
II. Definitions

07/06/2012
10:30 AM
More Info
Cargill
XXI. Joint Rules w/ SEC

07/06/2012
10:00 AM
More Info
Hunton & Williams LLP
XXXI. Conforming Amendments

07/06/2012
12:00 AM
More Info
Nexidia
XXXI. Conforming Amendments

07/05/2012
10:00 AM
More Info
IST Global Oil Americas

BP America
XVIII. Real Time Reporting

General

07/05/2012
10:00 AM
More Info
National Rural Electric Cooperative Association (NRECA)
XXI. Joint Rules w/ SEC

07/02/2012
2:00 PM
More Info
ABA

Webster Bank

FTN Financial

Summit Bank
XI. End-user Exception

07/02/2012
1:30 PM
More Info
ICAP

Skadden Arps (for MarketAxess)
VIII. Process for Review of Swaps

06/29/2012
5:30 PM
More Info
The Carlyle Group
XXVI. Position Limits

06/29/2012
2:00 PM
More Info
SIFMA

Goldman Sachs & Co.

Davis Polk & Wardwell
II. Definitions

06/29/2012
1:00 PM
More Info
Securities Industry and Financial Markets Association

Goldman Sachs & Co.

Davis Polk & Wardwell
II. Definitions

06/28/2012
3:30 PM
More Info
Markit
II. Definitions

06/28/2012
2:30 PM
More Info
Perry Capital, LLC

MFA, Serengeti Asset Managment

MFA, Tenor Capital

Delta Strategy Group
General

06/28/2012
2:00 PM
More Info
Not-for Profit Electric Coalition

National Rural Electric Cooperative Association

American Public Power Association

Los Angeles Department of Water and Power (representing the Large Public Power Council)

Bonneville Power Administration

Reed Smith LLP
II. Definitions

06/28/2012
1:30 PM
More Info
Perry Capital LLC

Managed Funds Association

Serengeti Asset Management

Tenor Capital

Delta Strategy Group
General

06/28/2012
1:00 PM
More Info
Russell Wasson

Richard Meyer

Susan Kelly

Randy Howard

Sonya Baskerville

Patty Dondanville

Dave Schryver
II. Definitions

06/28/2012
11:00 AM
More Info
Managed Funds Association
XXVII. Investment Adviser Reporting

06/28/2012
10:00 AM
More Info
Skadden
II. Definitions

06/27/2012
1:30 PM
More Info
Coalition of Physical Energy Companies

Bracewell

Shell Energy North America
II. Definitions

06/26/2012
4:00 PM
More Info
Edison Electric Institute
II. Definitions

06/26/2012
2:45 PM
More Info
American Gas Association

Covington and Burling
II. Definitions

06/20/2012
3:30 PM
More Info
Shell

BP

Conoco Phillips

Natural Gas Supply Association
XXVI. Position Limits

06/20/2012
1:00 PM
More Info
Public Citizen
General

06/20/2012
12:30 PM
More Info
FIA
General

06/20/2012
12:00 PM
More Info
Not-for Profit Electric Coalition
XI. End-user Exception

06/20/2012
9:15 AM
More Info
State Street
VIII. Process for Review of Swaps

06/19/2012
3:30 PM
More Info
Citi
General

06/19/2012
3:30 PM
More Info
GETCO
General

06/19/2012
2:00 PM
More Info
CCC Alliance, LLC

Venable LLP

Hartz Capital, Inc.

The Hillman Company
General

06/19/2012
2:00 PM
More Info
Protect Ag Futures
General

06/19/2012
11:15 AM
More Info
ISDA

Morgan Stanley

Deutsche Bank
General

06/19/2012
10:00 AM
More Info
Petroleum Marketers Association of America

New England Fuel Institute
General

06/18/2012
2:00 PM
More Info
Japan Financial Services Agency
General

06/18/2012
10:00 AM
More Info
Societe Generale

Davis Polk & Wardwell
General

06/15/2012
2:00 PM
More Info
AFR

Demos

Consumer Federation of America

AFL-CIO
General

06/15/2012
8:30 AM
More Info
Davis Polk

Fidelity

Goldman Sachs Asset Management

MFS

PIMCO

SIFMA

SIFMA Asset Management Group

Vanguard
I. Registration

XXVII. Investment Adviser Reporting

06/14/2012
4:30 PM
More Info
Davis Polk

Fidelity

Goldman Sachs Asset Management

MFS

MFS

PIMCO

SIFMA

SIFMA Asset Management Group

Vanguard
General

06/14/2012
4:00 PM
More Info
Barclays Capital, Inc.

BNP Paribas

CIBC World Markets Corp.

Credit Suisse

Deutsche Bank AG

HSBC Bank USA

Institute of International Bankers (IIB)

Mizuho Corporate Bank, Ltd.

Royal Bank of Canada

Standard Chartered Bank

UBS
I. Registration

II. Definitions

XVII. Data Recordkeeping

XVIII. Real Time Reporting

06/14/2012
3:15 PM
More Info
Goldman Sachs
General

06/14/2012
2:00 PM
More Info
Securities Industry and Financial Markets Association

Davis Polk & Wardwell

Systemic Risk Deutsche Bank

Morgan Stanley

Capital Markets Legal Department Citigroup Global Markets Inc.

Global Markets Compliance HSBC Bank USA
General

06/14/2012
11:00 AM
More Info
Compliant Phones
XXXI. Conforming Amendments

06/14/2012
11:00 AM
More Info
US Bank
General

06/14/2012
10:30 AM
More Info
Credit Suisse
XXVIII. Volcker Rule

06/14/2012
10:00 AM
More Info
US Bank
III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards – Internal

General

06/13/2012
3:15 PM
More Info
Bank of America
General

06/13/2012
2:00 PM
More Info
Barclays
General

06/13/2012
9:00 AM
More Info
Consumer Federation of America
Report: Whistleblowers

06/12/2012
2:00 PM
More Info
Better Markets
General

06/12/2012
1:00 PM
More Info
Nomura
General

06/12/2012
11:00 AM
More Info
Nomura
I. Registration

V. Capital & Margin

General

06/12/2012
11:00 AM
More Info
Citigroup
General

06/11/2012
11:00 AM
More Info
ISDA

Morgan Stanley

Deutsche Bank

D.E. Shaw
General

06/11/2012
10:00 AM
More Info
Institute of International Bankers

Cleary Gottlieb Steen Hamilton LLP
General

06/08/2012
2:00 PM
More Info
UBS
I. Registration

06/08/2012
1:00 PM
More Info
American Banking Association
II. Definitions

06/08/2012
12:00 PM
More Info
UBS
General

06/08/2012
12:00 AM
More Info
Katten Muchin Rosenman LLP
IX. Governance & Possible Limits

06/07/2012
4:00 PM
More Info
State Street Bank

Delta Strategy Group
General

06/07/2012
1:00 PM
More Info
National Gas Exchange (NGX)
General

06/07/2012
11:30 AM
More Info
Natural Gas Ecxhange

WilmerHale
General

06/07/2012
11:15 AM
More Info
FIA

Goldman Sachs

Newedge

Credit Suisse

R.J. O'Brien

Morgan Stanley
VII. DCO Core Principles

06/07/2012
10:00 AM
More Info
State Street Global Markets

Delta Strategy Group
General

06/07/2012
9:30 AM
More Info
State Street

Delta Strategy Group
General

06/06/2012
3:00 PM
More Info
The Committee on Investment of Employee Benefit Assests

American Benefits Council

The Eureopeon Pension Federation

Franklin Advisors

General Motors Pension Fund

NISA Investment Advisors
General

06/06/2012
2:30 PM
More Info
State Street

Delta Stragety Group
General

06/06/2012
10:30 AM
More Info
Managed Funds Association

Citadel Investment Group

King Street Capital Management

HBK Investments
XVIII. Real Time Reporting

Block Sizes for Large Notional Off-Facility Swaps

06/06/2012
12:00 AM
More Info
CIEBA

Clifford Chance LLP

ABC

Davis & Harman

APG Algemene Pension Group N.V.

APG Assest Managment US Inc.

K&L Gates LLP
General

06/05/2012
4:00 PM
More Info
BP America Inc.
I. Registration

II. Definitions

06/05/2012
3:30 PM
More Info
BP America, Inc.
General

06/05/2012
3:00 PM
More Info
Petroleum Marketers Association of America

Americans for Financial Reform

Better Markets

Public Citizen

AFL-CIO

University of Maryland

Occupy the SEC

Consumer Federation of America

Demos
General

06/05/2012
10:00 AM
More Info
Bloomberg LP
XIII. SEF Registration

XVI. Swap Data Repositories Registration

06/05/2012
10:00 AM
More Info
BP America
General

06/05/2012
12:00 AM
More Info
BP America Inc.
General

06/04/2012
3:00 PM
More Info
Covington & Burling LLP
General

06/04/2012
2:00 PM
More Info
Covington
General

06/04/2012
11:00 AM
More Info
Covington and Burling LLP
II. Definitions

06/04/2012
10:00 AM
More Info
Parity Energy discussed the following aspects of the FNPRM:

 

- Requested a separate swap category for swaps that are economically related to crude oil options because transactions in such options are typically larger in scale and fewer in number than those in fixed price energy instruments;

 

- Requested that the final rule to clarify that any natural gas swap with optionality be subject to the minimum block size proposed in Appendix F of the FNPRM for natural gas options rather than the minimum block size for natural gas swaps;

 

- Recommended setting a separate initial minimum block size for crude oil options at 1,000 contracts, consistent with CME’s minimum block size for Light Sweet Crude Oil options transactions.
XVIII. Real Time Reporting

Block Sizes for Large Notional Off-Facility Swaps

06/01/2012
1:30 PM
More Info
Eaton Vance
XIII. SEF Registration

06/01/2012
11:00 AM
More Info
Japan Financial Services Agency
General

06/01/2012
9:00 AM
More Info
Nomura
General

05/31/2012
4:30 PM
More Info
Chatham Financial
XI. End-user Exception

05/30/2012
4:15 PM
More Info
ISDA

Morgan Stanley

DE Shaw

Bank of America/Merrill Lynch

Barclay's
VII. DCO Core Principles

IX. Governance & Possible Limits

XI. End-user Exception

XIII. SEF Registration

05/30/2012
10:00 AM
More Info
Office of Rep. Maloney, BGC, ICAP, Tullet Prebon, GFI, Tradition, Patton Boggs
XIII. SEF Registration

05/30/2012
9:15 AM
More Info
ICE Futures US
XII. DCM Core Principles

05/25/2012
12:00 AM
More Info
Citigroup
General

05/24/2012
5:15 PM
More Info
SIFMA
General

05/23/2012
2:30 PM
More Info
CME

Skadden
General

05/23/2012
2:00 PM
More Info
National Rural Electric Cooperative Association

American Power Power Association

Van Ness Feldman (for the Large Public Power Council)

Bonneville Power Administration

Reed Smith LLP
General

05/23/2012
1:30 PM
More Info
CME
General

05/23/2012
11:00 AM
More Info
American Public Gas Association

Bonneville Power Administration

National Rural Electric Cooperative Association

American Public Power Association

Van Ness Feldman (for the Large Public Power Council)

Reed Smith LLP
II. Definitions

05/21/2012
2:00 PM
More Info
NEFI

PMAA
XXVIII. Volcker Rule

05/17/2012
3:00 PM
More Info
Natural Gas Supply Association
II. Definitions

05/17/2012
1:30 PM
More Info
ISDA
General

05/16/2012
4:15 PM
More Info
VIII. Process for Review of Swaps

05/16/2012
4:00 PM
More Info
Deere & Company

American Honda
XI. End-user Exception

05/16/2012
2:00 PM
More Info
Natural Gas Supply Association
V. Capital & Margin

05/16/2012
1:00 PM
More Info
Better Markets
XXVIII. Volcker Rule

05/16/2012
11:00 AM
More Info
Bill Barr and Co, KC

VitaPlus, Madision, WI

Foster Farms, CA

AFIA

Penny Newman Farms, Fenso, CA
General

05/15/2012
3:00 PM
More Info
Dominion Resources

GenOn Energy

Edison Electric Institute (EEI)

Cadwalader

Luminant

NextEra Energy

Southern Company

Balch & Bingham LLP
XI. End-user Exception

05/15/2012
1:30 PM
More Info
Los Angeles Department of Water and Power (LADWP)

Tacoma Public Utilities

Partner Van Ness Feldman Law Firm
II. Definitions

05/15/2012
11:00 AM
More Info
Van Ness Feldman

Los Angeles Department of Water & Power

Tacoma Public Utilities
General

05/15/2012
9:30 AM
More Info
Large Public Power Council
II. Definitions

05/14/2012
4:00 PM
More Info
XIII. SEF Registration

05/11/2012
3:00 PM
More Info
Better Markets
General

05/11/2012
2:00 PM
More Info
Occupy the SEC
XXVIII. Volcker Rule

05/11/2012
1:30 PM
More Info
Barclays

Institute of International Bankers

Morgan Stanley

Cleary Gottlieb Steen Hamilton LLP
General

05/11/2012
11:00 AM
More Info
JP Morgan
General

05/11/2012
9:00 AM
More Info
Citigroup

Cleary Gottlieb Steen Hamilton LLP
General

05/11/2012
1:30 AM
More Info
BBVA
I. Registration

05/09/2012
2:00 PM
More Info
DTCC
XVI. Swap Data Repositories Registration

05/09/2012
2:00 PM
More Info
Natural Gas Supply Association
General

05/09/2012
11:00 AM
More Info
SIFMA

Davis Polk
XXVIII. Volcker Rule

05/09/2012
10:30 AM
More Info
Tradeweb
XIII. SEF Registration

05/08/2012
2:30 PM
More Info
DTCC
General

05/08/2012
1:30 PM
More Info
Thomson Reuters

Rich Feuer Group
General

05/08/2012
11:00 AM
More Info
Thomson Reuters

Rich Feuer Group
General

05/08/2012
11:00 AM
More Info
AmCham EU
I. Registration

05/07/2012
4:00 PM
More Info
Bloomberg
XIII. SEF Registration

05/07/2012
3:00 PM
More Info
MarketAxess
XIII. SEF Registration

05/07/2012
1:00 PM
More Info
John Deere Financial, CAT Financial, Honda Financial Services, Toyota Financial Services
XI. End-user Exception

05/07/2012
11:30 AM
More Info
Nomura
General

05/07/2012
11:15 AM
More Info
DE Shaw
General

05/07/2012
11:00 AM
More Info
Nomura
V. Capital & Margin

General

05/07/2012
11:00 AM
More Info
Pierpont Securities LLC

Pierpoint Derivatives LLC
XVIII. Real Time Reporting

Block Sizes for Large Notional Off-Facility Swaps

05/07/2012
10:00 AM
More Info
Nomura Holding America

Nomura Securities International
General

05/07/2012
12:00 AM
More Info
ICAP
XII. DCM Core Principles

05/07/2012
12:00 AM
More Info
CME
XII. DCM Core Principles

05/07/2012
12:00 AM
More Info
ICAP
XII. DCM Core Principles

05/04/2012
3:00 PM
More Info
Futures Industry Association

Morgan Stanley
XXVI. Position Limits

05/03/2012
3:00 PM
More Info
Nodal Exchange
XII. DCM Core Principles

XIII. SEF Registration

05/03/2012
11:00 AM
More Info
TriOptima
General

05/02/2012
6:00 PM
More Info
TriOptima North America LLC
VIII. Process for Review of Swaps

05/02/2012
3:30 PM
More Info
ICAP
XII. DCM Core Principles

XIII. SEF Registration

05/02/2012
2:00 PM
More Info
U.S. Chamber of Commerce End-Users Group
VIII. Process for Review of Swaps

XI. End-user Exception

05/02/2012
11:15 AM
More Info
ICAP
XII. DCM Core Principles

XIII. SEF Registration

05/02/2012
10:00 AM
More Info
XIII. SEF Registration

05/01/2012
3:45 PM
More Info
Argus Media
XII. DCM Core Principles

05/01/2012
3:00 PM
More Info
Eris Exchange

NYSE Liffe

One Chicago
General

05/01/2012
2:30 PM
More Info
Direct

MidAmerican

NextEr

a

Koch

Luminant

Vitol

LDH

COP

Shell

AGL

Sutherland
XXVI. Position Limits

05/01/2012
1:00 PM
More Info
NYSE Liffe

Eris Exchange

OneChicago
XII. DCM Core Principles

05/01/2012
11:00 AM
More Info
NYSE Liffe

Eris Exchange

OneChicago
XII. DCM Core Principles

05/01/2012
11:00 AM
More Info
Dawn Stump

Steve Humenik

Kirk Smith
General

04/30/2012
2:00 PM
More Info
XIII. SEF Registration

04/30/2012
2:00 PM
More Info
Maryknoll Office for Global Concerns

Tri-State Coalition for Responsible Investment

Missionary Oblates of Mary Immaculate/Interfaith Center for Corporate Responsibility

U.S. Conference of Catholic Bishops

ActionAid

National Family Farm Coalition

Institute for Agriculture and Trade Policy
XIII. SEF Registration

XXVI. Position Limits

04/30/2012
11:00 AM
More Info
XIII. SEF Registration

04/30/2012
10:30 AM
More Info
American Bankers Association (ABA)

Global Financial Markets Association (GFMA)

Morgan Lewis & Bockius (Morgan Lewis)

JP Morgan (JPM)

Bank of New York Mellon (BONY-Mellon)

Pershing Capital (Pershing)
XXI. Joint Rules w/ SEC

04/27/2012
12:00 PM
More Info
Chatham Financial
XI. End-user Exception

04/26/2012
4:15 PM
More Info
NYSE

NYSE Liffe

New York Portfolio Clearing

DTCC

LCH.Clearnet
General

04/26/2012
2:00 PM
More Info
XIII. SEF Registration

04/26/2012
11:00 AM
More Info
CME Group
XII. DCM Core Principles

04/26/2012
10:00 AM
More Info
Tradeweb
XII. DCM Core Principles

XIII. SEF Registration

04/26/2012
9:00 AM
More Info
ICAP
XII. DCM Core Principles

XIII. SEF Registration

04/25/2012
6:15 PM
More Info
Gibson Dunn
XI. End-user Exception

04/25/2012
4:00 PM
More Info
GE

Honeywell

CAT

John Deere

BP

Gibson Dunn

Peabody Energy

Financial Executives International

Prudential Financial

Principal Financial

Shell

Chatham Financial

National Association of Manufacturers

U.S. Chamber of Commerce

NAREIT
XI. End-user Exception

04/25/2012
3:00 PM
More Info
INFX, Shipkevich PLLC
XIII. SEF Registration

04/25/2012
3:00 PM
More Info
Chamber of Commerce

National Association of Manufacturers

Chatham Financial

Financial Executives International

NAREIT

Principal

Shell Energy

Peabody Energy

General Electric

Caterpillar

John Deere

Honeywell

BP

Prudential Financial

Cargill

Gibson
General

04/25/2012
2:15 PM
More Info
NYSE

NYSE Liffe

New York Portfolio Clearing

DTCC

LCH.Clearnet
General

04/25/2012
2:00 PM
More Info
Chamber of Commerce

National Association of Manufacturers

Chatham Financial

Financial Executives International

NAREIT

Principal

Shell Energy

Peabody Energy

General Electric

Caterpillar

John Deere

Honeywell

BP

Prudential Financial

Cargill

Gibson Dunn
General

04/25/2012
1:30 PM
More Info
NYSE Liffe US

NYSE

NYPC

DTCC

LCH. Clearnet
General

04/24/2012
9:00 AM
More Info
Bank of America Merrill Lynch (BAML)
General

04/23/2012
3:30 PM
More Info
Argus Media
General

04/20/2012
3:00 PM
More Info
II. Definitions

XI. End-user Exception

04/20/2012
2:00 PM
More Info
Chatham Financial
XI. End-user Exception

04/20/2012
12:00 PM
More Info
EEI
VIII. Process for Review of Swaps

04/19/2012
2:30 PM
More Info
ICE Futures
XII. DCM Core Principles

04/19/2012
2:30 PM
More Info
Better Markets
II. Definitions

XXVI. Position Limits

04/19/2012
1:30 PM
More Info
ICE Futures, U.S.
XII. DCM Core Principles

04/19/2012
1:00 PM
More Info
Kinetix Trading Solutions
XVIII. Real Time Reporting

Block Sizes for Large Notional Off-Facility Swaps

04/19/2012
12:00 PM
More Info
COPE
VIII. Process for Review of Swaps

04/19/2012
11:30 AM
More Info
Nebraska

Texas

Kansas

Wisconsin

Oklahoma

Colorado

Illinois

Georgia

North Carolina

Neveda

Iowa

Kansas

Minnesota
General

04/19/2012
10:00 AM
More Info
ICE
General

04/18/2012
3:00 PM
More Info
Consumer Federation of America
II. Definitions

XXVI. Position Limits

04/18/2012
1:00 PM
More Info
ICAP Energy LLC

ICAP Americas
XVIII. Real Time Reporting

Block Sizes for Large Notional Off-Facility Swaps

04/17/2012
3:00 PM
More Info
AFL-CIO
II. Definitions

04/17/2012
10:00 AM
More Info
Nodal Exchange
XIII. SEF Registration

04/16/2012
4:00 PM
More Info
Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
II. Definitions

V. Capital & Margin

XI. End-user Exception

04/16/2012
3:00 PM
More Info
Institute of International Bankers
General

04/16/2012
11:30 AM
More Info
SIFMA

Barclays

Morgan Stanley

Institute of International Bankers

Cleary Gottlieb
General

04/15/2012
4:00 PM
More Info
Latham & Watkins
II. Definitions

04/13/2012
2:00 PM
More Info
Cleary

Citigroup
General

04/13/2012
1:00 PM
More Info
Cleary

Citicorp (CBNA)
XIII. SEF Registration

04/12/2012
3:30 PM
More Info
Latham & Watkins

GFMA Global FX Division

Goldman Sachs

Managed Funds Association
II. Definitions

04/12/2012
2:15 PM
More Info
City of London

International Regulatory Strategy Group (IRSG)
General

04/12/2012
9:30 AM
More Info
CoBank
II. Definitions

04/10/2012
3:30 PM
More Info
Cargill
II. Definitions

XXVI. Position Limits

04/10/2012
2:00 PM
More Info
Cargill
II. Definitions

04/10/2012
2:00 PM
More Info
Natural Gas Supply Association

National Corn Growers Association
II. Definitions

04/10/2012
1:00 PM
More Info
SIFMA
V. Capital & Margin

04/10/2012
11:00 AM
More Info
Tradeweb

Ogilvy
IX. Governance & Possible Limits

04/10/2012
12:00 AM
More Info
KfW Development Bank
II. Definitions

04/09/2012
11:30 AM
More Info
Loan Syndications Trading Association (LSTA)

Richards Kibbe & Orbe (RKO)
XXI. Joint Rules w/ SEC

04/05/2012
3:00 PM
More Info
SIFMA Global FX Division (SIFMA Global FX)
XXI. Joint Rules w/ SEC

04/05/2012
2:00 PM
More Info
Dominion Resources

Exelon

NextEra Energy Resources

Bracewell & Giuliani

Edison Electric Institute (EEI)

Electric Power Supply Association (EPSA)
II. Definitions

XVII. Data Recordkeeping

04/05/2012
10:00 AM
More Info
ISDA

Morgan Stanley

Goldman Sachs

J.P. Morgan
XVII. Data Recordkeeping

04/04/2012
3:30 PM
More Info
ConocoPhillips

NextEra

Vitol

Sutherland

MidAmerican

NextEra
II. Definitions

XVII. Data Recordkeeping

04/04/2012
2:00 PM
More Info
Katten Muchin Rosenman LLP
IX. Governance & Possible Limits

04/04/2012
11:00 AM
More Info
LCH.Clearnet Ltd
XVII. Data Recordkeeping

04/04/2012
10:00 AM
More Info
Gavilon
II. Definitions

04/03/2012
4:00 PM
More Info
American Public Power Association

Large Public Power Council

National Rural Electric Cooperative Association
II. Definitions

04/03/2012
3:20 PM
More Info
American Gas Association
II. Definitions

04/03/2012
2:30 PM
More Info
American Gas Association
II. Definitions

04/03/2012
1:30 PM
More Info
American Gas Association
II. Definitions

04/02/2012
3:00 PM
More Info
BlackRock
VIII. Process for Review of Swaps

04/02/2012
2:00 PM
More Info
BlackRock
VIII. Process for Review of Swaps

04/02/2012
2:00 PM
More Info
Futures Industry Association
General

04/02/2012
1:00 PM
More Info
Societe General, Davis Polk (on behalf of Societe General)
General

04/02/2012
4:00 AM
More Info
Societe General
General

03/29/2012
4:30 PM
More Info
MarkitServ

Citadel

UBS
VIII. Process for Review of Swaps

XIII. SEF Registration

03/28/2012
2:00 PM
More Info
Javelin Capital Markets
XIII. SEF Registration

Swaps Made Available to Trade

03/28/2012
10:00 AM
More Info
Tradeweb, Ogilvy Gov't Relations
XIII. SEF Registration

03/27/2012
10:00 AM
More Info
UBS, Allen & Overy
XIII. SEF Registration

03/26/2012
4:00 PM
More Info
Sullivan & Cromwell (S&C)
XXI. Joint Rules w/ SEC

03/26/2012
10:00 AM
More Info
National Rural Electric Cooperative Association

American Public Power Association

New York Power Authority representing the Large Public Power Council

Reed Smith LLP
II. Definitions

03/22/2012
4:00 PM
More Info
Americans for Financial Reform

University of Maryland School of Law

Consumer Federation of America

AFL-CIO
General

03/22/2012
3:00 PM
More Info
Macquarie Group
V. Capital & Margin

03/22/2012
11:00 AM
More Info
HETCO
V. Capital & Margin

03/21/2012
2:00 PM
More Info
Farm Credit Administration
XI. End-user Exception

03/21/2012
11:00 AM
More Info
ICAP
XIII. SEF Registration

03/20/2012
11:15 AM
More Info
ICAP

Citadel
VIII. Process for Review of Swaps

03/20/2012
10:30 AM
More Info
NFA
XIII. SEF Registration

03/19/2012
5:00 PM
More Info
American Banking Association (ABA)
II. Definitions

03/15/2012
2:00 PM
More Info
Calpine
II. Definitions

03/14/2012
7:00 PM
More Info
List of attendees attached.
VIII. Process for Review of Swaps

XIII. SEF Registration

XVI. Swap Data Repositories Registration

03/14/2012
5:00 PM
More Info
Delta Strategy Group

Deutsche Bank AG
VIII. Process for Review of Swaps

03/14/2012
4:30 PM
More Info
State Street Corporation
VIII. Process for Review of Swaps

03/14/2012
4:00 PM
More Info
ICAP
XIII. SEF Registration

XVIII. Real Time Reporting

Block Sizes for Large Notional Off-Facility Swaps

03/14/2012
3:00 PM
More Info
Eris Exchange

DRW
II. Definitions

VII. DCO Core Principles

VIII. Process for Review of Swaps

XII. DCM Core Principles

XVIII. Real Time Reporting

Block Sizes for Large Notional Off-Facility Swaps

03/14/2012
2:00 PM
More Info
DTCC
XVI. Swap Data Repositories Registration

03/14/2012
11:00 AM
More Info
BP
II. Definitions

III. Business Conduct Standards w/ Counterparties

V. Capital & Margin

XXVI. Position Limits

03/14/2012
10:30 AM
More Info
GFI, Katten Muchin
XIII. SEF Registration

03/14/2012
10:00 AM
More Info
LCH.Clearnet
V. Capital & Margin

VII. DCO Core Principles

VIII. Process for Review of Swaps

03/13/2012
3:00 PM
More Info
Allston

Chopper

CTC

DRW

Eagle Seven

Futures Industry Association

FIA PTG

Flow

Geneva

GETCO

HTG

IMC

Infinium

Jump

Ketchum

Liget

Optiver

Parson Strategy Group

RGM

Spire

Sun

Tower

TradeForecaseter

XR
General

03/13/2012
10:00 AM
More Info
Credit Suisse

Goldman Sachs

JP Morgan

Barclays

Newedge

NY Law School
General

03/12/2012
3:45 PM
More Info
Van Ness Feldman, P.C.

Los Angeles Department of Water and Power (LADWP)

Sacramento Municipal Utility District (SMUD)

Riverside Public Utilities

American Public Power Association

Morgan Meguire Gov't Relations Firm
General

03/12/2012
3:30 PM
More Info
Americans for Financial Reform
II. Definitions

XIII. SEF Registration

XXVIII. Volcker Rule

03/09/2012
2:00 PM
More Info
European Investment Bank

Arnold & Porter
II. Definitions

03/09/2012
9:15 AM
More Info
EIB

Arnold & Portner
II. Definitions

XXI. Joint Rules w/ SEC

03/08/2012
4:00 PM
More Info
BlackRock
IV. Business Conduct Standards – Internal

03/08/2012
3:00 PM
More Info
Farm Credit Council

Federal Farm Credit Banks Funding Corporation

Agri Bank

Co Bank
General

03/08/2012
3:00 PM
More Info
ISDA

Morgan Stanley

Goldman Sachs

Citi

J.P. Morgan

Deutsche Bank
IV. Business Conduct Standards – Internal

03/08/2012
2:00 PM
More Info
Farm Credit Council
XI. End-user Exception

03/08/2012
11:00 AM
More Info
Fidelity

PIMCO

BlackRock

MFS

Goldman Sachs Asset Management

JP Morgan Asset Management

Wellington

SIFMA Asset Management Group

SIFMA Asset Management Group

SIFMA
IV. Business Conduct Standards – Internal

03/08/2012
10:00 AM
More Info
Tradeweb
XIII. SEF Registration

03/07/2012
4:00 PM
More Info
Goldman Sachs
XXVIII. Volcker Rule

03/07/2012
10:00 AM
More Info
ICAP Americas
XII. DCM Core Principles

XIII. SEF Registration

03/07/2012
8:25 AM
More Info
FIA
VIII. Process for Review of Swaps

03/06/2012
1:00 PM
More Info
TIAA-CREF

Porterfield & Lowenthal
XXVIII. Volcker Rule

03/05/2012
12:15 PM
More Info
CME, Pension funds
II. Definitions

XII. DCM Core Principles

XXVI. Position Limits

General

03/02/2012
1:30 PM
More Info
CME
General

03/02/2012
12:30 PM
More Info
ICAP
XIII. SEF Registration

Swaps Made Available to Trade

03/01/2012
3:00 PM
More Info
Arbor Research

BoNY

Brevan Howard

Citadel

Alliance Bernstein

DRW

GETCO

ING

Jefferies + Company

Eris Exchange

Javelin

Delta Strategy Group
General

03/01/2012
2:00 PM
More Info
CIEBA

American Benefits Council
V. Capital & Margin

03/01/2012
2:00 PM
More Info
Arbor Research

BONY Mellon

Brevan Howard

Citadel

Alliance Bernstein

ING

Jefferies

Eris Exchange

Javelin

DRW

Delta Strategy Group
VIII. Process for Review of Swaps

03/01/2012
1:30 PM
More Info
Minneapolis Grain Exchange
General

03/01/2012
11:00 AM
More Info
Arbor Research

BONY Mellon

Brevon Howard

Citadel

Alliance Bernstein

DRW

GETCO

ING

Jeffries & Company

Eris Exchange

Javelin

CRT

Imperial

Seaport

RJ O'Brien

Delta Strategy Group

Benchmark Plus

Coherence Capital Partners

SIG

RBC

Scotia Capital

Societe Generale

US Bancorp

Wells Fargo

Toronto Dominion
General

03/01/2012
10:30 AM
More Info
ICAP
VII. DCO Core Principles

03/01/2012
9:00 AM
More Info
Companies in the oil & gas industry and financial companies engaged in swaps with energy market participants.
II. Definitions

V. Capital & Margin

XI. End-user Exception

General

02/29/2012
3:00 PM
More Info
Inter-American Development Bank (IDB)
II. Definitions

XI. End-user Exception

02/29/2012
9:00 AM
More Info
Delta Strategy Group

Javelin

Alliance Bernstein

BNY Mellon

Brevan Howard

Citadel

Coherence Capital

CRT Capital Group LLC

Eris Exchange

GETCO

ING

Jefferies

RBC Capital Markets

Societe Generale Corporation & Investment Banking

Wells Fargo

DRW Holdings

Arbor Research

Benchmark Plus

DE Shaw

Imperial

RJO

Scotia Capital

Seaport  

Susquehanna Intl Group (SIG)

Toronto Dominion

Tricadia

US Bank
General

02/29/2012
12:00 AM
More Info
The Business Council for Sustainable Energy (BCES)

Sempra Energy

Solar City

American Wind Energy Association (AWEA)

Pacific Gas & Electric (PGE)

Calpine

Sacramento Municipal Utilities District (SMUD)
II. Definitions

02/28/2012
5:30 PM
More Info
Vitol
II. Definitions

02/28/2012
3:30 PM
More Info
Managed Funds Association (MFA)

Citadel L.L.C.

Delta Strategy Group

Paulson & Co. Inc.

King Street Capital Management L.P.

HBK Investments L.P.
General

02/28/2012
3:00 PM
More Info
NextEra
II. Definitions

02/28/2012
2:30 PM
More Info
Citadel LLC

Delta Strategy Group

Paulson & Co. Inc.

King Street Capital Management, L.P.

HBK Investments LP

Managed Funds Association
General

02/28/2012
2:30 PM
More Info
Virtu Financial
General

02/28/2012
2:00 PM
More Info
Virtu
II. Definitions

02/28/2012
1:30 PM
More Info
National Rural Utilities Cooperative Finance Corporation (CFC)

Greenberg Traurig

Hogan Lovells
General

02/28/2012
1:00 PM
More Info
Citadel LLC

Paulson & Co. Inc.

King Street Capital Management, L.P.

HBK Investments LP

Managed Funds Association
General

02/28/2012
11:30 AM
More Info
Virtu Financial LLC
General

02/28/2012
11:30 AM
More Info
Citadel LLC

Paulson & Co. Inc.

King Street Capital Management, L.P.

Delta Strategy Group

HBK Investments LP

Managed Funds Association
General

02/28/2012
11:15 AM
More Info
BlackRock
VII. DCO Core Principles

02/28/2012
11:00 AM
More Info
NFA
General

02/28/2012
10:15 AM
More Info
NFA
General

02/28/2012
9:30 AM
More Info
Citadel
VII. DCO Core Principles

02/27/2012
9:30 AM
More Info
Consumer Federation of American ("CFA")

Americans for Financial Reform ("AFR")
General

02/24/2012
11:00 AM
More Info
Delta Strategies
General

02/23/2012
1:00 PM
More Info
National Association of Insurance Commissioners
V. Capital & Margin

02/23/2012
11:00 AM
More Info
Karson Management

Mayer Brown
V. Capital & Margin

02/22/2012
3:00 PM
More Info
Cleary Gottlieb Steen & Hamilton LLP

Citigroup
II. Definitions

02/22/2012
9:00 AM
More Info
Gibson Dunn
General

02/21/2012
4:00 PM
More Info
Consumer Federation of America

Better Markets, Inc.
III. Business Conduct Standards w/ Counterparties

02/21/2012
3:30 PM
More Info
AFL-CIO
General

02/21/2012
3:00 PM
More Info
Cleary

Citigroup
General

02/21/2012
2:00 PM
More Info
Cleary

Citigroup
General

02/21/2012
1:00 PM
More Info
Chatham Financial (Chatham)
XXI. Joint Rules w/ SEC

02/21/2012
11:00 AM
More Info
Cleary

Citigroup
VII. DCO Core Principles

02/21/2012
10:00 AM
More Info
Coalition for Derivatives End-Users

Honeywell

Gibson Dunn

GE Capital

Hewlett-Packard Company

National Association of Manufacturers

Business Roundtable

Chatham Financial

Commodity Markets Council

Principal Financial Group

Financial Executives International
XI. End-user Exception

02/21/2012
10:00 AM
More Info
Consumer Federation of America

Better Markets, Inc.
II. Definitions

III. Business Conduct Standards w/ Counterparties

02/21/2012
9:00 AM
More Info
Consumer Federation of America ("CFA")

Better Markets, Inc.
III. Business Conduct Standards w/ Counterparties

02/17/2012
2:00 PM
More Info
Morgan Stanley
IV. Business Conduct Standards – Internal

02/17/2012
12:00 PM
More Info
Bank of Oklahoma, (BOKF, N.A.)
II. Definitions

General

02/17/2012
9:00 AM
More Info
MetLife;

Financial Services Roundtable;

Debevoise & Plimpton;

American Council of Life Insurers;

Principal Financial Group;

Nationwide Insurance and Financial Services
XXVIII. Volcker Rule

02/16/2012
4:30 PM
More Info
SIFMA

MFA
II. Definitions

02/16/2012
3:30 PM
More Info
Goldman Sachs
II. Definitions

IV. Business Conduct Standards – Internal

02/16/2012
3:30 PM
More Info
Hess

Nextera Energy

Sutherland

CMC
IV. Business Conduct Standards – Internal

General

02/16/2012
2:00 PM
More Info
National Council of Farmer Cooperatives
II. Definitions

02/16/2012
2:00 PM
More Info
Wholesale Market Brokers' Association, BGC, Tullett Prebon, ICAP, GFI, Patton Boggs
XIII. SEF Registration

02/16/2012
1:00 PM
More Info
Morgan, Lewis & Bockius LLP

Managed Funds Associates

Global FX Division
II. Definitions

02/16/2012
12:45 PM
More Info
GFI, Patton Boggs
XIII. SEF Registration

02/16/2012
10:30 AM
More Info
ICAP, Patton Boggs
XIII. SEF Registration

02/16/2012
10:00 AM
More Info
BlackRock
II. Definitions

III. Business Conduct Standards w/ Counterparties

VIII. Process for Review of Swaps

General

02/15/2012
4:00 PM
More Info
Goldman Sachs
IV. Business Conduct Standards – Internal

02/15/2012
2:00 PM
More Info
Better Markets
II. Definitions

02/14/2012
6:00 PM
More Info
ODEX
XIII. SEF Registration

02/14/2012
4:00 PM
More Info
Cargil
IV. Business Conduct Standards – Internal

02/14/2012
2:30 PM
More Info
ICAP
XIII. SEF Registration

General

02/14/2012
2:00 PM
More Info
Greenberg Traurig, LLP

National Rural Utilities Cooperative Finance Corporation
XI. End-user Exception

02/14/2012
2:00 PM
More Info
Grain and Feed Association of Illinois, Springfield

Consolidated Grain & Barge Co, Bluffs, IL

Demeter, LP, South Beloit, IL

GROWMARK, Inc., Bloomington, IL

Kansas Grain and Feed Association

Missouri Agribusiness
II. Definitions

General

02/14/2012
1:30 PM
More Info
ICAP
XIII. SEF Registration

02/14/2012
1:30 PM
More Info
Javelin

Delta Strategies
General

02/14/2012
1:00 PM
More Info
SIFMA

FIA

Wilmer Hale

Goldman Sachs & Co.

Bank of America Merrill Lynch
IV. Business Conduct Standards – Internal

02/14/2012
12:30 PM
More Info
Swaps and Derivatives Market Association
General

02/14/2012
12:00 PM
More Info
Javelin

Delta Strategy Group
XVIII. Real Time Reporting

Block Sizes for Large Notional Off-Facility Swaps

02/14/2012
11:45 AM
More Info
ICAP
XIII. SEF Registration

02/14/2012
11:00 AM
More Info
Independent Community Bankers of America
II. Definitions

02/13/2012
12:00 PM
More Info
American Bankers Association ("ABA")
II. Definitions

General

02/10/2012
1:45 PM
More Info
Eaton Vance
XXVIII. Volcker Rule

02/10/2012
1:30 PM
More Info
Bank of America Merrill Lynch
XXVIII. Volcker Rule

02/10/2012
12:45 PM
More Info
Eaton Vance
XII. DCM Core Principles

XIII. SEF Registration

Swaps Made Available to Trade

02/09/2012
1:00 PM
More Info
American Bankers Association
General

02/09/2012
12:00 PM
More Info
Goldman Sachs, Credit Suisse Securities (USA) LLC, J.P. Morgan Securities, Futures Industry Association (FIA), Securities Industry and Financial Markets Association (SIFMA), Pershing, Morgan Stanley & Co., Wilmer Hale, NewEdge, Macquarie Group
IV. Business Conduct Standards – Internal

General

02/09/2012
12:00 PM
More Info
ISDA
IV. Business Conduct Standards – Internal

02/09/2012
10:45 AM
More Info
Goldman Sachs

Credit Suisse Securities (USA) LLC

J. P. Morgan Securities

Futures Industry Association

Securities Industry and Financial Markets Association

Pershing

Morgan Stanley & Co.

Wilmer Hale

NewEdge

Macquarie Group

J.P. Morgan Chase
IV. Business Conduct Standards – Internal

02/08/2012
4:00 PM
More Info
NFA
IV. Business Conduct Standards – Internal

02/08/2012
3:00 PM
More Info
Barclays Capital
General

02/08/2012
2:30 PM
More Info
Webster Bank

Commerce Bank

BOK Financial

Wells Fargo

ABA
II. Definitions

02/08/2012
1:15 PM
More Info
CME Group
General

02/08/2012
1:00 PM
More Info
Davis Polk;

SIFMA
XXVIII. Volcker Rule

02/08/2012
12:00 AM
More Info
Commodity Markets Oversight Council Coalition:

New England Fuel Institute

Maryknoll

Better Markets

American Public Gas Association

Petroleum Marketers Association of America

American Feed Industry Association

National Farmers Union

Airlines for America

National Council of Chain Restaurants

Americans for Financial Reform

Institute for Agriculture & Trade Policy

Clark & Weinstock

Consumer Federation of America

New York Oil Heating Association

University of Maryland

American Bakers' Association

National Association of Shell Marketrs

American Trucking Association

Institute for Agriculture & Trade Policy
III. Business Conduct Standards w/ Counterparties

XXVI. Position Limits

XXVIII. Volcker Rule

General

02/07/2012
4:00 PM
More Info
Barclays
IV. Business Conduct Standards – Internal

02/07/2012
1:30 PM
More Info
Morgan Stanley

Promontory Financial Group
XXVIII. Volcker Rule

02/06/2012
4:00 PM
More Info
National Grain and Feed Association

American Farm Bureau Federation

Commodity Markets Council

National Council of Farmer Cooperatives
II. Definitions

02/06/2012
1:45 PM
More Info
PIMCO
II. Definitions

02/02/2012
4:00 PM
More Info
Citadel

Delta Strategies
General

02/02/2012
3:30 PM
More Info
Covington & Burling LLP

American Gas Association
II. Definitions

XXVI. Position Limits

02/02/2012
3:00 PM
More Info
Bunge Global Agribusiness

Louis Dreyfus Commodities

Cargill

Delta Strategies for Gavilon

Commodity Markets Council
II. Definitions

02/02/2012
2:00 PM
More Info
Delta Strategies

Citadel
General

02/02/2012
1:00 PM
More Info
Sempra Energy

Natural Gas Supply Association

Solar City

American Wind Energy Association

Pacific Gas & Electric

Sacramento Municipal Utilities District

BCSE
II. Definitions

02/02/2012
10:00 AM
More Info
Covington & Burling LLP

American Gas Association
General

02/02/2012
10:00 AM
More Info
NFA
XIII. SEF Registration

02/02/2012
10:00 AM
More Info
NAREIT

Chatham

NAM

U.S. Chamber of Commerce

Constellation

Peabody Energy

Gibson Dunn
II. Definitions

02/01/2012
3:15 PM
More Info
Citadel

Delta Strategies
General

02/01/2012
3:00 PM
More Info
truEx LLC

Sullivan & Cromwell LLP

National Futures Association
General

02/01/2012
2:00 PM
More Info
truEX LLC

Sullivan & Cromwell LLP

National Futures Association
General

02/01/2012
1:00 PM
More Info
National Corn Growers Association

Natural Gas Supply Association
II. Definitions

02/01/2012
12:30 PM
More Info
National Rural Electric Cooperative Association (NRECA)

American Public Power Association (APPA)
II. Definitions

XVII. Data Recordkeeping

XVIII. Real Time Reporting

02/01/2012
11:15 AM
More Info
Reed Smith

American Public Power Association

National Rural Electric Power Association
General

02/01/2012
10:00 AM
More Info
SURFACExchange
XIII. SEF Registration

01/31/2012
3:30 PM
More Info
Wholesale Market Brokers' Association (WMBA):

BGC Partners, Inc.

ICAP

GFI Group, Inc.

Patton Boggs

Tradition

Tullett Prebon
VII. DCO Core Principles

XIII. SEF Registration

XVIII. Real Time Reporting

Block Sizes for Large Notional Off-Facility Swaps

01/31/2012
2:45 PM
More Info
ICAP
VII. DCO Core Principles

XIII. SEF Registration

01/31/2012
1:00 PM
More Info
Steben & Company
XXVII. Investment Adviser Reporting

01/31/2012
11:00 AM
More Info
Markit

MarkitSERV

Latham & Watkins
General

01/31/2012
10:30 AM
More Info
Gibson Dunn

Ameriprise Financial

GE

Prudential

Loews

Financial Executive Int'l

FEI

Nationwide Insurance

Chatham Financial

Peabody Energy

National Association of Manufacturers
XI. End-user Exception

01/30/2012
4:30 PM
More Info
Chatham Financial
II. Definitions

01/30/2012
3:15 PM
More Info
NextEra Energy
II. Definitions

01/30/2012
3:00 PM
More Info
NAIC and SEC
II. Definitions

01/30/2012
2:00 PM
More Info
Fidelity Investments

MFS

PIMCO

SIFMA

SIFMA AMG

Vanguard
XXVII. Investment Adviser Reporting

01/30/2012
1:00 PM
More Info
Federated Investors, Inc. (Federated)
XXIX. Alternatives to Credit Ratings

01/30/2012
10:00 AM
More Info
Investment Adviser Association

Managed Funds Association
XXVII. Investment Adviser Reporting

01/27/2012
12:30 PM
More Info
Tradeweb

Ogilvy Govt Relations
XIII. SEF Registration

01/27/2012
11:00 AM
More Info
GSAM

PIMCO

SIFMA

Vanguard

Fidelity Investments
XXVII. Investment Adviser Reporting

01/26/2012
7:00 PM
More Info
Davis Polk & Wardwell LLP
General

01/26/2012
6:00 PM
More Info
Sullivan & Cromwell LLP
VI. Segregation and Bankruptcy

01/26/2012
6:00 PM
More Info
WilmerHale
General

01/26/2012
5:00 PM
More Info
Barclays
General

01/26/2012
9:00 AM
More Info
Swiss Re

Deloitte
V. Capital & Margin

01/25/2012
2:30 PM
More Info
Javelin Capital Markets
XVIII. Real Time Reporting

Block Sizes for Large Notional Off-Facility Swaps

01/24/2012
4:00 PM
More Info
K&L Gates

Investment Adviser Association
XXVII. Investment Adviser Reporting

01/24/2012
3:00 PM
More Info
Darcy Bradbury

Graham Harper
XXVII. Investment Adviser Reporting

01/24/2012
2:00 PM
More Info
Altegris
XXVII. Investment Adviser Reporting

01/24/2012
12:30 PM
More Info
U.S. Chamber of Commerce;

Siff & Associates;

Loews Corporation;

Dominion Resources;

Gibson Dunn;

Financial Executives International
XXVIII. Volcker Rule

01/24/2012
11:00 AM
More Info
NFA
XXVII. Investment Adviser Reporting

01/24/2012
11:00 AM
More Info
Delta Strategies
General

01/24/2012
10:00 AM
More Info
Investment Company Institute
XXVII. Investment Adviser Reporting

01/23/2012
3:15 PM
More Info
ISDA
II. Definitions

01/23/2012
2:00 PM
More Info
Chicago Trading Company
II. Definitions

01/23/2012
11:30 AM
More Info
Skadden
XXVII. Investment Adviser Reporting

01/23/2012
10:00 AM
More Info
ISDA
General

01/23/2012
12:00 AM
More Info
National Association of Insurance Commissioners (NAIC)
XXI. Joint Rules w/ SEC

01/20/2012
2:30 PM
More Info
Morgan Lewis & Bockius

Deutsche Bank

Campbell & Company

Tudor Investments

Morgan Stanley

SIFMA

MFA
General

01/20/2012
1:45 PM
More Info
Berkshire

MidAmerican
II. Definitions

01/20/2012
11:00 AM
More Info
Vitol
II. Definitions

01/20/2012
11:00 AM
More Info
Greenberg Traurig

National Rural Utilities Cooperative Finance Coroporation (NRUCFC)
XI. End-user Exception

01/19/2012
4:15 PM
More Info
Nossaman LLP

Regions Bank

Fifth Third Bank
II. Definitions

01/19/2012
1:45 PM
More Info
Constellation Energy Group

Dominion Resources

Exelon

Public Service Enterprise Group (PSEG)

Edison Electric Institute (EEI)
II. Definitions

01/19/2012
11:00 AM
More Info
Hunton & Williams

ConocoPhillips

Vitol

NextEra Energy
II. Definitions

01/19/2012
10:00 AM
More Info
K&L Gates

IAA
General

01/18/2012
3:00 PM
More Info
Metlife
II. Definitions

01/18/2012
3:00 PM
More Info
Williams & Jensen

Bloomberg
XIII. SEF Registration

01/18/2012
1:00 PM
More Info
Bloomberg
XIII. SEF Registration

Swaps Made Available to Trade

01/18/2012
12:00 PM
More Info
Bloomberg
XIII. SEF Registration

01/18/2012
11:00 AM
More Info
Bloomberg LP

Williams & Jensen
XXI. Joint Rules w/ SEC

01/17/2012
1:00 PM
More Info
Goldman Sachs
XVIII. Real Time Reporting

01/17/2012
12:30 PM
More Info
Morgan, Lewis & Bockius

Securities Industry and Financial Markets Association (SIFMA)

Winton Capital

Managed Funds Association

Campbell & Company

Morgan Stanley

Tudor Investment Corporation
II. Definitions

01/17/2012
12:00 PM
More Info
Goldman Sachs
III. Business Conduct Standards w/ Counterparties

General

01/17/2012
11:30 AM
More Info
Goldman Sachs
II. Definitions

01/17/2012
10:30 AM
More Info
Goldman Sachs
II. Definitions

01/17/2012
10:00 AM
More Info
Morgan, Lewis & Bockius

Securities Industry and Financial Markets Association

Winton Capital

Managed Funds Association

Campbell & Company

Morgan Stanley

Tudor Investment Company
General

01/17/2012
12:00 AM
More Info
Global Foreign Exchange Division

Managed Funds Association
II. Definitions

01/12/2012
3:00 PM
More Info
The World Bank
II. Definitions

01/12/2012
1:45 PM
More Info
Country Hedging

Dairy Farmers of America/Dairylea

Land O’Lakes

Growmark

National Council of Farmer Cooperatives
II. Definitions

01/12/2012
9:00 AM
More Info
Vodafone Global Enterprises
XXXI. Conforming Amendments

01/11/2012
4:00 PM
More Info
Skadden Arps (Skadden)

Travelers Insurance (Travelers)
XXI. Joint Rules w/ SEC

01/10/2012
5:10 PM
More Info
Skadden Arps
III. Business Conduct Standards w/ Counterparties

01/10/2012
2:30 PM
More Info
Citadel
VI. Segregation and Bankruptcy

01/09/2012
2:00 PM
More Info
Consumer Federation of America (CFA)

Americans for Financial Reform (AFR)

American Federation of State, County and Municipal Employees (AFSCME)

AFL-CIO Office of Investment
III. Business Conduct Standards w/ Counterparties

01/09/2012
1:30 PM
More Info
Morgan Stanley
XXVIII. Volcker Rule

01/09/2012
1:00 PM
More Info
CME Group
VI. Segregation and Bankruptcy

01/09/2012
11:00 AM
More Info
Committee on Investment of Employee Benefit Assets (CIEBA)

American Benefits Council (ABC) 

European Pension Federation (EFRP)

Franklin Advisors, Inc.

General Motors Pension Fund

NISA Investment Advisors
III. Business Conduct Standards w/ Counterparties

01/06/2012
3:30 PM
More Info
Bank of America Merrill Lynch

Credit Suisse Securities (USA), LLC

Goldman, Sachs & Co.

Katten Muchin Rosenman LLP

Credit Suisse Securities (USA), LLC

Newedge USA, LLC

Futures Industry Association Inc.
VI. Segregation and Bankruptcy

01/06/2012
1:00 PM
More Info
Morgan Stanley
III. Business Conduct Standards w/ Counterparties

VI. Segregation and Bankruptcy

01/06/2012
12:00 PM
More Info
Morgan Stanley
III. Business Conduct Standards w/ Counterparties

General

01/05/2012
4:30 PM
More Info
BlackRock

Davis Polk

Fidelity

GM Asset Management

Goldman Sachs Asset Management

SIFMA

SIFMA Asset Management Group
III. Business Conduct Standards w/ Counterparties

VI. Segregation and Bankruptcy

01/05/2012
4:00 PM
More Info
BlackRock

Davis Polk

Fidelity

GM Asset Management

Goldman Sachs Asset Management

SIFMA
III. Business Conduct Standards w/ Counterparties

01/05/2012
3:30 PM
More Info
California Public Employees' Retirement System

Teachers Retirement System of Texas

State of Wisconsin Investment Board

Lussier, Gregor, Vienna & Assoiciates
General

01/05/2012
3:20 PM
More Info
GM
General

01/05/2012
3:00 PM
More Info
California Public Employess Retirement System (Calpers)

Teachers Retirement System of Texas (TRST)

State of Wisconsin Investment Board (SWIB)

Lussier, Gregor, Vienna & Associates (LGV
General

01/05/2012
3:00 PM
More Info
Sempra Energy

Natural Gas Supply Association

Solar City

Solar Energy Industries Association

American Wind Energy Association

Pacific Gas & Electric

Direct Energy

BCSE
General

01/05/2012
3:00 PM
More Info
ISDA

Morgan Stanley

J.P. Morgan

Goldman Sachs

Mayer Brown
III. Business Conduct Standards w/ Counterparties

VI. Segregation and Bankruptcy

01/05/2012
2:45 PM
More Info
BlackRock

Davis Polk

Fidelity

GM Asset Management

Goldman Sachs Asset Management

SIFMA Asset Management Group
III. Business Conduct Standards w/ Counterparties

01/05/2012
2:00 PM
More Info
J.P. Morgan Chase
III. Business Conduct Standards w/ Counterparties

01/05/2012
2:00 PM
More Info
American Benefits Council (ABC)

The Committee on Investment of Employee Benefit Assets (CIEBA)

General Motors Investment Managment Corp. (GMIMCO)

Xerox

Weyerhaeuser

Chrysler

Lockheed Martin

IBM

Venable

Skadden

Davis & Harman
III. Business Conduct Standards w/ Counterparties

01/05/2012
1:30 PM
More Info
Skadden

GMIMCO

Xerox

Lockheed Martin

IBM

ABC

CIEBA

Davis & Harman, behalf of Chrysler

Chris Condeluci Venable, on behalf of Chrysler

Jordan Moon Chrysler

Fred Miller, Weyerhaeuser
III. Business Conduct Standards w/ Counterparties

01/05/2012
1:30 PM
More Info
The ICE Group
VI. Segregation and Bankruptcy

01/05/2012
1:00 PM
More Info
BlackRock

Davis Polk

Fidelity

Goldman Sachs Assest Managment

SIFMA

SIFMA Assest Managment Group
III. Business Conduct Standards w/ Counterparties

01/05/2012
1:00 PM
More Info
Skadden, Arps, Slate, Meagher & Flom LLP

General Motors Investment Management Corporation Outsources (GMIMCO)

Xerox

Lcokheed Martin

IBM

ABC

Committee on the Investment of Employee Benefit Assets (CIEBA)

Davis-Harman

Venable
III. Business Conduct Standards w/ Counterparties

01/05/2012
1:00 PM
More Info
California Public Employees' Retirement System

Teachers Retirement System of Texas

State of Wisconsin Investment Board

Lussier, Gregor, Vienna & Associates
VI. Segregation and Bankruptcy

01/05/2012
11:30 AM
More Info
BlackRock
VI. Segregation and Bankruptcy

01/05/2012
11:15 AM
More Info
California Public Employees' Retirement System

Teachers Retirement System of Texas

State of Wisconsin Investment Board

Lussier, Gregor, Vienna & Assoiciates
III. Business Conduct Standards w/ Counterparties

VI. Segregation and Bankruptcy

01/05/2012
10:00 AM
More Info
California Public Employees' Retirement System (CalPERS) 

Teachers Retirement System of Texas (TRST)

State of Wisconsin Investment Board (SWIB)

Lussier, Gregor, Vienna & Associates (LGV&A)
VI. Segregation and Bankruptcy

01/05/2012
10:00 AM
More Info
American Benefits Council

Committee on Investment of Employee Benefits

NISA Investment Advisors

Skadden, Arps

Xerox

Lockheed Martin

IBM

Venable
III. Business Conduct Standards w/ Counterparties

01/04/2012
4:00 PM
More Info
Goldman Sachs
XXVIII. Volcker Rule

01/04/2012
3:00 PM
More Info
LCH.Clearnet
XVI. Swap Data Repositories Registration

01/04/2012
2:00 PM
More Info
LCH. Clearnet
XVI. Swap Data Repositories Registration

01/04/2012
1:00 PM
More Info
LCH.Clearnet
VI. Segregation and Bankruptcy

01/04/2012
11:15 AM
More Info
GM Asset Management

Clifford Chance
VI. Segregation and Bankruptcy

01/03/2012
3:15 PM
More Info
BlackRock
VI. Segregation and Bankruptcy

01/03/2012
11:30 AM
More Info
World Bank
General

01/03/2012
10:00 AM
More Info
LCH.Clearnet
VI. Segregation and Bankruptcy

12/22/2011
10:00 AM
More Info
Tudor Investment Corp.
VI. Segregation and Bankruptcy

12/19/2011
3:00 PM
More Info
ICE
XVIII. Real Time Reporting

12/19/2011
2:00 PM
More Info
Better Markets
XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/19/2011
11:00 AM
More Info
Coalition for Derivatives End-Users
XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/19/2011
10:00 AM
More Info
The Farm Credit Council
II. Definitions

XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/16/2011
12:30 PM
More Info
Southwest Airlines

Chesapeake Energy

Delta Strategy Group
XVIII. Real Time Reporting

12/15/2011
4:30 PM
More Info
Goldman Sachs
XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/15/2011
2:00 PM
More Info
National Rural Electric Cooperative Association
II. Definitions

XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/15/2011
1:00 PM
More Info
Working Group of Commercial Energy Firms
XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/15/2011
10:00 AM
More Info
Skadden, Arps, Slate, Meagher & Flom LLP
XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/15/2011
10:00 AM
More Info
CIEBA

Clifford Chance LLP

American Benefits Council

Davis & Harman

Algemene Pension Group

K&L Gates

General Motors Pension Fund

Winston & Strawn

NISA Investment Advisors
XVI. Swap Data Repositories Registration

12/15/2011
9:00 AM
More Info
CIEGA

American Benefits Council

The European Pension Federation

Franklin Advisors, Inc.

General Motors Pension Fund

NISA Investment Advisors
VI. Segregation and Bankruptcy

12/14/2011
5:00 PM
More Info
IntercontinentalExchange
XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/14/2011
3:30 PM
More Info
Airlines for America
XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/14/2011
1:30 PM
More Info
SIFMA
XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/14/2011
12:30 PM
More Info
Barclays
General

12/14/2011
11:45 AM
More Info
Nomura
General

12/14/2011
11:00 AM
More Info
World Bank Group
XXI. Joint Rules w/ SEC

12/14/2011
11:00 AM
More Info
National Futures Association
General

12/13/2011
12:00 PM
More Info
NFA
XIII. SEF Registration

12/13/2011
9:00 AM
More Info
Managed Funds Association and Delta Strategy Group
VI. Segregation and Bankruptcy

12/13/2011
9:00 AM
More Info
International Derivatives Clearing Group
General

12/12/2011
3:00 PM
More Info
Deposit Trust & Clearing Corporation
XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/12/2011
2:00 PM
More Info
Large Public Power Council
XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/12/2011
11:45 AM
More Info
BlackRock
XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/12/2011
11:00 AM
More Info
Investment Advisor Association
General

12/12/2011
10:30 AM
More Info
WMBAA
XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/09/2011
2:00 PM
More Info
SIFMA
XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/08/2011
12:15 PM
More Info
SIFMA Inter-Affiliate Working Group of the Derivatives Product Group
General

12/08/2011
11:30 AM
More Info
ICAP
XVIII. Real Time Reporting

12/08/2011
11:00 AM
More Info
Bank of America

Barclays Capital

BNP Paribas

CITI

Credit Agricole

Deutsche Bank

Goldman Sachs

Morgan Stanley

Nomura

RBC

Societe Generale

Wells Fargo

Davis, Polk

SIFMA
General

12/08/2011
10:30 AM
More Info
ICAP
XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/08/2011
10:00 AM
More Info
ICAP
General

12/07/2011
3:30 PM
More Info
RJ O'Brien

CMC
General

12/06/2011
2:45 PM
More Info
BGC

GFI

ICAP

Patton Boggs LLP

Tradition Financial Services

Tullet Prebon
XIII. SEF Registration

XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/06/2011
2:00 PM
More Info
Geneva Energy Markets
XIII. SEF Registration

12/06/2011
11:00 AM
More Info
Barclays Capital

D.E. Shaw & Co.

International Swaps & Derivatives Association (ISDA)

JPMorgan Chase & Co.

Morgan Stanley

PIMCO
VI. Segregation and Bankruptcy

VIII. Process for Review of Swaps

XIII. SEF Registration

XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/06/2011
9:45 AM
More Info
ICE Futures U.S.
VI. Segregation and Bankruptcy

XII. DCM Core Principles

12/06/2011
8:30 AM
More Info
New York Portfolio Clearing

NYSE Euronext

NYSE Liffe U.S.
XII. DCM Core Principles

XXVI. Position Limits

12/05/2011
10:00 AM
More Info
NRECA
General

12/02/2011
2:00 PM
More Info
International Swaps and Derivatives Association (ISDA)
General

12/02/2011
12:30 PM
More Info
Public Service Enterprise Group
General

12/02/2011
12:00 PM
More Info
Javelin Capital Markets

Swaps and Derivatives Market Association
General

12/02/2011
12:00 AM
More Info
Better Markets
General

12/01/2011
4:00 PM
More Info
Javelin
General

12/01/2011
2:30 PM
More Info
North American Derivatives Exchange
General

12/01/2011
2:00 PM
More Info
Association of Institutional Investors

Patton Boggs
General

12/01/2011
11:00 AM
More Info
Mayer Brown

Deutsche Bank

Morgan Stanley

ISDA
XXI. Joint Rules w/ SEC

11/30/2011
2:00 PM
More Info
Barclays
General

11/30/2011
12:30 PM
More Info
Deutsche Bank

Goldman Sachs

SIFMA
XXI. Joint Rules w/ SEC

11/30/2011
11:00 AM
More Info
EEI Contract Drafting Committee
XXI. Joint Rules w/ SEC

11/30/2011
10:00 AM
More Info
John Deere, Caterpillar, Boeing, Siemens, Volvo, Toyota, Ford, GM, Honda
V. Capital & Margin

11/29/2011
3:00 PM
More Info
Morgan Stanley
General

11/29/2011
11:30 AM
More Info
CME Group, Inc.
General

11/29/2011
10:00 AM
More Info
LCH Clearnet
General

11/28/2011
3:00 PM
More Info
BlackRock
General

11/28/2011
2:00 PM
More Info
Newedge
General

11/28/2011
12:00 PM
More Info
Newedge USA, LLC
General

11/28/2011
11:00 AM
More Info
Newedge
XXIX. Alternatives to Credit Ratings

General

11/28/2011
10:00 AM
More Info
NewEdge
General

11/28/2011
9:00 AM
More Info
Newedge
General

11/22/2011
9:00 AM
More Info
Futures Industry Association members
General

11/21/2011
4:45 PM
More Info
ICE Clear Credit
General

11/21/2011
4:00 PM
More Info
National Association of Insurance Commissioners (NAIC)
XXI. Joint Rules w/ SEC

11/21/2011
2:00 PM
More Info
Nico Holdings, DRW Holdings
XIII. SEF Registration

11/18/2011
2:00 PM
More Info
Evolution Markets

Ogilvy Government Relations
XXI. Joint Rules w/ SEC

11/18/2011
2:00 PM
More Info
Barclays Capital
XIII. SEF Registration

11/18/2011
1:00 PM
More Info
Evolution Markets
II. Definitions

XIII. SEF Registration

11/18/2011
10:00 AM
More Info
Evolution Markets
General

11/16/2011
4:00 PM
More Info
MarketAxess

Skadden
XXI. Joint Rules w/ SEC

11/16/2011
1:00 PM
More Info
Javelin
General

11/16/2011
11:00 AM
More Info
IntercontinentalExchange
XIII. SEF Registration

11/16/2011
11:00 AM
More Info
The Loan Syndications and Trading Association (LSTA)

Loan Market Association (LMA)

Wilmer Hale LLP (Wilmer Hale)

Richards, Kibbe & Orbe (Richards Kibbe)
XXI. Joint Rules w/ SEC

11/15/2011
2:30 PM
More Info
NextEra Energy Resources LLC (NextEra)
XXI. Joint Rules w/ SEC

11/15/2011
2:00 PM
More Info
CME Group
General

11/14/2011
3:30 PM
More Info
Thomson Reuters
IX. Governance & Possible Limits

XIII. SEF Registration

11/10/2011
12:00 PM
More Info
Topics discussed: core principle 9 and portfolio margining for credit default swaps.
General

11/10/2011
10:30 AM
More Info
U.S. Securities and Exchange Commission (SEC)
XXVII. Investment Adviser Reporting

11/09/2011
11:30 AM
More Info
BlackRock

Fidelity Investments

Goldman Sachs Asset Management

MFS

PIMCO

SIFMA

Vanguard

Wellington

Davis Polk and Wardwell
V. Capital & Margin

11/04/2011
12:00 AM
More Info
ICAP

Delta Strategies
XIII. SEF Registration

11/03/2011
2:00 PM
More Info
Consumer Federation of America (CFA)

Americans for Financial Reform (AFR)
III. Business Conduct Standards w/ Counterparties

11/03/2011
1:00 PM
More Info
Tullett Prebon

ICAP

GFI

BGC

Tradition

Patton Boggs
XIII. SEF Registration

11/02/2011
3:00 PM
More Info
SIFMA Global FX Division (SIFMA Global FX)
XXI. Joint Rules w/ SEC

11/02/2011
2:30 PM
More Info
Equinix
General

11/02/2011
1:30 PM
More Info
Verizon

Covington & Burling

Equinix

McDermott, Will & Emery

Telx
General

11/02/2011
1:00 PM
More Info
Working Group of Commercial Energy Firms
II. Definitions

Report: Improving Clearing Oversight

11/02/2011
11:00 AM
More Info
SIFMA
General

10/28/2011
2:00 PM
More Info
Van Ness Fledman, P.C.

Large Public Power Council
General

10/28/2011
10:00 AM
More Info
National Association of Insurance Commissioners (NAIC)
XXI. Joint Rules w/ SEC

10/26/2011
2:00 PM
More Info
Tullet Prebon

ICAP

GFI

BGC

Tradition
General

10/26/2011
11:30 AM
More Info
Bloomberg
General

10/26/2011
10:00 AM
More Info
New England Fuel Institute (NEFI)
XXI. Joint Rules w/ SEC

10/25/2011
2:30 PM
More Info
Eris Exchange

Green X

NYSE Euronest

OneChicago

Delta Strategy Group
XII. DCM Core Principles

10/25/2011
11:00 AM
More Info
PNC Finanical Services

PNC Capital Markets

Fifth Third Bank

Promontory Financial Group, LLC
II. Definitions

10/25/2011
10:00 AM
More Info
Regional Bank Swap Dealers
General

10/20/2011
3:00 PM
More Info
Department of Treasury

Office of Management and Budget (OMB)

Securities and Exchange Commission (SEC)
XXVII. Investment Adviser Reporting

10/20/2011
2:00 PM
More Info
Commodity Futures Trading Commission (CFTC)

Securities and Exchange Commission (SEC)

Office of Management and Budget (OMB)
XXVII. Investment Adviser Reporting

10/20/2011
1:00 PM
More Info
American Council of Life Insurers (ACLI)

ING

MetLife

Prudential Financial
V. Capital & Margin

10/20/2011
12:00 PM
More Info
Schulte, Roth & Zabel
II. Definitions

10/19/2011
3:30 PM
More Info
BlackRock
General

10/19/2011
3:00 PM
More Info
BlaclRock
General

10/19/2011
3:00 PM
More Info
The Financial Services Roundtable

BB&T

Capital One

CIT Capital Markets

CIT Group

FTN Financial/First Tennessee Bank

Toyota Financial

Union Bank

US Bank

Arnold & Porter

Latham & Watkins
II. Definitions

10/19/2011
2:00 PM
More Info
Capital One

CIT Group

Union Bank

The Financial Services Roundtable

BB&T

CIT Captial Markets

First Tennessee Bank

US Bank

Toyota Financial
General

10/19/2011
12:00 PM
More Info
Schulte, Roth & Zabel
II. Definitions

10/19/2011
11:30 AM
More Info
BlackRock
VII. DCO Core Principles

10/19/2011
11:30 AM
More Info
The Financial Services Roundtable
II. Definitions

General

10/19/2011
11:00 AM
More Info
BlackRock
General

10/18/2011
3:40 PM
More Info
Delta Strategies
General

10/18/2011
3:00 PM
More Info
BlackRock
VII. DCO Core Principles

10/18/2011
2:00 PM
More Info
ICE
General

10/18/2011
1:00 PM
More Info
New England Fuel Institute
General

10/14/2011
6:00 PM
More Info
Americans for Financial Reform (AFR)
III. Business Conduct Standards w/ Counterparties

10/13/2011
2:00 PM
More Info
SIFMA

JP Morgan Chase

Fidelity ActionsXchange
General

10/13/2011
11:30 AM
More Info
ABN AMRO, Amalgamated Metal Trading, Bank of America Merrill Lynch, BP Oil International, Citigroup, CME Group, Credit Suisse Securities, Deutsche Bank, Elliott Advisors, FOA, Goldman Sachs, ICE Futures, IG Group, JP Morgan, London Stock Exchange, Marex Financial, Monument Securities, Morgan Stanley, Natixis Commodity Markets, NYSE LIFFE, RWE Supply Trading, UBS
II. Definitions

V. Capital & Margin

VII. DCO Core Principles

XII. DCM Core Principles

XXVI. Position Limits

10/13/2011
11:00 AM
More Info
NYSE Liffe US
XII. DCM Core Principles

10/13/2011
9:00 AM
More Info
Compliant Phones
IV. Business Conduct Standards – Internal

XXXI. Conforming Amendments

10/13/2011
9:00 AM
More Info
Consumer Federation of America (CFA)

Americans for Financial Reform (AFR)

Better Markets
III. Business Conduct Standards w/ Counterparties

10/12/2011
1:35 PM
More Info
Constellation Energy Group

Direct Energy

NextEra Energy

Hunton & Williams
XVI. Swap Data Repositories Registration

General

10/12/2011
1:30 PM
More Info
Masters Capital
XXVI. Position Limits

10/12/2011
12:30 PM
More Info
AFL-CIO
XXVI. Position Limits

XXVIII. Volcker Rule

10/12/2011
12:00 PM
More Info
XXVI. Position Limits

10/12/2011
9:30 AM
More Info
Kreditanstalt für Wiederaufbau (KfW)

Sullivan & Cromwell LLP
II. Definitions

10/12/2011
9:30 AM
More Info
General

10/11/2011
2:00 PM
More Info
Skadden Arps (representing CME)
XXVI. Position Limits

10/11/2011
11:00 AM
More Info
International Swaps and Derivatives Association, Inc.

Goldman Sachs

Deutsche Bank

JPMorgan Chase
VI. Segregation and Bankruptcy

10/07/2011
6:00 PM
More Info
Skadden Arps (representing CME)
XXVI. Position Limits

10/07/2011
5:00 PM
More Info
Cadwalader Wickersham & Taft (representing commercial energy and agricultural end users)
XXVI. Position Limits

10/07/2011
11:30 AM
More Info
Futures Industry Association

Katten Muchin Rosenman LLP

Credit Suisse

Goldman Sachs
VI. Segregation and Bankruptcy

10/06/2011
5:00 PM
More Info
Consumer Federation of America (CFA)
III. Business Conduct Standards w/ Counterparties

10/06/2011
2:00 PM
More Info
BP

Chatham Financial

Forest City

GE

IBM

The JBG Companies

John Deere

NAREIT
XI. End-user Exception

General

10/06/2011
1:00 PM
More Info
NFA
IX. Governance & Possible Limits

10/06/2011
11:00 AM
More Info
ICE Futures, US
General

10/06/2011
10:00 AM
More Info
Markit

MarkitSERV

Latham & Wakins (as counsel)
II. Definitions

IV. Business Conduct Standards – Internal

XIII. SEF Registration

XVII. Data Recordkeeping

XVIII. Real Time Reporting

10/06/2011
10:00 AM
More Info
Independent Community Bankers of America (ICBA)
V. Capital & Margin

10/05/2011
2:00 PM
More Info
Traveller's Insurance

Skadden Arps (Skadden)
XXI. Joint Rules w/ SEC

10/05/2011
2:00 PM
More Info
Shell
V. Capital & Margin

10/05/2011
2:00 PM
More Info
National Association of Insurance Commissioners (NAIC)

New York Department of Financial Services (NYDFS)
XXI. Joint Rules w/ SEC

10/05/2011
1:00 PM
More Info
Shell Energy N.A.

Shell Oil
IV. Business Conduct Standards – Internal

V. Capital & Margin

XXVI. Position Limits

10/05/2011
12:00 PM
More Info
National Rural Utilities Cooperative Finance Corporation (NRU CFC)

Russell & Barron
II. Definitions

XI. End-user Exception

XXI. Joint Rules w/ SEC

10/05/2011
11:30 AM
More Info
ISDA
II. Definitions

10/05/2011
10:45 AM
More Info
Califiornia Public Employees' Retirement System (CalPERS)

Colorado Public Employees' Retirement Association (Colorado PERA)

Missouri State Employees' Retirement System (MOSERS)

State of Wisconsin Investment Board (SWIB)

Teacher Retirement System of Texas (TRS)
III. Business Conduct Standards w/ Counterparties

10/05/2011
10:00 AM
More Info
FTN Financial, a division of First Tennessee Bank, N.A.
II. Definitions

XI. End-user Exception

10/05/2011
9:00 AM
More Info
JP Morgan Chase & Co.
I. Registration

II. Definitions

III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards – Internal

V. Capital & Margin

10/04/2011
4:30 PM
More Info
Macquarie Holdings (U.S.A) Inc. (MH)

Macquarie Group (MG)

Macquarie Group Limited (MGL)

Sullivan & Cromwell
V. Capital & Margin

10/04/2011
2:20 PM
More Info
The Church Alliance
II. Definitions

III. Business Conduct Standards w/ Counterparties

XI. End-user Exception

10/04/2011
2:00 PM
More Info
Shell Energy
XXVI. Position Limits

General

10/04/2011
1:00 PM
More Info
Commodity Markets Council; Futures Industry Association; National Milk Producers Federation; National Council of Farmer Cooperatives; National Grain and Feed Association
XXXI. Conforming Amendments

10/04/2011
12:00 PM
More Info
Senator Johnson and Representative Frank
III. Business Conduct Standards w/ Counterparties

10/04/2011
11:00 AM
More Info
NFA
I. Registration

10/04/2011
10:30 AM
More Info
The PrivateBank and Trust Company

Susquehanna Bank

Commerce Bank

Atlantic Capital Bank

Trustmark

Webster Bank

UMB Bank

Wintrust

Chatham Financial
XI. End-user Exception

10/04/2011
10:00 AM
More Info
New England Fuel Institute (NEFI)
XXVI. Position Limits

10/03/2011
3:00 PM
More Info
CME
General

10/03/2011
11:00 AM
More Info
The New England Fuel Institute
General

09/28/2011
4:30 PM
More Info
Morgan Stanley
General

09/28/2011
3:30 PM
More Info
Morgan Stanley
General

09/28/2011
3:00 PM
More Info
National Grain Feed Association
General

09/28/2011
11:00 AM
More Info
Morgan Stanley
General

09/28/2011
9:00 AM
More Info
Barclays Capital Inc.
General

09/28/2011
9:00 AM
More Info
Morgan Stanley
I. Registration

II. Definitions

III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards – Internal

V. Capital & Margin

09/27/2011
10:30 AM
More Info
Brevan Howard

Javelin

Eris

Vanguard

Wells Fargo

DRW

Citadel

Delta Strategy Group
General

09/27/2011
8:45 AM
More Info
LCH.Clearnet
General

09/26/2011
4:15 PM
More Info
II. Definitions

09/26/2011
3:15 PM
More Info
Delta Strategies

DE Shaw

Brevan Howard

Javelin

Eris

Wells Fargo

Societe Generale

DRW

Citadel

State Street

Vanguard
General

09/26/2011
11:00 AM
More Info
DE Shaw

Brevan Howard

Javelin

Eris Exchange

Vanguard

Wells Fargo

Societe Generale

DRW

Citadel

State Street
General

09/26/2011
10:00 AM
More Info
General

09/23/2011
2:30 PM
More Info
London Stock Exchange
General

09/23/2011
1:00 PM
More Info
Individual
XXVI. Position Limits

09/22/2011
2:30 PM
More Info
XX. Foreign Exchange

General

09/22/2011
2:00 PM
More Info
Natinal Gas Supply Association
II. Definitions

09/22/2011
11:30 AM
More Info
ICAP
XIII. SEF Registration

09/22/2011
11:00 AM
More Info
Regions Bank

Fifth Third Bank

M&T Bank
II. Definitions

XVI. Swap Data Repositories Registration

09/22/2011
10:00 AM
More Info
Goldman Sachs & Co.
I. Registration

II. Definitions

V. Capital & Margin

09/21/2011
5:00 PM
More Info
CME
XII. DCM Core Principles

XXVI. Position Limits

09/21/2011
4:00 PM
More Info
HSBC
General

09/21/2011
3:00 PM
More Info
Consumer Federation of America (CFA)

Americans for Financial Reform (AFR)

Better Markets
III. Business Conduct Standards w/ Counterparties

09/21/2011
3:00 PM
More Info
II. Definitions

09/21/2011
2:45 PM
More Info
Telvent

Van Scoyoc Associates
General

09/21/2011
2:00 PM
More Info
Telvent

Van Scoyoc
General

09/21/2011
1:45 PM
More Info
Principal Life Insurance Company (Principal)
V. Capital & Margin

09/21/2011
1:15 PM
More Info
Telvent
XVII. Data Recordkeeping

09/21/2011
1:00 PM
More Info
DRW

Chicago Trading Company

Infinium

Delta Strategies
II. Definitions

VIII. Process for Review of Swaps

XVI. Swap Data Repositories Registration

09/21/2011
11:30 AM
More Info
DRW Trading

Infinium

Chicago Trading Company
General

09/21/2011
11:00 AM
More Info
Infinium, DRW Trading, CTC
II. Definitions

09/21/2011
10:30 AM
More Info
KfW, also known as Kreditanstalt für Wiederaufbau

Sullivan & Cromwell
II. Definitions

09/21/2011
9:00 AM
More Info
Principal Financial Group
V. Capital & Margin

09/20/2011
3:00 PM
More Info
BlackRock
General

09/20/2011
10:30 AM
More Info
FIA
VII. DCO Core Principles

09/19/2011
4:00 PM
More Info
Teacher Retirement System of Texas (TRS)

Missouri State Employees' Retirement System (MOSERS)

California Public Employees' Retirement System (CalPERS)

State of Wisconsin Investment Board (SWIB)

Lussier, Gregor, Vienna & Assoc.

NISA Investment Advisers (NISA)

Delta Strategy Group (DSG)
III. Business Conduct Standards w/ Counterparties

09/19/2011
3:00 PM
More Info
MFA
General

09/16/2011
4:30 PM
More Info
Willkie Farr & Gallagher LLP
II. Definitions

09/16/2011
12:00 PM
More Info
Consumer Federation of America (CFA)

Americans for Financial Reform (AFR)

Better Markets
III. Business Conduct Standards w/ Counterparties

09/15/2011
3:30 PM
More Info
MFA

Sullivan Cromwell

Blackrock
XXI. Joint Rules w/ SEC

09/15/2011
2:30 PM
More Info
American Benefits Council (ABC)

Committee on Investment of Employee Benefit Assets (CIEBA)
III. Business Conduct Standards w/ Counterparties

09/14/2011
4:00 PM
More Info
UBS Americas, Inc.
II. Definitions

V. Capital & Margin

XII. DCM Core Principles

XIII. SEF Registration

09/14/2011
2:30 PM
More Info
ICE Futures US
VII. DCO Core Principles

IX. Governance & Possible Limits

09/14/2011
2:00 PM
More Info
Cargill, Inc.
General

09/14/2011
1:30 PM
More Info
Javelin
General

09/14/2011
11:30 AM
More Info
Managed Funds Association

Willkie Farr
XXVII. Investment Adviser Reporting

09/12/2011
2:00 PM
More Info
Natural Gas Exchange (NGX)
II. Definitions

VII. DCO Core Principles

VIII. Process for Review of Swaps

IX. Governance & Possible Limits

09/12/2011
11:00 AM
More Info
Natural Gas Exchange (NGX)
VII. DCO Core Principles

09/09/2011
1:30 PM
More Info
Church Alliance
II. Definitions

III. Business Conduct Standards w/ Counterparties

XI. End-user Exception

09/09/2011
11:00 AM
More Info
FXall, Winston & Strawn LLP
XIII. SEF Registration

09/09/2011
10:30 AM
More Info
Church Alliance
III. Business Conduct Standards w/ Counterparties

09/09/2011
10:00 AM
More Info
FXall and Winston & Strawn LLP
XVII. Data Recordkeeping

09/08/2011
2:00 PM
More Info
Russell Investments (Russell)
III. Business Conduct Standards w/ Counterparties

09/08/2011
12:30 PM
More Info
Wholesale Market Brokers Association
XVIII. Real Time Reporting

09/07/2011
3:00 PM
More Info
Ogilvy

Spring Trading
XIII. SEF Registration

General

09/07/2011
3:00 PM
More Info
Andrew Kalotay Associates, Inc.
III. Business Conduct Standards w/ Counterparties

09/07/2011
2:00 PM
More Info
Spring Trading
VII. DCO Core Principles

09/07/2011
11:30 AM
More Info
Nomura
V. Capital & Margin

General

09/07/2011
10:00 AM
More Info
BP (BP)

North America Gas & Power (NAGP)
V. Capital & Margin

09/02/2011
12:00 AM
More Info
Skadden Arps

CME
XII. DCM Core Principles

09/01/2011
3:30 PM
More Info
TMX Group

Natural Gas Exchange
V. Capital & Margin

VIII. Process for Review of Swaps

General

09/01/2011
2:00 PM
More Info
City and County of San Francisco (SF)
III. Business Conduct Standards w/ Counterparties

09/01/2011
1:30 PM
More Info
TMX Group

Natural Gas Exchange
V. Capital & Margin

VIII. Process for Review of Swaps

08/30/2011
3:00 PM
More Info
FXall

Winston & Strawn
XVIII. Real Time Reporting

08/30/2011
2:30 PM
More Info
Consumer Federation of America (CFA)
III. Business Conduct Standards w/ Counterparties

08/30/2011
1:00 PM
More Info
FIA

Goldman Sachs

Credit Suisse

Morgan Stanley

Barclays

Cadwalader, Wickersham & Taft LLP
XXVI. Position Limits

General

08/30/2011
12:30 PM
More Info
BlackRock
III. Business Conduct Standards w/ Counterparties

08/30/2011
11:30 AM
More Info
American Benefits Council (ABC)

The Committee on the Investment of Employee Benefit Assets (CIEBA)
III. Business Conduct Standards w/ Counterparties

08/30/2011
11:00 AM
More Info
GFI Group

Katten Muchin Rosenman LLP
II. Definitions

08/30/2011
11:00 AM
More Info
PIMCO
XXVI. Position Limits

08/30/2011
10:50 AM
More Info
Senator Carl Levin
III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards – Internal

08/30/2011
10:00 AM
More Info
Futures Industry Association
XXVI. Position Limits

08/29/2011
7:30 PM
More Info
Consumer Federation of America (CFA)

Americans for Financial Reform (AFR)
III. Business Conduct Standards w/ Counterparties

08/29/2011
3:30 PM
More Info
Trading Technologies
General

08/29/2011
3:00 PM
More Info
Tennessee Office of the Comptroller of the Treasury (TOCT)
III. Business Conduct Standards w/ Counterparties

08/26/2011
1:00 PM
More Info
Jackson National Life Insurance (Jackson)

PPM America

Robertu & White

Office of Rep. Ed Perlmutter (CO-7)
V. Capital & Margin

XVIII. Real Time Reporting

08/26/2011
12:00 PM
More Info
XII. DCM Core Principles

08/25/2011
2:00 PM
More Info
Edison International

Edison Mission Energy

Hogan Lovells

Ogilvy Government Relations

Sempra Energy

Southern California Edison
XXI. Joint Rules w/ SEC

08/24/2011
12:00 AM
More Info
Skadden
XII. DCM Core Principles

08/23/2011
1:00 PM
More Info
Ontario Securities Commission (OSC)
VII. DCO Core Principles

08/18/2011
4:00 PM
More Info
Javelin
XIII. SEF Registration

General

08/18/2011
2:30 PM
More Info
Javelin
General

08/18/2011
12:00 PM
More Info
Sullivan & Cromwell
II. Definitions

08/17/2011
2:00 PM
More Info
ICE
XVI. Swap Data Repositories Registration

08/17/2011
11:00 AM
More Info
Skadden
XII. DCM Core Principles

General

08/16/2011
2:00 PM
More Info
The National Rural Utilities Cooperative Finance Corporation
General

08/16/2011
12:00 PM
More Info
Delta Strategy Group (DSG)
III. Business Conduct Standards w/ Counterparties

08/15/2011
3:30 PM
More Info
FINRA
XIII. SEF Registration

08/09/2011
9:00 PM
More Info
Citadel
VII. DCO Core Principles

08/09/2011
4:00 PM
More Info
Green Exchange LLC
XII. DCM Core Principles

08/09/2011
3:30 PM
More Info
ICE
General

08/08/2011
11:00 AM
More Info
Regions Bank

Fifth Third Bank

M&T Bank

Nossaman Law Firm
II. Definitions

08/05/2011
3:00 PM
More Info
Intercontinental Exchange
Study: Position Limits

08/05/2011
1:00 PM
More Info
Chicago Mercantile Exchange
XXVI. Position Limits

08/05/2011
9:00 AM
More Info
Chicago Mercantile Exchange
XII. DCM Core Principles

XXVI. Position Limits

08/05/2011
8:00 AM
More Info
Chicago Mecantile Exchange
XXVI. Position Limits

08/04/2011
2:00 PM
More Info
ICE
General

08/03/2011
2:00 PM
More Info
NGSA

NCGA
General

08/03/2011
10:00 AM
More Info
CIEBA

U.S. Steel & Carnegie Pension Fund

Clifford Chance US LLP

Winston & Strawn LLP
VI. Segregation and Bankruptcy

08/02/2011
4:00 PM
More Info
Secirities Industry and Financial Markets Associations Asset Management Group
XXVI. Position Limits

08/02/2011
2:30 PM
More Info
Securities Industry and Financial Markets Associations Asset Management Group (SIFMA AMG)

Vanguard

Goldman Sachs Asset Management

Fidelity Investments
II. Definitions

08/02/2011
11:30 AM
More Info
Securities Industry and Financial Markets Association Asset Management Group
XXVI. Position Limits

08/02/2011
10:00 AM
More Info
Chicago Mercantile Exchange
XII. DCM Core Principles

XXVI. Position Limits

08/02/2011
10:00 AM
More Info
SIFMA AMG

Goldman Sachs

Vangaurd

J.P. Morgan

Fidelity

PIMCO
XXVI. Position Limits

08/02/2011
9:00 AM
More Info
Goldman Sachs Asset Management

PIMCO

Vanguard

SIFMA

BlackRock

JP Morgan Asset Management

Fidelity Investments

Fried, Frank, Harris, Shriver & Jacobson LLP
XXVI. Position Limits

08/01/2011
2:00 PM
More Info
Dechert LLP
General

08/01/2011
1:30 PM
More Info
Chicago Mercantile Exchange

Skadden, Arps, Slate, Meagher & Flom LLP
VI. Segregation and Bankruptcy

07/29/2011
2:30 PM
More Info
Better Markets, Inc.
IX. Governance & Possible Limits

07/29/2011
1:00 PM
More Info
LCH Clearnet

The Rich Feuer Group
General

07/28/2011
4:30 PM
More Info
Renewable Energy Markets Association
II. Definitions

07/28/2011
4:00 PM
More Info
XVI. Swap Data Repositories Registration

07/28/2011
3:45 PM
More Info
Bloomberg
IX. Governance & Possible Limits

07/28/2011
1:30 PM
More Info
National Council of Farmer Cooperatives
II. Definitions

XI. End-user Exception

XIX. Agricultural Swaps

07/27/2011
11:30 AM
More Info
Treasury of the United Kingdom
General

07/27/2011
10:30 AM
More Info
Sandalwood Securities
XXVII. Investment Adviser Reporting

07/27/2011
9:30 AM
More Info
TABB Group
General

07/26/2011
2:00 PM
More Info
Sandalwood Securites

Dechert, LLP
General

07/25/2011
1:00 PM
More Info
National Rural Electric Cooperative Association (NRECA)

American Public Power Association (APPA)

ACES Power Marketing (ACES Power)

Southern Minnesota Municipal Power Agency (SMMPA)

New York Power Authority (NYPA)

Reed Smith LLP (Reed Smith)
XXI. Joint Rules w/ SEC

General

07/22/2011
3:00 PM
More Info
National Rural Utilities Cooperative Finance Corporation (NRU CFC)

Russell Barron
XI. End-user Exception

07/22/2011
2:45 PM
More Info
Bunge
XXVI. Position Limits

07/22/2011
2:00 PM
More Info
General Motors Pension Plan

Clifford Chance US LLP
VI. Segregation and Bankruptcy

07/22/2011
2:00 PM
More Info
NRUCFC
XI. End-user Exception

07/22/2011
1:00 PM
More Info
Commodity Markets Coalition
XXVI. Position Limits

07/22/2011
10:00 AM
More Info
National Futures Association (NFA)

Municipal Securities Rulemaking Board (MSRB)
III. Business Conduct Standards w/ Counterparties

07/22/2011
9:00 AM
More Info
Commodity Markets Coalition
XXVI. Position Limits

07/21/2011
3:10 PM
More Info
Los Angeles Department of Water & Power
II. Definitions

07/21/2011
3:05 PM
More Info
Chatham Financial
V. Capital & Margin

XI. End-user Exception

07/21/2011
3:00 PM
More Info
Webster Bank
II. Definitions

07/21/2011
3:00 PM
More Info
Gavilon

CMC

Constellation Energy

Bunge

Conoco Phillips

Vitol

Hunton & Williams

Arnold & Porter
General

07/21/2011
2:00 PM
More Info
ING

Prudential Financial

Fidelity

JP Morgan Chase

Bank of America Merrill Lynch

Stable Value Investment Associaton

Cadwalader Wickersham & Taft
II. Definitions

07/21/2011
1:30 PM
More Info
Futures Industry Association (FIA)
XXIX. Alternatives to Credit Ratings

07/21/2011
11:30 AM
More Info
Bloomberg
IX. Governance & Possible Limits

07/21/2011
9:00 AM
More Info
Goldman Sachs
II. Definitions

V. Capital & Margin

07/20/2011
3:30 PM
More Info
MF Global
XXIX. Alternatives to Credit Ratings

07/20/2011
3:00 PM
More Info
Futures Industry Association (FIA)
General

07/20/2011
2:15 PM
More Info
FIA

Credit Suisse

Bank of America Merrill Lynch

UBS

MF Global
General

07/20/2011
2:00 PM
More Info
UBS
General

07/20/2011
1:30 PM
More Info
FIA, Goldman Sachs, Bank of America Merrill Lynch, Credit Suisse, UBS, RJ O'brien & Assoc., MF Global
General

07/20/2011
1:00 PM
More Info
JPM
XXVI. Position Limits

General

07/20/2011
1:00 PM
More Info
MF Global
XXIX. Alternatives to Credit Ratings

07/20/2011
1:00 PM
More Info
Equinox Fund Management, LLC

Dechert LLP
XXVII. Investment Adviser Reporting

07/20/2011
12:30 PM
More Info
FIA

Credit Suisse

Bank of America Merrill Lynch

UBS

MF Global
General

07/20/2011
12:00 PM
More Info
Equinox Fund Managment

Dechert LLP
XXVII. Investment Adviser Reporting

07/20/2011
12:00 PM
More Info
Goldman Sachs
General

07/20/2011
11:15 AM
More Info
JP Morgan Chase
XII. DCM Core Principles

XXVI. Position Limits

07/20/2011
11:00 AM
More Info
Equinox Fund Managment

Dechert LLP
General

07/20/2011
9:00 AM
More Info
Equinox, Dechert LLP
General

07/19/2011
2:00 PM
More Info
Campbell & Company

Managed Futures Association (MFA)
XXVII. Investment Adviser Reporting

07/19/2011
10:00 AM
More Info
AQR Capital Management
XXVII. Investment Adviser Reporting

07/18/2011
5:30 PM
More Info
CME and the law firm of Skadden Arps, representing CME
II. Definitions

07/18/2011
4:45 PM
More Info
BlackRock
IV. Business Conduct Standards – Internal

VII. DCO Core Principles

07/18/2011
3:30 PM
More Info
Citadel Investment Group

Delta Strategy Group
IV. Business Conduct Standards – Internal

VII. DCO Core Principles

07/18/2011
3:15 PM
More Info
Kalorama Partners

ISDA
General

07/18/2011
2:00 PM
More Info
European Bank for Reconstruction and Development (EBRD)
XXI. Joint Rules w/ SEC

07/15/2011
2:00 PM
More Info
University of Maryland Robert H. Smith School of Business
General

07/14/2011
4:00 PM
More Info
Country Hedging

Dairy Framers of America/Dairylea

Land O'Lakes

Growmark

National Council of Farmer Cooperatives
II. Definitions

XIX. Agricultural Swaps

XXVI. Position Limits

07/14/2011
11:00 AM
More Info
AmCham EU

Barclays

Cicero

Citi

Fleishman-Hillard

Goldman Sachs

JPMorgan

Kreab Gavin Anderson

Standard & Poor’s / McGraw-Hill Companies
General

07/14/2011
11:00 AM
More Info
National Council of Farmer Cooperatives
II. Definitions

XIX. Agricultural Swaps

07/14/2011
10:00 AM
More Info
Country Heading

Dairy Risk Management Services

Commodity Risk Management

AgriVisor

Dairy Farmers of America

Land O'Lakes

Growmark
II. Definitions

XXVI. Position Limits

General

07/14/2011
10:00 AM
More Info
CHS

Dairy Farmers of America/Dairylea

Land O 'Lakes

Growmark

National Council of Farmer Cooperatives
II. Definitions

XXVI. Position Limits

General

07/14/2011
9:30 AM
More Info
CHS, Dairy Farmers of America/Dairylea, Land O'Lakes, Growmark, NCFC
General

07/13/2011
11:30 AM
More Info
UBS

Maverick Capital

Legg Mason

ClarBridge Advisors

GIC (Government of Singapore Investment Company)

UBS Wealth Managment

Alyeska Investment Group

TPG Axon

Fidelity Investment
General

07/13/2011
9:15 AM
More Info
Fred Clark and clients
General

07/12/2011
11:00 AM
More Info
FSA
General

07/12/2011
10:00 AM
More Info
Russell Investments
III. Business Conduct Standards w/ Counterparties

07/12/2011
9:30 AM
More Info
Height Analytics

Brigade Capital Management

Glenview Capital Management

Fir Tree Partners

Thompson, Siegel and Walmsley
V. Capital & Margin

XXVI. Position Limits

General

07/11/2011
4:00 PM
More Info
BGC

GFI Group

ICAP

Tradition

Tullet Prebon

Patton Boggs LLP

Wholesale Market Brokers Association of America (WMBAA)
XVIII. Real Time Reporting

07/11/2011
12:00 AM
More Info
EU-US Financial Regulation Technical Working Group
XVIII. Real Time Reporting

07/07/2011
11:00 AM
More Info
ISDA

MayerBrown
II. Definitions

07/07/2011
10:30 AM
More Info
UBS AG

UBS Americas LLC

UBS Securities LLC
V. Capital & Margin

07/06/2011
4:30 PM
More Info
World Bank Group
XXI. Joint Rules w/ SEC

General

07/06/2011
3:00 PM
More Info
Chatham Financial (Chatham)

Commodity Markets Council

Financial Executives International

National Association of Manufacturers (NAM)

Chamber of Commerce

GE Capital

John Deere

Constellation

Proctor and Gamble

IBM

BP

Energy Futures Holding

Real Estate Roundtable 

Gibson, Dunn & Crutcher LLP (Gibson Dunn)
V. Capital & Margin

07/06/2011
1:15 PM
More Info
Chatham Financial
II. Definitions

07/06/2011
10:00 AM
More Info
American Securitzation Forum (ASF)

Credit Suisse Securities USA LLC (Credit Suisse)

Dewey & LeBoeuf LLP (Dewey & LeBoeuf)

RBC Capital Markets (RBCCM)
V. Capital & Margin

07/06/2011
10:00 AM
More Info
Securities Industry and Financial Markets Association (“SIFMA”)

Goldman Sachs

Morgan Stanley
III. Business Conduct Standards w/ Counterparties

06/29/2011
9:00 AM
More Info
BP
XVIII. Real Time Reporting

06/29/2011
9:00 AM
More Info
SIFMA

Bank of America
General

06/28/2011
5:00 PM
More Info
Nomura
V. Capital & Margin

General

06/28/2011
3:00 PM
More Info
Wellington Management (WM)

Capstone LLC
XXXII. Large Swaps Trader Reporting

06/28/2011
2:30 PM
More Info
Bank of America
V. Capital & Margin

06/28/2011
10:00 AM
More Info
Ford Motor Company (Ford)
V. Capital & Margin

06/23/2011
3:00 PM
More Info
CME
VII. DCO Core Principles

06/23/2011
3:00 PM
More Info
MF Global
XXIX. Alternatives to Credit Ratings

06/23/2011
2:30 PM
More Info
XXVI. Position Limits

06/23/2011
1:00 PM
More Info
FIA organized a group including:

Fried Frank

GETCO

MF Global

Deutsche Bank

Citi

MF Global

UBS

R.J. O’Brien and Associates

Richard Berliand Limited

Morgan Stanley

Katten Muchin
XXVI. Position Limits

06/23/2011
1:00 PM
More Info
Goldman Sachs
General

06/23/2011
11:00 AM
More Info
Ogilvy GR

Geneva Energy Markets

Geneva Trading
XIII. SEF Registration

XXVI. Position Limits

06/23/2011
10:00 AM
More Info
Geneva Energy Markets LLC (Geneva Energy)

Geneva Trading USA LLC (Geneva Trading)

Ogilvy Government Relations (Ogilvy)
V. Capital & Margin

XIII. SEF Registration

06/23/2011
9:30 AM
More Info
Spring Trading
XIII. SEF Registration

06/22/2011
3:00 PM
More Info
Spring Trading, LLC (Spring Trading)

Ogilvy Government Relations (Ogilvy)
XIII. SEF Registration

06/22/2011
2:00 PM
More Info
Electric Reliability Council of Texas, Inc. (ERCOT)
General

06/22/2011
2:00 PM
More Info
Intercontinental Exchange
XXVI. Position Limits

06/22/2011
1:30 PM
More Info
Securities Industry and Financial Markets Association (“SIFMA”)

Goldman Sachs

Morgan Stanley
III. Business Conduct Standards w/ Counterparties

06/22/2011
1:15 PM
More Info
BG Group
XXVI. Position Limits

General

06/22/2011
12:30 PM
More Info
Futures Industry Association Board of Directors
II. Definitions

XIII. SEF Registration

XVIII. Real Time Reporting

XXVI. Position Limits

XXVII. Investment Adviser Reporting

06/22/2011
11:15 AM
More Info
Skadden Arps
III. Business Conduct Standards w/ Counterparties

06/22/2011
9:30 AM
More Info
BG Americas & Global LNG (BG Americas)

Alpine Group

Hunton & Williams
II. Definitions

XVII. Data Recordkeeping

XXI. Joint Rules w/ SEC

06/21/2011
4:30 PM
More Info
Chrysler Group LLC (Chrysler)

GM Asset Management (GM)

NISA Investment Advisors LLC (NISA)

Skadden, Arps, Slate, Meagher & Flom LLP (Skadden)
V. Capital & Margin

06/21/2011
4:00 PM
More Info
MOSERS

COPERA

SWIB

VRS

CalPERS

TRST
III. Business Conduct Standards w/ Counterparties

06/21/2011
2:30 PM
More Info
BG Americas
XVI. Swap Data Repositories Registration

XXVI. Position Limits

General

06/21/2011
11:00 AM
More Info
CalPERS
III. Business Conduct Standards w/ Counterparties

V. Capital & Margin

XXVI. Position Limits

06/21/2011
10:00 AM
More Info
Missouri State Employees Retirement System (MOSERS)

Public Employees’ Retirement Association of Colorado (COPERA)

State of Wisconsin Investment Board (SWIB)

Virginia Retirement Systems (VRS)

California Public Employees' Retirement System (CalPERS)

Teachers Retirement System of Texas (TRST)

Delta Strategy Group (DSG)

Lussier, Gregor, Vienna & Associates
III. Business Conduct Standards w/ Counterparties

06/21/2011
10:00 AM
More Info
BP
General

06/21/2011
9:15 AM
More Info
Skadden Arps
III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards – Internal

06/17/2011
10:00 AM
More Info
The Swedish Financial Supervisory Authority
XVI. Swap Data Repositories Registration

06/17/2011
9:00 AM
More Info
FIX

ISDA

BofA

Department of Treasury

FDIC
XVII. Data Recordkeeping

06/16/2011
4:00 PM
More Info
Sutherland
XVII. Data Recordkeeping

06/16/2011
3:00 PM
More Info
SIFMA
General

06/16/2011
11:00 AM
More Info
The Depository Trust & Clearing Corporation's (DTCC)
General

06/15/2011
3:00 PM
More Info
BGC

GFI

ICAP

Tradition

Tullett Prebon

Patton Boggs
General

06/15/2011
2:00 PM
More Info
National Bank

Ogilvy
General

06/15/2011
2:00 PM
More Info
BGC

GFI

ICAP

Tradition

Tullett Prebon

Patton Boggs
General

06/15/2011
1:00 PM
More Info
Bunge

Cargill

Louis Dreyfus Commodities

Gavilon

Hunton & Williams

Vitol

Commodity Markets Council
II. Definitions

06/15/2011
1:00 PM
More Info
WMBAA, BGC, GFI, ICAP, Tradition, Tullett Prebon, Patton Boggs
XIII. SEF Registration

General

06/15/2011
12:30 PM
More Info
ICAP
XIII. SEF Registration

XVI. Swap Data Repositories Registration

06/15/2011
11:30 AM
More Info
CMC, Bunge, Cargill, Louis Dreyfus Commodities, Gavilon, Hunton & Williams, Vitol
XXVI. Position Limits

06/15/2011
11:00 AM
More Info
Wells Fargo

Sullivan & Cromwell
II. Definitions

06/15/2011
9:00 AM
More Info
Delta Strategy Group
XXVI. Position Limits

06/14/2011
3:00 PM
More Info
SIFMA

GSAM

PIMCO

AllianceBernstein

SIFMA-AMG

Fidelity

Wellington

Vanguard
XIII. SEF Registration

06/14/2011
2:00 PM
More Info
PIMCO

GSAM

Wellington

Fidelity

Vanguard Asset Management Group

BlackRock

Alliance Bernstein

SIFMA
XIII. SEF Registration

06/14/2011
2:00 PM
More Info
Davis Polk

PIMCO

GSAM

Wellington

Fedility

The Vanguard Assest Management Group

Alliance Bernstein

GSAM

SIFMA

SIFMA-AMG
XIII. SEF Registration

06/14/2011
2:00 PM
More Info
Barclays
XXXII. Large Swaps Trader Reporting

06/14/2011
1:00 PM
More Info
Mizuho Securities USA, Inc. (MSUSA)

Sherman & Sterling LLP (Sherman & Sterling)

Sapient Global Markets (Sapient)
I. Registration

II. Definitions

III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards – Internal

V. Capital & Margin

06/14/2011
12:00 PM
More Info
Ogilvy Government Relations and the National Bank of Canada
XXVI. Position Limits

06/14/2011
10:30 AM
More Info
Just Energy

Sutherland
V. Capital & Margin

XXI. Joint Rules w/ SEC

06/14/2011
9:00 AM
More Info
Goldman Sachs (GS)
XXXII. Large Swaps Trader Reporting

06/13/2011
2:00 PM
More Info
CME Group
XXVI. Position Limits

06/13/2011
9:00 AM
More Info
Deutsche Bank (DB)
XXXII. Large Swaps Trader Reporting

06/10/2011
2:00 PM
More Info
Business Roundtable

Chamber of Commerce

Financial Executives International

Agricultural Retailers Association

Chatham

GE

Ford
V. Capital & Margin

General

06/10/2011
1:15 PM
More Info
CDEU, Gibson Dunn, BP, Chatham, Constellation
General

06/10/2011
10:15 AM
More Info
CoBank
II. Definitions

06/10/2011
9:30 AM
More Info
BlackRock
XVIII. Real Time Reporting

06/09/2011
3:00 PM
More Info
Business Roundtable

Chamber of Commerce

Financial Executives International

Agricultural Retailers Association

Chatham

GE

Ford
II. Definitions

V. Capital & Margin

General

06/09/2011
11:00 AM
More Info
California Independent System Operator Corporation (CAISO)

ISO New England Inc. (ISO NE)

Midwest Independent Transmission System Operator, Inc. (MISO)

New York Independent System Operator, Inc. (NYISO)

PJM Interconnection, L.L.C. (PJM)

Electric Reliability Council of Texas, Inc. (ERCOT)
General

06/09/2011
11:00 AM
More Info
Securities Industry and Financial Markets Association (“SIFMA”)

Goldman Sachs

Morgan Stanley

Nomura

Deutsche Bank
III. Business Conduct Standards w/ Counterparties

06/09/2011
9:00 AM
More Info
Markit
XVIII. Real Time Reporting

06/08/2011
5:00 PM
More Info
Skadden
XVII. Data Recordkeeping

06/08/2011
11:30 AM
More Info
Markit
XVII. Data Recordkeeping

06/08/2011
11:00 AM
More Info
Markit
V. Capital & Margin

06/08/2011
10:30 AM
More Info
JM Smucker Co.

GS1

Financial InterGroup
XVII. Data Recordkeeping

06/08/2011
12:00 AM
More Info
ICE
XVIII. Real Time Reporting

06/07/2011
4:30 PM
More Info
Markit
XVIII. Real Time Reporting

06/07/2011
4:00 PM
More Info
Presentation on TriReduce and TriResolve.
XVII. Data Recordkeeping

06/07/2011
3:00 PM
More Info
Citadel

D E Shaw & Co

DRW Trading Group
VII. DCO Core Principles

06/07/2011
2:00 PM
More Info
PJM Interconnection, L.L.C. (PJM)
General

06/07/2011
10:00 AM
More Info
AFME

Goldman Sachs

HSBC

Morgan Stanley

JP Morgan

Dutsche Bank

RBS

Barclays

BAML
XVII. Data Recordkeeping

06/07/2011
10:00 AM
More Info
Alternative Investement Management Association ("AIMA")
XXVI. Position Limits

06/07/2011
10:00 AM
More Info
Alternative Investment Management Assoc.
General

06/07/2011
12:00 AM
More Info
ICAP
XVIII. Real Time Reporting

06/07/2011
12:00 AM
More Info
Goldman Sachs

HSBC
XVIII. Real Time Reporting

06/06/2011
8:00 PM
More Info
American Benefits Counsel (ABC)

Davis Harman
III. Business Conduct Standards w/ Counterparties

06/06/2011
2:00 PM
More Info
Allen & Overy
XXI. Joint Rules w/ SEC

06/06/2011
12:00 PM
More Info
Winston and Strawn

MarkitServ

Markit
XVII. Data Recordkeeping

06/03/2011
9:00 AM
More Info
American Benefits Council (ABC), Committee on Investment of Employee Benefit Assets (CIEBA), Skadden Arps, Lockheed Martin, Venable, Chrysler, Xerox, IBM, Ford, Weyerhaeuser, General Motors (GM), NISA Investment Advisors, Davis Harman
III. Business Conduct Standards w/ Counterparties

06/03/2011
9:00 AM
More Info
Coalition for Derivatives End-Users

Chamber of Commerce

Business Roundtable

Chatham Financial

ConocoPhillips

GE

Cargill

John Deere

Constellation
II. Definitions

V. Capital & Margin

VII. DCO Core Principles

06/02/2011
1:30 PM
More Info
BlackRock
XXVI. Position Limits

06/02/2011
12:00 PM
More Info
EDM
XVII. Data Recordkeeping

XVIII. Real Time Reporting

06/02/2011
10:00 AM
More Info
Precious Metals Trading

HSBC Group
XXVI. Position Limits

06/01/2011
5:15 PM
More Info
ERCOT

PUCT
General

06/01/2011
4:30 PM
More Info
Public Utility Commission of Texas (PUCT)
General

06/01/2011
3:00 PM
More Info
Skadden

American Benefits Council (ABC)

Committee on Investment of Employee Benefit Assets (CIEBA)
III. Business Conduct Standards w/ Counterparties

05/31/2011
10:00 AM
More Info
Wells Fargo
II. Definitions

05/26/2011
3:30 PM
More Info
Senators from Capitol Hill
XXVI. Position Limits

05/26/2011
3:30 PM
More Info
FXAll
XIII. SEF Registration

05/26/2011
2:00 PM
More Info
FXall
XIII. SEF Registration

05/26/2011
1:30 PM
More Info
The Loan Syndications and Trading Association (LSTA)

Loan Market Association (LMA)

Goldman Sachs International (Goldman Sachs)

Richards Kibbe & Orbe (Richards Kibbe)

WilmerHale
XXI. Joint Rules w/ SEC

05/26/2011
11:00 AM
More Info
FXAll
XIII. SEF Registration

05/26/2011
11:00 AM
More Info
Securities Industry and Financial Markets Association (“SIFMA”)

Goldman Sachs

Morgan Stanley

Nomura

Deutsche Bank
III. Business Conduct Standards w/ Counterparties

05/25/2011
3:00 PM
More Info
Goldman Sachs
I. Registration

II. Definitions

05/25/2011
2:00 PM
More Info
Javelin
VII. DCO Core Principles

05/25/2011
12:00 AM
More Info
Barclays
XVIII. Real Time Reporting

05/24/2011
3:30 PM
More Info
Fidelity Investments
General

05/24/2011
2:00 PM
More Info
Altegris
General

05/24/2011
2:00 PM
More Info
Institutional Investors
V. Capital & Margin

05/24/2011
1:30 PM
More Info
Fidelity Investments
General

05/24/2011
11:30 AM
More Info
Assoc. of Int'l Inverstors
II. Definitions

V. Capital & Margin

General

05/24/2011
11:00 AM
More Info
Altegris, Delta Strategies
General

05/24/2011
10:00 AM
More Info
II. Definitions

V. Capital & Margin

XXVI. Position Limits

05/24/2011
9:00 AM
More Info
Fidelity Investments
II. Definitions

V. Capital & Margin

XXVI. Position Limits

05/23/2011
4:30 PM
More Info
Altegris
General

05/23/2011
2:30 PM
More Info
Capstone
General

05/23/2011
2:00 PM
More Info
OMG

EDM Council
XVII. Data Recordkeeping

05/23/2011
11:00 AM
More Info
Altegris
General

05/23/2011
10:00 AM
More Info
Altegris
General

05/20/2011
3:00 PM
More Info
Chatham Financial
General

05/20/2011
1:00 PM
More Info
Chatham Financial (Chatham) 

Susquehanna Bancshares, Inc. (Susquehanna)
II. Definitions

XI. End-user Exception

05/20/2011
11:30 AM
More Info
DTCC
XVII. Data Recordkeeping

05/20/2011
11:30 AM
More Info
Chatham Financial
VII. DCO Core Principles

05/20/2011
9:00 AM
More Info
Gibson Dunn

Chatham Financial
V. Capital & Margin

05/19/2011
5:30 PM
More Info
JPMorgan Chase
I. Registration

II. Definitions

05/19/2011
2:00 PM
More Info
Javelin
IV. Business Conduct Standards – Internal

VII. DCO Core Principles

VIII. Process for Review of Swaps

XIII. SEF Registration

05/19/2011
11:45 AM
More Info
Thomson Reuters
XIII. SEF Registration

XIV. FBOT Registration

05/19/2011
8:30 AM
More Info
FIX
XVII. Data Recordkeeping

05/18/2011
6:00 PM
More Info
EDM Council
XVII. Data Recordkeeping

05/18/2011
3:30 PM
More Info
Bunge
II. Definitions

XXVI. Position Limits

05/18/2011
3:00 PM
More Info
Citi
XVII. Data Recordkeeping

05/18/2011
3:00 PM
More Info
CME Group

Skadden
XXVI. Position Limits

05/18/2011
2:30 PM
More Info
GM, CIEBA, NISA Investment Advisors, U.S. Steel Pension Fund and American Benefits Council
IV. Business Conduct Standards – Internal

05/18/2011
2:30 PM
More Info
Evolution Markets Inc. (Evolution Markets)

Ogilvy Government Relations (Ogilvy)
XXI. Joint Rules w/ SEC

05/18/2011
2:00 PM
More Info
Winton Capital

King Street

Tudor

DE Shaw

Serengeti

MFA
XXVI. Position Limits

General

05/18/2011
1:00 PM
More Info
Van Ness Feldman Law Firm

Nixon Peabody LLP

Colorado Springs Utilities

Sacremento Municipal Utility District Treasurer

Los Angeles Department of Water & Power

Public Utility District No. 1 of Chelan County

CEO Tacoma Public Utilities
V. Capital & Margin

XVI. Swap Data Repositories Registration

XVII. Data Recordkeeping

05/18/2011
1:00 PM
More Info
Winton Capital

King Street

Tudor

DE Shaw

Serengeti

MFA

Delta
I. Registration

XXVI. Position Limits

05/18/2011
1:00 PM
More Info
Bunge
I. Registration

II. Definitions

05/18/2011
12:00 PM
More Info
Winton Capital

King Street

Tudor

DE Shaw

Serengeti

MFA

Delta Strategies
I. Registration

XXVI. Position Limits

05/18/2011
11:30 AM
More Info
Van Ness Feldman Law Firm

Nixon Peabody LLP

Colorado Springs Utilities

Sacremento Municipal Utility District Treasurer

Los Angeles Deparment of Water and Power

Public Utility District No. 1 of Chelan County

CEO Tacoma Public Utilities
V. Capital & Margin

XVI. Swap Data Repositories Registration

XVII. Data Recordkeeping

05/18/2011
11:00 AM
More Info
Winton Capital

King Street

Tudor

DE Shaw

Serengeti

MFA

Delta Strategy Group
XXVI. Position Limits

05/18/2011
10:00 AM
More Info
JWG
XVII. Data Recordkeeping

05/18/2011
9:30 AM
More Info
ICAP
XIII. SEF Registration

XVIII. Real Time Reporting

General

05/18/2011
9:30 AM
More Info
Bunge
II. Definitions

XI. End-user Exception

05/18/2011
9:00 AM
More Info
MFA

Winton Capital

King Street

Tudor Investments

DE Shaw

Serengeti

Delta Strategy Group
XXVI. Position Limits

05/17/2011
3:00 PM
More Info
AFME

SIFMA
XVI. Swap Data Repositories Registration

05/17/2011
3:00 PM
More Info
IV. Business Conduct Standards – Internal

05/17/2011
2:30 PM
More Info
ICAP
VII. DCO Core Principles

VIII. Process for Review of Swaps

XIII. SEF Registration

XVI. Swap Data Repositories Registration

XVIII. Real Time Reporting

05/17/2011
2:30 PM
More Info
NRUCFA
II. Definitions

05/17/2011
1:00 PM
More Info
Cooperative Finance Corporation (CFC)

Russell & Barron
XI. End-user Exception

05/17/2011
1:00 PM
More Info
Citi

JP Morgan

Morgan Stanley
II. Definitions

V. Capital & Margin

VI. Segregation and Bankruptcy

VIII. Process for Review of Swaps

XIII. SEF Registration

XVIII. Real Time Reporting

05/17/2011
11:15 AM
More Info
Citadel

King Street

Blue Mountain

D.E. Shaw
IV. Business Conduct Standards – Internal

V. Capital & Margin

VI. Segregation and Bankruptcy

VII. DCO Core Principles

VIII. Process for Review of Swaps

XIII. SEF Registration

05/17/2011
10:00 AM
More Info
BlackRock

Wellington

Goldman Sachs Asset Management
IV. Business Conduct Standards - Internal

VI. Segregation and Bankruptcy

VII. DCO Core Principles

VIII. Process for Review of Swaps

XIII. SEF Registration
05/17/2011
9:30 AM
More Info
Skadden, Arps, Slate, Meagher & Flom LLP (Skadden) 

American Benefits Council (ABC)

Committee on Investment of Employee Benefit Assets (CIEBA)
III. Business Conduct Standards w/ Counterparties

05/16/2011
11:00 AM
More Info
Sungard
XVI. Swap Data Repositories Registration

05/13/2011
11:00 AM
More Info
K&L Gates
General

05/13/2011
10:00 AM
More Info
IDCG
General

05/12/2011
4:30 PM
More Info
International Derivatives Clearing Group
General

05/12/2011
4:00 PM
More Info
Convexity Capital Management
XXVII. Investment Adviser Reporting

05/12/2011
4:00 PM
More Info
American Bakers Association

Sara Lee Corp
General

05/12/2011
2:00 PM
More Info
BP America
General

05/12/2011
2:00 PM
More Info
Nomura Holding America Inc. (NHA)

Nomura International PLC (NI)

Nomura Securities International Inc. (NSI)
V. Capital & Margin

05/12/2011
2:00 PM
More Info
IDCG
General

05/12/2011
1:00 PM
More Info
BP
XVI. Swap Data Repositories Registration

XVII. Data Recordkeeping

XVIII. Real Time Reporting

05/12/2011
1:00 PM
More Info
Investment Company Institute
General

05/12/2011
11:00 AM
More Info
American Bankers' Association
V. Capital & Margin

XXVI. Position Limits

05/12/2011
10:00 AM
More Info
BP America
General

05/12/2011
10:00 AM
More Info
Better Markets, Inc.
XXVI. Position Limits

05/11/2011
4:30 PM
More Info
CME
XII. DCM Core Principles

XXVI. Position Limits

05/11/2011
3:00 PM
More Info
Gavilon
II. Definitions

XXVI. Position Limits

05/11/2011
2:30 PM
More Info
Chicago Mercantile Exchange
VI. Segregation and Bankruptcy

VII. DCO Core Principles

XII. DCM Core Principles

XXVI. Position Limits

05/11/2011
2:00 PM
More Info
ISDA

Kalorama Partners
II. Definitions

XIII. SEF Registration

05/11/2011
2:00 PM
More Info
Gavilon LLC

Delta Strategy Group
II. Definitions

XIX. Agricultural Swaps

05/11/2011
1:30 PM
More Info
Citadel, Delta Strategies
General

05/11/2011
1:00 PM
More Info
Gavilon
II. Definitions

05/11/2011
12:00 PM
More Info
Gavilon

Delta Strategy
II. Definitions

05/11/2011
11:30 AM
More Info
Vitol, Inc.
II. Definitions

05/11/2011
11:30 AM
More Info
CME Group

Skadden
XXVI. Position Limits

05/11/2011
11:00 AM
More Info
ISDA, Kalorama Partners
II. Definitions

05/10/2011
4:30 PM
More Info
K&L Gates LLP

Investment Advisor Association

MFS Investment Management
XXVII. Investment Adviser Reporting

General

05/10/2011
4:00 PM
More Info
Citadel

Delta Strategy Group
General

05/10/2011
3:30 PM
More Info
Citadel

Delta Strategy Group
General

05/10/2011
3:00 PM
More Info
Chicago Mercantile Exchange (CME)
XXVI. Position Limits

General

05/10/2011
2:00 PM
More Info
K&L Gates, MFS Investment Management, Invesment Advisors Assoc.
II. Definitions

General

05/10/2011
1:45 PM
More Info
CME Group
XXVI. Position Limits

05/10/2011
12:30 PM
More Info
Citadel
VII. DCO Core Principles

05/10/2011
12:00 PM
More Info
Sutherland
XXI. Joint Rules w/ SEC

05/10/2011
10:00 AM
More Info
American Gas Association

Consolidated Edison Company of New York

National Grid Distribution Companies

Baltimore Gas & Electric Company

Washington Gas Light

Puget Sound Energy

Perkins Coie

CenterPoint Energy
XIX. Agricultural Swaps

XXI. Joint Rules w/ SEC

05/10/2011
10:00 AM
More Info
K&L Gates

Investment Advisory Association (IAA)
General

05/10/2011
10:00 AM
More Info
Better Markets, Inc.
XXVI. Position Limits

05/10/2011
10:00 AM
More Info
Argus
General

05/10/2011
9:00 AM
More Info
SWIFT
XVII. Data Recordkeeping

05/09/2011
5:30 PM
More Info
FpML
XVII. Data Recordkeeping

05/09/2011
3:00 PM
More Info
Nodal Exchange
General

05/09/2011
2:00 PM
More Info
K&L Gates

Investment Advisor Association
General

05/09/2011
1:00 PM
More Info
Investment Company Institute
General

05/05/2011
4:00 PM
More Info
New York Law School

Bank of America Merrill Lynch

Allen & Overy

CME Group

Katten Muchin Rosenman

BlackRock
VI. Segregation and Bankruptcy

05/04/2011
2:00 PM
More Info
The Prudential Insurance Company of America (Prudential)

Sullivan & Cromwell (S&C)

U.S. Securities and Exchange Commission (SEC)
II. Definitions

XI. End-user Exception

05/04/2011
1:30 PM
More Info
Prudential Insurance

Sullivan & Cromwell
Study: Clearing Regulations Abroad

General

05/04/2011
9:30 AM
More Info
Reval

LTD Group (LTD)
III. Business Conduct Standards w/ Counterparties

V. Capital & Margin

05/03/2011
12:30 PM
More Info
ISO
XVII. Data Recordkeeping

05/03/2011
11:30 AM
More Info
ISO
XVII. Data Recordkeeping

05/03/2011
11:30 AM
More Info
Nodal Exchange
General

05/03/2011
9:00 AM
More Info
ISO
XVII. Data Recordkeeping

05/02/2011
4:30 PM
More Info
ISO
XVII. Data Recordkeeping

05/02/2011
2:00 PM
More Info
VII. DCO Core Principles

05/02/2011
1:00 PM
More Info
Farr Financial
XXIX. Alternatives to Credit Ratings

04/29/2011
3:45 PM
More Info
GFI Group

ICAP

Tradweb

Tradition

Tullett Prebon

BGC Partners

Patton Boggs
XIII. SEF Registration

04/29/2011
12:30 PM
More Info
Electric Reliability Council of Texas, Inc. (ERCOT)
General

04/29/2011
9:30 AM
More Info
ICI
General

04/29/2011
9:00 AM
More Info
California Independent System Operator Corporation (CAISO)

ISO New England Inc. (ISO NE)

Midwest Independent Transmission System Operator, Inc. (MISO)

New York Independent System Operator, Inc. (NYISO)

PJM Interconnection, L.L.C. (PJM)

Electric Reliability Council of Texas, Inc. (ERCOT)
General

04/28/2011
4:30 PM
More Info
The Depository Trust & Clearing Corporation
XVI. Swap Data Repositories Registration

XVII. Data Recordkeeping

04/28/2011
3:00 PM
More Info
Goldman Sachs
VII. DCO Core Principles

04/28/2011
3:00 PM
More Info
AIMA
I. Registration

VII. DCO Core Principles

XXVI. Position Limits

04/28/2011
2:00 PM
More Info
Alternative Investment Managment Assoc (AIMA)

Crossroads Strategies
XXVI. Position Limits

04/28/2011
2:00 PM
More Info
Conoco Phillips

Hess

Shell Trading

Constellation

Vitol Inc.

Luminant

AGL Resources

BP

NextEra Energy

DTE Energy

Hunton
II. Definitions

04/28/2011
11:00 AM
More Info
Investment Company Institute (ICI)
General

04/28/2011
10:30 AM
More Info
PIMCO
V. Capital & Margin

04/28/2011
10:30 AM
More Info
Conoco

Hess

Constellation

Vitol

NextEra
II. Definitions

04/28/2011
9:30 AM
More Info
PIMCO
V. Capital & Margin

04/27/2011
2:30 PM
More Info
Securities and Exchange Commission (SEC)

Asset Management Group of the Securities Industry and Financial Markets Association (SIFMA AMG)

BlackRock

Davis Polk

Fidelity Investments (Fidelity)

PIMCO

Vanguard

Goldman Sachs

MFS Investment Management (MFS)

Wellington Capital Management (Wellington)
XVIII. Real Time Reporting

04/27/2011
12:00 PM
More Info
Depository Trust & Clearing Corporation (DTCC)
XVI. Swap Data Repositories Registration

XVIII. Real Time Reporting

04/27/2011
11:00 AM
More Info
SEC

Treasury

GS1

Financial InterGroup Holdings
XVII. Data Recordkeeping

04/26/2011
11:00 AM
More Info
Alternative Investment Management Association (AIMA)

Crossroads Strategies
XXVI. Position Limits

General

04/26/2011
10:00 AM
More Info
Alternative Investment Management Association (AIMA)

Crossroads Strategies
VII. DCO Core Principles

04/26/2011
10:00 AM
More Info
Alternative Investment Management Association (AIMA)

Crossroads Strategies
XXVI. Position Limits

04/22/2011
9:30 AM
More Info
Riverside Risk Advisors
II. Definitions

V. Capital & Margin

XI. End-user Exception

04/21/2011
4:00 PM
More Info
ISDA
XVII. Data Recordkeeping

04/21/2011
4:00 PM
More Info
Securities and Exchange Commission ("SEC")

International Swaps and Derivatives Association ("ISDA")
XVIII. Real Time Reporting

04/21/2011
2:00 PM
More Info
DTCC
XVII. Data Recordkeeping

04/21/2011
2:00 PM
More Info
Property Casualty Insurers Association of America (PCIAA)

Raben Group
XXI. Joint Rules w/ SEC

04/21/2011
2:00 PM
More Info
Securities and Exchange Commission ("SEC")

Depository Trust & Clearing Corporation (“DTCC”)
XVIII. Real Time Reporting

04/21/2011
11:30 AM
More Info
Goldman Sachs
V. Capital & Margin

XXVI. Position Limits

04/21/2011
11:00 AM
More Info
International Swaps and Derivatives Association ("ISDA")

Mayer Brown

Kalorama Partners
XVIII. Real Time Reporting

04/20/2011
10:30 AM
More Info
SIFMA

Goldman Sachs

PWC

JP Morgan

Morgan Stanley
XVII. Data Recordkeeping

04/19/2011
1:00 PM
More Info
The World Bank (World Bank)

International Finance Corporation (IFC)
XXI. Joint Rules w/ SEC

04/19/2011
10:00 AM
More Info
National Council of Farmer Coops
General

04/18/2011
2:00 PM
More Info
Athilon Structured Investment Advisors LLC (Athilon)

Sullivan & Cromwell
II. Definitions

04/18/2011
11:15 AM
More Info
Skadden Arps
General

04/18/2011
11:00 AM
More Info
National Introducing Broker Association (NIBA)
XXVI. Position Limits

04/15/2011
3:00 PM
More Info
Credit Suisse
II. Definitions

XVII. Data Recordkeeping

04/15/2011
1:00 PM
More Info
Blue Mountain Capital Management LLC (Blue Mountain)

Citadel, Delta Strategy Group (Delta)

D.E. Shaw Group (D.E. Shaw)

DRW Trading Group (DRW)

Tudor Investment Corporation (Tudor)
VI. Segregation and Bankruptcy

VII. DCO Core Principles

VIII. Process for Review of Swaps

04/15/2011
11:30 AM
More Info
Goldman Sachs Bank USA
I. Registration

II. Definitions

04/15/2011
11:00 AM
More Info
LCH Clearnet (LCH)

Rich Feuer Group
IX. Governance & Possible Limits

General

04/15/2011
10:00 AM
More Info
LCH.Clearnet Group Limited
General

04/15/2011
9:30 AM
More Info
California State Teachers’ Retirement System (CalSTRS)

Covington & Burling
II. Definitions

04/14/2011
4:00 PM
More Info
Institute for Agriculture and Trade Policy

Oxfam

Maryknoll Office

Departmento Intersindical De Estatistica E Estudos Socioeconomicos, Brasil
XXVI. Position Limits

04/14/2011
3:00 PM
More Info
Berkshire Hathaway
General

04/14/2011
3:00 PM
More Info
SIFMA
XXVIII. Volcker Rule

04/14/2011
11:00 AM
More Info
Washington Analysis
XXVIII. Volcker Rule

04/14/2011
11:00 AM
More Info
Steben & Co.
II. Definitions

General

04/14/2011
10:30 AM
More Info
Steben & Co.
General

04/14/2011
10:00 AM
More Info
Washington Analysis (WA)

Atlanta Capital Management (Atlanta)

Conatus Capital (Conatus)

JP Morgan

Millennium Partners (Millenium)

Pyramis Global Advisors (Pyramis)

Wellington Asset Management (Wellington)

U.S. Securities and Exchange Commission (SEC)
XI. End-user Exception

04/13/2011
3:45 PM
More Info
Depository & Trust Clearing Corporation (DTCC)
XVI. Swap Data Repositories Registration

XVIII. Real Time Reporting

04/13/2011
3:00 PM
More Info
Teucrium

Crowell & Moring, LLP
XXVI. Position Limits

General

04/13/2011
2:00 PM
More Info
American Electric Power

 Calpine

 Constellation

 DC Energy

 Edison Electric Institute

 Edison International

 EPSA

 Exelon

 GenOn

 Southern Company

 Sutherland

 Bracewell

 Cadwalader
II. Definitions

04/13/2011
11:30 AM
More Info
Credit Suisse

Millennium Capital

Marathon Capital

TRowe Price

BlackRock

Blue Mountain

Goldman Sachs Asset Management

King Street
II. Definitions

V. Capital & Margin

XIII. SEF Registration

04/13/2011
11:15 AM
More Info
Fidelity Investments (Fidelity)

Vanguard
XVIII. Real Time Reporting

04/13/2011
11:00 AM
More Info
Steben & Company
XXVII. Investment Adviser Reporting

General

04/13/2011
11:00 AM
More Info
Fidelity Investments (Fidelity)

Vanguard
VII. DCO Core Principles

04/13/2011
10:00 AM
More Info
Steben & Co.
XXVII. Investment Adviser Reporting

04/13/2011
9:30 AM
More Info
American Council of Life Insurers

Genworth

Manulife

John Hancock Life

New York Life Insurance Company (New York Life)

Northwestern Mutual

Prudential

MetLife

Allstate Life
XVIII. Real Time Reporting

04/12/2011
4:00 PM
More Info
BlackRock
II. Definitions

III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards – Internal

IX. Governance & Possible Limits

04/12/2011
2:30 PM
More Info
FXall
XIII. SEF Registration

04/12/2011
2:00 PM
More Info
The Options Clearing Corporation
VII. DCO Core Principles

X. Systemically Important DCO Rules

04/11/2011
4:00 PM
More Info
International Institute of Bankers
XVI. Swap Data Repositories Registration

04/11/2011
10:00 AM
More Info
Institute of International Bankers

Davis Polk & Wardwell

Clearly Gottlieb
II. Definitions

04/08/2011
4:00 PM
More Info
Rabobank

Davis Polk
I. Registration

II. Definitions

III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards – Internal

V. Capital & Margin

XVII. Data Recordkeeping

XVIII. Real Time Reporting

General

04/08/2011
10:00 AM
More Info
Depository Trust & Clearing Corporation (DTCC)
XVI. Swap Data Repositories Registration

04/07/2011
2:00 PM
More Info
Constellation Energy

BRT

Chamber of Commerce

National Association of Manufacturers

NAREIT

Financial Executives International

IBM

Caterpillar

John Deere

GE

Forest City

Inland

MillerCoors

Ford

Energy Future Holdings

Chatham Financial

Gibson Dunn
II. Definitions

XI. End-user Exception
04/07/2011
11:00 AM
More Info
The Cypress Group (Cypress)

Primus Asset Management, Inc. (Primus)

Invicta Financial Group (Invicta)

Quadrant Structured Investment Advisers LLC (Quadrant)

U.S. Securities and Exchange Commission (SEC)
II. Definitions

04/07/2011
10:30 AM
More Info
MFX Solutions, Inc. (MFX)
II. Definitions

04/06/2011
4:00 PM
More Info
Energy Data Hub, Inc.
XVI. Swap Data Repositories Registration

04/06/2011
3:00 PM
More Info
ISDA

Kalorama Partners

Mayer Brown
II. Definitions

IX. Governance & Possible Limits

XXVI. Position Limits

General

04/06/2011
2:30 PM
More Info
NRUCFC
XI. End-user Exception

04/06/2011
2:00 PM
More Info
ISDA

Kalorama Partners

Mayer  Brown
II. Definitions

XIII. SEF Registration

XVIII. Real Time Reporting

XXI. Joint Rules w/ SEC

04/06/2011
11:30 AM
More Info
Teucrium
XXVI. Position Limits

04/05/2011
2:00 PM
More Info
Morgan Stanley
III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards – Internal

04/05/2011
11:00 AM
More Info
Barclays

Sullivan & Cromwell
XXVI. Position Limits

04/05/2011
10:00 AM
More Info
Barclays

Sullivan & Cromwell
XXVI. Position Limits

04/04/2011
6:00 PM
More Info
FIA

CME Group

State Street
XVII. Data Recordkeeping

04/04/2011
3:00 PM
More Info
Vitol, Inc.
II. Definitions

XI. End-user Exception

XXVI. Position Limits

04/04/2011
3:00 PM
More Info
AFME
XVII. Data Recordkeeping

General

04/04/2011
3:00 PM
More Info
SVB Financial Group
XXVIII. Volcker Rule

04/04/2011
10:00 AM
More Info
Property Casualty Insurers Assoc, The Raben Group
II. Definitions

XI. End-user Exception

04/01/2011
1:00 PM
More Info
Constellation

BP

GenOn

Cargill

Shell

Electrip Power Supply Association (EPSA)
II. Definitions

V. Capital & Margin

XXI. Joint Rules w/ SEC

03/31/2011
3:00 PM
More Info
Working Group of Commercial Energy Firms
I. Registration

II. Definitions

III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards – Internal

V. Capital & Margin

XVII. Data Recordkeeping

XVIII. Real Time Reporting

General

03/31/2011
2:00 PM
More Info
Agrivisor
II. Definitions

03/31/2011
10:00 AM
More Info
Nomura

Citi

Goldman Sachs

Credit Suisse

Bank of America/Merrill Lynch

Mayer Brown
II. Definitions

03/31/2011
9:30 AM
More Info
Institute of International Investors
General

03/30/2011
2:00 PM
More Info
Taxpayers Against Fraud
XXV. Whistleblowers

03/30/2011
1:00 PM
More Info
Nomura Holding America Inc.

Nomura Securities
V. Capital & Margin

03/29/2011
6:30 PM
More Info
U.S. Chamber of Commerce
General

03/29/2011
3:30 PM
More Info
SIFMA
XXVIII. Volcker Rule

03/29/2011
3:00 PM
More Info
Morgan Stanley, Deutsche Bank, JP Morgan, Goldman Sachs, Bank of America Merrill Lynch, UBS, BlackRock, Wellington, PIMCO, SIFMA, FIA, ISDA
General

03/29/2011
2:30 AM
More Info
SEC

Barclays Capital

JP Morgan

ISDA

Goldman Sachs
XVII. Data Recordkeeping

03/29/2011
12:00 AM
More Info
Morgan Stanley
XVIII. Real Time Reporting

03/28/2011
1:00 PM
More Info
MBIA
II. Definitions

V. Capital & Margin

XVI. Swap Data Repositories Registration

03/28/2011
11:45 AM
More Info
MBIA
II. Definitions

03/28/2011
11:00 AM
More Info
General

03/28/2011
11:00 AM
More Info
MBIA
II. Definitions

03/25/2011
2:00 PM
More Info
Goldman Sachs
V. Capital & Margin

General

03/25/2011
10:00 AM
More Info
Taxpayers Against Fraud  (TAF)
XXV. Whistleblowers

03/24/2011
2:00 PM
More Info
Northern Trust
General

03/24/2011
11:00 AM
More Info
Taxpayers Against Fraud (TAF)
Report: Whistleblowers

03/24/2011
10:00 AM
More Info
Cargill
V. Capital & Margin

03/23/2011
4:30 PM
More Info
Next Era Energy Power Marketing, LLC

Next Era Energy Resources, LLC

Delta Strategy Group

Cadwalader, Wickersham & Taft LLP
II. Definitions

03/23/2011
4:00 PM
More Info
Bank of France
II. Definitions

03/23/2011
3:30 PM
More Info
NextEra Energy
II. Definitions

General

03/23/2011
3:00 PM
More Info
NextEra
II. Definitions

General

03/23/2011
2:00 PM
More Info
Markit

MarkitSERV
IV. Business Conduct Standards – Internal

03/23/2011
1:00 PM
More Info
Taxpayers Against Fraud
XXV. Whistleblowers

03/23/2011
11:00 AM
More Info
Taxpayers Against Fraud
XXV. Whistleblowers

03/22/2011
5:00 PM
More Info
Credit Suisse, Deutsche Bank, Citi, JP Morgan, Barclays, Morgan Stanley, Goldman Sachs, UBS
I. Registration

II. Definitions

III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards – Internal

XVII. Data Recordkeeping

XVIII. Real Time Reporting

03/22/2011
3:45 PM
More Info
Hungary, France, Sweden, UK, Poland and Netherlands
II. Definitions

VII. DCO Core Principles

03/22/2011
2:00 PM
More Info
John Gandolfo, Acting Vice President and Treasurer

Doris-Herrera-Pol, Director, Capital Markets Department, WB Treasury

J. Clifford Frazier, Chief Counsel, Coporate Finance, Legal Vice Presidency

Elan Liang, North American Affairs, External Affairs Vice Presidency

Glenn Jessee, Principal Counsel, Global Financial Markets, International Finance Corporation

John Powers, Head Compliance and Conflicts Functions, Office of the Vice President and General Counsel, International Finance Corporation

Andrew S. Rushing, Advisor, Office of the US Executive Director

Keshav Gaur, Chief Officer, IFC
General

03/22/2011
1:00 PM
More Info
European Parliament's Economic and Monetary Affairs Committee
II. Definitions

03/22/2011
12:00 PM
More Info
European Parliament
II. Definitions

VII. DCO Core Principles

XI. End-user Exception

XVIII. Real Time Reporting

03/22/2011
12:00 PM
More Info
European Commission
II. Definitions

VII. DCO Core Principles

XI. End-user Exception

XVI. Swap Data Repositories Registration

03/22/2011
11:00 AM
More Info
Fidelity

Vanguard

Fidelity

Wellington

Goldman Sachs Asset Management

MFS

Securities Industry Financial Markets Association (SIFMA)
II. Definitions

03/21/2011
3:00 PM
More Info
Shell Energy North America

Shell Oil Company
II. Definitions

XXI. Joint Rules w/ SEC

XXVI. Position Limits

03/21/2011
2:00 PM
More Info
Shell Energy
II. Definitions

XXI. Joint Rules w/ SEC

XXVI. Position Limits

03/21/2011
2:00 PM
More Info
Northland Energy Trading LLC

Sutherland
II. Definitions

03/21/2011
1:00 PM
More Info
Shell Oil Company
II. Definitions

XXI. Joint Rules w/ SEC

XXVI. Position Limits

03/21/2011
8:30 AM
More Info
SEC

Department of Treasury

Federal Reserve Bank of New York

Goldman Sachs

JP Morgan

PwC

SIFMA
XVII. Data Recordkeeping

03/18/2011
11:00 AM
More Info
Chatham Financial
II. Definitions

03/17/2011
10:00 AM
More Info
Americans for Financial Reform

AFL-CIO

Better Markets
II. Definitions

03/16/2011
4:00 PM
More Info
Americans for Financial Reform
XXVIII. Volcker Rule

03/16/2011
3:30 PM
More Info
Institute of International Bankers
I. Registration

II. Definitions

03/15/2011
5:30 PM
More Info
U.S. Department of Labor, Employee Benefits Security Administration (EBSA)
III. Business Conduct Standards w/ Counterparties

03/15/2011
10:30 AM
More Info
Taxpayers Against Fraud
XXV. Whistleblowers

03/14/2011
5:00 PM
More Info
Futures Industry Association (FIA)
VII. DCO Core Principles

X. Systemically Important DCO Rules

03/14/2011
4:30 PM
More Info
SIFMA

J.P. Morgan

Bank of America

Davis Polk

Societe Generale

Wells Fargo

Credit Suisse

Morgan Stanley

Goldman Sachs

BNY Mellon

State Street
XXVIII. Volcker Rule

03/11/2011
10:00 AM
More Info
US Chamber of Commerce

Delta Strategy Group
IV. Business Conduct Standards – Internal

General

03/11/2011
9:00 AM
More Info
LCH.Clearnet Limited
VI. Segregation and Bankruptcy

VII. DCO Core Principles

VIII. Process for Review of Swaps

03/11/2011
9:00 AM
More Info
US Chamber of Commerce
XXV. Whistleblowers

03/10/2011
9:30 PM
More Info
Covington & Burling

National Petroleum Refiners Association

American Petroleum Institute
XXIII. Anti-Manipulation

03/10/2011
3:00 PM
More Info
BP America
General

03/10/2011
3:00 PM
More Info
See attached list.
V. Capital & Margin

General

03/10/2011
2:00 PM
More Info
Amcot
General

03/10/2011
1:00 PM
More Info
BP
General

03/10/2011
12:00 PM
More Info
UBS
XVIII. Real Time Reporting

03/10/2011
11:30 AM
More Info
LCH.Clearnet

Rich Feuer Group
VI. Segregation and Bankruptcy

03/10/2011
11:00 AM
More Info
UBS
IX. Governance & Possible Limits

XVIII. Real Time Reporting

03/10/2011
10:30 AM
More Info
LCH. Clearnet
VI. Segregation and Bankruptcy

General

03/10/2011
10:30 AM
More Info
UBS
XIII. SEF Registration

XVIII. Real Time Reporting

General

03/10/2011
10:00 AM
More Info
American Petroleum Institute.

National Petrochemical and Refiners Association.
XXIII. Anti-Manipulation

03/10/2011
10:00 AM
More Info
Amcot

Calcot

Staplcotn

Plains Cotton Cooperative Association

Carolinas Cotton Growers Cooperation
General

03/10/2011
10:00 AM
More Info
Amcot

Calcot

Staplcotn

Plains Cotton Cooperative Association

Carolinas Cotton Growers Cooperative
General

03/10/2011
1:00 AM
More Info
Assured Guaranty

Patton Boggs
XXI. Joint Rules w/ SEC

03/09/2011
3:30 PM
More Info
BlueMountain Capital Management

Citadel LLC

Brevan Howard

King Street Capital Management, L.P.

The D.E. Shaw Group

BlackRock, Inc.

HBK Investments LP

Managed Funds Association
General

03/09/2011
2:30 PM
More Info
BlueMountain Capital Management

Citadel LLC

Brevan Howard

King Street Capital Management, LP

D.E. Shaw Group

HBK Investments LP

Managed Funds Association

Delta Strategies
General

03/09/2011
2:00 PM
More Info
American Benefits Council (ABC), The Committee on Investment of Employee Benefit Assets (CIEBA), United States Steel and Carnegie Pension Fund, NISA Investment Advisors
IV. Business Conduct Standards – Internal

03/09/2011
1:00 PM
More Info
Blackrock
IV. Business Conduct Standards – Internal

VII. DCO Core Principles

03/09/2011
12:30 PM
More Info
BlueMountain Capital Management

Citadel LLC

Brevan Howard

King Street Capital Management LP

DE Shaw Group

BlackRock Inc.

HBK Investments LP

MFA
General

03/09/2011
12:00 PM
More Info
Morgan Stanely
II. Definitions

III. Business Conduct Standards w/ Counterparties

XIII. SEF Registration

XVIII. Real Time Reporting

03/09/2011
11:00 AM
More Info
Morgan Stanley
III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards – Internal

XIII. SEF Registration

XVIII. Real Time Reporting

03/09/2011
11:00 AM
More Info
Morgan Stanley
III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards – Internal

XIII. SEF Registration

XVIII. Real Time Reporting

03/09/2011
9:00 AM
More Info
Gresham Investment Management
XXVI. Position Limits

03/08/2011
10:30 AM
More Info
Parity Energy

Sullivan & Cromwell, LLP
General

03/08/2011
10:00 AM
More Info
SIFMA
XVI. Swap Data Repositories Registration

03/07/2011
2:30 PM
More Info
Berkshire Hathaway

MidAmerican Energy Holdens Company

Burlington Northern Santa Fe

Hunton & Williams LLP
II. Definitions

03/07/2011
2:00 PM
More Info
Berkshire Hathaway

MidAmerican Energy Holdings Company

Burlington Northern Santa Fe

MidAmerican Energy Company

Hunton & Williams LLP
II. Definitions

General

03/07/2011
10:00 AM
More Info
Berkshire Hathaway

MidAmerican Energy Holdens Company

Burlington Northern Santa Fe

Hunton & Williams LLP
II. Definitions

03/04/2011
3:00 PM
More Info
Deutsche Bank
General

03/04/2011
2:00 PM
More Info
European Banking Federation (EBF)

Swiss Bankers Association

Deutsche Bank

British Bankers Association

Association of German Banks

BNP Paribas
II. Definitions

V. Capital & Margin

03/04/2011
1:30 PM
More Info
Gresham Investment Managment
XXVI. Position Limits

03/04/2011
11:00 AM
More Info
Cleary Gottleib Steen and Hamilton LLP (Cleary Gottleib)

Securities and Exchange Commission (SEC)

Barclays

BNP Paribas

Citigroup 

Credit Suisse

Deutsche Bank

Morgan Stanley

Nomura

Societe Generale

Wells Fargo
V. Capital & Margin

03/04/2011
11:00 AM
More Info
Neil Gillen, Henry Jarecki, and Jon Spencer
XXVI. Position Limits

03/04/2011
10:00 AM
More Info
Pimco
General

03/04/2011
9:00 AM
More Info
Cleary Gottlieb, Barclays, BNP Paribas, Citi, Credit Suisse, Deutsche Bank, Morgan Stanley, Normura, Societe General, Wells Fargo
IX. Governance & Possible Limits

03/03/2011
5:30 PM
More Info
XXVIII. Volcker Rule

03/03/2011
2:00 PM
More Info
National Futures Association (NFA)
XIII. SEF Registration

03/03/2011
10:00 AM
More Info
Institute of International Bankers

Royal Bank of Canada

Barclays Capital

BNP Paribas

Credit Suisse

Deutsche Bank

HSBC

Rabobank

Societe Generale

The Royal Bank of Scotland

UBS

Clearly Gottlieb
II. Definitions

III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards – Internal

V. Capital & Margin

XVII. Data Recordkeeping

XVIII. Real Time Reporting

03/02/2011
4:00 PM
More Info
Yale School of Management
General

03/02/2011
3:00 PM
More Info
Eurex

WilmerHale
XIV. FBOT Registration

03/02/2011
1:30 PM
More Info
National Futures Association (NFA)
General

03/01/2011
5:00 PM
More Info
National Futures Association
General

03/01/2011
1:00 PM
More Info
Nomura

Cypress Group
II. Definitions

03/01/2011
10:00 AM
More Info
U.S. Chamber of Commerce
XXV. Whistleblowers

03/01/2011
3:30 AM
More Info
NFA

SEC

FINRA
XXVII. Investment Adviser Reporting

02/28/2011
3:30 PM
More Info
London Stock Exchange
General

02/28/2011
2:00 PM
More Info
Morgan Stanley
III. Business Conduct Standards w/ Counterparties

XIII. SEF Registration

XVIII. Real Time Reporting

02/28/2011
1:00 PM
More Info
Gresham Investment Management
Study: Position Limits

02/28/2011
10:30 AM
More Info
London Stock Exchange

Patton Boggs
General

02/28/2011
9:30 AM
More Info
London Stock Exchange

Paton Boggs
General

02/25/2011
11:00 AM
More Info
Pacific Investment Management Company (PIMCO)

Sullivan & Cromwell (S&C)

K&L Gates (K&L)
XXVI. Position Limits

02/25/2011
10:30 AM
More Info
Southern California Edison Company

Edison Mission Energy

Hogan Lovells LLP
II. Definitions

02/24/2011
4:00 PM
More Info
Better Markets, Inc. (Better Markets)

U.S. Securities and Exchange Commission (SEC)
XI. End-user Exception

02/24/2011
3:00 PM
More Info
MBF Clearing Corp.

Delta Strategy Group
XXVI. Position Limits

02/24/2011
11:00 AM
More Info
Coalition for Derivatives End-Users

Agriculture Retailers Association

Chesapeake Energy

Energy Future Holdings

General Motors

Ford

Chatham

U.S. Chamber of Commerce

Business Roundtable

Proctor & Gamble
XVIII. Real Time Reporting

02/23/2011
4:00 PM
More Info
Wholesale Market Brokers Association (WMBA)

BGC Cantor

ICAP

Tradition Financial Services ("Tradition")

Tullett Prebon

GFI Group ("GFI")

Patton Boggs
XVIII. Real Time Reporting

02/23/2011
2:00 PM
More Info
Bunge

Commodity Markets Council (CMC)

Arnold & Porter
XXI. Joint Rules w/ SEC

02/23/2011
2:00 PM
More Info
Bunge

Commodity Markets Council (CMC)

Arnold & Porter
II. Definitions

02/23/2011
11:30 AM
More Info
Getco LLC (Getco)
IX. Governance & Possible Limits

02/23/2011
11:00 AM
More Info
Morgan Stanley
III. Business Conduct Standards w/ Counterparties

XIII. SEF Registration

XVIII. Real Time Reporting

02/23/2011
9:15 AM
More Info
GETCO
IX. Governance & Possible Limits

02/23/2011
8:30 AM
More Info
GETCO
IX. Governance & Possible Limits

02/22/2011
2:00 PM
More Info
Federated Investors, Inc.

Arnold & Porter, LLP
XXIX. Alternatives to Credit Ratings

02/22/2011
10:00 AM
More Info
Getco
XIII. SEF Registration

XVI. Swap Data Repositories Registration

XXIV. Disruptive Trading Practices

02/18/2011
3:00 PM
More Info
Sullivan & Cromwell LLP (Sullivan)

Canada Pension Plan Investment Board (CPPIB)
III. Business Conduct Standards w/ Counterparties

02/18/2011
2:00 PM
More Info
Goldman Sachs
General

02/18/2011
1:30 PM
More Info
UBS Securities
IX. Governance & Possible Limits

XIII. SEF Registration

02/17/2011
2:00 PM
More Info
Loan Syndications and Trading Association (LSTA)

Wilmer Hale

Richards Kibbe & Orbe

Nappi & Hoppe
XXI. Joint Rules w/ SEC

02/17/2011
2:00 PM
More Info
TruMarx

Delta Strategy Group
General

02/17/2011
2:00 PM
More Info
Copper and Brass Fabricators Council
XXVI. Position Limits

02/17/2011
1:45 PM
More Info
CME
VII. DCO Core Principles

X. Systemically Important DCO Rules

02/17/2011
11:00 AM
More Info
Weil, Gotshal & Manges LLP
II. Definitions

02/17/2011
10:00 AM
More Info
TruMarx

Delta Strategy Group
General

02/17/2011
9:30 AM
More Info
Bank for International Settlements (BIS)

Davis Polk & Wardwell LLP (Davis Polk)
XXI. Joint Rules w/ SEC

02/17/2011
8:30 AM
More Info
TruMarx Data Partners

Delta Strategy Group
General

02/16/2011
4:00 PM
More Info
ICE
General

02/16/2011
3:15 PM
More Info
State Street Financial Center
General

02/16/2011
2:30 PM
More Info
IntercontinentalExchange (ICE)
II. Definitions

VII. DCO Core Principles

VIII. Process for Review of Swaps

XIII. SEF Registration

XVII. Data Recordkeeping

02/16/2011
2:00 PM
More Info
Vitol
XVI. Swap Data Repositories Registration

XXVI. Position Limits

02/16/2011
2:00 PM
More Info
Kraft Foods

Russell & Barron

Sutherland Asbill & Brennan LLP
II. Definitions

XI. End-user Exception

02/16/2011
2:00 PM
More Info
Copper and Brass Fabricators Council
XXVI. Position Limits

02/16/2011
2:00 PM
More Info
State Street Financial Center
General

02/16/2011
1:00 PM
More Info
Vitol
XVI. Swap Data Repositories Registration

XXVI. Position Limits

02/16/2011
12:00 PM
More Info
State Street
General

02/16/2011
12:00 PM
More Info
Vitol Inc.
II. Definitions

02/16/2011
12:00 PM
More Info
TruMarx, Delta Strategies
XIII. SEF Registration

02/16/2011
11:30 AM
More Info
Bank of America
General

02/16/2011
11:00 AM
More Info
Participants discussed the swap dealer definition and speculative position limits.
II. Definitions

XXVI. Position Limits

02/16/2011
11:00 AM
More Info
Cornerstone
General

02/16/2011
9:00 AM
More Info
TruMarx Data Partners

Delta Strategy Group
XIII. SEF Registration

02/16/2011
9:00 AM
More Info
Vitol
XXVI. Position Limits

02/15/2011
4:00 PM
More Info
Vitol Inc.
II. Definitions

02/15/2011
3:00 PM
More Info
Vitol Inc.
XXVI. Position Limits

02/15/2011
2:00 PM
More Info
National Rural Utilities Cooperative Finance Corporation

Russell Barron

Hogan Lovells
II. Definitions

02/15/2011
2:00 PM
More Info
Nodal Exchange
XIII. SEF Registration

02/15/2011
2:00 PM
More Info
CME Group
General

02/15/2011
12:30 PM
More Info
Nodal Exchange
XII. DCM Core Principles

XIII. SEF Registration

02/15/2011
11:00 AM
More Info
MBF Clearing Corp. (MBF)

Delta Strategy Group (DSG)
XXVI. Position Limits

02/15/2011
11:00 AM
More Info
Bank of America
General

02/15/2011
10:00 AM
More Info
Barclays Capital
XXVIII. Volcker Rule

02/15/2011
10:00 AM
More Info
Winston & Strawn LLP, United Technologies, U.S. Steel & Carnegie Pension Fund, NISA Investment Advisors, Skadden, Arps, American Benefits Council, and the Committee on Investment of Employee Benefit Assets (CIEBA)
III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards – Internal

XIII. SEF Registration

XVIII. Real Time Reporting

02/14/2011
11:00 AM
More Info
S.A.C. Capital Advisors, L.P.

D.E. Shaw Group

Sullivan & Cromwell LLP

Citadel LLC

Brevan Howard

BlueMountain Capital Management

Elliott Management Corporation

King Street Capital Management, L.P.

Managed Funds Association
II. Definitions

02/14/2011
11:00 AM
More Info
International Swaps and Derivatives Association, Inc. (ISDA), UBS AG and J.P.Morgan
IV. Business Conduct Standards – Internal

02/14/2011
11:00 AM
More Info
Nodal Exchange
XII. DCM Core Principles

XIII. SEF Registration

02/11/2011
1:30 PM
More Info
SIFMA

HSBC
XIII. SEF Registration

XVI. Swap Data Repositories Registration

XVIII. Real Time Reporting

02/11/2011
1:00 PM
More Info
SIFMA
XIII. SEF Registration

XVI. Swap Data Repositories Registration

XVIII. Real Time Reporting

02/11/2011
12:00 PM
More Info
Noble Energy (Noble)

Venable LLP (Venable)
V. Capital & Margin

02/10/2011
5:15 PM
More Info
V. Capital & Margin

IX. Governance & Possible Limits

XXVI. Position Limits

General

02/10/2011
11:00 AM
More Info
Winston & Strawn LLP

United Technologies

U.S. Steel & Carnegie Pension Fund

NISA Investment Advisors

Skadden, Arps

American Benefits Council

Committee on Investment of Employee Benefit Assets (CIEBA)
III. Business Conduct Standards w/ Counterparties

XIII. SEF Registration

XVIII. Real Time Reporting

02/10/2011
10:00 AM
More Info
NISA Investment Advisors

United Technologies

Committee on Investment of Employee Benefit Assests(CIEBA)

American Benefits Council (ABC)

U.S. Steel

Winston

Skadden
III. Business Conduct Standards w/ Counterparties

XIII. SEF Registration

XVIII. Real Time Reporting

02/10/2011
9:00 AM
More Info
Winston & Strawn LLP

United Technologies

U.S. Steel & Carnegie Pension Fund

NISA Investment Advisors, LLC

Davis & Harman LLP

American Benefits Council (ABC)

Committee on Investment of Employee Benefit Assets (CIEBA)

Skadden, Arps
III. Business Conduct Standards w/ Counterparties

02/09/2011
3:55 PM
More Info
Skadden
III. Business Conduct Standards w/ Counterparties

02/09/2011
11:00 AM
More Info
General

02/09/2011
10:30 AM
More Info
The Federal Reserve Bank of Boston

The Federal Reserve Board

The Securities Exchange Commission

The CFTC
II. Definitions

02/09/2011
10:15 AM
More Info
Better Markets, Inc. (Better Markets)
XI. End-user Exception

02/09/2011
9:00 AM
More Info
AFR
XXVI. Position Limits

General

02/08/2011
2:00 PM
More Info
Bank of Oklahoma

Frederic Dorwart (law firm)
II. Definitions

02/08/2011
1:30 PM
More Info
Delta Strategy

US Chamber of Commerce
XXV. Whistleblowers

02/08/2011
1:00 PM
More Info
ICE Clear U.S.
VII. DCO Core Principles

02/08/2011
1:00 PM
More Info
ELX
IX. Governance & Possible Limits

02/08/2011
11:00 AM
More Info
U.S. Chamber of Commerce

Parsons Strategies
XXV. Whistleblowers

02/08/2011
10:00 AM
More Info
CME Group
General

02/07/2011
3:00 PM
More Info
NYSE Euronext
General

02/07/2011
2:00 PM
More Info
General

02/07/2011
11:00 AM
More Info
Noble Energy

Venable
General

02/07/2011
10:30 AM
More Info
Edison Electric Institute (“EEI”)

Dominion Resources Services, Inc. (“Dominion”)

Exelon Corporation (“Exelon”)

Bracewell & Giuliani (“Bracewell”)

NextEra Energy (“NextEra”)

Dayton Power & Light (“DPL”)

Consolidated Edision

American Electric Power (“AEP”)

Constellation Energy
XVIII. Real Time Reporting

02/07/2011
10:15 AM
More Info
Financial Services Forum
General

02/04/2011
4:30 PM
More Info
Citadel Group
VII. DCO Core Principles

02/04/2011
4:00 PM
More Info
American Benefits Council

NISA Investment Advisors

Davis Harman

Committee on Investment of Employee Benefit Assets

Skadden

Winston & Strawn
XVII. Data Recordkeeping

02/04/2011
3:00 PM
More Info
Committee on Investment of Employee Benefit Assets ("CIEBA")

American Benefits Council ("ABC")

NISA Investment Advisors

Lockheed Martin

Davis & Harman

General Motors

Winston Strawn

Skadden Arps
XVIII. Real Time Reporting

02/04/2011
2:00 PM
More Info
Capital One N.A.

B&F Capital Markets Inc.

Branch Banking & Trust Company

Wilmer Cutler Pickering Hale and Dorr LLP
II. Definitions

02/04/2011
1:30 PM
More Info
PIMCO
XVIII. Real Time Reporting

02/04/2011
1:00 PM
More Info
Barclays Capital
IX. Governance & Possible Limits

XIII. SEF Registration

XXVI. Position Limits

General

02/04/2011
1:00 PM
More Info
Vanguard

Goldman Sachs Asset Management

Pimco

Wellington Management Co., LLP

Fidelity Investments

SIFMA AMG

Davis Polk & Wardwell LLP
II. Definitions

02/04/2011
12:30 PM
More Info
Members of American Bar Association derivatives bar.
General

02/04/2011
10:15 AM
More Info
FXall, LCH Clearnet, NYSE Euronext, Rich Feuer Group
VII. DCO Core Principles

X. Systemically Important DCO Rules

XII. DCM Core Principles

XIII. SEF Registration

02/04/2011
10:00 AM
More Info
Barclays Capital
XIII. SEF Registration

XVIII. Real Time Reporting

02/04/2011
9:30 AM
More Info
FXAll

LCH.Clearnet

NYSE Euronext

Rich Feuer
General

02/04/2011
9:30 AM
More Info
Barclays Capital, Goldman Sachs
XIII. SEF Registration

XVIII. Real Time Reporting

02/04/2011
8:15 AM
More Info
ABA members active and knowledeable in derivatives issues.
General

02/03/2011
3:00 PM
More Info
Futures Industry Association
General

02/03/2011
12:00 PM
More Info
Representatives from energy firms, electric utilitiy industry, las firm of Morgan, Lewis & Bockius
II. Definitions

XI. End-user Exception

XXV. Whistleblowers

General

02/03/2011
11:00 AM
More Info
International Swaps and Derivatives Association, Inc.
General

02/03/2011
9:00 AM
More Info
Securities Industry and Financial Markets Association
General

02/03/2011
9:00 AM
More Info
Financial Services Forum, Capital Markets
General

02/02/2011
1:00 PM
More Info
Stanford University Graduate School of Business
II. Definitions

02/02/2011
11:30 AM
More Info
Wilmer Cutler Pickering Hale and Dorr LLP ("WilmerHale")

U.S. Airways

JetBlue

AirTran

Air Transport Association ("ATA")
XVIII. Real Time Reporting

02/02/2011
10:00 AM
More Info
(The Dayton Poer and Light)

(Edison Electric Institute)

(Exelon Corporation)

(Constellation Energy)

(Dominion Resources)

(Edison International)

(NexEra Energy Resources)

(American Electric Power Service)

(Exelon Corporation)

(Southern California Edison)

(Dominion Resources)

(Duke Energy)
XVII. Data Recordkeeping

02/02/2011
8:30 AM
More Info
American Public Power Association

National Rural Electric Association

New York Power Authority

Large Public Power Association

ACES Power Marketing

National Rural Electric Cooperative Association

Schiff Hardin
XVII. Data Recordkeeping

02/01/2011
4:00 PM
More Info
Financial Services Roundtable
General

02/01/2011
12:30 PM
More Info
American Gass Association
XVII. Data Recordkeeping

01/31/2011
6:00 PM
More Info
Goldman Sachs
XIII. SEF Registration

XVIII. Real Time Reporting

01/31/2011
3:30 PM
More Info
Cargill
V. Capital & Margin

01/31/2011
1:00 PM
More Info
Wholesale Markets Brokers' Association Americas (WMBAA)
XIII. SEF Registration

01/28/2011
11:00 AM
More Info
Reval
XVI. Swap Data Repositories Registration

01/28/2011
10:00 AM
More Info
NYSE

Tradeweb

FXall

LCH.Clearnet
I. Registration

VII. DCO Core Principles

IX. Governance & Possible Limits

01/28/2011
9:30 AM
More Info
FXall

LCH.Clearnet

NYSE Euronext

Tradeweb
I. Registration

IX. Governance & Possible Limits

01/28/2011
9:00 AM
More Info
Shell Energy

McDermott, Will & Emory
General

01/28/2011
9:00 AM
More Info
Public roundtable
XVII. Data Recordkeeping

01/27/2011
1:00 PM
More Info
BP
II. Definitions

XXI. Joint Rules w/ SEC

01/27/2011
1:00 PM
More Info
BP
General

01/27/2011
11:30 AM
More Info
WMBAA

GFI
XIII. SEF Registration

01/27/2011
11:30 AM
More Info
Goldman Sachs
General

01/27/2011
10:00 AM
More Info
Independent Petroleum Association of America (IPAA)
II. Definitions

V. Capital & Margin

XI. End-user Exception

01/27/2011
9:30 AM
More Info
ABASA member banks; Cecilia Calaby, ABASA; Paul Architzel, Wilmer Hale
I. Registration

II. Definitions

01/27/2011
9:00 AM
More Info
IntercontinentalExchange (ICE)
XIII. SEF Registration

01/27/2011
9:00 AM
More Info
LCH Clearnet
V. Capital & Margin

VI. Segregation and Bankruptcy

01/26/2011
2:00 PM
More Info
NYSE Euronext
IX. Governance & Possible Limits

01/26/2011
1:30 PM
More Info
LCH.Clearnet

Rich Feuer Group
VI. Segregation and Bankruptcy

XVI. Swap Data Repositories Registration

01/26/2011
1:00 PM
More Info
Better Markets
V. Capital & Margin

VII. DCO Core Principles

VIII. Process for Review of Swaps

XXIV. Disruptive Trading Practices

01/24/2011
3:00 PM
More Info
Barclays
XVIII. Real Time Reporting

01/21/2011
3:00 PM
More Info
GM Asset Management

Winston and Strawn
XVII. Data Recordkeeping

01/21/2011
2:00 PM
More Info
VMAC

Crowell
VII. DCO Core Principles

01/21/2011
1:15 PM
More Info
General

01/21/2011
1:00 PM
More Info
Chatham Financial
XVII. Data Recordkeeping

01/21/2011
1:00 PM
More Info
Credit Suisse
IX. Governance & Possible Limits

XIII. SEF Registration

01/21/2011
10:00 AM
More Info
CME Group
XVII. Data Recordkeeping

01/21/2011
10:00 AM
More Info
Pivot Inc.
XIII. SEF Registration

01/20/2011
1:00 PM
More Info
Natural Gas Supply Association and National Corn Growers Association
II. Definitions

V. Capital & Margin

XI. End-user Exception

01/19/2011
6:00 PM
More Info
ONEOK Energy Services Company (ONEOK)

Wilmer Cutler Pickering Hale and Dorr LLP (Wilmer)
II. Definitions

01/19/2011
3:00 PM
More Info
Barclays Capital
XIII. SEF Registration

01/19/2011
2:30 PM
More Info
ICE
XIII. SEF Registration

01/19/2011
2:30 PM
More Info
National Rural Electric Cooperative Association

American Public Power Association

American Public Gas Association

Large Public Power Council

ACES Power Marketing

Schiff Hardin LLP

Wilmer Cutler Pickering Hale and Dorr LLP
XVI. Swap Data Repositories Registration

01/19/2011
2:30 PM
More Info
National Rural Electric Cooperative Association

American Public Power Association

American Public Gas Association

Large Public Power Council

ACES Power Marketing

Schiff Hardin LLP

Wilmer Cutler Pickering Hale and Dorr LLP
XVII. Data Recordkeeping

01/19/2011
2:30 PM
More Info
National Rural Electric Cooperative Association

American Public Power Association

American Public Gas Association

Large Public Power Council

ACES Power Marketing

Schiff Hardin LLP

Wilmer Cutler Pickering Hale and Dorr LLP
XI. End-user Exception

01/19/2011
2:30 PM
More Info
National Rural Electric Cooperative Association

American Public Power Association

American Public Gas Association

Large Public Power Council

ACES Power Marketing

Schiff Hardin LLP

Wilmer Cutler Pickering Hale and Dorr LLP
II. Definitions

XXI. Joint Rules w/ SEC

01/19/2011
2:30 PM
More Info
National Rural Electric Cooperative Association

American Public Power Association

American Public Gas Association

Large Public Power Council

ACES Power Marketing

Schiff Hardin LLP

Wilmer Cutler Pickering Hale and Dorr LLP
III. Business Conduct Standards w/ Counterparties

01/19/2011
2:30 PM
More Info
National Rural Electric Cooperative Association

American Public Power Association

American Public Gas Association

Large Public Power Council

ACES Power Marketing

Schiff Hardin LLP

Wilmer Cutler Pickering Hale and Dorr LLP
II. Definitions

01/19/2011
2:30 PM
More Info
Not-For-Profit Energy End-User Coalition ("NFPEEU")

National Rural Electric Cooperative Association

American Public Power Association

American Public Gas Association

Large Public Power Council

ACES Power Marketing

National Rural Electric Cooperative Association

Schiff Hardin LLP

Wilmer Cutler Pickering Hale and Dorr LLP ("WilmerHale")
XVIII. Real Time Reporting

01/19/2011
1:00 PM
More Info
Evolution Markets

Ogilvy Government Relations
XIII. SEF Registration

01/19/2011
12:30 PM
More Info
Federated Investors

Arnold and Porter
General

VII. DCO Core Principles

01/19/2011
11:30 AM
More Info
Citadel Group
IX. Governance & Possible Limits

XXVI. Position Limits

01/19/2011
9:00 AM
More Info
National Council of Farmer Cooperatives
XI. End-user Exception

XVI. Swap Data Repositories Registration

01/19/2011
9:00 AM
More Info
Gresham Investment Fund
XIX. Agricultural Swaps

XXVI. Position Limits

01/18/2011
9:00 AM
More Info
Barclays Capital
General

01/14/2011
2:00 PM
More Info
Sullivan and Cromwell, LLP
I. Registration

II. Definitions

01/14/2011
10:00 AM
More Info
Barclays Bank plc

BNP Paribas S.A.

Deutsche Bank AG

Societe Generale

The Royal Bank of Scotland Group plc

UBS AG

The Royal Bank of Canada

Davis, Polk, and Wardwell, LLP
I. Registration

II. Definitions

IV. Business Conduct Standards – Internal

01/14/2011
9:00 AM
More Info
George Washington University Law School
General

01/13/2011
3:00 PM
More Info
Markit

Winston & Strawn

Securities and Exchange Commission (SEC)
XVI. Swap Data Repositories Registration

XVII. Data Recordkeeping

XVIII. Real Time Reporting

01/13/2011
2:00 PM
More Info
Commodity Markets Oversight Coalition
II. Definitions

XI. End-user Exception

XXVI. Position Limits

01/13/2011
2:00 PM
More Info
National Rural Utilities Cooperative Finance Corporation (NRUCFC)

Russell Barron

Hogan Lovells
II. Definitions

XI. End-user Exception

01/13/2011
1:30 PM
More Info
CME Group
General

01/13/2011
12:00 AM
More Info
NYMEX
XVIII. Real Time Reporting

01/12/2011
10:30 AM
More Info
National Association of Regulatory Utility Commissioners (NARUC)
II. Definitions

01/12/2011
10:00 AM
More Info
Friends of the Earth
Study: Carbon Markets
01/12/2011
9:00 AM
More Info
Bank of Canada
General

01/11/2011
2:00 PM
More Info
Bank of Canada
General

01/11/2011
11:00 AM
More Info
Ren Re Energy
General

01/11/2011
10:00 AM
More Info
Bank of Canada
General

01/10/2011
4:00 PM
More Info
Adam Lavier and Michael Donnelly (Treasury)

Samuel Wong (OFR Treasury)

Matthew Reed, Matt Carruth,  Thomas Easy, Walter Hamscher, Tiago Requeijo (SEC)

Michael Will, Daniel T. Mudge, R. Douglas  Kemp (DocGenix)
Study: Algorithmic Descriptions
01/06/2011
11:00 AM
More Info
Argus Media
XXIII. Anti-Manipulation

01/06/2011
10:00 AM
More Info
Land O'Lakes, Inc.
II. Definitions

XIX. Agricultural Swaps

12/22/2010
9:00 AM
More Info
ICAP plc (ICAP)
XIII. SEF Registration

12/21/2010
10:30 AM
More Info
MF Global
VI. Segregation and Bankruptcy

VII. DCO Core Principles

XII. DCM Core Principles

XIII. SEF Registration

12/21/2010
10:30 AM
More Info
US Chamber of Commerce

Financial Executives International

General Electric

NAREIT

Procter & Gamble

IBM

General Motors

National Association of Corporate Treasurers

FMC Corporation

ConocoPhillips

Microsoft

Chatham Financial

Gibson Dunn
II. Definitions

12/20/2010
10:00 AM
More Info
Samlyn Capital

Lone Pine Capital

Capital Research and Management

T Rowe Price

Wellington

Oppenheimer

Highfields Capital

Cornerstone Government Affairs

Capstone
XVI. Swap Data Repositories Registration

12/20/2010
9:00 AM
More Info
CGA Group
XVI. Swap Data Repositories Registration

12/16/2010
12:00 PM
More Info
Ron Eliason (Individual)
II. Definitions

XIX. Agricultural Swaps

12/15/2010
4:00 PM
More Info
Darrell Duffie
XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/15/2010
2:30 PM
More Info
CME Group
VII. DCO Core Principles

XII. DCM Core Principles

XIII. SEF Registration

XXVI. Position Limits

12/15/2010
2:00 PM
More Info
CME
XIII. SEF Registration

XXVI. Position Limits

12/15/2010
1:30 PM
More Info
National Petrochemical and Refiners Association (NPRA)
XXIII. Anti-Manipulation

12/15/2010
11:00 AM
More Info
Argus

McDermott
XVIII. Real Time Reporting

12/15/2010
10:00 AM
More Info
American Petroleum Institute

National Petrochemical and Refiners Association
XXIII. Anti-Manipulation

12/14/2010
2:30 PM
More Info
Intercontinental Exchange (ICE)
XXVI. Position Limits

12/14/2010
12:00 PM
More Info
Intercontinental Exchange (ICE)
XXVI. Position Limits

12/14/2010
11:30 AM
More Info
Deshaw
XIII. SEF Registration

XXVI. Position Limits

12/14/2010
11:00 AM
More Info
DE Shaw
General

12/14/2010
11:00 AM
More Info
Farm Credit Council

Co Bank

Agri Bank
II. Definitions

XI. End-user Exception

12/14/2010
10:00 AM
More Info
Farm Credit Council
II. Definitions

VI. Segregation and Bankruptcy

XI. End-user Exception

12/14/2010
2:00 AM
More Info
DE Shaw

Delta Strategy Group
XXVI. Position Limits

12/13/2010
4:00 PM
More Info
CERES
Study: Carbon Markets
12/13/2010
2:00 PM
More Info
Evolution Markets
XVI. Swap Data Repositories Registration

12/13/2010
9:00 AM
More Info
Tradeweb
XIII. SEF Registration

12/13/2010
12:00 AM
More Info
ICE
XIII. SEF Registration

XXVI. Position Limits

12/10/2010
1:15 PM
More Info
Bloomberg
XIII. SEF Registration

12/10/2010
9:00 AM
More Info
Tradeweb
XIII. SEF Registration

12/10/2010
8:30 AM
More Info
members of Energy Bar Association
General

12/09/2010
8:30 AM
More Info
Nomura
IX. Governance & Possible Limits

12/08/2010
4:00 PM
More Info
MF Global
VI. Segregation and Bankruptcy

12/08/2010
3:00 PM
More Info
MFA

Blue Mountain Capital Management LLC

Brevan Howard Inc.

Tudor Investment Corporation

Delta Strategy Group

King Street Capital Management
XVIII. Real Time Reporting

12/08/2010
2:00 PM
More Info
MFA

Delta Strategy Group

King Street Capital Management

BlueMountain Capital Management, LLC

Citadel LLC

Brevan Howard, Inc.

Tudor Investment Corporation
II. Definitions

VI. Segregation and Bankruptcy

IX. Governance & Possible Limits

XII. DCM Core Principles

XIII. SEF Registration

XVI. Swap Data Repositories Registration

XXIII. Anti-Manipulation

XXIV. Disruptive Trading Practices

12/07/2010
12:30 PM
More Info
Intercontinental Exchange
XXVI. Position Limits

12/07/2010
11:00 AM
More Info
Managed Funds Association
I. Registration

II. Definitions

IV. Business Conduct Standards – Internal

V. Capital & Margin

12/07/2010
9:30 AM
More Info
Goldman Sachs
XIII. SEF Registration

XXVI. Position Limits

12/07/2010
9:30 AM
More Info
Wholesale Markets Brokers Association (WMBA)
XIII. SEF Registration

12/06/2010
6:00 PM
More Info
Blackbird Holdings, Inc. (Blackbird)
XIII. SEF Registration

12/06/2010
2:30 PM
More Info
ICAP North America, Inc.
XIII. SEF Registration

12/06/2010
2:00 PM
More Info
TABB Group
XIII. SEF Registration

12/06/2010
11:00 AM
More Info
Nomura
XVI. Swap Data Repositories Registration

12/06/2010
11:00 AM
More Info
National Association of Insurance Commissioners (NAIC)
XXI. Joint Rules w/ SEC

12/06/2010
10:00 AM
More Info
BGC Partners (BGC)

GFI Group Inc. (GFI)

ICAP plc (ICAP)

Tradition (North America) Inc. (Tradition)

Tullet Prebon Ltd (Tullett)

Patton Boggs LLP (Patton Boggs)
XIII. SEF Registration

12/03/2010
2:45 PM
More Info
NextEra Energy Resources, LLC
II. Definitions

V. Capital & Margin

XI. End-user Exception

XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/03/2010
2:30 PM
More Info
Louis Dreyfus
XXVI. Position Limits

12/03/2010
2:00 PM
More Info
Credit Suisse
XIII. SEF Registration

12/03/2010
2:00 PM
More Info
Ernst & Young LLP

FTI Consulting, Inc.

SolutionPoint International, Inc.

University of Maryland School of Law

All Stars Project, Inc.

NextEra Energy Resources, LLC

Elliot Management Corporation
V. Capital & Margin

VII. DCO Core Principles

XVI. Swap Data Repositories Registration

XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/03/2010
1:00 PM
More Info
Credit Suisse
XIII. SEF Registration

12/03/2010
12:30 PM
More Info
Tradeweb
XIII. SEF Registration

12/03/2010
10:00 AM
More Info
Wholesale Markets Brokers Association, Americas
XIII. SEF Registration

XVII. Data Recordkeeping

12/02/2010
2:30 PM
More Info
Patton Boggs, Wholesale Markets Brokers' Association
XIII. SEF Registration

12/02/2010
12:30 PM
More Info
Goldman Sachs
XIII. SEF Registration

11/30/2010
4:35 PM
More Info
Deere Credit

Caterpillar Financial Services

Volkswagen

Deere & Company

Caterpillar

Ford Motor Company

Arnold & Porter on behalf of Toyota Finance
XI. End-user Exception

11/30/2010
3:00 PM
More Info
BlackRock
XVII. Data Recordkeeping

11/30/2010
11:20 AM
More Info
Deere Credit, Caterpillar Financial Services, Volkswagen, US Chamber of Commerce, Chatham Financial, Deere & Company, Caterpillar, Ford Motor Company, and Arnold & Porter on behalf of Toyota Finance.
XI. End-user Exception

11/30/2010
9:15 AM
More Info
Commodity Markets Council (CMC)
XIX. Agricultural Swaps

11/29/2010
2:00 PM
More Info
Better Markets, Inc. (BMI)
V. Capital & Margin

IX. Governance & Possible Limits

XII. DCM Core Principles

XIII. SEF Registration

XXVI. Position Limits

11/29/2010
9:00 AM
More Info
Delta Strategy Group
II. Definitions

11/23/2010
4:30 PM
More Info
NextEra
II. Definitions

11/23/2010
4:00 PM
More Info
Constellation Energy
II. Definitions

11/23/2010
2:00 PM
More Info
The Investment Company Institute (ICI)

Prudential Investments

PIMCO

Fidelity Investments
XXVII. Investment Adviser Reporting

11/23/2010
1:30 PM
More Info
Peabody
II. Definitions

11/23/2010
1:00 PM
More Info
PIMCO
II. Definitions

11/23/2010
9:30 AM
More Info
TABB Group
XIII. SEF Registration

11/23/2010
9:00 AM
More Info
NAREIT

Chatham Financial

GE Capital

National Association of Manufacturers

Financial Executives International

Ford

Forest City

Boeing

General Motors

Gibson Dunn
XVIII. Real Time Reporting

11/23/2010
9:00 AM
More Info
National Ass'n of REITs (NAREIT); Chatham Financial; National Ass'n of Manufacturers (NAM); Gibson Dunn law firm; and GE Capital (GE).
V. Capital & Margin

XI. End-user Exception

11/23/2010
12:30 AM
More Info
Bank of America Merrill Lynch (BoA/ML)

Goldman Sachs (GS)

JP Morgan Chase (JP)
V. Capital & Margin

11/22/2010
4:30 PM
More Info
Woodrow Wilson School of Public and International Affairs
IX. Governance & Possible Limits

General

11/22/2010
2:00 PM
More Info
AEGON

American Benefits Council

Davis & Harman

Prudential

Securities Exchange Commission
II. Definitions

11/22/2010
1:45 PM
More Info
Attendees at PLI seminar on Hedge Fund Compliance
General

11/19/2010
1:30 PM
More Info
International Swaps and Derivatives Association
VI. Segregation and Bankruptcy

11/19/2010
8:30 AM
More Info
BlackRock
VI. Segregation and Bankruptcy

XVIII. Real Time Reporting

11/18/2010
3:00 PM
More Info
BNY Mellon
XIII. SEF Registration

11/18/2010
2:00 PM
More Info
Depository Trust & Clearing Corporation (DTCC)

Patton Boggs (PB)

APCO Worldwide (APCO)
XVI. Swap Data Repositories Registration

11/18/2010
2:00 PM
More Info
BNY Mellon
XIII. SEF Registration

11/18/2010
1:30 PM
More Info
Morgan Stanley
V. Capital & Margin

11/18/2010
1:00 PM
More Info
SIFMA

Pimco

Goldman Sachs

Vanguard

Fidelity

BlackRock
XXVI. Position Limits

11/18/2010
1:00 PM
More Info
Tradeweb (T)
XIII. SEF Registration

11/18/2010
11:30 AM
More Info
Tradeweb
XIII. SEF Registration

11/18/2010
10:00 AM
More Info
General Motors (GM)

Davis & Harman (DM)

NISA Investment Advisors (NISA)

Association for Financial Professionals (AFP)

Skadden (S)

American Benefits Council (ABC)

Winston & Strawn (WS)
II. Definitions

III. Business Conduct Standards w/ Counterparties

VI. Segregation and Bankruptcy

XVI. Swap Data Repositories Registration

11/18/2010
10:00 AM
More Info
BNY Mellon (BNYM)
XIII. SEF Registration

11/18/2010
8:30 AM
More Info
JPMorgan Chase
XVIII. Real Time Reporting

11/18/2010
8:30 AM
More Info
BlackRock
VI. Segregation and Bankruptcy

XVIII. Real Time Reporting

11/17/2010
4:00 PM
More Info
State Street

Davis Polk & Wardwell LLP (DPW)
V. Capital & Margin

VI. Segregation and Bankruptcy

11/17/2010
3:30 PM
More Info
Aces Power Marketing Co-ops of America (Aces Power)

American Public Gas Association (APGA)

American Public Power Association (APPA)

National Rural Electric Cooperatives Association (NRECA)

New York Power Authority (NYPA)

Schiff Hardin, LLP (Schiff Hardin)
V. Capital & Margin

11/17/2010
3:00 PM
More Info
General Motors (GM)

NISA Investment Advisors (NISA)

Association for Financial Professionals (AFP)

American Benefits Council (ABC)

Skadden (S)

Winston & Strawn (WS)
II. Definitions

III. Business Conduct Standards w/ Counterparties

XI. End-user Exception

11/17/2010
2:00 PM
More Info
NASDAQ OMX
XVII. Data Recordkeeping

XVIII. Real Time Reporting

11/17/2010
1:30 PM
More Info
Highbridge Capital (HC)

Citadel (C)

The Hartford (H)

Eaton Vance (EV)

UBS
XIII. SEF Registration

XVIII. Real Time Reporting

11/17/2010
1:00 PM
More Info
DC Bar Association Members
II. Definitions

VII. DCO Core Principles

VIII. Process for Review of Swaps

XIV. FBOT Registration

XVII. Data Recordkeeping

XVIII. Real Time Reporting

11/17/2010
11:30 AM
More Info
ICE
XIII. SEF Registration

11/17/2010
10:00 AM
More Info
IntercontinentalExchange (ICE)
XIII. SEF Registration

11/16/2010
4:00 PM
More Info
Chesapeake Energy

Delta Strategy Group
XXVI. Position Limits

11/16/2010
12:30 PM
More Info
Chesapeake Energy Corporation

Delta Strategy Group
II. Definitions

V. Capital & Margin

11/16/2010
11:00 AM
More Info
Delta Stretgy

Chesapeake Energy
XI. End-user Exception

XXVI. Position Limits

11/16/2010
11:00 AM
More Info
FXall

Rich Feuer Group (RFG)
XIII. SEF Registration

11/16/2010
10:30 AM
More Info
Chesapeake Energy (CE)

Delta Strategy Group (DSG)
XVIII. Real Time Reporting

XXVI. Position Limits

11/16/2010
10:00 AM
More Info
Canadian Securities Transitition Office (CSTO)
General

11/16/2010
10:00 AM
More Info
State Street Corporation
VI. Segregation and Bankruptcy

11/16/2010
9:45 AM
More Info
Representatives of numberous members of SIFMA .
General

11/15/2010
7:30 PM
More Info
UK Financial Services Authority, Shearman & Sterling, other financial institutions.
General

11/15/2010
3:00 PM
More Info
K&L Gates

Peabody Energy
II. Definitions

11/15/2010
3:00 PM
More Info
NYSE Euronext
XIII. SEF Registration

XIV. FBOT Registration

11/15/2010
2:00 PM
More Info
Peabody Energy (Peabody)

K&L Gates LLP (K&L Gates)
II. Definitions

11/15/2010
2:00 PM
More Info
Societe Generale
I. Registration

II. Definitions

IV. Business Conduct Standards - Internal

11/15/2010
1:00 PM
More Info
Goldman Sachs & Co.
VI. Segregation and Bankruptcy

VII. DCO Core Principles

IX. Governance & Possible Limits

11/15/2010
12:30 PM
More Info
IntercontinentalExchange (ICE)
XIII. SEF Registration

11/15/2010
12:00 PM
More Info
Various financial organizations.
General

11/15/2010
11:30 AM
More Info
Peabody Energy
II. Definitions

11/15/2010
11:00 AM
More Info
NYSE Euronext
XIV. FBOT Registration

11/15/2010
10:00 AM
More Info
NYSE Euronext
XIV. FBOT Registration

11/12/2010
3:00 PM
More Info
ISDA

JPM Chase

Morgan Stanley

Goldman Sachs

D.E. Shaw & Co.

Deutsche Bank
General

11/12/2010
1:00 PM
More Info
Goldman Sachs
XXVI. Position Limits

11/12/2010
12:30 PM
More Info
Goldman Sachs
General

11/12/2010
12:30 PM
More Info
CIEBA

American Benefits Council
II. Definitions

III. Business Conduct Standards w/ Counterparties

XVI. Swap Data Repositories Registration

XVII. Data Recordkeeping

11/12/2010
11:00 AM
More Info
Evolution Markets

Hunton & Williams

JP Morgan Chase & Co.

Morgan Stanley

VanNess Feldman

The Melby Group
General

11/12/2010
10:30 AM
More Info
Apache Corporation (Apache)

Bracewell and Giuliani (Bracewell)

Competitive Power Ventures, Inc (Competitive Power)

El Paso Corporation (El Paso)

Iberdrola Renewables, Inc. (Iberdorola)

Markwest Energy Partners, L.P. (Markwest)

Noble Energy, Inc. (Noble)

Shell Energy North America (Shell)
V. Capital & Margin

XI. End-user Exception

11/12/2010
10:00 AM
More Info
Goldman Sachs
XXVI. Position Limits

11/12/2010
9:30 AM
More Info
MetLife

Clifford Chance
II. Definitions

VII. DCO Core Principles

XIII. SEF Registration

XVIII. Real Time Reporting

11/11/2010
12:30 PM
More Info
JP Morgan
General

11/11/2010
9:00 AM
More Info
Practising Law Institute
General

11/10/2010
4:00 PM
More Info
Fidelity

PIMCO

Vanguard

Investment Company Institute (ICI)
II. Definitions

11/10/2010
4:00 PM
More Info
SIFMA

Association for Financial Markets in Europe
VII. DCO Core Principles

VIII. Process for Review of Swaps

XXVI. Position Limits

11/10/2010
9:30 AM
More Info
D.E. Shaw & Co., L.P. (D.E. Shaw)

Deutsche Bank

International Swaps and Derivatives Association (ISDA) 

Kalorama Partners LLC (Kalorama)
I. Registration

IX. Governance & Possible Limits

XIII. SEF Registration

XVI. Swap Data Repositories Registration

11/10/2010
9:00 AM
More Info
Cargill Risk Management
V. Capital & Margin

XI. End-user Exception

XIX. Agricultural Swaps

XXVI. Position Limits

11/09/2010
7:00 PM
More Info
National Economists Club
General

11/09/2010
4:30 PM
More Info
Electric Power Supply Association (EPSA)

PSEG Energy Resources & Trade (PSEG)

NRG Energy (NRG)

Constellation Energy

Calpine

Mirant Corporation (Mirant)

Sutherland
II. Definitions

V. Capital & Margin

11/09/2010
4:00 PM
More Info
EPSA

PSEG Energy Resources

Calpine

Sutherland

Constellation Energy

NRG
II. Definitions

V. Capital & Margin

11/09/2010
3:00 PM
More Info
Cargill Risk Management
I. Registration

11/09/2010
3:00 PM
More Info
LCH.Clearnet

Rich Feuer Group
IX. Governance & Possible Limits

11/09/2010
2:00 PM
More Info
LCH Clearnet
I. Registration

11/09/2010
1:30 PM
More Info
Cargill Risk Management
V. Capital & Margin

XI. End-user Exception

XIX. Agricultural Swaps

XXVI. Position Limits

11/09/2010
1:30 PM
More Info
NGSA, NCGA
General

11/09/2010
1:00 PM
More Info
LCH Clearnet

Rich Feuer Group
IX. Governance & Possible Limits

XIII. SEF Registration

11/09/2010
12:45 PM
More Info
Vitol, Hunton & Williams, Constellation, ConocoPhillips
II. Definitions

XI. End-user Exception

XXVI. Position Limits

11/09/2010
11:35 AM
More Info
LCH Clearnet, Rich Feuer Group
VII. DCO Core Principles

IX. Governance & Possible Limits

11/09/2010
11:30 AM
More Info
Cargill Risk Management
V. Capital & Margin

XI. End-user Exception

XXVI. Position Limits

11/09/2010
11:30 AM
More Info
OTC

Vitol

Constellation Energy

Conoco Phillips
II. Definitions

XIII. SEF Registration

11/09/2010
11:00 AM
More Info
Electric Power Supply Association (EPSA)
I. Registration

II. Definitions

V. Capital & Margin

11/09/2010
10:45 AM
More Info
Energy Working Group, Vitol, Hunton & Williams, Constellation, ConocoPhillips
XIII. SEF Registration

XXVI. Position Limits

11/09/2010
10:00 AM
More Info
Cargill Risk Management
V. Capital & Margin

XI. End-user Exception

XXVI. Position Limits

11/09/2010
9:00 AM
More Info
EPSA, PSEG Energy Resources & Trade, NGR, Constellation Energy, Calpine, Mirant Corporation
II. Definitions

11/09/2010
9:00 AM
More Info
TriOptima
XVI. Swap Data Repositories Registration

11/08/2010
4:00 PM
More Info
Tudor Investment Corporation
II. Definitions

VI. Segregation and Bankruptcy

VII. DCO Core Principles

11/08/2010
2:00 PM
More Info
Natural Gas Exchange (NGX)

Alston & Bird, LLP (Alston & Bird)
II. Definitions

XXI. Joint Rules w/ SEC

11/08/2010
2:00 PM
More Info
Tudor Investment

Sullivan & Cromwell LLP
V. Capital & Margin

VI. Segregation and Bankruptcy

XXVI. Position Limits

11/08/2010
1:00 PM
More Info
Tudor Investment Corporation

Sullivan & Cromwell LLP
II. Definitions

11/08/2010
11:00 AM
More Info
Prudential Global Funding (Prudential Global)

Genworth Financial (Genworth)

Prudential Financial (Prudential)

Genworth Financial (Genworth)

John Hancock Financial Services Inc. (John Hancock)

MetLife (MetLife)

American Council of Life Insurers (ACLI)

Lincoln Financial Group (Lincoln)

The Northwestern Mutual Life Insurance Co. (Northwestern Mutual)
II. Definitions

XXI. Joint Rules w/ SEC

11/05/2010
5:00 PM
More Info
Baker & Hostetler, Tradeweb
General

11/05/2010
12:30 PM
More Info
NYSE Euronext
XXIV. Disruptive Trading Practices

11/05/2010
10:00 AM
More Info
GM Asset Management
II. Definitions

11/05/2010
8:30 AM
More Info
ICE
XVII. Data Recordkeeping

11/04/2010
11:00 AM
More Info
The Committee of Annuity Insurers
III. Business Conduct Standards w/ Counterparties

11/04/2010
11:00 AM
More Info
Albourne Partners Ltd., Securities and Exchange Commission, Department of Treasury, Federal Reserve Board
XXVII. Investment Adviser Reporting

11/04/2010
10:00 AM
More Info
SIFMA, Morgan Stanley, Credit Suisse and Citi
XVI. Swap Data Repositories Registration

XVII. Data Recordkeeping

XVIII. Real Time Reporting

11/04/2010
9:00 AM
More Info
CME Group
XVII. Data Recordkeeping

11/03/2010
7:15 PM
More Info
International Banking Institutions
II. Definitions

General

11/03/2010
6:50 PM
More Info
Skadden Arps Slate Meagher & Flom
II. Definitions

11/03/2010
5:00 PM
More Info
BGC Partners (BGC)

ICAP plc (ICAP)

GFI Group Inc. (GFI)

Tradition (North America) Inc. (Tradition)

Tullet Prebon Ltd (Tullett Prebon)

Patton Boggs (Patton Boggs LLP)
XIII. SEF Registration

11/03/2010
2:30 PM
More Info
Nidera

National Grain and Feed Assn

Advance Trading

Advanced Market Concepts

University of Illinois

Kansas Farm Bureau

Kansas State University

Shay Grain

Kansas City Board of Trade Wheat Cash Committee

Haviland Coop

Kansas Grain and Feed Association

Illinois Farm Bureau
II. Definitions

XIX. Agricultural Swaps

XXVI. Position Limits

11/03/2010
12:00 PM
More Info
BAMl

Creidit Suisse

Goldman Sachs

Newedge

Katten Muchin

Futures Industry(FIA)
VI. Segregation and Bankruptcy

11/03/2010
12:00 PM
More Info
Chicago Bar Association members
II. Definitions

V. Capital & Margin

11/03/2010
10:00 AM
More Info
Independent Community Bankers of America (ICBA).
XI. End-user Exception

11/03/2010
10:00 AM
More Info
Patton Boggs

ICAP
XIII. SEF Registration

XVIII. Real Time Reporting

11/03/2010
9:00 AM
More Info
DTCC Derivatives Repository Ltd, DTCC Warehouse Trust Company, Regis-TR, TriOptima, Xtrakter Limited
XVI. Swap Data Repositories Registration

XVII. Data Recordkeeping

11/03/2010
9:00 AM
More Info
Futures Industry Association
General

11/02/2010
3:30 PM
More Info
Winston & Strawn

CME Group

Chesapeake Energy

Citadel

Caterpillar, Inc.

Delta Strategies

U.S. Chamber of Commerce

The Boeing Company

TruMarx Data Partners Inc.

GTCR Golder Rauner

The PrivateBank & Trust Co.

McGuire Woods

Chatham

Deere & Company

IMC Financial Markets

Inland
II. Definitions

V. Capital & Margin

XI. End-user Exception

XVIII. Real Time Reporting

XXVI. Position Limits

11/02/2010
1:30 PM
More Info
CME Group
General

11/02/2010
1:00 PM
More Info
Hess Energy

McDermott Will & Emory

Delta Strategies
XXI. Joint Rules w/ SEC

11/02/2010
12:00 PM
More Info
European Commission, Futures Industry Association
VII. DCO Core Principles

XIII. SEF Registration

XXVI. Position Limits

11/02/2010
11:30 AM
More Info
Wholesale Market Brokers Association

BGC Partners

GFI Group

ICAP plc

Tullett Prebon Ltd.

Patton Boggs LLP
XVIII. Real Time Reporting

11/02/2010
9:00 AM
More Info
CME, Eurex, ICE Clear Europe, ICE Trust US, International Derivatives Clearing Group, Japan Securities Clearing Corporation, LCH.Clearnet Ltd/SwapClear, LCH.Clearnet SA, SGX Asiaclear
IV. Business Conduct Standards - Internal

VI. Segregation and Bankruptcy

VII. DCO Core Principles

11/02/2010
2:30 AM
More Info
Jump Trading
XIII. SEF Registration

XXIV. Disruptive Trading Practices

11/02/2010
12:00 AM
More Info
CME Group
VII. DCO Core Principles

X. Systemically Important DCO Rules

XXIII. Anti-Manipulation

XXIV. Disruptive Trading Practices

XXVI. Position Limits

11/01/2010
8:00 PM
More Info
Chopper Trading LLC

Chicago Trading Co.

Allston

Gelber Group

RGM

Getco

Infinium

DRW
VII. DCO Core Principles

XIII. SEF Registration

XXIV. Disruptive Trading Practices

11/01/2010
4:00 PM
More Info
Chicago Mercantile Exchange CME
VI. Segregation and Bankruptcy

11/01/2010
1:30 PM
More Info
Newedge
General

11/01/2010
1:00 PM
More Info
MBF Clearing Corp.
XXIII. Anti-Manipulation

XXIV. Disruptive Trading Practices

11/01/2010
11:00 AM
More Info
ICE
XXVI. Position Limits

11/01/2010
10:30 AM
More Info
MFS

Wellington

Goldman Sachs

Fidelity Investments

Vanguard Group

BlackRock

AllianceBernstein

Securities Industry and Financial Markets Association (SIFMA)

Davis Polk & Wardwell LLP
II. Definitions

XXVI. Position Limits

10/29/2010
4:30 PM
More Info
Chicago Mercantile Exchange
VI. Segregation and Bankruptcy

10/29/2010
2:00 PM
More Info
Old Dominion Power (ODP); American Public Gas Association (APGA); American Public Power Association (APPA); National Rural Electric Cooperative Association (NRECA); Schiff Hardin law firm; New York Power Authority (NYPA); Aces Power Marketing (APM); and Alston & Bird law firm (Alston & Bird).
II. Definitions

XI. End-user Exception

10/28/2010
3:00 PM
More Info
TriOptima
XVI. Swap Data Repositories Registration

10/28/2010
2:30 PM
More Info
IntercontinentalExchange (ICE)
XIII. SEF Registration

XVIII. Real Time Reporting

10/28/2010
2:00 PM
More Info
TriOptima
XVI. Swap Data Repositories Registration

10/28/2010
1:00 PM
More Info
SunGard Energy
XVI. Swap Data Repositories Registration

10/28/2010
12:00 PM
More Info
Air Transport Association (ATA)
XI. End-user Exception

XXVI. Position Limits

10/28/2010
12:00 PM
More Info
ISDA

Morgan Stanley

BP
XVI. Swap Data Repositories Registration

XVII. Data Recordkeeping

10/28/2010
11:30 AM
More Info
Ford Motor Company
XI. End-user Exception

XXVI. Position Limits

10/28/2010
9:30 AM
More Info
Chatham Financial
XVII. Data Recordkeeping

10/27/2010
4:00 PM
More Info
EMA

IETA

BanCop

Macquire Woods

SNR Denton
Study: Carbon Markets
10/27/2010
3:30 PM
More Info
The Options Clearing Corporation
IX. Governance & Possible Limits

10/27/2010
3:30 PM
More Info
The Options Clearing Corporation (OCC)
VII. DCO Core Principles

X. Systemically Important DCO Rules

10/27/2010
3:00 PM
More Info
Chicago Mercantile Exchange (CME)
XXIV. Disruptive Trading Practices

10/27/2010
2:30 PM
More Info
Options Clearing Organization (OCC)
VIII. Process for Review of Swaps

10/27/2010
2:00 PM
More Info
Options Clearing Corporation (OCC)
VII. DCO Core Principles

IX. Governance & Possible Limits

10/27/2010
1:00 PM
More Info
DTCC

MarkitSERV
XVII. Data Recordkeeping

10/27/2010
11:00 AM
More Info
Cygma

Chatham Financial LLC
II. Definitions

10/27/2010
9:30 AM
More Info
OCC
VIII. Process for Review of Swaps

10/27/2010
8:30 AM
More Info
Members of Financial Markets Association
General

10/27/2010
12:00 AM
More Info
Morgan Stanley

BP

ISDA
XVI. Swap Data Repositories Registration

XVII. Data Recordkeeping

10/26/2010
4:30 PM
More Info
NYSE Euronext
XIV. FBOT Registration

10/26/2010
4:00 PM
More Info
CME Group (CME)

Delta Strategy Group (DSG)

Skadden, Arps, Slate, Meagher & Flom LLP (S)
XII. DCM Core Principles

10/26/2010
2:00 PM
More Info
TriOptima
XVI. Swap Data Repositories Registration

10/26/2010
10:00 AM
More Info
CME Group
XVI. Swap Data Repositories Registration

XVII. Data Recordkeeping

XVIII. Real Time Reporting

10/25/2010
3:00 PM
More Info
Hess Energy

Hess Energy Trading Company LLC (HETCO)

Delta Strategy Group
II. Definitions

10/25/2010
2:00 PM
More Info
Delta Strategy Group

Hess Energy
XI. End-user Exception

XXVI. Position Limits

10/25/2010
1:00 PM
More Info
Edison Electric Institute (EEI)

American Electric Power (AEP)

Exelon

Florida Power and Light Company (FPL)

NextEra Energy (NextEra)
V. Capital & Margin

XI. End-user Exception

10/25/2010
1:00 PM
More Info
ICE eConfirm
XVII. Data Recordkeeping

10/25/2010
1:00 PM
More Info
Hess Energy (H)

Delta Strategy Group (DSG)
XI. End-user Exception

XXVI. Position Limits

10/25/2010
11:00 AM
More Info
TradeWeb
XIII. SEF Registration

10/25/2010
11:00 AM
More Info
Hess Corporation

Delta Strategy Group
XXVI. Position Limits

10/25/2010
10:00 AM
More Info
Tradeweb
II. Definitions

XIII. SEF Registration

10/25/2010
10:00 AM
More Info
Coalition of Derivatives End Users
XVI. Swap Data Repositories Registration

10/25/2010
9:00 AM
More Info
Reval
XVII. Data Recordkeeping

10/25/2010
12:00 AM
More Info
Hess

Delta Strategy Gtoup
V. Capital & Margin

10/22/2010
2:30 PM
More Info
The World Bank
II. Definitions

IV. Business Conduct Standards - Internal

10/22/2010
2:00 PM
More Info
XXVI. Position Limits

10/22/2010
2:00 PM
More Info
Allston Trading

RGM Advisors

Hudson River Trading

Quantlab Financial

Summit Global Strategies

Patton Boggs

APCO Worldwide
XXIII. Anti-Manipulation

XXIV. Disruptive Trading Practices

10/22/2010
11:00 AM
More Info
BlackRock
XVII. Data Recordkeeping

10/22/2010
10:30 AM
More Info
BlackRock
XIII. SEF Registration

10/22/2010
10:15 AM
More Info
Public Citizen (PC)
XXVI. Position Limits

10/22/2010
9:30 AM
More Info
BlackRock
VIII. Process for Review of Swaps

XIII. SEF Registration

10/22/2010
9:00 AM
More Info
JBS USA
XXVI. Position Limits

10/21/2010
3:00 PM
More Info
NextEra Energy Resources (NextEra)

Delta Strategy Group (DSG)
XXVI. Position Limits

10/21/2010
3:00 PM
More Info
Paul Volcker
XXVIII. Volcker Rule

10/21/2010
2:00 PM
More Info
Barclays

Credit Suisse

JP Morgan

Louis Dreyfus Commodities
XXVI. Position Limits

10/21/2010
2:00 PM
More Info
NextEra Energy

Delta Strategy Group

Parsons Strategies
XI. End-user Exception

XXII. Portfolio Margining Procedures

XXVI. Position Limits

10/21/2010
2:00 PM
More Info
American Benefits Council

Committee on Investment of Employee Benefit Assets (CIEBA)

 

General Motors

Boeing

United Technologies Corporation (UTC)

NISA Investment Advisors
III. Business Conduct Standards w/ Counterparties

10/21/2010
1:30 PM
More Info
Commodity Markets Council (CMC)

Macquarie Bank

Louis Dreyfus Commodities
XIX. Agricultural Swaps

10/21/2010
1:00 PM
More Info
NextEra Energy Resources

Delta Strategy Group
II. Definitions

XI. End-user Exception

10/21/2010
1:00 PM
More Info
Metchant Data Repository

Nothern Trust

The Bank of New York Mellon

The American Boat Company

American Milling
XVII. Data Recordkeeping

10/21/2010
12:15 PM
More Info
Institute of International Bankers
VII. DCO Core Principles

IX. Governance & Possible Limits

X. Systemically Important DCO Rules

10/21/2010
12:00 PM
More Info
Institute of International Bankers
VII. DCO Core Principles

IX. Governance & Possible Limits

X. Systemically Important DCO Rules

10/21/2010
11:00 AM
More Info
NextEra Energy Resources

Delta Strategy Group
XXVI. Position Limits

10/21/2010
10:00 AM
More Info
University of Calgary's Haskayne School of Business
General

10/21/2010
9:00 AM
More Info
CLS Bank
XVII. Data Recordkeeping

10/21/2010
8:00 AM
More Info
Citi

UBS Investment Bank

MetLife, Inc.

State Street

JPMorgan Chase & Co.

Credit Suisse

Prudential Financial

Goldman Sachs

Deutsche Bank Americas

BNY Mellon

Financial Services Forum
VI. Segregation and Bankruptcy

VII. DCO Core Principles

IX. Governance & Possible Limits

X. Systemically Important DCO Rules

10/21/2010
12:00 AM
More Info
Merchants Data Repository

BNY Mellon (BNY)

Northern Trust Corporation
XVIII. Real Time Reporting

10/20/2010
4:00 PM
More Info
Americna Benefits Council

Boeing

NISA Invetment Advisors

GM Pension Plan
XVII. Data Recordkeeping

10/20/2010
4:00 PM
More Info
TriOptima
XVII. Data Recordkeeping

10/20/2010
2:30 PM
More Info
CIEBA

American Benefits Counsel

GM Asset Management

Boeing

NISA Investment Advisors

Winston & Strawn LLP

Skadden, Arps, Slate, Meagher & Flom LLP
XVIII. Real Time Reporting

10/20/2010
10:00 AM
More Info
ISDA
V. Capital & Margin

10/20/2010
12:00 AM
More Info
Davis & Harman

American Benefits Council

GM Pension

Boeing

Nisa Investment Advisors

Skadden Arps

Winston & Strawn

Winston & Strawn
VI. Segregation and Bankruptcy

10/19/2010
5:00 PM
More Info
Members, II Legal Forum
General

10/19/2010
1:00 PM
More Info
BlackRock (BR)
XIII. SEF Registration

XVI. Swap Data Repositories Registration

XVII. Data Recordkeeping

XVIII. Real Time Reporting

10/15/2010
2:00 PM
More Info
Chatham Financial
XI. End-user Exception

10/15/2010
9:30 AM
More Info
UBS
II. Definitions

10/15/2010
9:30 AM
More Info
UBS
II. Definitions

10/14/2010
3:15 PM
More Info
Barclays Capital Inc. (BC)

Winston & Strawn LLP (WS)
XIII. SEF Registration

XVI. Swap Data Repositories Registration

XVIII. Real Time Reporting

10/14/2010
2:00 PM
More Info
UBS
II. Definitions

XIII. SEF Registration

10/14/2010
1:00 PM
More Info
Goldman Sachs
XII. DCM Core Principles

XIII. SEF Registration

XVIII. Real Time Reporting

XXVI. Position Limits

10/14/2010
11:30 AM
More Info
Morgan Stanley
III. Business Conduct Standards w/ Counterparties

10/14/2010
11:15 AM
More Info
American Benefits Council

Specialists In Employee Benefit Administration, Ltd. (SIEBA)
III. Business Conduct Standards w/ Counterparties

10/14/2010
11:00 AM
More Info
Dubai Mercantile Exchange (DME)
XIV. FBOT Registration

10/14/2010
11:00 AM
More Info
Shell
XI. End-user Exception

XXVI. Position Limits

10/14/2010
10:00 AM
More Info
UBS
II. Definitions

XIII. SEF Registration

XVI. Swap Data Repositories Registration

10/14/2010
9:30 AM
More Info
Firms participating in the conference.
II. Definitions

XVII. Data Recordkeeping

XIX. Agricultural Swaps

XXI. Joint Rules w/ SEC

XXVI. Position Limits

10/14/2010
12:00 AM
More Info
Dubai Mercantile Exchange (DME)
XIV. FBOT Registration

10/13/2010
4:00 PM
More Info
JPMC
XIII. SEF Registration

10/13/2010
2:30 PM
More Info
Financial Services Forum
V. Capital & Margin

XIII. SEF Registration

10/13/2010
2:00 PM
More Info
Goldman Sachs
General

10/13/2010
2:00 PM
More Info
JP Morgan Chase & Co. (JPM)

LTD Group (LTD)
XIII. SEF Registration

General

10/13/2010
1:00 PM
More Info
JP Morgan
XIII. SEF Registration

General

10/13/2010
1:00 PM
More Info
Goldman Sachs
General

10/13/2010
10:00 AM
More Info
Edison Mission Energy

PSEG

Sempra Energy

NRG

NRG

BP

Constellation Energy

Shell Energy North America

Exelon Generation Co.

Bracewell Giuliani

Electric Power Supply Association (EPSA)

Sutherland
V. Capital & Margin

10/13/2010
12:00 AM
More Info
Financial Services Forum
XVIII. Real Time Reporting

10/12/2010
5:30 PM
More Info
Bloomberg (B)

Williams & Jensen, PLLC (WJ)
XIII. SEF Registration

XVI. Swap Data Repositories Registration

10/12/2010
2:15 PM
More Info
Reval
XI. End-user Exception

10/12/2010
2:00 PM
More Info
Fidelity

ING

JPMorgan

Fidelity Investments

McDermott

SEC

Stable Value Investment Association
II. Definitions

10/12/2010
1:30 PM
More Info
Reval
XVI. Swap Data Repositories Registration

10/12/2010
1:00 PM
More Info
Cargill Risk Management (CRM)

Cargill, Inc.

SEC
V. Capital & Margin

10/12/2010
10:00 AM
More Info
US Commodity Fund, Sutherland Asbill & Brennan
XXVI. Position Limits

10/08/2010
3:30 PM
More Info
Algebris Investments
VII. DCO Core Principles

X. Systemically Important DCO Rules

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