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External Meetings All

Date
MEETING WITH
REGARDING RULEMAKING
03/09/3011
11:00 AM
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Morgan Stanley
IV. Business Conduct Standards – Internal

III. Business Conduct Standards w/ Counterparties

XIII. SEF Registration

XVIII. Real Time Reporting

09/23/2104
2:00 PM
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Natural Gas Supply Association
XXVI. Position Limits

07/25/2017
12:00 AM
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DTCC Data Repository, LLC (DDR)
XXXI. Conforming Amendments

07/25/2017
12:00 AM
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Chicago Mercantile Exchange, Inc. (CME)
XXXI. Conforming Amendments

06/07/2017
12:00 AM
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Securities Industry and Financial Markets Association (SIFMA) and Futures Industry Association (FIA)
IV. Business Conduct Standards – Internal

05/24/2017
12:00 AM
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Chicago Mercantile Exchange, Inc. (CME)
XVI. Swap Data Repositories Registration

05/23/2017
12:00 AM
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DTCC Data Repository (U.S.) LLC (“DDR”)
XVI. Swap Data Repositories Registration

05/17/2017
12:00 AM
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ICE Trade Vault, ICE Futures U.S. and ICE Trade Vault
XVI. Swap Data Repositories Registration

04/24/2017
12:00 AM
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CME
XVI. Swap Data Repositories Registration

04/24/2017
12:00 AM
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ICE Trade Vault
XVI. Swap Data Repositories Registration

04/13/2017
12:00 AM
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DDR, ICE and CME
XVI. Swap Data Repositories Registration

03/09/2017
12:00 AM
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Jefferies LLC
V. Capital & Margin

03/09/2017
12:00 AM
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Cleary Gottlieb
V. Capital & Margin

03/09/2017
12:00 AM
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Shell Trading
V. Capital & Margin

11/30/2016
11:45 AM
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The Andersons Inc.; Wells Fargo Securities LLC; Bunge North America Inc.; Team Marketing Alliance; CGB Enterprises; Perdue Agribusiness; Archer Daniels Midland Co. and National Grain and Feed Association
XXVI. Position Limits

11/30/2016
11:45 AM
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The Andersons Inc.; Wells Fargo Securities LLC; Bunge North America Inc.; Team Marketing Alliance; CGB Enterprises; Perdue Agribusiness; Archer Daniels Midland Co. and National Grain and Feed Association
XXVI. Position Limits

11/15/2016
4:30 PM
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Intercontinental Exchange (ICE)
XXVI. Position Limits

11/15/2016
4:30 PM
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Intercontinental Exchange (ICE)
XXVI. Position Limits

11/02/2016
2:00 PM
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Intercontinental Exchange (ICE)
XXVI. Position Limits

11/02/2016
2:00 PM
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Intercontinental Exchange (ICE)
XXVI. Position Limits

10/18/2016
11:00 AM
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CME
XXVI. Position Limits

10/18/2016
11:00 AM
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CME
XXVI. Position Limits

09/29/2016
1:00 PM
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Nodal Exchange/Nodal Clear Management Team
XXVI. Position Limits

09/29/2016
1:00 PM
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Nodal Exchange/Nodal Clear Management Team
XXVI. Position Limits

09/27/2016
1:30 PM
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SW Power Pool; SW Power Pool and ERCOT
General

09/27/2016
1:30 PM
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SW Power Pool; SW Power Pool and ERCOT
General

09/22/2016
1:00 PM
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NRECA; King & Spalding; APPA; EEI; IN Office of Utility Consumer Counsel; MISO and EPSA
General

09/22/2016
1:00 PM
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NRECA; King & Spalding; APPA; EEI; IN Office of Utility Consumer Counsel; MISO and EPSA
General

09/20/2016
2:00 PM
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Intercontinental Exchange (ICE)
XXVI. Position Limits

09/20/2016
2:00 PM
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Intercontinental Exchange (ICE)
XXVI. Position Limits

09/19/2016
3:30 PM
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Managed Funds Association; Millennium Management LLC; PDT Partners, LLC; and Delta Strategy Group
XXVI. Position Limits

Automated Trading

09/19/2016
3:30 PM
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Managed Funds Association; Millennium Management LLC; PDT Partners, LLC; and Delta Strategy Group
Automated Trading

XXVI. Position Limits

09/19/2016
12:00 PM
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Delta Strategy Group
XXVI. Position Limits

09/19/2016
12:00 PM
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Delta Strategy Group
XXVI. Position Limits

08/24/2016
1:30 PM
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FIA, SIFMA, ISDA
IV. Business Conduct Standards – Internal

08/24/2016
1:30 PM
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FIA, SIFMA, ISDA
IV. Business Conduct Standards – Internal

08/11/2016
9:00 AM
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Citigroup
Clearing Requirement

08/11/2016
9:00 AM
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Citigroup
Clearing Requirement

08/03/2016
11:00 AM
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Citigroup
Clearing Requirement

08/03/2016
11:00 AM
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Citigroup
Clearing Requirement

07/28/2016
2:30 PM
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BlackRock

Goldman Sachs Asset Management (GSAM)

Securities Industry and Financial Markets Association Asset Management Group (SIFMA AMG)

Norton Rose Fulbright
XXVI. Position Limits

07/28/2016
2:30 PM
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BlackRock


Goldman Sachs Asset Management (GSAM)


Securities Industry and Financial Markets Association Asset Management Group (SIFMA AMG)


Norton Rose Fulbright
XXVI. Position Limits

07/28/2016
2:00 PM
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SIFMA AMG

BlackRock

Goldman Sachs Asset Management
XXVI. Position Limits

07/28/2016
2:00 PM
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SIFMA AMG


BlackRock


Goldman Sachs Asset Management
XXVI. Position Limits

07/27/2016
10:30 AM
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PSEG

MoFo
I. Registration

07/27/2016
10:30 AM
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PSEG


MoFo
I. Registration

07/26/2016
2:30 PM
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Options Clearing Corporation
I. Registration

07/26/2016
2:30 PM
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Options Clearing Corporation
I. Registration

07/26/2016
9:00 AM
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CME
XXVI. Position Limits

07/26/2016
9:00 AM
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CME
XXVI. Position Limits

07/12/2016
3:00 PM
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CME
XXIV. Disruptive Trading Practices

07/12/2016
3:00 PM
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CME
XXIV. Disruptive Trading Practices

07/12/2016
1:00 PM
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Conoco Phillips

Shell

NGSA
XXVI. Position Limits

07/12/2016
1:00 PM
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Conoco Phillips


Shell


NGSA
XXVI. Position Limits

07/12/2016
11:00 AM
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National Gas Supply Association, ConocoPhillips, Shell
XXVI. Position Limits

07/12/2016
11:00 AM
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National Gas Supply Association, ConocoPhillips, Shell
XXVI. Position Limits

06/29/2016
1:00 PM
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NGFA

Andersons

Louis Dreyfus

JD Heiskell

CGB

Scoular

FCStone

Nidera

ADM
XXVI. Position Limits

06/29/2016
1:00 PM
More Info
NGFA


Andersons


Louis Dreyfus


JD Heiskell


CGB


Scoular


FCStone


Nidera


ADM
XXVI. Position Limits

06/29/2016
10:00 AM
More Info
National Grain and Feed Association

The Andersons

Louis Dreyfus Commodities

J.D. Heiskell & Co.

CGB Enterprises

The Scoular Co.

INTL FCStone

Nidera Inc.

Archer Daniels Midland Co.
XXVI. Position Limits

06/29/2016
10:00 AM
More Info
National Grain and Feed Association


The Andersons


Louis Dreyfus Commodities


J.D. Heiskell & Co.


CGB Enterprises


The Scoular Co.


INTL FCStone


Nidera Inc.


Archer Daniels Midland Co.
XXVI. Position Limits

06/28/2016
3:00 PM
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Sutherland

Vitol

Shell
XXVI. Position Limits

06/28/2016
3:00 PM
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Sutherland


Vitol


Shell
XXVI. Position Limits

06/28/2016
2:00 PM
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Sutherland Asbill & Brennan LLP

Vitol Inc.

Shell Energy
XXVI. Position Limits

06/28/2016
2:00 PM
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Sutherland Asbill & Brennan LLP


Vitol Inc.


Shell Energy
XXVI. Position Limits

06/23/2016
4:00 PM
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Sutherland, Vitol, Shell, Phillips 66, NextEra, Luminant, ConocoPhillups,
XXVI. Position Limits

06/23/2016
4:00 PM
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Sutherland, Vitol, Shell, Phillips 66, NextEra, Luminant, ConocoPhillups,
XXVI. Position Limits

06/22/2016
1:00 PM
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CME, CMC, Vitol, BP, ADM, ICE, Intl FC Stone, NFX, Delta Strategies
XXVI. Position Limits

06/22/2016
1:00 PM
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CME, CMC, Vitol, BP, ADM, ICE, Intl FC Stone, NFX, Delta Strategies
XXVI. Position Limits

06/09/2016
3:00 PM
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ICE
XXVI. Position Limits

06/09/2016
3:00 PM
More Info
ICE
XXVI. Position Limits

06/09/2016
10:00 AM
More Info
CME
XXIV. Disruptive Trading Practices

06/09/2016
10:00 AM
More Info
CME
XXIV. Disruptive Trading Practices

05/18/2016
1:00 PM
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NGFA
XXVI. Position Limits

05/18/2016
1:00 PM
More Info
NGFA
XXVI. Position Limits

05/13/2016
10:30 AM
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Cargill, Incorporated
XXVI. Position Limits

05/13/2016
10:30 AM
More Info
Cargill, Incorporated
XXVI. Position Limits

05/12/2016
11:00 AM
More Info
CMC
XXVI. Position Limits

05/12/2016
11:00 AM
More Info
CMC
XXVI. Position Limits

05/09/2016
2:30 PM
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Cargill
XXVI. Position Limits

05/09/2016
2:30 PM
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Cargill
XXVI. Position Limits

05/05/2016
10:00 AM
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AFIA

Cargill, Inc

MFA Inc

Maxi-Lift, Texas
XXVI. Position Limits

05/05/2016
10:00 AM
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AFIA


Cargill, Inc


MFA Inc


Maxi-Lift, Texas
XXVI. Position Limits

04/21/2016
3:30 PM
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American Gas Association (AGA)
II. Definitions

04/21/2016
3:30 PM
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American Gas Association (AGA)
II. Definitions

04/14/2016
2:00 PM
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American Gas Association (AGA)
II. Definitions

04/14/2016
2:00 PM
More Info
American Gas Association (AGA)
II. Definitions

04/14/2016
1:00 PM
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American Gas Association
II. Definitions

04/14/2016
1:00 PM
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American Gas Association
II. Definitions

04/14/2016
11:00 AM
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CME
XXIV. Disruptive Trading Practices

XXVI. Position Limits

04/14/2016
11:00 AM
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CME
XXIV. Disruptive Trading Practices

XXVI. Position Limits

04/07/2016
10:00 AM
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Commodity Markets Council, Louis Dreyfus Commodities, ADM, Bunge, CMC,  Delta Strategy Group, Cargill, Exelon, Gavilon, McGraw Hill, MGX, Argus
XXVI. Position Limits

04/07/2016
10:00 AM
More Info
Commodity Markets Council, Louis Dreyfus Commodities, ADM, Bunge, CMC,  Delta Strategy Group, Cargill, Exelon, Gavilon, McGraw Hill, MGX, Argus
XXVI. Position Limits

03/30/2016
3:30 PM
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American Bankers Association; BB&T Corporation; BOK Financial; Comerica Bank; Huntington National Bank; Regions Bank
II. Definitions

03/30/2016
3:30 PM
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American Bankers Association; BB&T Corporation; BOK Financial; Comerica Bank; Huntington National Bank; Regions Bank
II. Definitions

03/30/2016
10:00 AM
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American Bankers Association (ABA)

BB&T Corporation

BOK Financial

Comerica Bank

Huntington National Bank

Regions Bank
I. Registration

II. Definitions

03/30/2016
10:00 AM
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American Bankers Association (ABA)
BB&T Corporation
BOK Financial
Comerica Bank
Huntington National Bank
Regions Bank
I. Registration

II. Definitions

03/09/2016
1:30 PM
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Morgan Stanley
XXXI. Conforming Amendments

Cross-Border

03/09/2016
1:30 PM
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Morgan Stanley
Cross-Border

XXXI. Conforming Amendments

03/07/2016
1:00 PM
More Info
HSBC
XXXI. Conforming Amendments

Cross-Border

03/07/2016
1:00 PM
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HSBC
XXXI. Conforming Amendments

Cross-Border

03/01/2016
3:00 PM
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SIFMA; Citigroup Global Markets Inc.; Nomura Securities International Inc.; Cleary Gottlieb Steen and Hamilton LLP; Credit Suisse Group AG; Goldman, Sachs and Company
Cross-Border

03/01/2016
3:00 PM
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SIFMA; Citigroup Global Markets Inc.; Nomura Securities International Inc.; Cleary Gottlieb Steen and Hamilton LLP; Credit Suisse Group AG; Goldman, Sachs and Company
Cross-Border

03/01/2016
11:00 AM
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Citigroup Global Markets Inc

SIFMA

Nomura Securities International Inc.

Cleary Gottlieb Steen and Hamilton LLP

Credit Suisse Group AG

Goldman, Sachs and Company)
XXXI. Conforming Amendments

Cross-Border

03/01/2016
11:00 AM
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Citigroup Global Markets Inc


SIFMA


Nomura Securities International Inc.


Cleary Gottlieb Steen and Hamilton LLP


Credit Suisse Group AG


Goldman, Sachs and Company)
Cross-Border

XXXI. Conforming Amendments

02/24/2016
3:00 PM
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RGM Advisors

Deutsche Bank Securities

Delta Strategy Group

DRW Trading Group
I. Registration

XXIV. Disruptive Trading Practices

02/24/2016
3:00 PM
More Info
RGM Advisors
Deutsche Bank Securities
Delta Strategy Group
DRW Trading Group
XXIV. Disruptive Trading Practices

I. Registration

02/24/2016
2:30 PM
More Info
FIA Working Group
XXIV. Disruptive Trading Practices

02/24/2016
2:30 PM
More Info
FIA Working Group
XXIV. Disruptive Trading Practices

02/24/2016
2:00 PM
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FIA; Delta Strategies; Deutsche Bank Securities; FIA PTG; RGM Advisors
I. Registration

XXIV. Disruptive Trading Practices

02/24/2016
2:00 PM
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FIA; Delta Strategies; Deutsche Bank Securities; FIA PTG; RGM Advisors
XXIV. Disruptive Trading Practices

I. Registration

02/22/2016
1:15 PM
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Modern Markets Initiative (MMI); Global Trading Systems; DLA Piper
I. Registration

XXIV. Disruptive Trading Practices

02/22/2016
1:15 PM
More Info
Modern Markets Initiative (MMI); Global Trading Systems; DLA Piper
XXIV. Disruptive Trading Practices

I. Registration

02/19/2016
3:00 PM
More Info
CME
XXVI. Position Limits

02/19/2016
3:00 PM
More Info
CME
XXVI. Position Limits

02/19/2016
2:30 PM
More Info
Barclays
XXXI. Conforming Amendments

Cross-Border

02/19/2016
2:30 PM
More Info
Barclays
XXXI. Conforming Amendments

Cross-Border

02/19/2016
10:00 AM
More Info
Goldman Sachs
XXXI. Conforming Amendments

Cross-Border

02/19/2016
10:00 AM
More Info
Goldman Sachs
Cross-Border

XXXI. Conforming Amendments

02/18/2016
2:00 PM
More Info
Morgan Stanley
XXIV. Disruptive Trading Practices

Cross-Border

02/18/2016
2:00 PM
More Info
Morgan Stanley
XXIV. Disruptive Trading Practices

Cross-Border

02/18/2016
10:00 AM
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JP Morgan
XXIV. Disruptive Trading Practices

Cross-Border

02/18/2016
10:00 AM
More Info
JP Morgan
Cross-Border

XXIV. Disruptive Trading Practices

02/03/2016
1:00 PM
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EEI
XXXI. Conforming Amendments

02/03/2016
1:00 PM
More Info
EEI
XXXI. Conforming Amendments

02/01/2016
10:00 AM
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LCH.Clearnet Ltd. ("LCH")
XVII. Data Recordkeeping

02/01/2016
10:00 AM
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LCH.Clearnet Ltd. ("LCH")
XVII. Data Recordkeeping

01/28/2016
2:30 PM
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Modern Markets Initiative

Global Trading Systems

DLA Piper
I. Registration

XXIV. Disruptive Trading Practices

01/28/2016
2:30 PM
More Info
Modern Markets Initiative

DLA Piper
I. Registration

XXIV. Disruptive Trading Practices

01/28/2016
2:30 PM
More Info
Modern Markets Initiative


DLA Piper
XXIV. Disruptive Trading Practices

I. Registration

01/28/2016
2:30 PM
More Info
Modern Markets Initiative
Global Trading Systems
DLA Piper
I. Registration

XXIV. Disruptive Trading Practices

01/19/2016
3:00 PM
More Info
EPSA

Sutherland

EEI

Southern Co

Gibson Dunn

GE

AGA
I. Registration

XXIV. Disruptive Trading Practices

Automated Trading

01/19/2016
3:00 PM
More Info
EPSA


Sutherland


EEI


Southern Co


Gibson Dunn


GE


AGA
I. Registration

Automated Trading

XXIV. Disruptive Trading Practices

01/15/2016
11:00 AM
More Info
ICE
I. Registration

XXIV. Disruptive Trading Practices

01/15/2016
11:00 AM
More Info
ICE
I. Registration

XXIV. Disruptive Trading Practices

01/13/2016
2:00 PM
More Info
ICE
XXVI. Position Limits

01/13/2016
2:00 PM
More Info
ICE
XXVI. Position Limits

01/12/2016
2:00 PM
More Info
NextEra Energy

Delta Strategy Group
I. Registration

II. Definitions

01/12/2016
2:00 PM
More Info
NextEra Energy


Delta Strategy Group
I. Registration

II. Definitions

01/12/2016
1:00 PM
More Info
NextEra Energy, Inc.

Delta Strategy Group
I. Registration

II. Definitions

01/12/2016
1:00 PM
More Info
NextEra Energy, Inc.
Delta Strategy Group
II. Definitions

I. Registration

01/12/2016
10:30 AM
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Hudson River Trading
XXIV. Disruptive Trading Practices

01/12/2016
10:30 AM
More Info
Hudson River Trading
XXIV. Disruptive Trading Practices

01/05/2016
11:00 AM
More Info
Electric Power Supply Association

Exelon

BP
XXXI. Conforming Amendments

01/05/2016
11:00 AM
More Info
Electric Power Supply Association
Exelon
BP
XXXI. Conforming Amendments

12/17/2015
3:00 PM
More Info
Southern Company
XXXI. Conforming Amendments

12/17/2015
3:00 PM
More Info
Southern Company
XXXI. Conforming Amendments

12/17/2015
11:00 AM
More Info
NCFC

NGFA
XXXI. Conforming Amendments

12/17/2015
11:00 AM
More Info
NCFC


NGFA
XXXI. Conforming Amendments

12/14/2015
5:15 PM
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ICAP
V. Capital & Margin

12/14/2015
5:15 PM
More Info
ICAP
V. Capital & Margin

12/09/2015
4:00 PM
More Info
ICAP
V. Capital & Margin

12/09/2015
4:00 PM
More Info
ICAP
V. Capital & Margin

12/01/2015
4:00 PM
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Macquarie (Macquarie)
I. Registration

II. Definitions

V. Capital & Margin

12/01/2015
4:00 PM
More Info
Macquarie (Macquarie)
V. Capital & Margin

II. Definitions

I. Registration

12/01/2015
2:00 PM
More Info
CME Group
XXVI. Position Limits

12/01/2015
2:00 PM
More Info
CME Group
XXVI. Position Limits

11/27/2015
11:00 AM
More Info
Gibson Dunn
XXXI. Conforming Amendments

11/27/2015
11:00 AM
More Info
Gibson Dunn
XXXI. Conforming Amendments

11/25/2015
1:05 PM
More Info
ICAP
V. Capital & Margin

11/25/2015
1:05 PM
More Info
ICAP
V. Capital & Margin

11/20/2015
11:00 AM
More Info
V. Capital & Margin

11/20/2015
11:00 AM
More Info
V. Capital & Margin

11/18/2015
1:30 PM
More Info
Nomura
V. Capital & Margin

11/18/2015
1:30 PM
More Info
Nomura
V. Capital & Margin

11/18/2015
11:30 AM
More Info
Nomura
V. Capital & Margin

11/18/2015
11:30 AM
More Info
Nomura
V. Capital & Margin

11/18/2015
10:30 AM
More Info
Nomura (Nomura)
V. Capital & Margin

11/18/2015
10:30 AM
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Nomura (Nomura)
V. Capital & Margin

11/17/2015
2:00 PM
More Info
ICE Futures U.S.
XXVI. Position Limits

11/17/2015
2:00 PM
More Info
ICE Futures U.S.
XXVI. Position Limits

11/16/2015
10:00 AM
More Info
CME Group
XXVI. Position Limits

11/16/2015
10:00 AM
More Info
CME Group
XXVI. Position Limits

11/12/2015
12:00 PM
More Info
NextEra Energy, Inc. (NextEra Energy)

Capitol Counsel LLC (Capitol Counsel)
I. Registration

II. Definitions

11/12/2015
12:00 PM
More Info
NextEra Energy, Inc. (NextEra Energy)


Capitol Counsel LLC (Capitol Counsel)
I. Registration

II. Definitions

11/12/2015
11:30 AM
More Info
CME
XVIII. Real Time Reporting

11/12/2015
11:30 AM
More Info
CME
XVIII. Real Time Reporting

11/10/2015
1:00 PM
More Info
The Depository Trust & Clearing Corporation (DTCC)
V. Capital & Margin

11/10/2015
1:00 PM
More Info
The Depository Trust & Clearing Corporation (DTCC)
V. Capital & Margin

11/06/2015
11:30 AM
More Info
Citi
V. Capital & Margin

11/06/2015
11:30 AM
More Info
Citi
V. Capital & Margin

11/04/2015
3:00 PM
More Info
ICE Futures U.S.
XXVI. Position Limits

11/04/2015
3:00 PM
More Info
ICE Futures U.S.
XXVI. Position Limits

11/04/2015
2:30 PM
More Info
Davis Polk

Morgan Stanley
V. Capital & Margin

11/04/2015
2:30 PM
More Info
Davis Polk


Morgan Stanley
V. Capital & Margin

11/03/2015
11:00 AM
More Info
CME Group
XXVI. Position Limits

11/03/2015
11:00 AM
More Info
CME Group
XXVI. Position Limits

10/29/2015
3:00 PM
More Info
CME Group
XXVI. Position Limits

10/29/2015
3:00 PM
More Info
CME Group
XXVI. Position Limits

10/28/2015
1:30 PM
More Info
ICE Futures U.S.
XXVI. Position Limits

10/28/2015
1:30 PM
More Info
ICE Futures U.S.
XXVI. Position Limits

10/28/2015
12:30 PM
More Info
CME Group
XXVI. Position Limits

10/28/2015
12:30 PM
More Info
CME Group
XXVI. Position Limits

10/28/2015
11:30 AM
More Info
CME Group
XXVI. Position Limits

10/28/2015
11:30 AM
More Info
CME Group
XXVI. Position Limits

10/27/2015
12:00 AM
More Info
V. Capital & Margin

10/27/2015
12:00 AM
More Info
V. Capital & Margin

10/27/2015
12:00 AM
More Info
V. Capital & Margin

10/27/2015
12:00 AM
More Info
V. Capital & Margin

10/27/2015
12:00 AM
More Info
V. Capital & Margin

10/27/2015
12:00 AM
More Info
V. Capital & Margin

10/22/2015
12:00 PM
More Info
Electric Power Supply Association (EPSA); Excelon; Calpine; Shell; PSEG; BP; NRG; GDF Suez
II. Definitions

XXVI. Position Limits

Commodity Options

10/22/2015
12:00 PM
More Info
Electric Power Supply Association (EPSA); Excelon; Calpine; Shell; PSEG; BP; NRG; GDF Suez
XXVI. Position Limits

II. Definitions

Commodity Options

10/20/2015
11:00 AM
More Info
ICE Futures U.S.
XXVI. Position Limits

10/20/2015
11:00 AM
More Info
ICE Futures U.S.
XXVI. Position Limits

10/14/2015
1:00 PM
More Info
Cleary Gottlieb Steen & Hamilton LLP (Cleary Gottlieb)
V. Capital & Margin

10/14/2015
1:00 PM
More Info
Cleary Gottlieb Steen & Hamilton LLP (Cleary Gottlieb)
V. Capital & Margin

10/13/2015
4:30 PM
More Info
American Sugar Refining; Bracewell & Giuliani; Florida Sugar Cane League
XXVI. Position Limits

10/13/2015
4:30 PM
More Info
American Sugar Refining; Bracewell & Giuliani; Florida Sugar Cane League
XXVI. Position Limits

10/09/2015
3:00 PM
More Info
Cleary Gottlieb Steen & Hamilton LLP

Citigroup

JP Morgan Chase

Goldman Sachs

Morgan Stanley

HSBC
V. Capital & Margin

10/09/2015
3:00 PM
More Info
Cleary Gottlieb Steen & Hamilton LLP


Citigroup


JP Morgan Chase
Goldman Sachs


Morgan Stanley


HSBC
V. Capital & Margin

10/09/2015
2:00 PM
More Info
V. Capital & Margin

10/09/2015
2:00 PM
More Info
American Sugar Refiners
XXVI. Position Limits

10/09/2015
2:00 PM
More Info
V. Capital & Margin

10/09/2015
2:00 PM
More Info
American Sugar Refiners
XXVI. Position Limits

10/09/2015
12:30 PM
More Info
Credit Suisse (CS)
V. Capital & Margin

10/09/2015
12:30 PM
More Info
Credit Suisse (CS)
V. Capital & Margin

10/09/2015
10:00 AM
More Info
Credit Suisse
V. Capital & Margin

10/09/2015
10:00 AM
More Info
Credit Suisse
V. Capital & Margin

10/08/2015
12:00 PM
More Info
Commercial Working Group of Energy Firms
XXVI. Position Limits

10/08/2015
12:00 PM
More Info
Commercial Working Group of Energy Firms
XXVI. Position Limits

10/08/2015
11:00 AM
More Info
Commerical Energy Working Group
XXVI. Position Limits

10/08/2015
11:00 AM
More Info
Commerical Energy Working Group
XXVI. Position Limits

10/07/2015
11:30 AM
More Info
CME Group
XXVI. Position Limits

10/07/2015
11:30 AM
More Info
CME Group
XXVI. Position Limits

10/07/2015
10:00 AM
More Info
CME Group
XXVI. Position Limits

10/07/2015
10:00 AM
More Info
CME Group
XXVI. Position Limits

10/05/2015
10:00 AM
More Info
Bunge
XXVI. Position Limits

10/05/2015
10:00 AM
More Info
Bunge
XXVI. Position Limits

10/01/2015
10:00 AM
More Info
CME Group
Position Limits for Derivatives

10/01/2015
10:00 AM
More Info
CME Group
Position Limits for Derivatives

09/29/2015
2:30 PM
More Info
CME
XXVI. Position Limits

09/29/2015
2:30 PM
More Info
CME
XXVI. Position Limits

09/29/2015
12:15 PM
More Info
Goldman Sachs; J.P. Morgan Chase; Citigroup; Morgan Stanley; HSBC; Cleary Gottlieb
V. Capital & Margin

09/29/2015
12:15 PM
More Info
Goldman Sachs; J.P. Morgan Chase; Citigroup; Morgan Stanley; HSBC; Cleary Gottlieb
V. Capital & Margin

09/25/2015
12:00 PM
More Info
Goldman, Sachs & Co. (GS)
V. Capital & Margin

09/25/2015
12:00 PM
More Info
Goldman, Sachs & Co. (GS)
V. Capital & Margin

09/21/2015
10:00 AM
More Info
Goldman Sachs
V. Capital & Margin

09/21/2015
10:00 AM
More Info
Goldman Sachs
V. Capital & Margin

09/18/2015
11:00 AM
More Info
V. Capital & Margin

09/18/2015
11:00 AM
More Info
V. Capital & Margin

09/16/2015
11:00 AM
More Info
CME
Position Limits for Derivatives

09/16/2015
11:00 AM
More Info
CME
Position Limits for Derivatives

09/16/2015
9:30 AM
More Info
Commodity Markets Council
Position Limits for Derivatives

09/16/2015
9:30 AM
More Info
Commodity Markets Council
Position Limits for Derivatives

09/15/2015
3:00 PM
More Info
CME Group
XXVI. Position Limits

09/15/2015
3:00 PM
More Info
CME Group
XXVI. Position Limits

09/15/2015
11:30 AM
More Info
Sempra Energy
XXVI. Position Limits

09/15/2015
11:30 AM
More Info
Sempra Energy
XXVI. Position Limits

09/15/2015
11:30 AM
More Info
Sempra Energy
XXVI. Position Limits

09/15/2015
11:30 AM
More Info
Sempra Energy
XXVI. Position Limits

09/15/2015
10:30 AM
More Info
Sempra Energy
XXVI. Position Limits

09/15/2015
10:30 AM
More Info
Sempra Energy
XXVI. Position Limits

09/10/2015
2:00 PM
More Info
Goldman Sachs
V. Capital & Margin

09/10/2015
2:00 PM
More Info
Goldman Sachs
V. Capital & Margin

09/03/2015
10:00 AM
More Info
Nodal Exchange
XXXI. Conforming Amendments

09/03/2015
10:00 AM
More Info
Nodal Exchange
XXXI. Conforming Amendments

08/27/2015
9:00 AM
More Info
J.P. Morgan Chase
V. Capital & Margin

08/27/2015
9:00 AM
More Info
J.P. Morgan Chase
V. Capital & Margin

08/10/2015
10:30 AM
More Info
Citigroup
V. Capital & Margin

08/10/2015
10:30 AM
More Info
Citigroup
V. Capital & Margin

08/07/2015
10:30 AM
More Info
Minneapolis Grain Exchange (MGEX)
XXVI. Position Limits

08/07/2015
10:30 AM
More Info
Minneapolis Grain Exchange (MGEX)
XXVI. Position Limits

08/04/2015
11:45 AM
More Info
CME Group
XXVI. Position Limits

08/04/2015
11:45 AM
More Info
CME Group
XXVI. Position Limits

07/28/2015
3:30 PM
More Info
Commercial Energy Working Group

ConocoPhillips

Sutherland Asbill & Brennan

Vitol
XXVI. Position Limits

07/28/2015
3:30 PM
More Info
Commercial Energy Working Group
ConocoPhillips
Sutherland Asbill & Brennan
Vitol
XXVI. Position Limits

07/28/2015
1:30 PM
More Info
Commerical Energy Working Group, Vitol Inc., ConocoPhillips Company and Sutherland Asbill & Brennan LLP
XXVI. Position Limits

07/28/2015
1:30 PM
More Info
Commerical Energy Working Group, Vitol Inc., ConocoPhillips Company and Sutherland Asbill & Brennan LLP
XXVI. Position Limits

07/27/2015
12:00 PM
More Info
GE Energy Financial Services (GE)
II. Definitions

Commodity Options

07/27/2015
12:00 PM
More Info
GE Energy Financial Services (GE)
Commodity Options

II. Definitions

07/27/2015
11:00 AM
More Info
XXXI. Conforming Amendments

07/27/2015
11:00 AM
More Info
XXXI. Conforming Amendments

07/24/2015
11:00 AM
More Info
Cargill
XXVI. Position Limits

XXXI. Conforming Amendments

07/24/2015
11:00 AM
More Info
Cargill
XXVI. Position Limits

XXXI. Conforming Amendments

07/24/2015
10:00 AM
More Info
ISDA
V. Capital & Margin

07/24/2015
10:00 AM
More Info
ISDA
V. Capital & Margin

07/23/2015
3:30 PM
More Info
MGEX
XXVI. Position Limits

07/23/2015
3:30 PM
More Info
MGEX
XXVI. Position Limits

07/23/2015
7:00 AM
More Info
NCFC

Land O’Lakes
XXVI. Position Limits

XXXI. Conforming Amendments

07/23/2015
7:00 AM
More Info
NCFC


Land O’Lakes
XXXI. Conforming Amendments

XXVI. Position Limits

07/22/2015
4:00 PM
More Info
Commodity Markets Council (CMC), Chicago Board of Trade, Mercuria Energy Trading, Delta Strategies, BP, Louis Dreyfus, CME Group, McGraw Hill,  Bunge North America (Bunge) and ICE
XXVI. Position Limits

XXXI. Conforming Amendments

07/22/2015
4:00 PM
More Info
Commodity Markets Council (CMC), Chicago Board of Trade, Mercuria Energy Trading, Delta Strategies, BP, Louis Dreyfus, CME Group, McGraw Hill,  Bunge North America (Bunge) and ICE
XXVI. Position Limits

XXXI. Conforming Amendments

07/22/2015
2:00 PM
More Info
ABN Amaro Clearing

BP

Bunge

CME

Commodity Markets Council

Delta Strategy Group

HC Tech

ICE

Louis Dreyfus Commodities

Mercuria

Mondelez

Platts
XVII. Data Recordkeeping

XXVI. Position Limits

07/22/2015
2:00 PM
More Info
ABN Amaro Clearing
BP


Bunge


CME


Commodity Markets Council


Delta Strategy Group


HC Tech


ICE


Louis Dreyfus Commodities


Mercuria
Mondelez


Platts
XXVI. Position Limits

XVII. Data Recordkeeping

07/21/2015
10:00 AM
More Info
Goldman Sachs
V. Capital & Margin

07/21/2015
10:00 AM
More Info
Goldman Sachs
V. Capital & Margin

07/20/2015
2:00 PM
More Info
Coaltion of Physical Energy Companies and Bracewell & Giuliani
XXVI. Position Limits

07/20/2015
2:00 PM
More Info
Coaltion of Physical Energy Companies and Bracewell & Giuliani
XXVI. Position Limits

07/20/2015
12:00 PM
More Info
XXXI. Conforming Amendments

General

07/20/2015
12:00 PM
More Info
General

XXXI. Conforming Amendments

07/14/2015
10:00 AM
More Info
Goldman Sachs
V. Capital & Margin

07/14/2015
10:00 AM
More Info
Goldman Sachs
V. Capital & Margin

07/09/2015
11:15 AM
More Info
FC Stone
V. Capital & Margin

07/09/2015
11:15 AM
More Info
FC Stone
V. Capital & Margin

07/09/2015
11:00 AM
More Info
Natural Gas Supply Association (NGSA), ConocoPhillips and Anadarko
XXVI. Position Limits

07/09/2015
11:00 AM
More Info
Natural Gas Supply Association (NGSA), ConocoPhillips and Anadarko
XXVI. Position Limits

07/09/2015
10:00 AM
More Info
Natural Gas Supply Association
XXVI. Position Limits

07/09/2015
10:00 AM
More Info
Natural Gas Supply Association
XXVI. Position Limits

06/30/2015
2:30 PM
More Info
General

06/30/2015
2:30 PM
More Info
General

06/26/2015
12:30 PM
More Info
Public Utility Commission of Texas
General

06/26/2015
12:30 PM
More Info
Public Utility Commission of Texas
General

06/25/2015
10:30 AM
More Info
Cargill
XXVI. Position Limits

06/25/2015
10:30 AM
More Info
Cargill
XXVI. Position Limits

06/16/2015
8:30 AM
More Info
ISDA
V. Capital & Margin

06/16/2015
8:30 AM
More Info
ISDA
V. Capital & Margin

06/10/2015
5:15 PM
More Info
Commercial Energy Working Group
XXVI. Position Limits

06/10/2015
5:15 PM
More Info
Commercial Energy Working Group
XXVI. Position Limits

06/10/2015
3:00 PM
More Info
Commercial Energy Working Group, Shell, ConocoPhillips, Vitol Inc., Phillips 66, Sutherland Asbill & Brennan
XXVI. Position Limits

06/10/2015
3:00 PM
More Info
Commercial Energy Working Group, Shell, ConocoPhillips, Vitol Inc., Phillips 66, Sutherland Asbill & Brennan
XXVI. Position Limits

06/03/2015
2:00 PM
More Info
XXVI. Position Limits

06/03/2015
2:00 PM
More Info
XXVI. Position Limits

05/15/2015
10:15 AM
More Info
Americans for Financial Reform and Public Citizen
XXVI. Position Limits

05/15/2015
10:15 AM
More Info
Americans for Financial Reform and Public Citizen
XXVI. Position Limits

05/12/2015
2:00 PM
More Info
none, individual citizens
V. Capital & Margin

05/12/2015
2:00 PM
More Info
none, individual citizens
V. Capital & Margin

05/08/2015
10:30 AM
More Info
Morgan Stanley
V. Capital & Margin

05/08/2015
10:30 AM
More Info
Morgan Stanley
V. Capital & Margin

04/28/2015
3:00 PM
More Info
Copperwood Asset Management LP (Copperwood), Vectra Capital LLC (Vectra)
XXVI. Position Limits

04/28/2015
3:00 PM
More Info
Copperwood Asset Management LP (Copperwood), Vectra Capital LLC (Vectra)
XXVI. Position Limits

04/28/2015
1:00 PM
More Info
XXVI. Position Limits

04/28/2015
1:00 PM
More Info
XXVI. Position Limits

04/27/2015
2:00 PM
More Info
Better Markets

Public Citizen
XXVI. Position Limits

04/27/2015
2:00 PM
More Info
Better Markets


Public Citizen
XXVI. Position Limits

04/21/2015
2:00 PM
More Info
Structured Finance Industry Group (SFIG)
V. Capital & Margin

04/21/2015
2:00 PM
More Info
Structured Finance Industry Group (SFIG)
V. Capital & Margin

04/15/2015
3:30 PM
More Info
XXVI. Position Limits

04/15/2015
3:30 PM
More Info
XXVI. Position Limits

04/15/2015
3:00 PM
More Info
Commercial Energy Working Group, Shell, ConocoPhillips, Vitol Inc.,  Sutherland Asbill & Brennan
Position Limits for Derivatives

04/15/2015
3:00 PM
More Info
Commercial Energy Working Group, Shell, ConocoPhillips, Vitol Inc.,  Sutherland Asbill & Brennan
Position Limits for Derivatives

04/15/2015
2:30 PM
More Info
Commercial Energy Working Group, Shell, ConocoPhillips, Vitol Inc.,  Sutherland Asbill & Brennan
XXVI. Position Limits

04/15/2015
2:30 PM
More Info
Commercial Energy Working Group, Shell, ConocoPhillips, Vitol Inc.,  Sutherland Asbill & Brennan
XXVI. Position Limits

04/14/2015
2:00 PM
More Info
State Street, The Bank of New York Mellon, Northern Trust
V. Capital & Margin

04/14/2015
2:00 PM
More Info
State Street, The Bank of New York Mellon, Northern Trust
V. Capital & Margin

04/09/2015
2:00 PM
More Info
ISDA
V. Capital & Margin

04/09/2015
2:00 PM
More Info
ISDA
V. Capital & Margin

04/08/2015
4:00 PM
More Info
Nomura
V. Capital & Margin

04/08/2015
4:00 PM
More Info
Nomura
V. Capital & Margin

04/08/2015
2:00 PM
More Info
Nomura
V. Capital & Margin

04/08/2015
2:00 PM
More Info
Nomura
V. Capital & Margin

04/08/2015
11:30 AM
More Info
Nodal Exchange and Nodal Clear (Nodal)
XXXI. Conforming Amendments

04/08/2015
11:30 AM
More Info
Nodal Exchange and Nodal Clear (Nodal)
XXXI. Conforming Amendments

04/01/2015
4:30 PM
More Info
Cargill, Inc. (Cargill)
XXVI. Position Limits

XXXI. Conforming Amendments

04/01/2015
4:30 PM
More Info
Cargill, Inc. (Cargill)
XXVI. Position Limits

XXXI. Conforming Amendments

03/31/2015
2:00 PM
More Info
Investment Company Institute (ICI)
V. Capital & Margin

03/31/2015
2:00 PM
More Info
Investment Company Institute (ICI)
V. Capital & Margin

03/30/2015
10:00 AM
More Info
Public Citizen
XXVI. Position Limits

03/30/2015
10:00 AM
More Info
Public Citizen
XXVI. Position Limits

03/24/2015
2:00 PM
More Info
Securities Industry and Financial Markets Association - Asset Management Group
V. Capital & Margin

03/24/2015
2:00 PM
More Info
Securities Industry and Financial Markets Association - Asset Management Group
V. Capital & Margin

03/23/2015
12:00 PM
More Info
Ernst & Young (E&Y)

Federal Reserve Board of Governors (FRB)
V. Capital & Margin

03/23/2015
12:00 PM
More Info
Ernst & Young (E&Y)


Federal Reserve Board of Governors (FRB)
V. Capital & Margin

03/19/2015
2:45 PM
More Info
Edison Electric Institute (EEI)
II. Definitions

03/19/2015
2:45 PM
More Info
Edison Electric Institute (EEI)
II. Definitions

03/17/2015
1:00 PM
More Info
Nodal Exchange, LLC
XXXI. Conforming Amendments

03/17/2015
1:00 PM
More Info
Nodal Exchange, LLC
XXXI. Conforming Amendments

03/17/2015
8:10 AM
More Info
Perdue AgriBusiness, The Andersons Inc., Nidera US LLC, Advance Trading Inc.,  ABN AMRO Chicago Clearing LLC, Grain Service Corp., Cargill Inc., The Linn Group, INTL FCStone, The Scoular Co., CGB Enterprises Inc., Bunge North America Inc., Archer Daniels Midland Co., Lansing Trade Group
XXVI. Position Limits

03/17/2015
8:10 AM
More Info
Perdue AgriBusiness, The Andersons Inc., Nidera US LLC, Advance Trading Inc.,  ABN AMRO Chicago Clearing LLC, Grain Service Corp., Cargill Inc., The Linn Group, INTL FCStone, The Scoular Co., CGB Enterprises Inc., Bunge North America Inc., Archer Daniels Midland Co., Lansing Trade Group
XXVI. Position Limits

03/16/2015
2:30 PM
More Info
Citadel LLC, Convexity Capital Management, D.E. Shaw Group, Delta Strategy Group, King Street Capital Management, L.P., Managed Funds Association, Millennium Management, LLC, Moore Capital Management, Tudor Investment Corp.
Study: Position Limits

03/16/2015
2:30 PM
More Info
Citadel LLC, Convexity Capital Management, D.E. Shaw Group, Delta Strategy Group, King Street Capital Management, L.P., Managed Funds Association, Millennium Management, LLC, Moore Capital Management, Tudor Investment Corp.
Study: Position Limits

03/16/2015
2:00 PM
More Info
Citadel LLC (Citadel), Convexity Capital Management (Convexity),  Tudor Investment Corporation (Tudor Investment), King Street Capital Management, L.P., Moore Capital Management, LP (Moore Capital),  Millennium Management LLC (Millennium Management), the D.E. Shaw Group, Delta Strategy Group,  Managed Funds Association (MFA)
V. Capital & Margin

XXXI. Conforming Amendments

03/16/2015
2:00 PM
More Info
Citadel LLC (Citadel), Convexity Capital Management (Convexity),  Tudor Investment Corporation (Tudor Investment), King Street Capital Management, L.P., Moore Capital Management, LP (Moore Capital),  Millennium Management LLC (Millennium Management), the D.E. Shaw Group, Delta Strategy Group,  Managed Funds Association (MFA)
V. Capital & Margin

XXXI. Conforming Amendments

03/16/2015
11:00 AM
More Info
V. Capital & Margin

XXVI. Position Limits

03/16/2015
11:00 AM
More Info
XXVI. Position Limits

V. Capital & Margin

03/13/2015
2:00 PM
More Info
Nodal Exchange, LLC
XXXI. Conforming Amendments

03/13/2015
2:00 PM
More Info
Nodal Exchange, LLC
XXXI. Conforming Amendments

03/12/2015
3:15 PM
More Info
The Vanguard Group (Vanguard), Goldman Sachs Asset Management (Goldman Sachs), Russell Investments (Russell), Fidelity Investments (Fidelity),  SIFMA Asset Management Group (SIFMA AMG)
V. Capital & Margin

03/12/2015
3:15 PM
More Info
The Vanguard Group (Vanguard), Goldman Sachs Asset Management (Goldman Sachs), Russell Investments (Russell), Fidelity Investments (Fidelity),  SIFMA Asset Management Group (SIFMA AMG)
V. Capital & Margin

03/10/2015
1:00 PM
More Info
Citadel

Delta Strategy Group
XXVI. Position Limits

03/10/2015
1:00 PM
More Info
Citadel


Delta Strategy Group
XXVI. Position Limits

03/10/2015
12:15 PM
More Info
Koch Industries (Koch)
XXXI. Conforming Amendments

03/10/2015
12:15 PM
More Info
Koch Industries (Koch)
XXXI. Conforming Amendments

03/06/2015
3:00 PM
More Info
Investment Company Institute (ICI)
V. Capital & Margin

03/06/2015
3:00 PM
More Info
Investment Company Institute (ICI)
V. Capital & Margin

03/06/2015
2:30 PM
More Info
The Vanguard Group (Vanguard), T. Rowe Price Group, Inc. (TROW), Harbor Capital Advisors, Inc.,  Investment Company Institute (ICI)
V. Capital & Margin

03/06/2015
2:30 PM
More Info
The Vanguard Group (Vanguard), T. Rowe Price Group, Inc. (TROW), Harbor Capital Advisors, Inc.,  Investment Company Institute (ICI)
V. Capital & Margin

03/06/2015
10:00 AM
More Info
Edison Electric Institute (EEI), American Public Power Association (APPA)
II. Definitions

03/06/2015
10:00 AM
More Info
Edison Electric Institute (EEI), American Public Power Association (APPA)
II. Definitions

03/03/2015
1:00 PM
More Info
GE Capital

Gibson, Dunn & Crutcher LLP
V. Capital & Margin

03/03/2015
1:00 PM
More Info
GE Capital


Gibson, Dunn & Crutcher LLP
V. Capital & Margin

03/03/2015
11:00 AM
More Info
Petroleum Marketers Assoc of America (PMAA)

NEFI
XXVI. Position Limits

03/03/2015
11:00 AM
More Info
Petroleum Marketers Assoc of America (PMAA)


NEFI
XXVI. Position Limits

03/02/2015
10:30 AM
More Info
CME Group (CME), Skadden, Arps, Slate, Meagher & Flom (Skadden)
XXVI. Position Limits

03/02/2015
10:30 AM
More Info
CME Group (CME), Skadden, Arps, Slate, Meagher & Flom (Skadden)
XXVI. Position Limits

02/25/2015
3:30 PM
More Info
Southern Company
II. Definitions

XXVI. Position Limits

02/25/2015
3:30 PM
More Info
Southern Company
XXVI. Position Limits

II. Definitions

02/25/2015
3:00 PM
More Info
ICE Futures U.S., Intercontinental Exchange, The Hershey Company, The J.M. Smucker Co, Louis Dreyfus Commodities, Noble Americans Corp.
XXVI. Position Limits

02/25/2015
3:00 PM
More Info
ICE Futures U.S., Intercontinental Exchange, The Hershey Company, The J.M. Smucker Co, Louis Dreyfus Commodities, Noble Americans Corp.
XXVI. Position Limits

02/25/2015
2:00 PM
More Info
CME
XXVI. Position Limits

02/25/2015
2:00 PM
More Info
CME
XXVI. Position Limits

02/25/2015
11:30 AM
More Info
ICE
XXVI. Position Limits

02/25/2015
11:30 AM
More Info
ICE
XXVI. Position Limits

02/23/2015
2:00 PM
More Info
VoxSmart

Cromwell
XXXI. Conforming Amendments

General

02/23/2015
2:00 PM
More Info
VoxSmart


Cromwell
XXXI. Conforming Amendments

General

02/20/2015
1:30 PM
More Info
American Bankers Association Securities Association (ABA/ABASA)
V. Capital & Margin

02/20/2015
1:30 PM
More Info
American Bankers Association Securities Association (ABA/ABASA)
V. Capital & Margin

02/20/2015
11:00 AM
More Info
Securities Industry and Financial Markets Association (SIFMA)
V. Capital & Margin

02/20/2015
11:00 AM
More Info
Securities Industry and Financial Markets Association (SIFMA)
V. Capital & Margin

02/13/2015
2:00 PM
More Info
Cargill
XXXI. Conforming Amendments

General

02/13/2015
2:00 PM
More Info
Cargill
General

XXXI. Conforming Amendments

02/11/2015
4:00 PM
More Info
Goldman Sachs (GS)
V. Capital & Margin

02/11/2015
4:00 PM
More Info
Goldman Sachs (GS)
V. Capital & Margin

02/11/2015
3:00 PM
More Info
Goldman Sachs
V. Capital & Margin

02/11/2015
3:00 PM
More Info
Goldman Sachs
V. Capital & Margin

02/11/2015
12:00 PM
More Info
Edison Electric Institute 

American Gas Association
XXXI. Conforming Amendments

General

02/11/2015
12:00 PM
More Info
Edison Electric Institute 


American Gas Association
General

XXXI. Conforming Amendments

02/09/2015
10:00 AM
More Info
Managed Funds Association

Board of Governors of the Federal Reserve Bank
V. Capital & Margin

02/09/2015
10:00 AM
More Info
Managed Funds Association


Board of Governors of the Federal Reserve Bank
V. Capital & Margin

02/06/2015
11:00 AM
More Info
Electric Edison Institute, American Gas Association, National Rural Electric Cooperative Association, American Public Power Association
General

02/06/2015
11:00 AM
More Info
Electric Edison Institute, American Gas Association, National Rural Electric Cooperative Association, American Public Power Association
General

02/05/2015
10:30 AM
More Info
American Bankers Securities Association
V. Capital & Margin

02/05/2015
10:30 AM
More Info
American Bankers Securities Association
V. Capital & Margin

02/03/2015
4:15 PM
More Info
American Bankers Association
V. Capital & Margin

02/03/2015
4:15 PM
More Info
American Bankers Association
V. Capital & Margin

02/03/2015
3:00 PM
More Info
Global Pension Coalition
V. Capital & Margin

02/03/2015
3:00 PM
More Info
V. Capital & Margin

02/03/2015
3:00 PM
More Info
V. Capital & Margin

02/03/2015
3:00 PM
More Info
Global Pension Coalition
V. Capital & Margin

02/03/2015
2:00 PM
More Info
Global Pension Coalition
V. Capital & Margin

02/03/2015
2:00 PM
More Info
Global Pension Coalition
V. Capital & Margin

01/29/2015
2:00 PM
More Info
Working Group of Commercial Energy Firms (WGCEF)
Aggregation Policy for Position Limits

Position Limits for Derivatives

01/29/2015
2:00 PM
More Info
Working Group of Commercial Energy Firms (WGCEF)
Position Limits for Derivatives

Aggregation Policy for Position Limits

01/26/2015
5:00 PM
More Info
BP
XXVI. Position Limits

01/26/2015
5:00 PM
More Info
BP
XXVI. Position Limits

01/26/2015
4:45 PM
More Info
Cargill
XXVI. Position Limits

01/26/2015
4:45 PM
More Info
Cargill
XXVI. Position Limits

01/25/2015
3:30 PM
More Info
Louis Dreyfus Commodities

Delta Strategy
XXVI. Position Limits

01/25/2015
3:30 PM
More Info
Louis Dreyfus Commodities


Delta Strategy
XXVI. Position Limits

01/12/2015
4:00 PM
More Info
Morgan Stanley
V. Capital & Margin

01/12/2015
4:00 PM
More Info
Morgan Stanley
V. Capital & Margin

01/12/2015
3:00 PM
More Info
Position Limits for Derivatives

01/12/2015
3:00 PM
More Info
Position Limits for Derivatives

01/12/2015
2:00 PM
More Info
Investment Adviser Association (IAA), Invesco, K&L Gates
XXXI. Conforming Amendments

01/12/2015
2:00 PM
More Info
Investment Adviser Association (IAA), Invesco, K&L Gates
XXXI. Conforming Amendments

01/08/2015
3:00 PM
More Info
Cadwaalader
XXVI. Position Limits

01/08/2015
3:00 PM
More Info
Cadwaalader
XXVI. Position Limits

01/08/2015
2:00 PM
More Info
American Council of Life Insurers (ACLI)
V. Capital & Margin

01/08/2015
2:00 PM
More Info
American Council of Life Insurers (ACLI)
V. Capital & Margin

01/08/2015
1:00 PM
More Info
Morgan Stanley (MS)
V. Capital & Margin

01/08/2015
1:00 PM
More Info
Morgan Stanley (MS)
V. Capital & Margin

01/08/2015
11:00 AM
More Info
Louis Dreyfus

Delta Strategy
XXVI. Position Limits

01/08/2015
11:00 AM
More Info
Louis Dreyfus


Delta Strategy
XXVI. Position Limits

01/08/2015
10:30 AM
More Info
Voitrax Corporation, LLC, Winning Strategies Washington
XXXI. Conforming Amendments

01/08/2015
10:30 AM
More Info
Voitrax Corporation, LLC, Winning Strategies Washington
XXXI. Conforming Amendments

01/08/2015
10:00 AM
More Info
Goldman Sachs
V. Capital & Margin

XXVI. Position Limits

01/08/2015
10:00 AM
More Info
Goldman Sachs
V. Capital & Margin

XXVI. Position Limits

12/19/2014
11:00 AM
More Info
APPA
V. Capital & Margin

General

12/19/2014
11:00 AM
More Info
APPA
V. Capital & Margin

General

12/16/2014
4:00 PM
More Info
American Gas Association (AGA)
II. Definitions

12/11/2014
2:00 PM
More Info
Morgan Stanley
V. Capital & Margin

12/11/2014
2:00 PM
More Info
Morgan Stanley
V. Capital & Margin

12/11/2014
12:00 PM
More Info
SIFMA AMG Group
V. Capital & Margin

XXXI. Conforming Amendments

12/11/2014
12:00 PM
More Info
SIFMA AMG Group
V. Capital & Margin

XXXI. Conforming Amendments

12/10/2014
11:00 AM
More Info
JP Morgan
V. Capital & Margin

12/10/2014
11:00 AM
More Info
JP Morgan
V. Capital & Margin

12/03/2014
11:00 AM
More Info
KfW Bankengruppe
V. Capital & Margin

12/03/2014
11:00 AM
More Info
KfW Bankengruppe
V. Capital & Margin

12/02/2014
3:45 PM
More Info
Nera
V. Capital & Margin

12/02/2014
3:45 PM
More Info
Nera
V. Capital & Margin

12/02/2014
11:00 AM
More Info
Public Citizen
XXVI. Position Limits

12/02/2014
11:00 AM
More Info
Public Citizen
XXVI. Position Limits

11/17/2014
3:00 PM
More Info
Delta Strategy Group.
XXXI. Conforming Amendments

11/17/2014
3:00 PM
More Info
Delta Strategy Group.
XXXI. Conforming Amendments

11/13/2014
11:00 AM
More Info
ASR Group

Bracewell & Gulianni
XXVI. Position Limits

11/13/2014
11:00 AM
More Info
ASR Group


Bracewell & Gulianni
XXVI. Position Limits

11/06/2014
10:00 AM
More Info
MFX Solutions
V. Capital & Margin

11/04/2014
1:00 PM
More Info
Bank of America
V. Capital & Margin

10/28/2014
3:00 PM
More Info
CME
XXVI. Position Limits

10/28/2014
3:00 PM
More Info
CME
XXVI. Position Limits

10/23/2014
4:30 PM
More Info
Cargill
XXVI. Position Limits

10/23/2014
4:30 PM
More Info
Cargill
XXVI. Position Limits

10/23/2014
3:30 PM
More Info
Cargill
XXVI. Position Limits

10/23/2014
3:30 PM
More Info
Cargill
XXVI. Position Limits

10/21/2014
4:00 PM
More Info
Coalition of Physical Energy Companies
XXVI. Position Limits

10/21/2014
4:00 PM
More Info
Coalition of Physical Energy Companies
XXVI. Position Limits

10/21/2014
11:00 AM
More Info
American Gas Association

National Fuel Gas Distribution Corporation

Wilkinson Barker Knauer LLP

Norton Rose Fulbright
XXVI. Position Limits

10/21/2014
11:00 AM
More Info
American Gas Association


National Fuel Gas Distribution Corporation


Wilkinson Barker Knauer LLP


Norton Rose Fulbright
XXVI. Position Limits

10/14/2014
2:30 PM
More Info
Noble Group

Capital Counsel
II. Definitions

V. Capital & Margin

10/14/2014
2:30 PM
More Info
Noble Group


Capital Counsel
V. Capital & Margin

II. Definitions

10/14/2014
1:30 PM
More Info
Noble Americas
XXVI. Position Limits

10/14/2014
1:30 PM
More Info
Noble Americas
XXVI. Position Limits

10/10/2014
2:30 PM
More Info
American Council of Life Insurers (ACLI)
V. Capital & Margin

10/10/2014
11:30 AM
More Info
BP
V. Capital & Margin

10/10/2014
10:00 AM
More Info
BP
XXVI. Position Limits

10/10/2014
10:00 AM
More Info
BP
XXVI. Position Limits

10/10/2014
9:30 AM
More Info
Prudential

Metlife
V. Capital & Margin

10/10/2014
9:30 AM
More Info
Prudential


Metlife
V. Capital & Margin

10/07/2014
9:45 AM
More Info
Koch Industries
XXVI. Position Limits

10/07/2014
9:45 AM
More Info
Koch Industries
XXVI. Position Limits

10/06/2014
10:30 AM
More Info
ConocoPhillips
XXVI. Position Limits

10/06/2014
10:30 AM
More Info
ConocoPhillips
XXVI. Position Limits

10/02/2014
11:00 AM
More Info
NRG Energy
XXVI. Position Limits

10/02/2014
11:00 AM
More Info
NRG Energy
XXVI. Position Limits

10/02/2014
9:00 AM
More Info
National Grain and Feed Association

CoBank

National Council of Farmer Cooperatives

National Milk Producers Federation

American Soybean Association

National Cotton Council

National Pork Producers Association

American Farm Bureau
XXXI. Conforming Amendments

10/02/2014
9:00 AM
More Info
National Grain and Feed Association


CoBank


National Council of Farmer Cooperatives


National Milk Producers Federation


American Soybean Association


National Cotton Council


National Pork Producers Association


American Farm Bureau
XXXI. Conforming Amendments

09/30/2014
2:00 PM
More Info
Southern Company
XXVI. Position Limits

09/30/2014
2:00 PM
More Info
Southern Company
XXVI. Position Limits

09/30/2014
9:45 AM
More Info
Basso; Archegos; York Capital; Wellington; Apollo Investments; Maverick Capital; Fir Tree; Millennium Mgmt.;  

Millennium Mgmt.; TFS; Tewksbury; Tudor; Tenor; Pershing; 

Credit Suisse
V. Capital & Margin

09/30/2014
9:45 AM
More Info
Basso; Archegos; York Capital; Wellington; Apollo Investments; Maverick Capital; Fir Tree; Millennium Mgmt.;  
Millennium Mgmt.; TFS; Tewksbury; Tudor; Tenor; Pershing; 
Credit Suisse
V. Capital & Margin

09/25/2014
2:30 PM
More Info
BG Group
XXVI. Position Limits

09/25/2014
2:30 PM
More Info
BG Group
XXVI. Position Limits

09/24/2014
2:30 PM
More Info
Vitol
XXVI. Position Limits

09/24/2014
2:30 PM
More Info
Vitol
XXVI. Position Limits

09/23/2014
2:00 PM
More Info
Natural Gas Supply Association
XXVI. Position Limits

09/23/2014
2:00 PM
More Info
Natural Gas Supply Association
XXVI. Position Limits

09/22/2014
4:30 PM
More Info
Private Equity Growth Capital Council (PEGCC)
Aggregation Policy for Position Limits

Position Limits for Derivatives

09/22/2014
4:30 PM
More Info
Private Equity Growth Capital Council (PEGCC)
Position Limits for Derivatives

Aggregation Policy for Position Limits

09/22/2014
3:00 PM
More Info
Private Equity Growth Council
XXVI. Position Limits

09/22/2014
3:00 PM
More Info
Private Equity Growth Council
XXVI. Position Limits

09/22/2014
2:30 PM
More Info
American Gas Association
XXVI. Position Limits

09/22/2014
2:30 PM
More Info
American Gas Association
XXVI. Position Limits

09/19/2014
11:30 AM
More Info
Commodity Markets Council
XXVI. Position Limits

09/19/2014
11:30 AM
More Info
Commodity Markets Council
XXVI. Position Limits

09/16/2014
2:30 PM
More Info
Commodity Market Oversight Coalition
XXVI. Position Limits

09/16/2014
2:30 PM
More Info
Commodity Market Oversight Coalition
XXVI. Position Limits

09/12/2014
2:00 PM
More Info
ConocoPhillips, Hess, Vitol, Shell, Sustherland Asbill & Brennan
XXVI. Position Limits

09/12/2014
2:00 PM
More Info
ConocoPhillips, Hess, Vitol, Shell, Sustherland Asbill & Brennan
XXVI. Position Limits

09/12/2014
1:15 PM
More Info
Commercial Working Energy Group
XXVI. Position Limits

09/12/2014
1:15 PM
More Info
Commercial Working Energy Group
XXVI. Position Limits

09/12/2014
11:30 AM
More Info
Coalition for Derivative End Users
V. Capital & Margin

09/12/2014
11:30 AM
More Info
Coalition for Derivative End Users
V. Capital & Margin

09/12/2014
10:30 AM
More Info
Chatham Financial, Financial Executives International, Agricultural Retailers Association, Gibson Dunn, Honeywell International, IBM Corporation, General Electric Company, FMC Corporation and National Association of Corporate Treasurers, BP, General Motors, Ford, UTC, Honda, Time Warner, MillerCoors, U.S. Chamber of Commerce, National Association of Manufacturers, Business Roundtable
V. Capital & Margin

XXVI. Position Limits

09/12/2014
10:30 AM
More Info
Chatham Financial, Financial Executives International, Agricultural Retailers Association, Gibson Dunn, Honeywell International, IBM Corporation, General Electric Company, FMC Corporation and National Association of Corporate Treasurers, BP, General Motors, Ford, UTC, Honda, Time Warner, MillerCoors, U.S. Chamber of Commerce, National Association of Manufacturers, Business Roundtable
V. Capital & Margin

XXVI. Position Limits

09/12/2014
10:00 AM
More Info
American Public Power Association
II. Definitions

09/12/2014
10:00 AM
More Info
American Public Power Association
II. Definitions

09/11/2014
11:30 AM
More Info
Nomura
V. Capital & Margin

09/11/2014
11:30 AM
More Info
Nomura
V. Capital & Margin

09/09/2014
1:30 PM
More Info
FIA
XXVI. Position Limits

09/09/2014
1:30 PM
More Info
FIA
XXVI. Position Limits

09/08/2014
5:00 PM
More Info
National Rural Electric Cooperative Association
XXVI. Position Limits

09/08/2014
5:00 PM
More Info
National Rural Electric Cooperative Association
XXVI. Position Limits

09/03/2014
1:00 PM
More Info
Goldman Sachs
V. Capital & Margin

09/03/2014
1:00 PM
More Info
Goldman Sachs
V. Capital & Margin

09/03/2014
11:00 AM
More Info
Citi

Citigroup Global Markets Inc.
V. Capital & Margin

09/03/2014
11:00 AM
More Info
Citi


Citigroup Global Markets Inc.
V. Capital & Margin

08/27/2014
10:00 AM
More Info
Commodity Markets Council
XXVI. Position Limits

08/27/2014
10:00 AM
More Info
Commodity Markets Council
XXVI. Position Limits

08/20/2014
1:00 PM
More Info
INTL FCStone

Crowell & Moring LLP
V. Capital & Margin

08/20/2014
1:00 PM
More Info
INTL FCStone


Crowell & Moring LLP
V. Capital & Margin

08/20/2014
11:00 AM
More Info
Cadwalader, Wickersham & Taft
XXVI. Position Limits

08/20/2014
11:00 AM
More Info
Cadwalader, Wickersham & Taft
XXVI. Position Limits

08/19/2014
10:30 AM
More Info
Chatham Financial
V. Capital & Margin

08/19/2014
10:30 AM
More Info
Chatham Financial
V. Capital & Margin

08/15/2014
11:30 AM
More Info
Edison Electrical Institute
XXVI. Position Limits

08/15/2014
11:30 AM
More Info
Edison Electrical Institute
XXVI. Position Limits

07/31/2014
3:30 PM
More Info
National Council of Farmer Cooperatives
XXVI. Position Limits

XXXI. Conforming Amendments

07/31/2014
3:30 PM
More Info
National Council of Farmer Cooperatives
XXVI. Position Limits

XXXI. Conforming Amendments

07/31/2014
2:30 PM
More Info
NRG Energy, Inc.
XXVI. Position Limits

07/31/2014
2:30 PM
More Info
NRG Energy, Inc.
XXVI. Position Limits

07/31/2014
2:00 PM
More Info
Natural Gas Supply Association
XXVI. Position Limits

07/31/2014
2:00 PM
More Info
Natural Gas Supply Association
XXVI. Position Limits

07/25/2014
11:00 AM
More Info
World Gold Council (WGC), The Klein & Saks Group
Position Limits for Derivatives

07/25/2014
11:00 AM
More Info
World Gold Council (WGC), The Klein & Saks Group
Position Limits for Derivatives

07/24/2014
2:00 PM
More Info
Natural Gas Supply Association
XXVI. Position Limits

07/24/2014
2:00 PM
More Info
Natural Gas Supply Association
XXVI. Position Limits

07/23/2014
2:00 PM
More Info
Citadel, Delta Strategy Group
Position Limits for Derivatives

07/23/2014
2:00 PM
More Info
Citadel, Delta Strategy Group
Position Limits for Derivatives

07/23/2014
1:00 PM
More Info
Morgan Stanley
V. Capital & Margin

XXVI. Position Limits

07/23/2014
1:00 PM
More Info
Morgan Stanley
XXVI. Position Limits

V. Capital & Margin

07/22/2014
10:30 AM
More Info
ICE Trade Vault LLC
XVII. Data Recordkeeping

07/22/2014
10:30 AM
More Info
ICE Trade Vault LLC
XVII. Data Recordkeeping

07/21/2014
12:30 PM
More Info
LCH.Clearnet Ltd
XVII. Data Recordkeeping

07/21/2014
12:30 PM
More Info
LCH.Clearnet Ltd
XVII. Data Recordkeeping

07/21/2014
10:00 AM
More Info
Global Financial Markets Association Global Foreign Exchange Division; Cleary Gottlieb Steen & Hamilton; HSBC; JP Morgan; State Street
XVII. Data Recordkeeping

07/21/2014
10:00 AM
More Info
Global Financial Markets Association Global Foreign Exchange Division; Cleary Gottlieb Steen & Hamilton; HSBC; JP Morgan; State Street
XVII. Data Recordkeeping

07/17/2014
3:00 PM
More Info
DTCC Data Repository (U.S.) LLC (DDR), Squire Patton Boggs LLP
XVII. Data Recordkeeping

07/17/2014
3:00 PM
More Info
DTCC Data Repository (U.S.) LLC (DDR), Squire Patton Boggs LLP
XVII. Data Recordkeeping

07/17/2014
12:30 PM
More Info
HSBC
XVII. Data Recordkeeping

07/17/2014
12:30 PM
More Info
HSBC
XVII. Data Recordkeeping

07/17/2014
10:00 AM
More Info
The Managed Funds Association, Citadel LLC, Tudor Investment Corporation, The D.E. Shaw Group, HBK Capital Management, Alternative Investment Management Association
XVII. Data Recordkeeping

07/17/2014
10:00 AM
More Info
The Managed Funds Association, Citadel LLC, Tudor Investment Corporation, The D.E. Shaw Group, HBK Capital Management, Alternative Investment Management Association
XVII. Data Recordkeeping

07/16/2014
4:00 PM
More Info
BP
XXVI. Position Limits

07/16/2014
4:00 PM
More Info
BP
XXVI. Position Limits

07/16/2014
3:30 PM
More Info
CME Group; Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates
XVII. Data Recordkeeping

07/16/2014
3:30 PM
More Info
CME Group; Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates
XVII. Data Recordkeeping

07/16/2014
10:00 AM
More Info
The International Swaps and Derivatives Association; Barclays; Goldman Sachs
XVII. Data Recordkeeping

07/16/2014
10:00 AM
More Info
The International Swaps and Derivatives Association; Barclays; Goldman Sachs
XVII. Data Recordkeeping

07/15/2014
11:00 AM
More Info
Delta Strategy Group
V. Capital & Margin

XXVI. Position Limits

07/15/2014
11:00 AM
More Info
Delta Strategy Group
V. Capital & Margin

XXVI. Position Limits

07/07/2014
4:00 PM
More Info
Americans for Financial Reform (AFR), Public Citizen, The Other 98%, Institute for Agriculture and Trade Policy (IATP), Demos, American Federation of Labor and Congress of Industrial Organizations (AFL-CIO)
XXVI. Position Limits

07/07/2014
4:00 PM
More Info
Americans for Financial Reform (AFR), Public Citizen, The Other 98%, Institute for Agriculture and Trade Policy (IATP), Demos, American Federation of Labor and Congress of Industrial Organizations (AFL-CIO)
XXVI. Position Limits

05/15/2014
3:00 PM
More Info
Intercontinental Exchange

Noble Americas Corp.

Louis Dreyfus Commodities

Cargill
Position Limits for Derivatives

05/15/2014
3:00 PM
More Info
Intercontinental Exchange


Noble Americas Corp.


Louis Dreyfus Commodities


Cargill
Position Limits for Derivatives

05/15/2014
10:00 AM
More Info
Noble Americas Corp.
Position Limits for Derivatives

05/15/2014
10:00 AM
More Info
Noble Americas Corp.
Position Limits for Derivatives

04/21/2014
2:00 PM
More Info
Delta Strategy Group

Louis Dreyfus

Noble
XXVI. Position Limits

04/21/2014
2:00 PM
More Info
Delta Strategy Group


Louis Dreyfus


Noble
XXVI. Position Limits

04/03/2014
1:30 PM
More Info
NCFC

CHS

CHS

CHS

 

 

CHS

 

Growmark

 

Growmark
XXVI. Position Limits

04/03/2014
1:30 PM
More Info
NCFC


CHS


CHS


CHS


 


 


CHS


 


Growmark


 


Growmark
XXVI. Position Limits

01/30/2014
4:00 PM
More Info
Cargill
XXVI. Position Limits

01/30/2014
4:00 PM
More Info
Cargill
XXVI. Position Limits

01/30/2014
12:30 PM
More Info
Citadel LLC

D.E. Shaw group

Bain Capital, LLC

Tudor Investment Corporation

AQR Capital Management, LLC

Millennium Management LLP

HBK Capital Management

Delta Strategy Group

Managed Funds Association
XIII. SEF Registration

XVII. Data Recordkeeping

Swaps Made Available to Trade

01/30/2014
11:00 AM
More Info
Cargill
XXVI. Position Limits

01/30/2014
11:00 AM
More Info
Cargill
XXVI. Position Limits

01/29/2014
2:00 PM
More Info
National Rural Electric Cooperative Association

American Public Power Association

Los Angeles Department of Water and Power, for the Large Public Power Council

Reed Smith LLP
II. Definitions

XVII. Data Recordkeeping

XXVI. Position Limits

Commodity Options

01/29/2014
1:00 PM
More Info
AFR

Public Citizen

Consumer Federation of America

Demos

Institute for Agriculture and Trade Policy
General

01/24/2014
11:30 AM
More Info
BGC Partners

Tullett Prebon

ICAP

Tradition

GFI

WMBA
Cross-Border

01/24/2014
9:00 AM
More Info
UK Financial Conduct Authority
Cross-Border

01/23/2014
4:00 PM
More Info
European Commission
Cross-Border

01/15/2014
3:00 PM
More Info
LCH.Clearnet
Clearing Requirement

01/14/2014
2:00 PM
More Info
One Chicago
General

01/14/2014
1:00 PM
More Info
Citi

Citadel

Credit Suisse

LCH

Bloomberg

trueEX

Sullivan and Cromwell

CME
Swaps Made Available to Trade

01/14/2014
11:00 AM
More Info
Vitol, Inc. (Vitol)
XXVI. Position Limits

01/14/2014
11:00 AM
More Info
Bloomberg
General

01/14/2014
11:00 AM
More Info
Vitol, Inc. (Vitol)
XXVI. Position Limits

01/13/2014
9:30 AM
More Info
Goldman Sachs
Cross-Border

01/10/2014
11:30 AM
More Info
Federal Eenergy Regulatory Commission
General

01/07/2014
2:00 PM
More Info
UK Financial Conduct Authority
Cross-Border

12/20/2013
2:00 PM
More Info
Citadel
General

12/19/2013
1:30 PM
More Info
T. Rowe Price

Blackrock

Fidelity

Capital

ICI
General

12/17/2013
12:30 PM
More Info
LCH.Clearnet
General

12/12/2013
10:00 AM
More Info
American Gas Association (AGA)

National Grid

Atmos Energy

Questar Gas Company

NW Natural Gas Company

Washington Gas Light Company

Consolidated Edison Co. of New York

Nisource Distribution Companies

Xcel Energy

Integrys Energy Group

Sempra Utilities

Ameren

ICF International

PSEG Energy Resources and Trade

PECO Energy

DTE Energy

New Mexico Gas Company

CMS Energy

National Fuel Gas Distribution Company

CenterPoint Energy

National Fuel Gas Distribution Company

Exelon Corporation

MidAmerican Energy Company
XXVI. Position Limits

12/12/2013
10:00 AM
More Info
American Gas Association (AGA)
National Grid
Atmos Energy
Questar Gas Company
NW Natural Gas Company
Washington Gas Light Company
Consolidated Edison Co. of New York
Nisource Distribution Companies
Xcel Energy
Integrys Energy Group
Sempra Utilities
Ameren
ICF International
PSEG Energy Resources and Trade
PECO Energy
DTE Energy
New Mexico Gas Company
CMS Energy
National Fuel Gas Distribution Company
CenterPoint Energy
National Fuel Gas Distribution Company
Exelon Corporation
MidAmerican Energy Company
XXVI. Position Limits

12/11/2013
4:00 PM
More Info
NFA
General

12/05/2013
1:00 PM
More Info
CME Group
XXVIII. Volcker Rule

General

11/26/2013
2:00 PM
More Info
BlackRock
General

11/22/2013
3:30 PM
More Info
Tradeweb
General

11/21/2013
12:30 PM
More Info
MFS Investment Management

Russell Investments

SIFMA

PIMCO

Goldman Sachs

BlackRock

Putnam Investment Management

Vanguard
General

11/13/2013
11:45 AM
More Info
trueEX

Citi Mortgages

FHLB

Eaton Vance

Fidelity

Vanguard

Citadel

AQR

MKP

Babson Capital Management LLC

BlackRock
General

11/08/2013
1:00 PM
More Info
Citadel
General

11/04/2013
3:30 PM
More Info
LMRKTS

Sterne Agee

WilmerHale
General

10/31/2013
3:30 PM
More Info
ICAP
General

10/28/2013
3:00 PM
More Info
trueEX
General

10/28/2013
10:00 AM
More Info
Futures Industry Association
General

10/28/2013
10:00 AM
More Info
Futures Industry Association
General

09/27/2013
10:00 AM
More Info
Futures Industry Association (FIA)
General

09/27/2013
10:00 AM
More Info
Futures Industry Association (FIA)
General

09/26/2013
2:30 PM
More Info
Institute of International Bankers (IIB)

Cleary, Gottlieb, Steen & Hamilton (CGSH)
Cross-Border

09/26/2013
2:30 PM
More Info
Institute of International Bankers (IIB)


Cleary, Gottlieb, Steen & Hamilton (CGSH)
Cross-Border

09/25/2013
12:00 AM
More Info
The Commercial Energy Working Group (CEWG)

Hess Corporation

NextEra Energy Resources

Vitol Inc.

Shell Trading (US) Company

Sutherland Asbill & Brennan LLP
XXVI. Position Limits

09/25/2013
12:00 AM
More Info
The Commercial Energy Working Group (CEWG)


Hess Corporation


NextEra Energy Resources


Vitol Inc.


Shell Trading (US) Company


Sutherland Asbill & Brennan LLP
XXVI. Position Limits

09/20/2013
10:00 AM
More Info
Futures Industry Association (FIA)
General

09/20/2013
10:00 AM
More Info
Futures Industry Association (FIA)
General

09/11/2013
11:30 AM
More Info
Better Markets
XXVI. Position Limits

XXVIII. Volcker Rule

Cross-Border

08/29/2013
11:00 AM
More Info
Citadel LLC

AQU Capital Management, LLC

HBK Investments LP

MFA
General

08/29/2013
11:00 AM
More Info
Citadel LLC


AQU Capital Management, LLC


HBK Investments LP


MFA
General

08/20/2013
2:00 PM
More Info
Bloomberg
XIII. SEF Registration

08/20/2013
12:30 PM
More Info
BlackRock

Fidelity

Goldman Sachs Asset Management

Jones Day

MFS

Wellington

SIFMA Asset Management Group
III. Business Conduct Standards w/ Counterparties

08/02/2013
3:00 PM
More Info
State Street

State Street Global Markets
Cross-Border

08/02/2013
3:00 PM
More Info
State Street


State Street Global Markets
Cross-Border

08/02/2013
11:00 AM
More Info
Citigroup (Citi)
Cross-Border

08/02/2013
11:00 AM
More Info
Citigroup (Citi)
Cross-Border

08/01/2013
4:30 PM
More Info
Citigroup
Cross-Border

08/01/2013
4:30 PM
More Info
Citigroup
Cross-Border

07/29/2013
4:30 PM
More Info
Americans for Financial Reform (AFR)
Cross-Border

07/29/2013
4:30 PM
More Info
Americans for Financial Reform (AFR)
Cross-Border

07/24/2013
1:00 PM
More Info
International Swaps and Derivatives Association (ISDA)

Mayer Brown
Cross-Border

07/24/2013
1:00 PM
More Info
International Swaps and Derivatives Association (ISDA)


Mayer Brown
Cross-Border

07/23/2013
3:00 PM
More Info
CME Group (CME)
VI. Segregation and Bankruptcy

07/23/2013
3:00 PM
More Info
CME Group (CME)
VI. Segregation and Bankruptcy

07/23/2013
9:30 AM
More Info
National Futures Association
VI. Segregation and Bankruptcy

07/23/2013
9:30 AM
More Info
National Futures Association
VI. Segregation and Bankruptcy

07/08/2013
2:00 PM
More Info
IIB
Cross-Border

07/08/2013
2:00 PM
More Info
IIB
Cross-Border

07/02/2013
10:00 AM
More Info
CME Group (CME)
General

07/02/2013
10:00 AM
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CME Group (CME)
General

06/28/2013
5:00 PM
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Bafin
Cross-Border

06/28/2013
3:00 PM
More Info
Bundesbank
Cross-Border

06/28/2013
11:30 AM
More Info
Cross-Border

06/28/2013
11:30 AM
More Info
Cross-Border

06/28/2013
11:00 AM
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Eurex

Deutsche Boerse
Cross-Border

06/28/2013
10:00 AM
More Info
Cross-Border

06/28/2013
10:00 AM
More Info
Cross-Border

06/27/2013
3:00 PM
More Info
Better Markets
Cross-Border

06/27/2013
3:00 PM
More Info
Better Markets
Cross-Border

06/27/2013
12:15 PM
More Info
Better Markets
Cross-Border

06/27/2013
11:00 AM
More Info
ESMA
Cross-Border

06/27/2013
8:00 AM
More Info
IOSCO
Cross-Border

06/26/2013
3:30 PM
More Info
Americans for Financial Reform
Cross-Border

06/26/2013
3:30 PM
More Info
Americans for Financial Reform
Cross-Border

06/26/2013
2:30 PM
More Info
Cross-Border

06/26/2013
2:30 PM
More Info
Cross-Border

06/26/2013
1:00 PM
More Info
NFA
XIII. SEF Registration

Cross-Border

General

06/26/2013
12:00 PM
More Info
ICE
Cross-Border

06/26/2013
11:30 AM
More Info
UBS
Cross-Border

06/26/2013
11:30 AM
More Info
UBS
Cross-Border

06/25/2013
4:00 PM
More Info
Futures and Options Association
Cross-Border

06/25/2013
2:00 PM
More Info
FCA
Cross-Border

06/25/2013
11:30 AM
More Info
IIB

Cleary
Cross-Border

06/25/2013
11:30 AM
More Info
IIB


Cleary
Cross-Border

06/24/2013
5:00 PM
More Info
City of London
Cross-Border

06/24/2013
3:00 PM
More Info
FMC Corporation

National Association of Manufacturers

Business Roundtable

Ford

GE

GM

Honda

IBM

John Deere

BP

Chatham Financial

Gibson Dunn
Cross-Border

06/24/2013
3:00 PM
More Info
FMC Corporation
National Association of Manufacturers
Business Roundtable
Ford
GE
GM
Honda
IBM
John Deere
BP
Chatham Financial
Gibson Dunn
Cross-Border

06/24/2013
1:00 PM
More Info
LCH
Cross-Border

06/21/2013
1:00 PM
More Info
CLS Bank International
XX. Foreign Exchange

Clearing Requirement

General

06/20/2013
11:00 AM
More Info
Citadel LLC

Tiegland-Hunt LLP
Cross-Border

06/20/2013
11:00 AM
More Info
Citadel LLC


Tiegland-Hunt LLP
Cross-Border

06/20/2013
9:30 AM
More Info
Prudential
Cross-Border

06/20/2013
9:30 AM
More Info
Prudential
Cross-Border

06/19/2013
4:00 PM
More Info
Linklaters
Cross-Border

06/19/2013
4:00 PM
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Linklaters
Cross-Border

06/18/2013
3:00 PM
More Info
JPMorgan Chase

SIFMA

Nomura

Northern Trust

Davis Polk & Wardwell LLP

Credit Suisse

Morgan Stanley

HSBC

UBS Americas Inc.

Barclays
Cross-Border

06/18/2013
11:00 AM
More Info
SIFMA

Barclays

UBS Americas Inc.

HSBC

JPMorgan Chase

Nomura

Northern Trust

Davis Polk & Wardwell

Credit Suisse

Morgan Stanley
Cross-Border

06/18/2013
11:00 AM
More Info
AFR

AFL-CIO

Demos
Cross-Border

06/18/2013
11:00 AM
More Info
SIFMA


Barclays


UBS Americas Inc.


HSBC
JPMorgan Chase


Nomura


Northern Trust


Davis Polk & Wardwell


Credit Suisse


Morgan Stanley
Cross-Border

06/15/2013
12:30 PM
More Info
Tiegland-Hunt LLP
Cross-Border

06/15/2013
12:30 PM
More Info
Tiegland-Hunt LLP
Cross-Border

06/14/2013
4:30 PM
More Info
Tiegland-Hunt LLP
Cross-Border

06/14/2013
4:30 PM
More Info
Tiegland-Hunt LLP
Cross-Border

06/14/2013
3:30 PM
More Info
Delta Strategies

Citadel

Teigland-Hunt LLP
Cross-Border

06/14/2013
2:00 PM
More Info
Citi
General

06/14/2013
11:30 AM
More Info
Covington

CRT Capital

Faros Trading
III. Business Conduct Standards w/ Counterparties

06/12/2013
2:00 PM
More Info
Better Markets
Cross-Border

06/12/2013
9:00 AM
More Info
BBVA Compass
Cross-Border

General

06/11/2013
2:00 PM
More Info
CME
VII. DCO Core Principles

XII. DCM Core Principles

Cross-Border

General

06/11/2013
2:00 PM
More Info
Bank of America
Cross-Border

06/11/2013
9:30 AM
More Info
BOA

Merrill Lynch
III. Business Conduct Standards w/ Counterparties

Cross-Border

06/11/2013
9:30 AM
More Info
BOA


Merrill Lynch
Cross-Border

III. Business Conduct Standards w/ Counterparties

06/10/2013
6:30 PM
More Info
Chopper Trading

RGM Advisors

Gelber Group

Getco

Chicago Trading Company
General

06/07/2013
3:00 PM
More Info
International Institute of Bankers (IIB)

Cleary, Gottlieb, Steen & Hamilton
Cross-Border

06/07/2013
3:00 PM
More Info
International Institute of Bankers (IIB)


Cleary, Gottlieb, Steen & Hamilton
Cross-Border

06/07/2013
11:00 AM
More Info
Cleary, Gottlieb, Steen & Hamilton
Cross-Border

06/07/2013
11:00 AM
More Info
Cleary, Gottlieb, Steen & Hamilton
Cross-Border

06/06/2013
5:00 PM
More Info
Better Markets
Cross-Border

06/06/2013
5:00 PM
More Info
Better Markets
Cross-Border

06/06/2013
3:00 PM
More Info
JPMC
Cross-Border

06/06/2013
3:00 PM
More Info
JPMC
Cross-Border

06/06/2013
1:45 PM
More Info
JP Morgan
Cross-Border

06/06/2013
9:30 AM
More Info
IIB

Barclays

BNP Paribas

CIBC World Markets Corp.

Credit Suisse

HSBC Securities (USA), Inc.

Nomura Securities International, Inc.

Svenska Handelsbanken
Cross-Border

06/05/2013
2:00 PM
More Info
CME Group
Cross-Border

06/05/2013
2:00 PM
More Info
CME Group
Cross-Border

06/04/2013
3:00 PM
More Info
The Structured Finance Industry Group
General

06/04/2013
1:00 PM
More Info
Citibank
Cross-Border

06/04/2013
1:00 PM
More Info
Citibank
Cross-Border

06/04/2013
11:00 AM
More Info
U.S. Chamber of Commerce, Center for Capital Markets Competitiveness
General

06/04/2013
8:45 AM
More Info
FMC Corp.
General

06/04/2013
12:00 AM
More Info
Citibank, Cleary Gottlieb
Cross-Border

06/04/2013
12:00 AM
More Info
Citibank, Cleary Gottlieb
Cross-Border

06/03/2013
10:30 AM
More Info
Citibank
Cross-Border

05/31/2013
2:15 PM
More Info
LCH.Clearnet (LCH)
VII. DCO Core Principles

General

05/31/2013
11:00 AM
More Info
Better Markets
Cross-Border

05/31/2013
11:00 AM
More Info
Better Markets
Cross-Border

05/30/2013
12:00 PM
More Info
Citadel
General

05/30/2013
12:00 PM
More Info
Citadel
General

05/30/2013
11:00 AM
More Info
Cleary Gottlieb
Cross-Border

05/29/2013
11:30 AM
More Info
GE

BP

Gibson Dunn
Clearing Requirement

05/23/2013
11:00 AM
More Info
Goldman Sachs
Cross-Border

05/23/2013
11:00 AM
More Info
Goldman Sachs
Cross-Border

05/22/2013
11:30 AM
More Info
Goldman Sachs
General

05/22/2013
11:00 AM
More Info
ICI

ABA

Covington & Burling
General

05/22/2013
9:15 AM
More Info
Better Markets
Cross-Border

General

05/22/2013
9:15 AM
More Info
Better Markets
General

Cross-Border

05/20/2013
1:00 PM
More Info
Investment Company Institute
General

05/20/2013
1:00 PM
More Info
Investment Company Institute
General

05/16/2013
2:00 PM
More Info
Delta Strategies
XIII. SEF Registration

05/15/2013
12:00 AM
More Info
Javelin
XIII. SEF Registration

05/14/2013
1:00 PM
More Info
Investment Company Institute
General

05/14/2013
12:00 AM
More Info
Javelin
XIII. SEF Registration

05/14/2013
12:00 AM
More Info
Sobba Public, LLC

Virtu Financial
V. Capital & Margin

05/14/2013
12:00 AM
More Info
Sobba Public, LLC


Virtu Financial
V. Capital & Margin

05/13/2013
2:00 PM
More Info
American Securitization Forum (ASF)

Latham & Watkins

Credit Suisse Securities

BMO Capital Markets

RBC

Honda
Clearing Requirement

05/13/2013
2:00 PM
More Info
American Securitization Forum (ASF)
Latham & Watkins
Credit Suisse Securities


BMO Capital Markets
RBC
Honda
Clearing Requirement

05/10/2013
1:30 PM
More Info
WMBAA
XIII. SEF Registration

05/10/2013
12:00 AM
More Info
WMBAA
XIII. SEF Registration

05/10/2013
12:00 AM
More Info
Delta Strategies
XIII. SEF Registration

05/09/2013
2:00 PM
More Info
Topics of discussion: clearing requirements; SEFs
XIII. SEF Registration

05/09/2013
12:00 AM
More Info
Better Markets
XIII. SEF Registration

05/09/2013
12:00 AM
More Info
Javelin
XIII. SEF Registration

05/08/2013
12:00 PM
More Info
Committee of Chief Risk Officers
XXVI. Position Limits

05/07/2013
12:00 AM
More Info
XIII. SEF Registration

05/06/2013
11:00 AM
More Info
Shell

Hess

Sutherland

MidAmerican

NextEra
General

05/03/2013
11:30 AM
More Info
FMC Corporation
Clearing Requirement

General

05/01/2013
1:00 PM
More Info
Barclays
Cross-Border

05/01/2013
12:00 PM
More Info
BlackRock
III. Business Conduct Standards w/ Counterparties

General

05/01/2013
11:00 AM
More Info
BlackRock
XIII. SEF Registration

General

04/30/2013
5:00 PM
More Info
Barclays
Cross-Border

General

04/26/2013
3:00 PM
More Info
American Farm Bureau Federation
VI. Segregation and Bankruptcy

General

04/24/2013
5:00 PM
More Info
State Street
XIII. SEF Registration

04/24/2013
3:30 PM
More Info
State Street
XX. Foreign Exchange

General

04/24/2013
3:00 PM
More Info
LCH
General

04/24/2013
3:00 PM
More Info
LCH
General

04/24/2013
2:30 PM
More Info
SIFMA Asset Management Group
III. Business Conduct Standards w/ Counterparties

General

04/24/2013
2:30 PM
More Info
Securities Industry
Cross-Border

04/24/2013
2:30 PM
More Info
Securities Industry
Cross-Border

04/24/2013
11:00 AM
More Info
Fidelity

MFS Investment Management

SIFMA

SIFMS Assest Management Group

BlackRock

Vanguard

Ameriprise

AllianceBernstein

Goldman Sachs Assest Management
Cross-Border

04/24/2013
10:00 AM
More Info
Javelin
XIII. SEF Registration

04/19/2013
10:45 AM
More Info
State Street
III. Business Conduct Standards w/ Counterparties

General

04/18/2013
11:00 AM
More Info
American Public Power Association (APPA)
General

04/17/2013
12:30 PM
More Info
Futures Industry Association (FIA)

National Futures Association (NFA)

Bank of America Merrill Lynch

Barclays

BlackRock

BMO Harris

BNY Mellon

Brown Brothers

CitiGroup

CME Group

Credit Suisse

JP Morgan

Mizuho

State Street
General

04/17/2013
12:30 PM
More Info
Futures Industry Association (FIA)


National Futures Association (NFA)


Bank of America Merrill Lynch


Barclays
BlackRock


BMO Harris
BNY Mellon


Brown Brothers
CitiGroup


CME Group


Credit Suisse


JP Morgan
Mizuho


State Street
General

04/15/2013
4:00 PM
More Info
Citigroup

Cleary
Cross-Border

04/15/2013
4:00 PM
More Info
Citigroup


Cleary
Cross-Border

04/15/2013
1:00 PM
More Info
IIB
Cross-Border

General

04/15/2013
10:30 AM
More Info
Institute of International Bankers (IBB)
Cross-Border

04/15/2013
10:30 AM
More Info
Institute of International Bankers (IBB)
Cross-Border

04/12/2013
11:00 AM
More Info
State Street Bank

Delta Strategies
Cross-Border

04/12/2013
11:00 AM
More Info
State Street Bank


Delta Strategies
Cross-Border

04/11/2013
9:00 AM
More Info
D.E. Shaw
VIII. Process for Review of Swaps

04/10/2013
10:00 AM
More Info
Regis-TR
Cross-Border

04/10/2013
10:00 AM
More Info
Regis-TR
Cross-Border

04/09/2013
5:00 PM
More Info
Americans for Financial Reform
General

04/09/2013
2:00 PM
More Info
Futures Industry Association
XXVI. Position Limits

04/09/2013
1:00 PM
More Info
Investment Industry Association of Canada
General

04/09/2013
1:00 PM
More Info
Investment Industry Association of Canada

CIBC World Markets Inc.

Canaccord Financial Inc.

National Bank Financial

Raymond James Ltd. 

FirstEnergy Capital Corp. 

Assante Wealth Management Inc.

Macquarie Private Wealth Inc.

GMP Securities L.P.

BMO Capital Markets

TD Bank Group

Desjardins Group

RBC Dominion Securities

Scotiabank Global Banking and Markets 

RBC Capital Markets
Cross-Border

04/09/2013
1:00 PM
More Info
Investment Industry Association of Canada
CIBC World Markets Inc.
Canaccord Financial Inc.
National Bank Financial
Raymond James Ltd. 
FirstEnergy Capital Corp. 
Assante Wealth Management Inc.
Macquarie Private Wealth Inc.
GMP Securities L.P.
BMO Capital Markets
TD Bank Group
Desjardins Group
RBC Dominion Securities
Scotiabank Global Banking and Markets 
RBC Capital Markets
Cross-Border

04/09/2013
11:00 AM
More Info
London Stock Exchange
VIII. Process for Review of Swaps

04/04/2013
10:00 AM
More Info
AllianceBernstein
General

04/03/2013
3:00 PM
More Info
TeraExchange
XIII. SEF Registration

04/03/2013
2:00 PM
More Info
TeraExchange
XIII. SEF Registration

04/03/2013
2:00 PM
More Info
TeraExchange
XIII. SEF Registration

04/03/2013
11:15 AM
More Info
FIA

National Pork Producers Association

National Council of Farmer Cooperatives

American Farm Bureau

National Grain and Feed Association
General

04/02/2013
1:00 PM
More Info
ISDA, Goldman Sachs, DE Shaw, Wellington, Mayer Brown
General

04/02/2013
1:00 PM
More Info
ISDA, Goldman Sachs, DE Shaw, Wellington, Mayer Brown
General

04/02/2013
12:45 PM
More Info
Gibson Dunn
VIII. Process for Review of Swaps

04/01/2013
4:00 PM
More Info
Goldman Sachs
XXVI. Position Limits

04/01/2013
1:30 PM
More Info
Gresham LLC
XXVI. Position Limits

04/01/2013
11:15 AM
More Info
Hetco
XXVI. Position Limits

04/01/2013
9:30 AM
More Info
ICE
XXVI. Position Limits

03/28/2013
1:00 PM
More Info
VIII. Process for Review of Swaps

XVIII. Real Time Reporting

03/21/2013
2:00 PM
More Info
ADMIS, ADM
General

03/21/2013
2:00 PM
More Info
ADMIS, ADM
General

03/21/2013
10:30 AM
More Info
FIA, Barclays, State Street, Goldman Sachs
General

03/21/2013
10:30 AM
More Info
FIA, Barclays, State Street, Goldman Sachs
General

03/20/2013
3:00 PM
More Info
Shell

AGL

NextEra

EEI

EPSA

AGA

Sutherland
General

03/15/2013
2:00 PM
More Info
Bluecrest Capital

Brevan Howard US

Winton Capital Management Ltd.

Alternative Investment Mangement Association (AIMA)

Crossroad Strategies
Cross-Border

03/15/2013
2:00 PM
More Info
Bluecrest Capital


Brevan Howard US


Winton Capital Management Ltd.


Alternative Investment Mangement Association (AIMA)


Crossroad Strategies
Cross-Border

03/13/2013
11:00 AM
More Info
Delta Strategy Group

ERIS
General

03/13/2013
12:00 AM
More Info
WMBA
XIII. SEF Registration

03/13/2013
12:00 AM
More Info
DTCC
XVI. Swap Data Repositories Registration

XVII. Data Recordkeeping

XVIII. Real Time Reporting

03/13/2013
12:00 AM
More Info
BP
I. Registration

XXVI. Position Limits

Cross-Border

03/13/2013
12:00 AM
More Info
DTCC
XVI. Swap Data Repositories Registration

XVIII. Real Time Reporting

XVII. Data Recordkeeping

03/13/2013
12:00 AM
More Info
WMBA
XIII. SEF Registration

03/13/2013
12:00 AM
More Info
BP
Cross-Border

I. Registration

XXVI. Position Limits

03/12/2013
3:15 PM
More Info
List of attendees attached
General

03/12/2013
3:15 PM
More Info
List of attendees attached
General

03/12/2013
2:00 PM
More Info
List of attendees attached.
XIII. SEF Registration

03/11/2013
3:00 PM
More Info
FIA

JPMC

Citi

Barclays

Goldman Sachs
General

03/08/2013
4:00 PM
More Info
NFA
I. Registration

03/08/2013
3:00 PM
More Info
TeraExchange
XIII. SEF Registration

03/08/2013
3:00 PM
More Info
Microsoft
General

03/05/2013
3:00 PM
More Info
General

03/05/2013
3:00 PM
More Info
Delta Stategy Group

Allston Trading
General

03/05/2013
2:00 PM
More Info
Goldman Sachs
XIII. SEF Registration

03/05/2013
11:00 AM
More Info
Goldman Sachs
XIII. SEF Registration

03/04/2013
2:00 PM
More Info
Allston Trading

Delta Strategy Group
General

03/01/2013
11:30 AM
More Info
PIMCO, SIFMA, Goldman Sachs, Vanguard
XIII. SEF Registration

03/01/2013
11:30 AM
More Info
PIMCO, SIFMA, Goldman Sachs, Vanguard
XIII. SEF Registration

02/28/2013
5:00 PM
More Info
Barclays
General

02/28/2013
4:00 PM
More Info
United Technologies
XI. End-user Exception

Clearing Requirement

02/26/2013
12:15 PM
More Info
ICE
General

02/26/2013
11:00 AM
More Info
ICE
General

02/25/2013
3:00 PM
More Info
Davis Polk
Cross-Border

02/25/2013
3:00 PM
More Info
Davis Polk
Cross-Border

02/25/2013
2:30 PM
More Info
trueEx LLP
XII. DCM Core Principles

XIII. SEF Registration

02/25/2013
10:00 AM
More Info
trueEx

Alliance Bernstein

Citi Mortgages

Eaton Vance

Sullivan & Cromwell
General

02/21/2013
2:00 PM
More Info
BP
General

02/21/2013
2:00 PM
More Info
Better Markets
XIII. SEF Registration

XXVI. Position Limits

Cross-Border

02/21/2013
10:00 AM
More Info
Full Physical Segregation Working Group
VI. Segregation and Bankruptcy

02/21/2013
10:00 AM
More Info
BP
General

02/20/2013
4:00 PM
More Info
TeraExchange
XIII. SEF Registration

02/20/2013
3:00 PM
More Info
Newedge
V. Capital & Margin

02/20/2013
3:00 PM
More Info
Javelin

SDMA
XIII. SEF Registration

02/20/2013
3:00 PM
More Info
Newedge
V. Capital & Margin

02/19/2013
1:30 PM
More Info
Gunvor
General

02/19/2013
12:00 AM
More Info
Nomura

RBC

Deutsche Bank

Natisis Commodity Markets

Citigroup

BP

Newedge

Goldman Sachs

ICAP

ICE Futures Europe

CME Europe

Nasdaq OMX

LME

LCH Clearnet

UBS

Jefferies

BNP Paribas

Mizuho Securities USA

FOA

US Embassy
VI. Segregation and Bankruptcy

Cross-Border

02/19/2013
12:00 AM
More Info
Nomura


RBC


Deutsche Bank


Natisis Commodity Markets


Citigroup


BP


Newedge


Goldman Sachs


ICAP


ICE Futures Europe


CME Europe


Nasdaq OMX


LME


LCH Clearnet


UBS


Jefferies


BNP Paribas


Mizuho Securities USA


FOA


US Embassy
VI. Segregation and Bankruptcy

Cross-Border

02/14/2013
1:30 PM
More Info
Bloomberg
XIII. SEF Registration

General

02/14/2013
12:00 PM
More Info
Fidelity

PIMCO

Vanguard

SIFMA

Goldman Sachs Asset Management

JP Morgan
XIII. SEF Registration

02/13/2013
2:00 PM
More Info
CME, Morgan Stanley, Bank of New York Mellon, PIMCO, Skadden, Davis Polk, Emmet Marvin, Katten Muchin
VI. Segregation and Bankruptcy

02/13/2013
2:00 PM
More Info
CME, Morgan Stanley, Bank of New York Mellon, PIMCO, Skadden, Davis Polk, Emmet Marvin, Katten Muchin
VI. Segregation and Bankruptcy

02/11/2013
2:00 PM
More Info
Tri-State Coalition for Responsible Investment

Missionary Oblates of Mary Immaculate/Interfaith Center for Corporate Responsibility

Institute for Agriculture and Trade Policy
XXVI. Position Limits

02/08/2013
8:00 AM
More Info
Federal Advisory Council
General

02/07/2013
2:30 PM
More Info
Ford

Honeywell

National Association of Manufacturers

Financial Executives International

National Association of Real Estate Investment Trusts

Chatham Financial

General Electric

U.S. Chamber of Commerce

Gibson Dunn

Business Roundtable

United Technologies Corp.
XI. End-user Exception

Cross-Border

General

02/07/2013
11:00 AM
More Info
Sutherland Asbill & Brennan LLP

The Association of Bermuda Insurers & Reinsurers
II. Definitions

General

02/06/2013
4:15 PM
More Info
SIFMA AMG

Fidelity

PIMCO

Vanguard

Goldman Sachs Asset Management
XIII. SEF Registration

General

02/06/2013
2:00 PM
More Info
JP Morgan
XIII. SEF Registration

General

02/06/2013
1:00 PM
More Info
Fidelity

PIMCO

Vanguard

SIFMA

Goldman Sachs Asset Managment
XIII. SEF Registration

02/06/2013
11:15 AM
More Info
Global Energy

Alpine Group

BG North America
XXVI. Position Limits

02/04/2013
1:30 PM
More Info
ISE

Eurex
I. Registration

XIV. FBOT Registration

02/01/2013
2:00 PM
More Info
AFR

Demos
XIII. SEF Registration

02/01/2013
11:30 AM
More Info
Eris Exchange
XIII. SEF Registration

02/01/2013
12:00 AM
More Info
TABB Group
General

01/30/2013
3:45 PM
More Info
NGSA

APPA

Conoco Phillips

Shell Energy North America

Devon Gas Services

Owensboro Municipal Utilities

Sacramento Municipal Utilities District
XXVI. Position Limits

General

01/30/2013
2:30 PM
More Info
APPA

NGSA
XXVI. Position Limits

01/30/2013
2:30 PM
More Info
Nomura
V. Capital & Margin

Cross-Border

General

01/30/2013
2:00 PM
More Info
Rabobank
Cross-Border

01/30/2013
2:00 PM
More Info
Rabobank
Cross-Border

01/29/2013
2:00 PM
More Info
Skadden, CME, Morgan Stanley, Katten Muchin Rosenman LLP, PIMCO, Davis Polk
VI. Segregation and Bankruptcy

01/29/2013
2:00 PM
More Info
Skadden, CME, Morgan Stanley, Katten Muchin Rosenman LLP, PIMCO, Davis Polk
VI. Segregation and Bankruptcy

01/29/2013
9:30 AM
More Info
Morgan Stanley
General

01/25/2013
3:00 PM
More Info
Alternative Invement Management Association (AIMA)

Managed Funds Association (MFA)

Delta Strategies
Cross-Border

01/25/2013
3:00 PM
More Info
Alternative Invement Management Association (AIMA)


Managed Funds Association (MFA)


Delta Strategies
Cross-Border

01/24/2013
2:00 PM
More Info
Delta Strategy Group
I. Registration

01/23/2013
2:00 PM
More Info
Morgan Stanley
General

01/23/2013
2:00 PM
More Info
Bloomberg
XIII. SEF Registration

General

01/23/2013
2:00 PM
More Info
Morgan Stanley
General

01/23/2013
1:45 PM
More Info
Morrison & Foerster LLP
Cross-Border

01/23/2013
1:45 PM
More Info
Morrison & Foerster LLP
Cross-Border

01/23/2013
11:00 AM
More Info
Goldman Sachs
General

01/23/2013
9:00 AM
More Info
SIFMA AMG

PIMCO
XIII. SEF Registration

General

01/22/2013
4:00 PM
More Info
MarketAxess

Skadden
XIII. SEF Registration

General

01/22/2013
11:00 AM
More Info
BGC Partners

WMBA

Tradition

Tullett Prebon

ICAP

Patton Boggs
XIII. SEF Registration

General

01/17/2013
3:45 PM
More Info
ICAP
XIII. SEF Registration

General

01/17/2013
2:30 PM
More Info
Citi

JP Morgan

Wells Fargo

Bank of America

Goldman Sachs

UBS

Cleary Gottlieb

The Clearing House
General

01/17/2013
1:30 PM
More Info
State Street
XIII. SEF Registration

01/17/2013
1:00 PM
More Info
AFL-CIO

AFSCME

Laborers’ International Union of North America

Airline Pilots Association
General

01/17/2013
11:00 AM
More Info
State Street

Delta Strategy Group
XIII. SEF Registration

General

01/17/2013
10:00 AM
More Info
State Street

Delta Strategy Group
XIII. SEF Registration

01/17/2013
10:00 AM
More Info
ICAP
XIII. SEF Registration

General

01/16/2013
12:00 PM
More Info
CME
XIII. SEF Registration

XVI. Swap Data Repositories Registration

General

01/15/2013
4:30 PM
More Info
ICE
General

01/15/2013
4:30 PM
More Info
ICE
General

01/15/2013
2:00 PM
More Info
ICE
XII. DCM Core Principles

XVI. Swap Data Repositories Registration

General

01/15/2013
1:30 PM
More Info
UBS
XIII. SEF Registration

01/15/2013
11:00 AM
More Info
ICE
General

01/15/2013
11:00 AM
More Info
Phoenix Partners
XIII. SEF Registration

01/14/2013
1:30 PM
More Info
LCH. Clearnet

SwapClear US
XVIII. Real Time Reporting

General

01/11/2013
2:00 PM
More Info
Mizuho US

Sumitomo Mitsui Banking Corporation (SMBC)
Cross-Border

01/11/2013
2:00 PM
More Info
Mizuho US


Sumitomo Mitsui Banking Corporation (SMBC)
Cross-Border

01/11/2013
9:30 AM
More Info
Alternative Investment Management Association (AIMA)

Crossroad Strategies
Cross-Border

01/11/2013
9:30 AM
More Info
Alternative Investment Management Association (AIMA)


Crossroad Strategies
Cross-Border

01/10/2013
2:00 PM
More Info
Coalition for Derivatives End-Users
XI. End-user Exception

01/08/2013
10:00 AM
More Info
Premier Metal Services, LLC
General

01/08/2013
10:00 AM
More Info
Premier Metal Services, LLC
General

12/20/2012
3:00 PM
More Info
Investment Company Institute (ICI)

U.S. Chamber of Commerce
XXVII. Investment Adviser Reporting

12/20/2012
3:00 PM
More Info
Investment Company Institute (ICI)


U.S. Chamber of Commerce
XXVII. Investment Adviser Reporting

12/19/2012
2:00 PM
More Info
Blackrock
XIII. SEF Registration

12/19/2012
11:00 AM
More Info
Tradeweb
XIII. SEF Registration

12/18/2012
3:30 PM
More Info
ConocoPhillips

Shell

NextEra

Sutherland
General

12/17/2012
3:30 PM
More Info
PMAA

New England Fuel Institute (NEFI)

A4A (Airlines Association)
XXVI. Position Limits

12/12/2012
9:30 AM
More Info
Futures Industry Association (FIA)

Barclays Capital

Morgan Stanley

Citi

Credit Suisse

Vitol

Cadwalader
Aggregation Policy for Position Limits

12/12/2012
9:30 AM
More Info
Futures Industry Association (FIA)
Barclays Capital
Morgan Stanley
Citi
Credit Suisse
Vitol
Cadwalader
Aggregation Policy for Position Limits

12/11/2012
1:00 PM
More Info
NYSE Liffe US
General

12/11/2012
10:00 AM
More Info
NYSE Liffe
General

12/11/2012
12:00 AM
More Info
BGC Partners
General

12/10/2012
10:00 AM
More Info
ICAP
XIII. SEF Registration

12/06/2012
3:15 PM
More Info
JP Morgan
XIII. SEF Registration

General

12/06/2012
9:00 AM
More Info
Mark Brickell
XIII. SEF Registration

12/05/2012
2:30 PM
More Info
XIII. SEF Registration

12/05/2012
11:30 AM
More Info
DTCC
General

12/04/2012
3:00 PM
More Info
JP Morgan

UBS

Barclays

Citigroup

RBS

Bank of America

Morgan Stanley

Clifford Chance
General

12/04/2012
10:45 AM
More Info
Citigroup
General

12/03/2012
11:00 AM
More Info
ISDA

Morgan Stanley

Wellington

Goldman Sachs

Bank of America
XIII. SEF Registration

11/20/2012
1:00 PM
More Info
INTL Handley
V. Capital & Margin

11/20/2012
1:00 PM
More Info
INTL Handley
V. Capital & Margin

11/20/2012
11:00 AM
More Info
European Commission
General

11/16/2012
3:40 PM
More Info
Cleary Gottlieb
General

11/16/2012
2:15 PM
More Info
Cleary, Gottlieb, Steen & Hamilton
General

11/16/2012
11:30 AM
More Info
European Union

British Embassy

Canadian Embassy

Swiss Embassy

French Embassy

Japanese Embassy
General

11/15/2012
3:30 PM
More Info
AGA

Northwest Natural Gas Company

Atmos Energy Company

MidAmerican Energy Company

National Fuel Gas Distribution Company
General

11/15/2012
2:00 PM
More Info
NW Natural

Atmos Energy Corporation

National Fuel

MidAmerican Energy

American Gas Association
XXI. Joint Rules w/ SEC

11/15/2012
1:30 PM
More Info
American Gas Association

Northwest Natural Gas Company

Atmos Energy Group

National Fuel Gas Distribution Company
General

11/15/2012
12:30 PM
More Info
Javelin
XII. DCM Core Principles

XIII. SEF Registration

11/15/2012
12:30 PM
More Info
Eris Exchange
XII. DCM Core Principles

XIII. SEF Registration

11/15/2012
11:15 AM
More Info
Eris Exchange
General

11/15/2012
11:00 AM
More Info
Javelin
General

11/15/2012
10:00 AM
More Info
Direct Energy

Hess Corporation

Mid-American Energy

Trading Risk Management

Next Era

Sutherland
General

11/15/2012
10:00 AM
More Info
Javelin
General

11/14/2012
5:00 PM
More Info
UBS
XIII. SEF Registration

11/14/2012
4:00 PM
More Info
Direct Energy
General

11/14/2012
4:00 PM
More Info
Thomson Reuters
General

11/13/2012
4:30 PM
More Info
Better Markets, Inc.
General

11/13/2012
2:00 PM
More Info
Goldman Sachs
XIII. SEF Registration

11/13/2012
1:00 PM
More Info
DTCC
General

11/13/2012
10:30 AM
More Info
LCH
VII. DCO Core Principles

11/13/2012
10:15 AM
More Info
Better Markets
General

11/13/2012
10:00 AM
More Info
Goldman Sachs
XIII. SEF Registration

11/09/2012
3:15 PM
More Info
FXall

Latham & Watkins
XIII. SEF Registration

11/09/2012
2:00 PM
More Info
FXall

Latham & Watkins
General

11/09/2012
12:00 AM
More Info
Citigroup
General

11/08/2012
3:30 PM
More Info
MarketAxess

Skadden
XIII. SEF Registration

11/08/2012
11:30 AM
More Info
Tradeweb
XII. DCM Core Principles

XIII. SEF Registration

General

11/08/2012
11:30 AM
More Info
European Commission
General

11/08/2012
10:30 AM
More Info
Tradeweb
General

11/06/2012
4:15 PM
More Info
ISDA

Morgan Stanley

Societe Generale

D. E. Shaw Group
General

11/06/2012
3:00 PM
More Info
Tradeweb

Capitol Counsel LLC
XIII. SEF Registration

11/06/2012
2:00 PM
More Info
Global Risk Management Advisors
General

11/06/2012
10:00 AM
More Info
Barclays
XIII. SEF Registration

11/06/2012
9:00 AM
More Info
Barclays
XIII. SEF Registration

11/05/2012
2:00 PM
More Info
Bloomberg
XIII. SEF Registration

XVI. Swap Data Repositories Registration

11/05/2012
12:00 AM
More Info
Bloomberg
XIII. SEF Registration

11/02/2012
2:15 PM
More Info
Union Bank
General

11/02/2012
1:15 PM
More Info
The Large Public Power Council (LPPC)
General

10/31/2012
4:00 PM
More Info
ICAP

TriOptima/TriReduce Compression Service
General

10/26/2012
12:00 AM
More Info
BGC
XII. DCM Core Principles

XIII. SEF Registration

10/26/2012
12:00 AM
More Info
Tradeweb
XII. DCM Core Principles

XIII. SEF Registration

10/26/2012
12:00 AM
More Info
GFI
XII. DCM Core Principles

XIII. SEF Registration

10/26/2012
12:00 AM
More Info
Bloomberg
XII. DCM Core Principles

XIII. SEF Registration

10/26/2012
12:00 AM
More Info
ICAP
XII. DCM Core Principles

XIII. SEF Registration

10/25/2012
10:30 AM
More Info
ICE
General

10/25/2012
9:30 AM
More Info
LCH
General

10/24/2012
6:00 PM
More Info
Patton Boggs
XII. DCM Core Principles

XIII. SEF Registration

10/24/2012
1:30 PM
More Info
American Public Power Association
General

10/23/2012
2:00 PM
More Info
UBS
General

10/23/2012
10:30 AM
More Info
State Street

Brevan Howard

Citadel

Alliance Bernstein

Delta Strategy Group
General

10/18/2012
3:00 PM
More Info
WSPP, Inc. (WSPP)

Wright & Talisman, PC
XXI. Joint Rules w/ SEC

10/18/2012
3:00 PM
More Info
WSPP, Inc. (WSPP)


Wright & Talisman, PC
XXI. Joint Rules w/ SEC

10/18/2012
1:00 PM
More Info
American Public Gas Association

Huntsville Utilities

Public Energy Authority of Kentucky

Municipal Gas Authority of Georgia

Elk River Public Utility District

Florida Gas Utility

Tennergy

WilmerHale
General

10/18/2012
12:30 PM
More Info
Markit and MarkitSERV
V. Capital & Margin

XVIII. Real Time Reporting

10/18/2012
12:30 PM
More Info
Markit and MarkitSERV
V. Capital & Margin

XVIII. Real Time Reporting

10/18/2012
11:00 AM
More Info
Federal Home Loan Banks (FHLBank)
Clearing Requirement

10/18/2012
11:00 AM
More Info
Markit, MarkitSERV
V. Capital & Margin

10/18/2012
11:00 AM
More Info
Federal Home Loan Banks (FHLBank)
Clearing Requirement

10/18/2012
11:00 AM
More Info
Markit, MarkitSERV
V. Capital & Margin

10/17/2012
3:00 PM
More Info
Delta Strategies
General

10/17/2012
2:00 PM
More Info
Delta Strategy
General

10/17/2012
11:00 AM
More Info
Bank of America Merrill Lynch
V. Capital & Margin

10/17/2012
11:00 AM
More Info
Bank of America Merrill Lynch
V. Capital & Margin

10/16/2012
11:00 AM
More Info
WMBA

ICAP

Tradition

Tullett Prebon

BGC
General

10/16/2012
9:45 AM
More Info
WMBA

ICAP

Tradition

Tullett Prebon

BGC
General

10/11/2012
1:30 PM
More Info
Bank of America

Barclays

Citi

Deutsche Bank

Goldman Sachs

HSBC

Morgan Stanley

Davis Polk

SIFMA
General

10/11/2012
1:00 PM
More Info
Nomura
General

10/11/2012
11:00 AM
More Info
R. Bryan Woodard (State Street Corp.)

other representatives of State Street Corp.

Graham Harper (Delta Strategies)
IX. Governance & Possible Limits

10/11/2012
11:00 AM
More Info
R. Bryan Woodard (State Street Corp.)


other representatives of State Street Corp.


Graham Harper (Delta Strategies)
IX. Governance & Possible Limits

10/10/2012
2:30 PM
More Info
ICAP
General

10/10/2012
11:15 AM
More Info
ICAP
General

10/03/2012
2:00 PM
More Info
Southern California Edison (SCE)

Southern Co. (Southern)

Balch & Bingham LLP
XXI. Joint Rules w/ SEC

10/03/2012
2:00 PM
More Info
Southern California Edison (SCE)


Southern Co. (Southern)


Balch & Bingham LLP
XXI. Joint Rules w/ SEC

10/01/2012
1:00 PM
More Info
Barclays
XXVIII. Volcker Rule

10/01/2012
1:00 PM
More Info
Barclays
XXVIII. Volcker Rule

10/01/2012
10:45 AM
More Info
ICE
General

09/28/2012
2:30 PM
More Info
Commodity Markets Council
General

09/28/2012
1:30 PM
More Info
Commodity Markets Council (represented by Sutherland)

Cargill
General

09/28/2012
11:00 AM
More Info
SwapClear
General

09/28/2012
10:00 AM
More Info
SwapClear
General

09/27/2012
3:00 PM
More Info
LCH
General

09/27/2012
2:30 PM
More Info
Annaly Capital Management

Latham & Watkins LLP

Barclays

RBS

Ford Motor Credit

Bank of America Merrill Lynch

Royal Bank of Canada

Ford Motor Credit

American Securitization Forum
II. Definitions

General

09/27/2012
1:30 PM
More Info
American Securitization Forum, Inc.
General

09/27/2012
1:00 PM
More Info
Cargill
General

09/27/2012
1:00 PM
More Info
Freddie Mac

Katten Muchin

Fannie Mae

FHFA

Latham & Watkins
General

09/27/2012
11:00 AM
More Info
Cargill
General

09/27/2012
10:00 AM
More Info
ABA

ICI
General

09/27/2012
12:00 AM
More Info
Annaly Capital Managment

Latham & Watkins LLP

Barclys

RBS

Ford Motor Credit

Bank of American Merrill Lynch

Royal Bank of Canada

American Securitization Forum
II. Definitions

General

09/26/2012
2:00 PM
More Info
ICE
General

09/25/2012
3:00 PM
More Info
American Public Gas Association (APGA)
V. Capital & Margin

09/25/2012
3:00 PM
More Info
American Public Gas Association (APGA)
V. Capital & Margin

09/25/2012
1:00 PM
More Info
NYISO

Hunton & Williams
General

09/25/2012
11:30 AM
More Info
NYISO

Hunton & Williams
General

09/25/2012
10:00 AM
More Info
Embassy of Canada

European Commission

Embassy of Germany

Embassy of Switzerland

Embassy of France

Embassy of France/French CG NYC

Embassy of Mexico

British Embassy
General

09/24/2012
2:00 PM
More Info
Interstate Natural Gas Association of America
II. Definitions

09/20/2012
9:00 AM
More Info
SSgA, Natixis, BNY Mellon, Fidelity Investments, Patton Boggs
XXVIII. Volcker Rule

09/20/2012
9:00 AM
More Info
SSgA, Natixis, BNY Mellon, Fidelity Investments, Patton Boggs
XXVIII. Volcker Rule

09/18/2012
2:30 PM
More Info
SIFMA

Credit Suisse

Morgan Stanley

Skadden Arps
General

09/18/2012
11:00 AM
More Info
Dillon Gage

The Klein & Saks Group

Troutman Sanders LLP
General

09/18/2012
10:30 AM
More Info
Noble Americas Corp.
V. Capital & Margin

09/18/2012
10:30 AM
More Info
Noble Americas Corp.
V. Capital & Margin

09/18/2012
10:00 AM
More Info
Dillon Gage

The Klein & Saks Group

Troutman Sanders LLP
General

09/17/2012
2:00 PM
More Info
Alliance Risk Group

Direct Energy
General

09/17/2012
1:30 PM
More Info
Noble Energy Inc.
V. Capital & Margin

09/17/2012
1:30 PM
More Info
Noble Energy Inc.
V. Capital & Margin

09/14/2012
11:30 AM
More Info
Institute of International Bankers

Cleary Gottlieb & Hamilton LLP
General

09/13/2012
9:30 AM
More Info
BlackRock
General

09/12/2012
4:00 PM
More Info
Large Public Power Council (Van Ness Feldman)

Tacoma

NY Power Authority

SMUD
General

09/12/2012
3:30 PM
More Info
Citigroup
General

09/12/2012
3:00 PM
More Info
Cadwalader

WilmerHale
General

09/12/2012
2:15 PM
More Info
New York Power Authority

Tacoma Public Utilities

Sacramento Municipal Utility Dostrict

Van Ness Feldman Law Firm
General

09/11/2012
3:00 PM
More Info
Winton

Caxton

Brevan Howard

King Street

Moore

Zaff

Sullivan & Cromwell

HBK

Partner Fund Management

Credit Suisse

Tudor

MFA
General

09/11/2012
2:00 PM
More Info
Japan SESC
General

09/11/2012
2:00 PM
More Info
MFA Board of Directors
General

09/11/2012
2:00 PM
More Info
Japan SESC
General

09/11/2012
1:30 PM
More Info
MFA
General

09/11/2012
1:30 PM
More Info
MFA
General

09/11/2012
12:00 PM
More Info
Alernative Investment Management Association (AIMA)
V. Capital & Margin

General

09/11/2012
12:00 PM
More Info
Alernative Investment Management Association (AIMA)
General

V. Capital & Margin

09/11/2012
11:00 AM
More Info
Morgan Stanley
General

09/11/2012
10:00 AM
More Info
Morgan Stanley
III. Business Conduct Standards w/ Counterparties

09/11/2012
10:00 AM
More Info
Morgan Stanley
III. Business Conduct Standards w/ Counterparties

09/10/2012
3:00 PM
More Info
American Securitization Forum

Annaly Capital Management

Latham & Watkins LLP

RBS

Bank of America Merrill Lynch

Ford
General

09/10/2012
3:00 PM
More Info
American Securitization Forum


Annaly Capital Management


Latham & Watkins LLP


RBS


Bank of America Merrill Lynch


Ford
General

09/07/2012
12:45 PM
More Info
Bank of America Merrill Lynch

Deutsche Bank

Goldman Sachs

ISDA

PIMCO

Societs Generale
VI. Segregation and Bankruptcy

VII. DCO Core Principles

VIII. Process for Review of Swaps

XIII. SEF Registration

XVIII. Real Time Reporting

09/07/2012
11:00 AM
More Info
AQR Capital Management, LLC

Brevan Howard, Inc.

Citadel LLC

Convexity Capital Management

D.E. Shaw & Co.

Eton Park Capital Management, LP

HBK Capital Management

King Street Capital Management, LP

MFA
VI. Segregation and Bankruptcy

VII. DCO Core Principles

VIII. Process for Review of Swaps

XIII. SEF Registration

XVIII. Real Time Reporting

09/07/2012
11:00 AM
More Info
AQR Capital Management, LLC


Brevan Howard, Inc.


Citadel LLC


Convexity Capital Management


D.E. Shaw & Co.


Eton Park Capital Management, LP


HBK Capital Management


King Street Capital Management, LP


MFA
VI. Segregation and Bankruptcy

VIII. Process for Review of Swaps

VII. DCO Core Principles

XIII. SEF Registration

XVIII. Real Time Reporting

09/06/2012
2:00 PM
More Info
ICAP
General

09/06/2012
2:00 PM
More Info
Bank of America/Merrill Lynch
General

09/06/2012
11:00 AM
More Info
Citigroup

Cleary Gottlieb Steen & Hamilton
General

09/06/2012
10:15 AM
More Info
Citigroup

Cleary Gottlieb Steen & Hamilton
General

09/06/2012
10:00 AM
More Info
Bank of America
General

09/06/2012
10:00 AM
More Info
ICAP

TriOptima
XIII. SEF Registration

09/06/2012
10:00 AM
More Info
Bank of America
General

09/06/2012
9:00 AM
More Info
ICAP, TriOptima
XIII. SEF Registration

09/06/2012
9:00 AM
More Info
ICAP, TriOptima
XIII. SEF Registration

09/05/2012
4:15 PM
More Info
Demos
General

09/05/2012
4:00 PM
More Info
General

09/05/2012
4:00 PM
More Info
SIFMA

Skadden

Deutsche Bank

Credit-Suisse
General

09/05/2012
4:00 PM
More Info
SIFMA


Skadden


Deutsche Bank


Credit-Suisse
General

09/05/2012
4:00 PM
More Info
General

09/05/2012
3:00 PM
More Info
BP
General

08/31/2012
10:00 AM
More Info
Singapore Exchange (SGX)
VII. DCO Core Principles

08/30/2012
4:00 PM
More Info
JP Morgan
General

08/30/2012
3:00 PM
More Info
Singapore Exchange

Shearman & Sterling, LLP.
VII. DCO Core Principles

General

08/30/2012
10:00 AM
More Info
Public Citizen

AFR
General

08/29/2012
3:15 PM
More Info
Institute of International Bankers

HSBC

Cleary Gottlieb Steen Hamilton LLP
General

08/29/2012
2:00 PM
More Info
CMC, NGFA, Sutherland, Bunge, MGEX,  The Scoular Company,

NCFC, Icarus Trading, ADM, Growmark, Cargill, Newedge, Katten Law, Macquarie, JP Morgan, Louis Dreyfus Commodities
XXXI. Conforming Amendments

General

08/29/2012
2:00 PM
More Info
CMC, NGFA, Sutherland, Bunge, MGEX,  The Scoular Company,
NCFC, Icarus Trading, ADM, Growmark, Cargill, Newedge, Katten Law, Macquarie, JP Morgan, Louis Dreyfus Commodities
General

XXXI. Conforming Amendments

08/29/2012
12:30 PM
More Info
IIB

HSBC

Cleary, Gottlieb, Steen & Hamilton
General

08/29/2012
11:30 AM
More Info
Institute of International Bankers

HSBC

Cleary Gottlieb Steen Hamilton LLP
General

08/29/2012
11:30 AM
More Info
ICAP
XIII. SEF Registration

08/29/2012
11:30 AM
More Info
ICAP
XIII. SEF Registration

08/28/2012
4:30 PM
More Info
CMC

Delta Strategies

NGFA

The Scoular Company

Chicago Trading Group

Louis Dreyfus Commodities

FIA

Katten Law

ADM

Icarus Trading, LLC

arclays

Growmark

CME Group

Newedge

JP Morgan

Kansas City Board of Trade

Macquarie

Tenco
XXXI. Conforming Amendments

08/28/2012
10:30 AM
More Info
ICE
General

08/28/2012
9:30 AM
More Info
LCH Clearnet
XIII. SEF Registration

08/28/2012
9:30 AM
More Info
LCH Clearnet
XIII. SEF Registration

08/27/2012
10:00 AM
More Info
ConocoPhillips
General

08/27/2012
12:00 AM
More Info
ConocoPhillips

Sullivan & Cromwell LLP
II. Definitions

08/22/2012
2:00 PM
More Info
ICAP
XIII. SEF Registration

08/22/2012
2:00 PM
More Info
ICAP
XIII. SEF Registration

08/22/2012
11:00 AM
More Info
Skadden
XIII. SEF Registration

08/22/2012
11:00 AM
More Info
Skadden
XIII. SEF Registration

08/16/2012
2:00 PM
More Info
Chatham Financial
V. Capital & Margin

Clearing Requirement

08/16/2012
2:00 PM
More Info
Chatham Financial
V. Capital & Margin

Clearing Requirement

08/16/2012
11:00 AM
More Info
SIFMA

GS

Morgan Stanley

Citi

Barclays
General

08/14/2012
11:30 AM
More Info
NFA
XIII. SEF Registration

08/14/2012
11:30 AM
More Info
NFA
XIII. SEF Registration

08/14/2012
10:00 AM
More Info
Commodity Markets Council (CMC)

National Grain and Feed Assoc. (NGFA)

Kansas City Board of Trade

Minneapolis Grain Exchange

ABN Amro

RJ O'Brien

a member of the Chicago Board of Trade (CBOT)
XXXI. Conforming Amendments

08/14/2012
10:00 AM
More Info
Commodity Markets Council (CMC)


National Grain and Feed Assoc. (NGFA)


Kansas City Board of Trade


Minneapolis Grain Exchange


ABN Amro


RJ O'Brien


a member of the Chicago Board of Trade (CBOT)
XXXI. Conforming Amendments

08/13/2012
10:30 AM
More Info
DTCC
General

08/13/2012
10:30 AM
More Info
DTCC
General

08/10/2012
5:30 PM
More Info
Commodity Markets Council (CMC)
XXXI. Conforming Amendments

08/10/2012
5:30 PM
More Info
Commodity Markets Council (CMC)
XXXI. Conforming Amendments

08/09/2012
2:30 PM
More Info
Bank of America
IV. Business Conduct Standards – Internal

08/09/2012
1:00 PM
More Info
ICI
XXVII. Investment Adviser Reporting

08/09/2012
1:00 PM
More Info
ICI
XXVII. Investment Adviser Reporting

08/09/2012
11:00 AM
More Info
National Council of Farmer Cooperatives (NCFC)
XXXI. Conforming Amendments

08/09/2012
11:00 AM
More Info
National Council of Farmer Cooperatives (NCFC)
XXXI. Conforming Amendments

08/07/2012
10:30 AM
More Info
Commodity Markets Council (CMC)

National Grain and Feed Assoc. (NGFA)
XXXI. Conforming Amendments

08/07/2012
10:30 AM
More Info
Commodity Markets Council (CMC)
National Grain and Feed Assoc. (NGFA)
XXXI. Conforming Amendments

08/07/2012
12:00 AM
More Info
Stanford University
XIII. SEF Registration

08/07/2012
12:00 AM
More Info
Stanford University
XIII. SEF Registration

08/06/2012
2:30 PM
More Info
NGSA
General

08/06/2012
2:30 PM
More Info
NGSA
General

08/03/2012
2:30 PM
More Info
trueEX
XII. DCM Core Principles

08/03/2012
1:30 PM
More Info
trueEX
XII. DCM Core Principles

08/03/2012
11:30 AM
More Info
Sullivan & Cromwell

TrueEx
General

08/03/2012
11:30 AM
More Info
Sullivan & Cromwell


TrueEx
General

08/03/2012
12:00 AM
More Info
Columbia Business School
XIII. SEF Registration

08/03/2012
12:00 AM
More Info
Columbia Business School
XIII. SEF Registration

08/02/2012
4:00 PM
More Info
ABA

ICI
General

08/02/2012
2:00 PM
More Info
Fidelity

Goldman Sachs Asset Management

MFS

PIMCO

Vanguard

Investment Adviser Association

ICI

Managed Fund Association

SIFMA

SIFMA AMG

Davis Polk

Citadel

HBK
General

08/02/2012
12:00 PM
More Info
Fidelity

Goldman Sachs Assets Management

MFS

PIMCO

Vanguard

Investment Adviser Assoc.

ICI

Managed Fund Association

SIFMA AMG

Davis Polk

Citadel

HBK

T. Rowe Price
VI. Segregation and Bankruptcy

08/02/2012
12:00 PM
More Info
Fidelity


Goldman Sachs Assets Management


MFS


PIMCO


Vanguard


Investment Adviser Assoc.


ICI


Managed Fund Association


SIFMA AMG


Davis Polk


Citadel


HBK


T. Rowe Price
VI. Segregation and Bankruptcy

08/02/2012
11:30 AM
More Info
State Street
VIII. Process for Review of Swaps

08/02/2012
11:00 AM
More Info
The Farm Credit Council

AgriBank
XI. End-user Exception

08/02/2012
11:00 AM
More Info
The Farm Credit Council


AgriBank
XI. End-User Exception

08/02/2012
10:30 AM
More Info
Natural Gas Supply Association
II. Definitions

XXVI. Position Limits

08/01/2012
4:00 PM
More Info
Vitol

Shell Energy North America

Direct Energy

Hess

Sutherland Asbill & Brennan LLP
General

08/01/2012
4:00 PM
More Info
Vitol


Shell Energy North America


Direct Energy


Hess


Sutherland Asbill & Brennan LLP
General

08/01/2012
2:30 PM
More Info
Vitol

Shell Energy North America

Direct Energy

Hess

Sutherland Asbill & Brennan LLP
General

08/01/2012
11:00 AM
More Info
ISDA

Mayer Brown

Morgan Stanley
IV. Business Conduct Standards – Internal

07/31/2012
4:00 PM
More Info
FXall
XII. DCM Core Principles

XVIII. Real Time Reporting

07/31/2012
4:00 PM
More Info
Financial Markets Lawyers Group (FMLG)
General

07/31/2012
4:00 PM
More Info
FXall
XII. DCM Core Principles

XVIII. Real Time Reporting

07/31/2012
3:00 PM
More Info
Morgan Stanley

HSBC Bank

Citigroup

Deutsche Bank

Goldman Sachs & Co.
General

07/31/2012
3:00 PM
More Info
Morgan Stanley


HSBC Bank


Citigroup


Deutsche Bank


Goldman Sachs & Co.
General

07/31/2012
1:00 PM
More Info
Morgan Stanley

HSBC Bank USA

Citigroup Global Markets Inc.

Deutsche Bank

Goldman Sachs & Co.
General

07/31/2012
11:00 AM
More Info
NYSE
General

07/31/2012
9:20 AM
More Info
JPMorgan Chase

Citi

BNY Mellon

Credit Suisse

Morgan Stanley

Bank of America

Allstate Insurance

AIG
General

07/31/2012
9:20 AM
More Info
JPMorgan Chase


Citi


BNY Mellon


Credit Suisse


Morgan Stanley


Bank of America


Allstate Insurance


AIG
General

07/30/2012
4:15 PM
More Info
ISDA

Goldman Sachs
General

07/30/2012
3:00 PM
More Info
Blackstone

Carlyle

Carlyle

KKR

TPG

PEGCC

Sullivan & Cromwell
General

07/30/2012
3:00 PM
More Info
UBS, Allen & Overy LLP
XIII. SEF Registration

07/30/2012
3:00 PM
More Info
Blackstone


Carlyle


Carlyle


KKR


TPG


PEGCC


Sullivan & Cromwell
General

07/30/2012
3:00 PM
More Info
UBS, Allen & Overy LLP
XIII. SEF Registration

07/30/2012
2:15 PM
More Info
PIMCO
General

07/30/2012
2:15 PM
More Info
PIMCO
General

07/30/2012
1:30 PM
More Info
TeraExchange
General

07/30/2012
1:30 PM
More Info
Blackstone

Carlyle

KKR

TPG

PEGCC
Aggregation Policy for Position Limits

07/30/2012
1:30 PM
More Info
TeraExchange
General

07/30/2012
1:00 PM
More Info
TeraExchange
XIII. SEF Registration

07/30/2012
1:00 PM
More Info
TeraExchange
XIII. SEF Registration

07/27/2012
3:00 PM
More Info
NFA
I. Registration

07/27/2012
10:00 AM
More Info
ICAP
XIII. SEF Registration

07/27/2012
10:00 AM
More Info
ICAP
XIII. SEF Registration

07/26/2012
2:30 PM
More Info
The Private Equity Growth Capital Counsel
XXVI. Position Limits

07/26/2012
10:00 AM
More Info
Blackstone, KKR, TPG, Carlyle, PEGCC, Sullivan & Cromwell
Aggregation Policy for Position Limits

07/26/2012
10:00 AM
More Info
Blackstone, KKR, TPG, Carlyle, PEGCC, Sullivan & Cromwell
Aggregation Policy for Position Limits

07/25/2012
2:30 PM
More Info
Nomura
General

07/25/2012
2:30 PM
More Info
Nomura
General

07/25/2012
11:00 AM
More Info
ICE
XIII. SEF Registration

07/25/2012
11:00 AM
More Info
ICE
XIII. SEF Registration

07/25/2012
12:00 AM
More Info
Nomura
General

07/24/2012
3:00 PM
More Info
Securities Industry and Financial Markets Association

Davis Polk & Wardwell
General

07/24/2012
10:00 AM
More Info
BP
VIII. Process for Review of Swaps

07/24/2012
12:00 AM
More Info
NICE
XXXI. Conforming Amendments

07/24/2012
12:00 AM
More Info
NICE
XXXI. Conforming Amendments

07/23/2012
2:00 PM
More Info
Tradeweb, Ogilvy Gov't Relations
XIII. SEF Registration

07/23/2012
2:00 PM
More Info
Tradeweb, Ogilvy Gov't Relations
XIII. SEF Registration

07/19/2012
3:00 PM
More Info
Honeywell

Prudential

GE

U.S. Chamber of Commerce

National Association of Manufacturers

Gibson Dunn

Financial Executives International
General

07/19/2012
11:00 AM
More Info
"SEF Coalition," namely:

FX Alliance

ICE

Tradeweb

Latham & Watkins

Rich Feuer Anderson
IX. Governance & Possible Limits

07/19/2012
11:00 AM
More Info
"SEF Coalition," namely:


FX Alliance


ICE


Tradeweb


Latham & Watkins


Rich Feuer Anderson
IX. Governance & Possible Limits

07/19/2012
10:00 AM
More Info
FXall, Latham & Watkins LLP
XIII. SEF Registration

07/19/2012
10:00 AM
More Info
FXall, Latham & Watkins LLP
XIII. SEF Registration

07/18/2012
2:00 PM
More Info
Noble Energy
V. Capital & Margin

07/18/2012
11:00 AM
More Info
INFX, Latham & Watkins LLP
XIII. SEF Registration

07/18/2012
11:00 AM
More Info
INFX, Latham & Watkins LLP
XIII. SEF Registration

07/17/2012
4:00 PM
More Info
GE

Gibson Dunn
General

07/17/2012
1:00 PM
More Info
Markit

arkitSERV

M

Markit Valuations

DTCC

Latham & Watkins
III. Business Conduct Standards w/ Counterparties

V. Capital & Margin

General

07/17/2012
10:00 AM
More Info
Markit/MarkitSERV/DTCC
V. Capital & Margin

07/17/2012
10:00 AM
More Info
Markit/MarkitSERV/DTCC
V. Capital & Margin

07/16/2012
4:00 PM
More Info
INFX 

Latham & Watkins LLP
XIII. SEF Registration

07/16/2012
4:00 PM
More Info
INFX 

Latham & Watkins LLP
XIII. SEF Registration

07/16/2012
4:00 PM
More Info
INFX 
Latham & Watkins LLP
XIII. SEF Registration

07/16/2012
3:30 PM
More Info
State Street
General

07/16/2012
2:30 PM
More Info
INFX

Latham & Watkins LLP
XIII. SEF Registration

General

07/16/2012
2:00 PM
More Info
HETCO

Hess

Cadwalader

Delta Strategy Group
V. Capital & Margin

General

07/13/2012
2:30 PM
More Info
ICE
General

07/13/2012
1:00 PM
More Info
Autonomy
XXXI. Conforming Amendments

07/13/2012
1:00 PM
More Info
Autonomy
XXXI. Conforming Amendments

07/12/2012
11:15 AM
More Info
Societe Generale

Skadden
I. Registration

07/11/2012
4:15 PM
More Info
GE

Honeywell

IBM

Chatham Financial

U.S. Chamber of Commerce

National Association of Manufacturers

Gibson Dunn
XI. End-user Exception

General

07/11/2012
1:00 PM
More Info
ICE
General

07/11/2012
11:15 AM
More Info
InterContinental Exchange (ICE)
VIII. Process for Review of Swaps

07/11/2012
11:15 AM
More Info
InterContinental Exchange (ICE)
VIII. Process for Review of Swaps

07/11/2012
11:00 AM
More Info
GE

Honeywell

IBM

Gibson Dunn

Chatham Financial

US Chamber of Commerce
XI. End-user Exception

General

07/11/2012
9:00 AM
More Info
FSA Japan
General

07/06/2012
12:00 PM
More Info
Better Markets
II. Definitions

07/06/2012
10:30 AM
More Info
Cargill
XXI. Joint Rules w/ SEC

07/06/2012
10:30 AM
More Info
Cargill
XXI. Joint Rules w/ SEC

07/06/2012
10:00 AM
More Info
Hunton & Williams LLP
XXXI. Conforming Amendments

07/06/2012
10:00 AM
More Info
Hunton & Williams LLP
XXXI. Conforming Amendments

07/06/2012
12:00 AM
More Info
Nexidia
XXXI. Conforming Amendments

07/06/2012
12:00 AM
More Info
Nexidia
XXXI. Conforming Amendments

07/05/2012
10:00 AM
More Info
IST Global Oil Americas

BP America
XVIII. Real Time Reporting

General

07/05/2012
10:00 AM
More Info
National Rural Electric Cooperative Association (NRECA)
XXI. Joint Rules w/ SEC

07/05/2012
10:00 AM
More Info
National Rural Electric Cooperative Association (NRECA)
XXI. Joint Rules w/ SEC

07/02/2012
2:00 PM
More Info
ABA

Webster Bank

FTN Financial

Summit Bank
XI. End-user Exception

07/02/2012
2:00 PM
More Info
ABA


Webster Bank


FTN Financial


Summit Bank
XI. End-User Exception

07/02/2012
1:30 PM
More Info
ICAP

Skadden Arps (for MarketAxess)
VIII. Process for Review of Swaps

06/29/2012
5:30 PM
More Info
The Carlyle Group
XXVI. Position Limits

06/29/2012
2:00 PM
More Info
SIFMA

Goldman Sachs & Co.

Davis Polk & Wardwell
II. Definitions

06/29/2012
1:00 PM
More Info
Securities Industry and Financial Markets Association

Goldman Sachs & Co.

Davis Polk & Wardwell
II. Definitions

06/28/2012
3:30 PM
More Info
Markit
II. Definitions

06/28/2012
2:30 PM
More Info
Perry Capital, LLC

MFA, Serengeti Asset Managment

MFA, Tenor Capital

Delta Strategy Group
General

06/28/2012
2:00 PM
More Info
Not-for Profit Electric Coalition

National Rural Electric Cooperative Association

American Public Power Association

Los Angeles Department of Water and Power (representing the Large Public Power Council)

Bonneville Power Administration

Reed Smith LLP
II. Definitions

06/28/2012
1:30 PM
More Info
Perry Capital LLC

Managed Funds Association

Serengeti Asset Management

Tenor Capital

Delta Strategy Group
General

06/28/2012
1:00 PM
More Info
Russell Wasson

Richard Meyer

Susan Kelly

Randy Howard

Sonya Baskerville

Patty Dondanville

Dave Schryver
II. Definitions

06/28/2012
11:00 AM
More Info
Managed Funds Association
XXVII. Investment Adviser Reporting

06/28/2012
10:00 AM
More Info
Skadden
II. Definitions

06/27/2012
1:30 PM
More Info
Coalition of Physical Energy Companies

Bracewell

Shell Energy North America
II. Definitions

06/26/2012
4:00 PM
More Info
Edison Electric Institute
II. Definitions

06/26/2012
2:45 PM
More Info
American Gas Association

Covington and Burling
II. Definitions

06/20/2012
3:30 PM
More Info
Shell

BP

Conoco Phillips

Natural Gas Supply Association
XXVI. Position Limits

06/20/2012
3:30 PM
More Info
Shell
BP
Conoco Phillips


Natural Gas Supply Association
XXVI. Position Limits

06/20/2012
1:00 PM
More Info
Public Citizen
General

06/20/2012
12:30 PM
More Info
FIA
General

06/20/2012
12:00 PM
More Info
Not-for Profit Electric Coalition
XI. End-user Exception

06/20/2012
12:00 PM
More Info
Not-for Profit Electric Coalition
XI. End-User Exception

06/20/2012
9:15 AM
More Info
State Street
VIII. Process for Review of Swaps

06/19/2012
3:30 PM
More Info
Citi
General

06/19/2012
3:30 PM
More Info
GETCO
General

06/19/2012
2:00 PM
More Info
Protect Ag Futures
General

06/19/2012
2:00 PM
More Info
CCC Alliance, LLC

Venable LLP

Hartz Capital, Inc.

The Hillman Company
General

06/19/2012
11:15 AM
More Info
ISDA

Morgan Stanley

Deutsche Bank
General

06/19/2012
10:00 AM
More Info
Petroleum Marketers Association of America

New England Fuel Institute
General

06/18/2012
2:00 PM
More Info
Japan Financial Services Agency
General

06/18/2012
10:00 AM
More Info
Societe Generale

Davis Polk & Wardwell
General

06/15/2012
2:00 PM
More Info
AFR

Demos

Consumer Federation of America

AFL-CIO
General

06/15/2012
8:30 AM
More Info
Davis Polk

Fidelity

Goldman Sachs Asset Management

MFS

PIMCO

SIFMA

SIFMA Asset Management Group

Vanguard
I. Registration

XXVII. Investment Adviser Reporting

06/14/2012
4:30 PM
More Info
Davis Polk

Fidelity

Goldman Sachs Asset Management

MFS

MFS

PIMCO

SIFMA

SIFMA Asset Management Group

Vanguard
General

06/14/2012
4:00 PM
More Info
Barclays Capital, Inc.

BNP Paribas

CIBC World Markets Corp.

Credit Suisse

Deutsche Bank AG

HSBC Bank USA

Institute of International Bankers (IIB)

Mizuho Corporate Bank, Ltd.

Royal Bank of Canada

Standard Chartered Bank

UBS
I. Registration

II. Definitions

XVII. Data Recordkeeping

XVIII. Real Time Reporting

06/14/2012
3:15 PM
More Info
Goldman Sachs
General

06/14/2012
2:00 PM
More Info
Securities Industry and Financial Markets Association

Davis Polk & Wardwell

Systemic Risk Deutsche Bank

Morgan Stanley

Capital Markets Legal Department Citigroup Global Markets Inc.

Global Markets Compliance HSBC Bank USA
General

06/14/2012
11:00 AM
More Info
Compliant Phones
XXXI. Conforming Amendments

06/14/2012
11:00 AM
More Info
US Bank
General

06/14/2012
11:00 AM
More Info
Compliant Phones
XXXI. Conforming Amendments

06/14/2012
10:30 AM
More Info
Credit Suisse
XXVIII. Volcker Rule

06/14/2012
10:30 AM
More Info
Credit Suisse
XXVIII. Volcker Rule

06/14/2012
10:00 AM
More Info
US Bank
III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards – Internal

General

06/14/2012
10:00 AM
More Info
US Bank
III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards – Internal

General

06/13/2012
3:15 PM
More Info
Bank of America
General

06/13/2012
2:00 PM
More Info
Barclays
General

06/13/2012
9:00 AM
More Info
Consumer Federation of America
Report: Whistleblowers

06/12/2012
2:00 PM
More Info
Better Markets
General

06/12/2012
1:00 PM
More Info
Nomura
General

06/12/2012
11:00 AM
More Info
Nomura
I. Registration

V. Capital & Margin

General

06/12/2012
11:00 AM
More Info
Citigroup
General

06/11/2012
11:00 AM
More Info
ISDA

Morgan Stanley

Deutsche Bank

D.E. Shaw
General

06/11/2012
10:00 AM
More Info
Institute of International Bankers

Cleary Gottlieb Steen Hamilton LLP
General

06/08/2012
2:00 PM
More Info
UBS
I. Registration

06/08/2012
1:00 PM
More Info
American Banking Association
II. Definitions

06/08/2012
12:00 PM
More Info
UBS
General

06/08/2012
12:00 AM
More Info
Katten Muchin Rosenman LLP
IX. Governance & Possible Limits

06/08/2012
12:00 AM
More Info
Katten Muchin Rosenman LLP
IX. Governance & Possible Limits

06/07/2012
4:00 PM
More Info
State Street Bank

Delta Strategy Group
General

06/07/2012
1:00 PM
More Info
National Gas Exchange (NGX)
General

06/07/2012
11:30 AM
More Info
Natural Gas Ecxhange

WilmerHale
General

06/07/2012
11:15 AM
More Info
FIA

Goldman Sachs

Newedge

Credit Suisse

R.J. O'Brien

Morgan Stanley
VII. DCO Core Principles

06/07/2012
10:00 AM
More Info
State Street Global Markets

Delta Strategy Group
General

06/07/2012
9:30 AM
More Info
State Street

Delta Strategy Group
General

06/06/2012
3:00 PM
More Info
The Committee on Investment of Employee Benefit Assests

American Benefits Council

The Eureopeon Pension Federation

Franklin Advisors

General Motors Pension Fund

NISA Investment Advisors
General

06/06/2012
2:30 PM
More Info
State Street

Delta Stragety Group
General

06/06/2012
10:30 AM
More Info
Managed Funds Association

Citadel Investment Group

King Street Capital Management

HBK Investments
XVIII. Real Time Reporting

Block Sizes for Large Notional Off-Facility Swaps

06/06/2012
10:30 AM
More Info
Managed Funds Association
Citadel Investment Group
King Street Capital Management
HBK Investments
XVIII. Real Time Reporting

Block Sizes for Large Notional Off-Facility Swaps

06/06/2012
12:00 AM
More Info
CIEBA

Clifford Chance LLP

ABC

Davis & Harman

APG Algemene Pension Group N.V.

APG Assest Managment US Inc.

K&L Gates LLP
General

06/05/2012
4:00 PM
More Info
BP America Inc.
I. Registration

II. Definitions

06/05/2012
4:00 PM
More Info
BP America Inc.
I. Registration

II. Definitions

06/05/2012
3:30 PM
More Info
BP America, Inc.
General

06/05/2012
3:00 PM
More Info
Petroleum Marketers Association of America

Americans for Financial Reform

Better Markets

Public Citizen

AFL-CIO

University of Maryland

Occupy the SEC

Consumer Federation of America

Demos
General

06/05/2012
10:00 AM
More Info
Bloomberg LP
XIII. SEF Registration

XVI. Swap Data Repositories Registration

06/05/2012
10:00 AM
More Info
BP America
General

06/05/2012
12:00 AM
More Info
BP America Inc.
General

06/04/2012
3:00 PM
More Info
Covington & Burling LLP
General

06/04/2012
2:00 PM
More Info
Covington
General

06/04/2012
11:00 AM
More Info
Covington and Burling LLP
II. Definitions

06/04/2012
10:00 AM
More Info
Parity Energy discussed the following aspects of the FNPRM:

 

- Requested a separate swap category for swaps that are economically related to crude oil options because transactions in such options are typically larger in scale and fewer in number than those in fixed price energy instruments;

 

- Requested that the final rule to clarify that any natural gas swap with optionality be subject to the minimum block size proposed in Appendix F of the FNPRM for natural gas options rather than the minimum block size for natural gas swaps;

 

- Recommended setting a separate initial minimum block size for crude oil options at 1,000 contracts, consistent with CME’s minimum block size for Light Sweet Crude Oil options transactions.
XVIII. Real Time Reporting

Block Sizes for Large Notional Off-Facility Swaps

06/04/2012
10:00 AM
More Info
Parity Energy discussed the following aspects of the FNPRM:


 


- Requested a separate swap category for swaps that are economically related to crude oil options because transactions in such options are typically larger in scale and fewer in number than those in fixed price energy instruments;


 


- Requested that the final rule to clarify that any natural gas swap with optionality be subject to the minimum block size proposed in Appendix F of the FNPRM for natural gas options rather than the minimum block size for natural gas swaps;


 


- Recommended setting a separate initial minimum block size for crude oil options at 1,000 contracts, consistent with CME’s minimum block size for Light Sweet Crude Oil options transactions.
Block Sizes for Large Notional Off-Facility Swaps

XVIII. Real Time Reporting

06/01/2012
1:30 PM
More Info
Eaton Vance
XIII. SEF Registration

06/01/2012
1:30 PM
More Info
Eaton Vance
XIII. SEF Registration

06/01/2012
11:00 AM
More Info
Japan Financial Services Agency
General

06/01/2012
9:00 AM
More Info
Nomura
General

05/31/2012
4:30 PM
More Info
Chatham Financial
XI. End-user Exception

05/30/2012
4:15 PM
More Info
ISDA

Morgan Stanley

DE Shaw

Bank of America/Merrill Lynch

Barclay's
VII. DCO Core Principles

IX. Governance & Possible Limits

XI. End-user Exception

XIII. SEF Registration

05/30/2012
10:00 AM
More Info
Office of Rep. Maloney, BGC, ICAP, Tullet Prebon, GFI, Tradition, Patton Boggs
XIII. SEF Registration

05/30/2012
10:00 AM
More Info
Office of Rep. Maloney, BGC, ICAP, Tullet Prebon, GFI, Tradition, Patton Boggs
XIII. SEF Registration

05/30/2012
9:15 AM
More Info
ICE Futures US
XII. DCM Core Principles

05/25/2012
12:00 AM
More Info
Citigroup
General

05/24/2012
5:15 PM
More Info
SIFMA
General

05/23/2012
2:30 PM
More Info
CME

Skadden
General

05/23/2012
2:00 PM
More Info
National Rural Electric Cooperative Association

American Power Power Association

Van Ness Feldman (for the Large Public Power Council)

Bonneville Power Administration

Reed Smith LLP
General

05/23/2012
1:30 PM
More Info
CME
General

05/23/2012
11:00 AM
More Info
American Public Gas Association

Bonneville Power Administration

National Rural Electric Cooperative Association

American Public Power Association

Van Ness Feldman (for the Large Public Power Council)

Reed Smith LLP
II. Definitions

05/21/2012
2:00 PM
More Info
NEFI

PMAA
XXVIII. Volcker Rule

05/21/2012
2:00 PM
More Info
NEFI


PMAA
XXVIII. Volcker Rule

05/17/2012
3:00 PM
More Info
Natural Gas Supply Association
II. Definitions

05/17/2012
1:30 PM
More Info
ISDA
General

05/16/2012
4:15 PM
More Info
VIII. Process for Review of Swaps

05/16/2012
4:00 PM
More Info
Deere & Company

American Honda
XI. End-user Exception

05/16/2012
2:00 PM
More Info
Natural Gas Supply Association
V. Capital & Margin

05/16/2012
2:00 PM
More Info
Natural Gas Supply Association
V. Capital & Margin

05/16/2012
1:00 PM
More Info
Better Markets
XXVIII. Volcker Rule

05/16/2012
1:00 PM
More Info
Better Markets
XXVIII. Volcker Rule

05/16/2012
11:00 AM
More Info
Bill Barr and Co, KC

VitaPlus, Madision, WI

Foster Farms, CA

AFIA

Penny Newman Farms, Fenso, CA
General

05/15/2012
3:00 PM
More Info
Dominion Resources

GenOn Energy

Edison Electric Institute (EEI)

Cadwalader

Luminant

NextEra Energy

Southern Company

Balch & Bingham LLP
XI. End-user Exception

05/15/2012
1:30 PM
More Info
Los Angeles Department of Water and Power (LADWP)

Tacoma Public Utilities

Partner Van Ness Feldman Law Firm
II. Definitions

05/15/2012
11:00 AM
More Info
Van Ness Feldman

Los Angeles Department of Water & Power

Tacoma Public Utilities
General

05/15/2012
9:30 AM
More Info
Large Public Power Council
II. Definitions

05/14/2012
4:00 PM
More Info
XIII. SEF Registration

05/14/2012
4:00 PM
More Info
XIII. SEF Registration

05/11/2012
3:00 PM
More Info
Better Markets
General

05/11/2012
2:00 PM
More Info
Occupy the SEC
XXVIII. Volcker Rule

05/11/2012
2:00 PM
More Info
Occupy the SEC
XXVIII. Volcker Rule

05/11/2012
1:30 PM
More Info
Barclays

Institute of International Bankers

Morgan Stanley

Cleary Gottlieb Steen Hamilton LLP
General

05/11/2012
11:00 AM
More Info
JP Morgan
General

05/11/2012
9:00 AM
More Info
Citigroup

Cleary Gottlieb Steen Hamilton LLP
General

05/11/2012
1:30 AM
More Info
BBVA
I. Registration

05/11/2012
1:30 AM
More Info
BBVA
I. Registration

05/09/2012
2:00 PM
More Info
DTCC
XVI. Swap Data Repositories Registration

05/09/2012
2:00 PM
More Info
Natural Gas Supply Association
General

05/09/2012
2:00 PM
More Info
Natural Gas Supply Association
General

05/09/2012
11:00 AM
More Info
SIFMA

Davis Polk
XXVIII. Volcker Rule

05/09/2012
11:00 AM
More Info
SIFMA


Davis Polk
XXVIII. Volcker Rule

05/09/2012
10:30 AM
More Info
Tradeweb
XIII. SEF Registration

05/09/2012
10:30 AM
More Info
Tradeweb
XIII. SEF Registration

05/08/2012
2:30 PM
More Info
DTCC
General

05/08/2012
1:30 PM
More Info
Thomson Reuters

Rich Feuer Group
General

05/08/2012
11:00 AM
More Info
Thomson Reuters

Rich Feuer Group
General

05/08/2012
11:00 AM
More Info
AmCham EU
I. Registration

05/08/2012
11:00 AM
More Info
AmCham EU
I. Registration

05/07/2012
4:00 PM
More Info
Bloomberg
XIII. SEF Registration

05/07/2012
4:00 PM
More Info
Bloomberg
XIII. SEF Registration

05/07/2012
3:00 PM
More Info
MarketAxess
XIII. SEF Registration

05/07/2012
3:00 PM
More Info
MarketAxess
XIII. SEF Registration

05/07/2012
1:00 PM
More Info
John Deere Financial, CAT Financial, Honda Financial Services, Toyota Financial Services
XI. End-user Exception

05/07/2012
1:00 PM
More Info
John Deere Financial, CAT Financial, Honda Financial Services, Toyota Financial Services
XI. End-User Exception

05/07/2012
11:30 AM
More Info
Nomura
General

05/07/2012
11:15 AM
More Info
DE Shaw
General

05/07/2012
11:00 AM
More Info
Nomura
V. Capital & Margin

General

05/07/2012
10:00 AM
More Info
Nomura Holding America

Nomura Securities International
General

05/07/2012
12:00 AM
More Info
ICAP
XII. DCM Core Principles

05/07/2012
12:00 AM
More Info
ICAP
XII. DCM Core Principles

05/07/2012
12:00 AM
More Info
CME
XII. DCM Core Principles

05/07/2012
12:00 AM
More Info
ICAP
XII. DCM Core Principles

05/04/2012
3:00 PM
More Info
Futures Industry Association

Morgan Stanley
XXVI. Position Limits

05/03/2012
3:00 PM
More Info
Nodal Exchange
XII. DCM Core Principles

XIII. SEF Registration

05/03/2012
11:00 AM
More Info
TriOptima
General

05/03/2012
11:00 AM
More Info
TriOptima
General

05/02/2012
6:00 PM
More Info
TriOptima North America LLC
VIII. Process for Review of Swaps

05/02/2012
3:30 PM
More Info
ICAP
XII. DCM Core Principles

XIII. SEF Registration

05/02/2012
2:00 PM
More Info
U.S. Chamber of Commerce End-Users Group
VIII. Process for Review of Swaps

XI. End-user Exception

05/02/2012
2:00 PM
More Info
U.S. Chamber of Commerce End-Users Group
XI. End-User Exception

VIII. Process for Review of Swaps

05/02/2012
11:15 AM
More Info
ICAP
XII. DCM Core Principles

XIII. SEF Registration

05/02/2012
10:00 AM
More Info
XIII. SEF Registration

05/01/2012
3:45 PM
More Info
Argus Media
XII. DCM Core Principles

05/01/2012
3:00 PM
More Info
Eris Exchange

NYSE Liffe

One Chicago
General

05/01/2012
2:30 PM
More Info
Direct

MidAmerican

NextEr

a

Koch

Luminant

Vitol

LDH

COP

Shell

AGL

Sutherland
XXVI. Position Limits

05/01/2012
1:00 PM
More Info
NYSE Liffe

Eris Exchange

OneChicago
XII. DCM Core Principles

05/01/2012
11:00 AM
More Info
NYSE Liffe

Eris Exchange

OneChicago
XII. DCM Core Principles

05/01/2012
11:00 AM
More Info
Dawn Stump

Steve Humenik

Kirk Smith
General

04/30/2012
2:00 PM
More Info
XIII. SEF Registration

04/30/2012
2:00 PM
More Info
Maryknoll Office for Global Concerns

Tri-State Coalition for Responsible Investment

Missionary Oblates of Mary Immaculate/Interfaith Center for Corporate Responsibility

U.S. Conference of Catholic Bishops

ActionAid

National Family Farm Coalition

Institute for Agriculture and Trade Policy
XIII. SEF Registration

XXVI. Position Limits

04/30/2012
2:00 PM
More Info
XIII. SEF Registration

04/30/2012
11:00 AM
More Info
XIII. SEF Registration

04/30/2012
11:00 AM
More Info
XIII. SEF Registration

04/30/2012
10:30 AM
More Info
American Bankers Association (ABA)

Global Financial Markets Association (GFMA)

Morgan Lewis & Bockius (Morgan Lewis)

JP Morgan (JPM)

Bank of New York Mellon (BONY-Mellon)

Pershing Capital (Pershing)
XXI. Joint Rules w/ SEC

04/30/2012
10:30 AM
More Info
American Bankers Association (ABA)


Global Financial Markets Association (GFMA)


Morgan Lewis & Bockius (Morgan Lewis)


JP Morgan (JPM)


Bank of New York Mellon (BONY-Mellon)


Pershing Capital (Pershing)
XXI. Joint Rules w/ SEC

04/27/2012
12:00 PM
More Info
Chatham Financial
XI. End-user Exception

04/27/2012
12:00 PM
More Info
Chatham Financial
XI. End-User Exception

04/26/2012
4:15 PM
More Info
NYSE

NYSE Liffe

New York Portfolio Clearing

DTCC

LCH.Clearnet
General

04/26/2012
2:00 PM
More Info
XIII. SEF Registration

04/26/2012
2:00 PM
More Info
XIII. SEF Registration

04/26/2012
11:00 AM
More Info
CME Group
XII. DCM Core Principles

04/26/2012
10:00 AM
More Info
Tradeweb
XII. DCM Core Principles

XIII. SEF Registration

04/26/2012
9:00 AM
More Info
ICAP
XII. DCM Core Principles

XIII. SEF Registration

04/25/2012
6:15 PM
More Info
Gibson Dunn
XI. End-user Exception

04/25/2012
6:15 PM
More Info
Gibson Dunn
XI. End-User Exception

04/25/2012
4:00 PM
More Info
GE

Honeywell

CAT

John Deere

BP

Gibson Dunn

Peabody Energy

Financial Executives International

Prudential Financial

Principal Financial

Shell

Chatham Financial

National Association of Manufacturers

U.S. Chamber of Commerce

NAREIT
XI. End-user Exception

04/25/2012
3:00 PM
More Info
INFX, Shipkevich PLLC
XIII. SEF Registration

04/25/2012
3:00 PM
More Info
Chamber of Commerce

National Association of Manufacturers

Chatham Financial

Financial Executives International

NAREIT

Principal

Shell Energy

Peabody Energy

General Electric

Caterpillar

John Deere

Honeywell

BP

Prudential Financial

Cargill

Gibson
General

04/25/2012
3:00 PM
More Info
INFX, Shipkevich PLLC
XIII. SEF Registration

04/25/2012
2:15 PM
More Info
NYSE

NYSE Liffe

New York Portfolio Clearing

DTCC

LCH.Clearnet
General

04/25/2012
2:00 PM
More Info
Chamber of Commerce

National Association of Manufacturers

Chatham Financial

Financial Executives International

NAREIT

Principal

Shell Energy

Peabody Energy

General Electric

Caterpillar

John Deere

Honeywell

BP

Prudential Financial

Cargill

Gibson Dunn
General

04/25/2012
1:30 PM
More Info
NYSE Liffe US

NYSE

NYPC

DTCC

LCH. Clearnet
General

04/24/2012
9:00 AM
More Info
Bank of America Merrill Lynch (BAML)
General

04/23/2012
3:30 PM
More Info
Argus Media
General

04/20/2012
3:00 PM
More Info
II. Definitions

XI. End-user Exception

04/20/2012
2:00 PM
More Info
Chatham Financial
XI. End-user Exception

04/20/2012
12:00 PM
More Info
EEI
VIII. Process for Review of Swaps

04/20/2012
12:00 PM
More Info
EEI
VIII. Process for Review of Swaps

04/19/2012
2:30 PM
More Info
ICE Futures
XII. DCM Core Principles

04/19/2012
2:30 PM
More Info
Better Markets
II. Definitions

XXVI. Position Limits

04/19/2012
1:30 PM
More Info
ICE Futures, U.S.
XII. DCM Core Principles

04/19/2012
1:00 PM
More Info
Kinetix Trading Solutions
XVIII. Real Time Reporting

04/19/2012
1:00 PM
More Info
Kinetix Trading Solutions
XVIII. Real Time Reporting

04/19/2012
12:00 PM
More Info
COPE
VIII. Process for Review of Swaps

04/19/2012
12:00 PM
More Info
COPE
VIII. Process for Review of Swaps

04/19/2012
11:30 AM
More Info
Nebraska

Texas

Kansas

Wisconsin

Oklahoma

Colorado

Illinois

Georgia

North Carolina

Neveda

Iowa

Kansas

Minnesota
General

04/19/2012
10:00 AM
More Info
ICE
General

04/18/2012
3:00 PM
More Info
Consumer Federation of America
II. Definitions

XXVI. Position Limits

04/18/2012
1:00 PM
More Info
ICAP Energy LLC

ICAP Americas
XVIII. Real Time Reporting

Block Sizes for Large Notional Off-Facility Swaps

04/17/2012
3:00 PM
More Info
AFL-CIO
II. Definitions

04/17/2012
10:00 AM
More Info
Nodal Exchange
XIII. SEF Registration

04/17/2012
10:00 AM
More Info
Nodal Exchange
XIII. SEF Registration

04/16/2012
4:00 PM
More Info
Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
II. Definitions

V. Capital & Margin

XI. End-user Exception

04/16/2012
3:00 PM
More Info
Institute of International Bankers
General

04/16/2012
3:00 PM
More Info
Institute of International Bankers
General

04/16/2012
11:30 AM
More Info
SIFMA

Barclays

Morgan Stanley

Institute of International Bankers

Cleary Gottlieb
General

04/15/2012
4:00 PM
More Info
Latham & Watkins
II. Definitions

04/13/2012
2:00 PM
More Info
Cleary

Citigroup
General

04/13/2012
1:00 PM
More Info
Cleary

Citicorp (CBNA)
XIII. SEF Registration

04/12/2012
3:30 PM
More Info
Latham & Watkins

GFMA Global FX Division

Goldman Sachs

Managed Funds Association
II. Definitions

04/12/2012
2:15 PM
More Info
City of London

International Regulatory Strategy Group (IRSG)
General

04/12/2012
9:30 AM
More Info
CoBank
II. Definitions

04/12/2012
9:30 AM
More Info
CoBank
II. Definitions

04/10/2012
3:30 PM
More Info
Cargill
II. Definitions

XXVI. Position Limits

04/10/2012
2:00 PM
More Info
Cargill
II. Definitions

04/10/2012
2:00 PM
More Info
Natural Gas Supply Association

National Corn Growers Association
II. Definitions

04/10/2012
1:00 PM
More Info
SIFMA
V. Capital & Margin

04/10/2012
1:00 PM
More Info
SIFMA
V. Capital & Margin

04/10/2012
11:00 AM
More Info
Tradeweb

Ogilvy
IX. Governance & Possible Limits

04/10/2012
11:00 AM
More Info
Tradeweb


Ogilvy
IX. Governance & Possible Limits

04/10/2012
12:00 AM
More Info
KfW Development Bank
II. Definitions

04/10/2012
12:00 AM
More Info
KfW Development Bank
II. Definitions

04/09/2012
11:30 AM
More Info
Loan Syndications Trading Association (LSTA)

Richards Kibbe & Orbe (RKO)
XXI. Joint Rules w/ SEC

04/09/2012
11:30 AM
More Info
Loan Syndications Trading Association (LSTA)


Richards Kibbe & Orbe (RKO)
XXI. Joint Rules w/ SEC

04/05/2012
3:00 PM
More Info
SIFMA Global FX Division (SIFMA Global FX)
XXI. Joint Rules w/ SEC

04/05/2012
3:00 PM
More Info
SIFMA Global FX Division (SIFMA Global FX)
XXI. Joint Rules w/ SEC

04/05/2012
2:00 PM
More Info
Dominion Resources

Exelon

NextEra Energy Resources

Bracewell & Giuliani

Edison Electric Institute (EEI)

Electric Power Supply Association (EPSA)
II. Definitions

XVII. Data Recordkeeping

04/05/2012
10:00 AM
More Info
ISDA

Morgan Stanley

Goldman Sachs

J.P. Morgan
XVII. Data Recordkeeping

04/04/2012
3:30 PM
More Info
ConocoPhillips

NextEra

Vitol

Sutherland

MidAmerican

NextEra
II. Definitions

XVII. Data Recordkeeping

04/04/2012
2:00 PM
More Info
Katten Muchin Rosenman LLP
IX. Governance & Possible Limits

04/04/2012
2:00 PM
More Info
Katten Muchin Rosenman LLP
IX. Governance & Possible Limits

04/04/2012
11:00 AM
More Info
LCH.Clearnet Ltd
XVII. Data Recordkeeping

04/04/2012
10:00 AM
More Info
Gavilon
II. Definitions

04/03/2012
4:00 PM
More Info
American Public Power Association

Large Public Power Council

National Rural Electric Cooperative Association
II. Definitions

04/03/2012
3:20 PM
More Info
American Gas Association
II. Definitions

04/03/2012
3:20 PM
More Info
American Gas Association
II. Definitions

04/03/2012
2:30 PM
More Info
American Gas Association
II. Definitions

04/03/2012
2:30 PM
More Info
American Gas Association
II. Definitions

04/03/2012
1:30 PM
More Info
American Gas Association
II. Definitions

04/02/2012
3:00 PM
More Info
BlackRock
VIII. Process for Review of Swaps

04/02/2012
2:00 PM
More Info
BlackRock
VIII. Process for Review of Swaps

04/02/2012
2:00 PM
More Info
Futures Industry Association
General

04/02/2012
2:00 PM
More Info
BlackRock
VIII. Process for Review of Swaps

04/02/2012
1:00 PM
More Info
Societe General, Davis Polk (on behalf of Societe General)
General

04/02/2012
4:00 AM
More Info
Societe General
General

03/29/2012
4:30 PM
More Info
MarkitServ

Citadel

UBS
VIII. Process for Review of Swaps

XIII. SEF Registration

03/29/2012
4:30 PM
More Info
MarkitServ


Citadel


UBS
XIII. SEF Registration

VIII. Process for Review of Swaps

03/28/2012
2:00 PM
More Info
Javelin Capital Markets
XIII. SEF Registration

Swaps Made Available to Trade

03/28/2012
2:00 PM
More Info
Javelin Capital Markets
XIII. SEF Registration

Swaps Made Available to Trade

03/28/2012
10:00 AM
More Info
Tradeweb, Ogilvy Gov't Relations
XIII. SEF Registration

03/28/2012
10:00 AM
More Info
Tradeweb, Ogilvy Gov't Relations
XIII. SEF Registration

03/27/2012
10:00 AM
More Info
UBS, Allen & Overy
XIII. SEF Registration

03/27/2012
10:00 AM
More Info
UBS, Allen & Overy
XIII. SEF Registration

03/26/2012
4:00 PM
More Info
Sullivan & Cromwell (S&C)
XXI. Joint Rules w/ SEC

03/26/2012
4:00 PM
More Info
Sullivan & Cromwell (S&C)
XXI. Joint Rules w/ SEC

03/26/2012
10:00 AM
More Info
National Rural Electric Cooperative Association

American Public Power Association

New York Power Authority representing the Large Public Power Council

Reed Smith LLP
II. Definitions

03/22/2012
4:00 PM
More Info
Americans for Financial Reform

University of Maryland School of Law

Consumer Federation of America

AFL-CIO
General

03/22/2012
3:00 PM
More Info
Macquarie Group
V. Capital & Margin

03/22/2012
3:00 PM
More Info
Macquarie Group
V. Capital & Margin

03/22/2012
11:00 AM
More Info
HETCO
V. Capital & Margin

03/22/2012
11:00 AM
More Info
HETCO
V. Capital & Margin

03/21/2012
2:00 PM
More Info
Farm Credit Administration
XI. End-user Exception

03/21/2012
11:00 AM
More Info
ICAP
XIII. SEF Registration

03/21/2012
11:00 AM
More Info
ICAP
XIII. SEF Registration

03/20/2012
11:15 AM
More Info
ICAP

Citadel
VIII. Process for Review of Swaps

03/20/2012
11:15 AM
More Info
ICAP


Citadel
VIII. Process for Review of Swaps

03/20/2012
10:30 AM
More Info
NFA
XIII. SEF Registration

03/20/2012
10:30 AM
More Info
NFA
XIII. SEF Registration

03/19/2012
5:00 PM
More Info
American Banking Association (ABA)
II. Definitions

03/19/2012
5:00 PM
More Info
American Banking Association (ABA)
II. Definitions

03/15/2012
2:00 PM
More Info
Calpine
II. Definitions

03/15/2012
2:00 PM
More Info
Calpine
II. Definitions

03/14/2012
7:00 PM
More Info
List of attendees attached.
VIII. Process for Review of Swaps

XIII. SEF Registration

XVI. Swap Data Repositories Registration

03/14/2012
7:00 PM
More Info
List of attendees attached.
XIII. SEF Registration

XVI. Swap Data Repositories Registration

VIII. Process for Review of Swaps

03/14/2012
5:00 PM
More Info
Delta Strategy Group

Deutsche Bank AG
VIII. Process for Review of Swaps

03/14/2012
4:30 PM
More Info
State Street Corporation
VIII. Process for Review of Swaps

03/14/2012
4:00 PM
More Info
ICAP
XIII. SEF Registration

XVIII. Real Time Reporting

Block Sizes for Large Notional Off-Facility Swaps

03/14/2012
3:00 PM
More Info
Eris Exchange

DRW
II. Definitions

VII. DCO Core Principles

VIII. Process for Review of Swaps

XII. DCM Core Principles

XVIII. Real Time Reporting

Block Sizes for Large Notional Off-Facility Swaps

03/14/2012
2:00 PM
More Info
DTCC
XVI. Swap Data Repositories Registration

03/14/2012
11:00 AM
More Info
BP
II. Definitions

III. Business Conduct Standards w/ Counterparties

V. Capital & Margin

XXVI. Position Limits

03/14/2012
11:00 AM
More Info
BP
II. Definitions

III. Business Conduct Standards w/ Counterparties

XXVI. Position Limits

V. Capital & Margin

03/14/2012
10:30 AM
More Info
GFI, Katten Muchin
XIII. SEF Registration

03/14/2012
10:30 AM
More Info
GFI, Katten Muchin
XIII. SEF Registration

03/14/2012
10:00 AM
More Info
LCH.Clearnet
V. Capital & Margin

VII. DCO Core Principles

VIII. Process for Review of Swaps

03/13/2012
3:00 PM
More Info
Allston

Chopper

CTC

DRW

Eagle Seven

Futures Industry Association

FIA PTG

Flow

Geneva

GETCO

HTG

IMC

Infinium

Jump

Ketchum

Liget

Optiver

Parson Strategy Group

RGM

Spire

Sun

Tower

TradeForecaseter

XR
General

03/13/2012
10:00 AM
More Info
Credit Suisse

Goldman Sachs

JP Morgan

Barclays

Newedge

NY Law School
General

03/12/2012
3:45 PM
More Info
Van Ness Feldman, P.C.

Los Angeles Department of Water and Power (LADWP)

Sacramento Municipal Utility District (SMUD)

Riverside Public Utilities

American Public Power Association

Morgan Meguire Gov't Relations Firm
General

03/12/2012
3:30 PM
More Info
Americans for Financial Reform
II. Definitions

XIII. SEF Registration

XXVIII. Volcker Rule

03/12/2012
3:30 PM
More Info
Americans for Financial Reform
XIII. SEF Registration

II. Definitions

XXVIII. Volcker Rule

03/09/2012
3:00 PM
More Info
ICAP
XIII. SEF Registration

03/09/2012
2:00 PM
More Info
European Investment Bank

Arnold & Porter
II. Definitions

03/09/2012
9:15 AM
More Info
EIB

Arnold & Portner
II. Definitions

XXI. Joint Rules w/ SEC

03/09/2012
9:15 AM
More Info
EIB
Arnold & Portner
XXI. Joint Rules w/ SEC

II. Definitions

03/08/2012
4:00 PM
More Info
BlackRock
IV. Business Conduct Standards – Internal

03/08/2012
3:00 PM
More Info
Farm Credit Council

Federal Farm Credit Banks Funding Corporation

Agri Bank

Co Bank
General

03/08/2012
3:00 PM
More Info
ISDA

Morgan Stanley

Goldman Sachs

Citi

J.P. Morgan

Deutsche Bank
IV. Business Conduct Standards – Internal

03/08/2012
2:00 PM
More Info
Farm Credit Council
XI. End-user Exception

03/08/2012
11:00 AM
More Info
Fidelity

PIMCO

BlackRock

MFS

Goldman Sachs Asset Management

JP Morgan Asset Management

Wellington

SIFMA Asset Management Group

SIFMA Asset Management Group

SIFMA
IV. Business Conduct Standards – Internal

03/08/2012
10:00 AM
More Info
Tradeweb
XIII. SEF Registration

03/08/2012
10:00 AM
More Info
Tradeweb
XIII. SEF Registration

03/07/2012
4:00 PM
More Info
Goldman Sachs
XXVIII. Volcker Rule

03/07/2012
4:00 PM
More Info
Goldman Sachs
XXVIII. Volcker Rule

03/07/2012
10:00 AM
More Info
ICAP Americas
XII. DCM Core Principles

XIII. SEF Registration

03/07/2012
8:25 AM
More Info
FIA
VIII. Process for Review of Swaps

03/07/2012
8:25 AM
More Info
FIA
VIII. Process for Review of Swaps

03/06/2012
1:00 PM
More Info
TIAA-CREF

Porterfield & Lowenthal
XXVIII. Volcker Rule

03/06/2012
1:00 PM
More Info
TIAA-CREF


Porterfield & Lowenthal
XXVIII. Volcker Rule

03/05/2012
12:15 PM
More Info
CME, Pension funds
II. Definitions

XII. DCM Core Principles

XXVI. Position Limits

General

03/05/2012
12:15 PM
More Info
CME, Pension funds
XII. DCM Core Principles

XXVI. Position Limits

General

II. Definitions

03/02/2012
1:30 PM
More Info
CME
General

03/02/2012
12:30 PM
More Info
ICAP
XIII. SEF Registration

Swaps Made Available to Trade

03/02/2012
12:30 PM
More Info
ICAP
Swaps Made Available to Trade

XIII. SEF Registration

03/01/2012
3:00 PM
More Info
Arbor Research

BoNY

Brevan Howard

Citadel

Alliance Bernstein

DRW

GETCO

ING

Jefferies + Company

Eris Exchange

Javelin

Delta Strategy Group
General

03/01/2012
2:00 PM
More Info
CIEBA

American Benefits Council
V. Capital & Margin

03/01/2012
2:00 PM
More Info
Arbor Research

BONY Mellon

Brevan Howard

Citadel

Alliance Bernstein

ING

Jefferies

Eris Exchange

Javelin

DRW

Delta Strategy Group
VIII. Process for Review of Swaps

03/01/2012
2:00 PM
More Info
Arbor Research


BONY Mellon


Brevan Howard


Citadel


Alliance Bernstein


ING


Jefferies


Eris Exchange


Javelin


DRW


Delta Strategy Group
VIII. Process for Review of Swaps

03/01/2012
2:00 PM
More Info
CIEBA


American Benefits Council
V. Capital & Margin

03/01/2012
1:30 PM
More Info
Minneapolis Grain Exchange
General

03/01/2012
11:00 AM
More Info
Arbor Research

BONY Mellon

Brevon Howard

Citadel

Alliance Bernstein

DRW

GETCO

ING

Jeffries & Company

Eris Exchange

Javelin

CRT

Imperial

Seaport

RJ O'Brien

Delta Strategy Group

Benchmark Plus

Coherence Capital Partners

SIG

RBC

Scotia Capital

Societe Generale

US Bancorp

Wells Fargo

Toronto Dominion
General

03/01/2012
10:30 AM
More Info
ICAP
VII. DCO Core Principles

03/01/2012
10:30 AM
More Info
ICAP
VII. DCO Core Principles

03/01/2012
9:00 AM
More Info
Companies in the oil & gas industry and financial companies engaged in swaps with energy market participants.
II. Definitions

V. Capital & Margin

XI. End-user Exception

General

03/01/2012
9:00 AM
More Info
Companies in the oil & gas industry and financial companies engaged in swaps with energy market participants.
XI. End-User Exception

V. Capital & Margin

II. Definitions

General

02/29/2012
3:00 PM
More Info
Inter-American Development Bank (IDB)
II. Definitions

XI. End-user Exception

02/29/2012
3:00 PM
More Info
Inter-American Development Bank (IDB)
II. Definitions

XI. End-User Exception

02/29/2012
9:00 AM
More Info
Delta Strategy Group

Javelin

Alliance Bernstein

BNY Mellon

Brevan Howard

Citadel

Coherence Capital

CRT Capital Group LLC

Eris Exchange

GETCO

ING

Jefferies

RBC Capital Markets

Societe Generale Corporation & Investment Banking

Wells Fargo

DRW Holdings

Arbor Research

Benchmark Plus

DE Shaw

Imperial

RJO

Scotia Capital

Seaport  

Susquehanna Intl Group (SIG)

Toronto Dominion

Tricadia

US Bank
General

02/29/2012
9:00 AM
More Info
Delta Strategy Group
Javelin


Alliance Bernstein


BNY Mellon


Brevan Howard


Citadel


Coherence Capital


CRT Capital Group LLC


Eris Exchange


GETCO


ING


Jefferies


RBC Capital Markets


Societe Generale Corporation & Investment Banking


Wells Fargo


DRW Holdings


Arbor Research


Benchmark Plus


DE Shaw


Imperial
RJO


Scotia Capital


Seaport  


Susquehanna Intl Group (SIG)


Toronto Dominion


Tricadia


US Bank
General

02/29/2012
12:00 AM
More Info
The Business Council for Sustainable Energy (BCES)

Sempra Energy

Solar City

American Wind Energy Association (AWEA)

Pacific Gas & Electric (PGE)

Calpine

Sacramento Municipal Utilities District (SMUD)
II. Definitions

02/29/2012
12:00 AM
More Info
The Business Council for Sustainable Energy (BCES)
Sempra Energy
Solar City
American Wind Energy Association (AWEA)
Pacific Gas & Electric (PGE)
Calpine
Sacramento Municipal Utilities District (SMUD)
II. Definitions

02/28/2012
5:30 PM
More Info
Vitol
II. Definitions

02/28/2012
3:30 PM
More Info
Managed Funds Association (MFA)

Citadel L.L.C.

Delta Strategy Group

Paulson & Co. Inc.

King Street Capital Management L.P.

HBK Investments L.P.
General

02/28/2012
3:30 PM
More Info
Managed Funds Association (MFA)


Citadel L.L.C.


Delta Strategy Group


Paulson & Co. Inc.


King Street Capital Management L.P.


HBK Investments L.P.
General

02/28/2012
3:00 PM
More Info
NextEra
II. Definitions

02/28/2012
2:30 PM
More Info
Citadel LLC

Delta Strategy Group

Paulson & Co. Inc.

King Street Capital Management, L.P.

HBK Investments LP

Managed Funds Association
General

02/28/2012
2:30 PM
More Info
Virtu Financial
General

02/28/2012
2:00 PM
More Info
Virtu
II. Definitions

02/28/2012
1:30 PM
More Info
National Rural Utilities Cooperative Finance Corporation (CFC)

Greenberg Traurig

Hogan Lovells
General

02/28/2012
1:00 PM
More Info
Citadel LLC

Paulson & Co. Inc.

King Street Capital Management, L.P.

HBK Investments LP

Managed Funds Association
General

02/28/2012
1:00 PM
More Info
Citadel LLC


Paulson & Co. Inc.


King Street Capital Management, L.P.


HBK Investments LP


Managed Funds Association
General

02/28/2012
11:30 AM
More Info
Virtu Financial LLC
General

02/28/2012
11:30 AM
More Info
Citadel LLC

Paulson & Co. Inc.

King Street Capital Management, L.P.

Delta Strategy Group

HBK Investments LP

Managed Funds Association
General

02/28/2012
11:15 AM
More Info
BlackRock
VII. DCO Core Principles

02/28/2012
11:15 AM
More Info
BlackRock
VII. DCO Core Principles

02/28/2012
11:00 AM
More Info
NFA
General

02/28/2012
10:15 AM
More Info
NFA
General

02/28/2012
9:30 AM
More Info
Citadel
VII. DCO Core Principles

02/28/2012
9:30 AM
More Info
Citadel
VII. DCO Core Principles

02/27/2012
9:30 AM
More Info
Consumer Federation of American ("CFA")

Americans for Financial Reform ("AFR")
General

02/24/2012
11:00 AM
More Info
Delta Strategies
General

02/23/2012
1:00 PM
More Info
National Association of Insurance Commissioners
V. Capital & Margin

02/23/2012
11:00 AM
More Info
Karson Management

Mayer Brown
V. Capital & Margin

02/22/2012
3:00 PM
More Info
Cleary Gottlieb Steen & Hamilton LLP

Citigroup
II. Definitions

02/22/2012
9:00 AM
More Info
Gibson Dunn
General

02/21/2012
4:00 PM
More Info
Consumer Federation of America

Better Markets, Inc.
III. Business Conduct Standards w/ Counterparties

02/21/2012
4:00 PM
More Info
Consumer Federation of America


Better Markets, Inc.
III. Business Conduct Standards w/ Counterparties

02/21/2012
3:30 PM
More Info
AFL-CIO
General

02/21/2012
3:00 PM
More Info
Cleary

Citigroup
General

02/21/2012
2:00 PM
More Info
Cleary

Citigroup
General

02/21/2012
1:00 PM
More Info
Chatham Financial (Chatham)
XXI. Joint Rules w/ SEC

02/21/2012
11:00 AM
More Info
Cleary

Citigroup
VII. DCO Core Principles

02/21/2012
10:00 AM
More Info
Coalition for Derivatives End-Users

Honeywell

Gibson Dunn

GE Capital

Hewlett-Packard Company

National Association of Manufacturers

Business Roundtable

Chatham Financial

Commodity Markets Council

Principal Financial Group

Financial Executives International
XI. End-user Exception

02/21/2012
10:00 AM
More Info
Consumer Federation of America

Better Markets, Inc.
II. Definitions

III. Business Conduct Standards w/ Counterparties

02/21/2012
10:00 AM
More Info
Consumer Federation of America


Better Markets, Inc.
III. Business Conduct Standards w/ Counterparties

II. Definitions

02/21/2012
9:00 AM
More Info
Consumer Federation of America ("CFA")

Better Markets, Inc.
III. Business Conduct Standards w/ Counterparties

02/17/2012
2:00 PM
More Info
Morgan Stanley
IV. Business Conduct Standards – Internal

02/17/2012
12:00 PM
More Info
Bank of Oklahoma, (BOKF, N.A.)
II. Definitions

General

02/17/2012
9:00 AM
More Info
MetLife;

Financial Services Roundtable;

Debevoise & Plimpton;

American Council of Life Insurers;

Principal Financial Group;

Nationwide Insurance and Financial Services
XXVIII. Volcker Rule

02/17/2012
9:00 AM
More Info
MetLife;


Financial Services Roundtable;


Debevoise & Plimpton;


American Council of Life Insurers;


Principal Financial Group;


Nationwide Insurance and Financial Services
XXVIII. Volcker Rule

02/16/2012
4:30 PM
More Info
SIFMA

MFA
II. Definitions

02/16/2012
3:30 PM
More Info
Goldman Sachs
II. Definitions

IV. Business Conduct Standards – Internal

02/16/2012
3:30 PM
More Info
Hess

Nextera Energy

Sutherland

CMC
IV. Business Conduct Standards – Internal

General

02/16/2012
3:30 PM
More Info
Goldman Sachs
II. Definitions

IV. Business Conduct Standards – Internal

02/16/2012
2:00 PM
More Info
National Council of Farmer Cooperatives
II. Definitions

02/16/2012
2:00 PM
More Info
Wholesale Market Brokers' Association, BGC, Tullett Prebon, ICAP, GFI, Patton Boggs
XIII. SEF Registration

02/16/2012
2:00 PM
More Info
Wholesale Market Brokers' Association, BGC, Tullett Prebon, ICAP, GFI, Patton Boggs
XIII. SEF Registration

02/16/2012
1:00 PM
More Info
Morgan, Lewis & Bockius LLP

Managed Funds Associates

Global FX Division
II. Definitions

02/16/2012
1:00 PM
More Info
Morgan, Lewis & Bockius LLP


Managed Funds Associates


Global FX Division
II. Definitions

02/16/2012
12:45 PM
More Info
GFI, Patton Boggs
XIII. SEF Registration

02/16/2012
12:45 PM
More Info
GFI, Patton Boggs
XIII. SEF Registration

02/16/2012
10:30 AM
More Info
ICAP, Patton Boggs
XIII. SEF Registration

02/16/2012
10:30 AM
More Info
ICAP, Patton Boggs
XIII. SEF Registration

02/16/2012
10:00 AM
More Info
BlackRock
II. Definitions

III. Business Conduct Standards w/ Counterparties

VIII. Process for Review of Swaps

General

02/16/2012
10:00 AM
More Info
BlackRock
II. Definitions

General

III. Business Conduct Standards w/ Counterparties

VIII. Process for Review of Swaps

02/15/2012
4:00 PM
More Info
Goldman Sachs
IV. Business Conduct Standards – Internal

02/15/2012
2:00 PM
More Info
Better Markets
II. Definitions

02/14/2012
6:00 PM
More Info
ODEX
XIII. SEF Registration

02/14/2012
6:00 PM
More Info
ODEX
XIII. SEF Registration

02/14/2012
4:00 PM
More Info
Cargil
IV. Business Conduct Standards – Internal

02/14/2012
2:30 PM
More Info
ICAP
XIII. SEF Registration

General

02/14/2012
2:00 PM
More Info
Greenberg Traurig, LLP

National Rural Utilities Cooperative Finance Corporation
XI. End-user Exception

02/14/2012
2:00 PM
More Info
Grain and Feed Association of Illinois, Springfield

Consolidated Grain & Barge Co, Bluffs, IL

Demeter, LP, South Beloit, IL

GROWMARK, Inc., Bloomington, IL

Kansas Grain and Feed Association

Missouri Agribusiness
II. Definitions

General

02/14/2012
2:00 PM
More Info
Greenberg Traurig, LLP


National Rural Utilities Cooperative Finance Corporation
XI. End-User Exception

02/14/2012
1:30 PM
More Info
ICAP
XIII. SEF Registration

02/14/2012
1:30 PM
More Info
Javelin

Delta Strategies
General

02/14/2012
1:30 PM
More Info
ICAP
XIII. SEF Registration

02/14/2012
1:00 PM
More Info
SIFMA

FIA

Wilmer Hale

Goldman Sachs & Co.

Bank of America Merrill Lynch
IV. Business Conduct Standards – Internal

02/14/2012
12:30 PM
More Info
Swaps and Derivatives Market Association
XVIII. Real Time Reporting

02/14/2012
12:30 PM
More Info
Swaps and Derivatives Market Association
XVIII. Real Time Reporting

02/14/2012
12:00 PM
More Info
Javelin

Delta Strategy Group
XVIII. Real Time Reporting

Block Sizes for Large Notional Off-Facility Swaps

02/14/2012
12:00 PM
More Info
Javelin


Delta Strategy Group
XVIII. Real Time Reporting

Block Sizes for Large Notional Off-Facility Swaps

02/14/2012
11:45 AM
More Info
ICAP
XIII. SEF Registration

02/14/2012
11:45 AM
More Info
ICAP
XIII. SEF Registration

02/14/2012
11:00 AM
More Info
Independent Community Bankers of America
II. Definitions

02/13/2012
12:00 PM
More Info
American Bankers Association ("ABA")
II. Definitions

General

02/13/2012
12:00 PM
More Info
American Bankers Association ("ABA")
II. Definitions

General

02/10/2012
1:45 PM
More Info
Eaton Vance
XXVIII. Volcker Rule

02/10/2012
1:30 PM
More Info
Bank of America Merrill Lynch
XXVIII. Volcker Rule

02/10/2012
12:45 PM
More Info
Eaton Vance
XII. DCM Core Principles

XIII. SEF Registration

Swaps Made Available to Trade

02/10/2012
12:45 PM
More Info
Eaton Vance
Swaps Made Available to Trade

XIII. SEF Registration

XII. DCM Core Principles

02/09/2012
1:00 PM
More Info
American Bankers Association
General

02/09/2012
12:00 PM
More Info
ISDA
IV. Business Conduct Standards – Internal

02/09/2012
12:00 PM
More Info
Goldman Sachs, Credit Suisse Securities (USA) LLC, J.P. Morgan Securities, Futures Industry Association (FIA), Securities Industry and Financial Markets Association (SIFMA), Pershing, Morgan Stanley & Co., Wilmer Hale, NewEdge, Macquarie Group
IV. Business Conduct Standards – Internal

General

02/09/2012
12:00 PM
More Info
Goldman Sachs, Credit Suisse Securities (USA) LLC, J.P. Morgan Securities, Futures Industry Association (FIA), Securities Industry and Financial Markets Association (SIFMA), Pershing, Morgan Stanley & Co., Wilmer Hale, NewEdge, Macquarie Group
IV. Business Conduct Standards – Internal

General

02/09/2012
10:45 AM
More Info
Goldman Sachs

Credit Suisse Securities (USA) LLC

J. P. Morgan Securities

Futures Industry Association

Securities Industry and Financial Markets Association

Pershing

Morgan Stanley & Co.

Wilmer Hale

NewEdge

Macquarie Group

J.P. Morgan Chase
IV. Business Conduct Standards – Internal

02/08/2012
4:00 PM
More Info
NFA
IV. Business Conduct Standards – Internal

02/08/2012
3:00 PM
More Info
Barclays Capital
General

02/08/2012
2:30 PM
More Info
Webster Bank

Commerce Bank

BOK Financial

Wells Fargo

ABA
II. Definitions

02/08/2012
1:15 PM
More Info
CME Group
General

02/08/2012
1:00 PM
More Info
Davis Polk;

SIFMA
XXVIII. Volcker Rule

02/08/2012
12:00 AM
More Info
Commodity Markets Oversight Council Coalition:

New England Fuel Institute

Maryknoll

Better Markets

American Public Gas Association

Petroleum Marketers Association of America

American Feed Industry Association

National Farmers Union

Airlines for America

National Council of Chain Restaurants

Americans for Financial Reform

Institute for Agriculture & Trade Policy

Clark & Weinstock

Consumer Federation of America

New York Oil Heating Association

University of Maryland

American Bakers' Association

National Association of Shell Marketrs

American Trucking Association

Institute for Agriculture & Trade Policy
III. Business Conduct Standards w/ Counterparties

XXVI. Position Limits

XXVIII. Volcker Rule

General

02/07/2012
4:00 PM
More Info
Barclays
IV. Business Conduct Standards – Internal

02/07/2012
1:30 PM
More Info
Morgan Stanley

Promontory Financial Group
XXVIII. Volcker Rule

02/06/2012
4:00 PM
More Info
National Grain and Feed Association

American Farm Bureau Federation

Commodity Markets Council

National Council of Farmer Cooperatives
II. Definitions

02/06/2012
1:45 PM
More Info
PIMCO
II. Definitions

02/02/2012
4:00 PM
More Info
Citadel

Delta Strategies
General

02/02/2012
3:30 PM
More Info
Covington & Burling LLP

American Gas Association
II. Definitions

XXI. Joint Rules w/ SEC

XXVI. Position Limits

02/02/2012
3:30 PM
More Info
Covington & Burling LLP
American Gas Association
XXI. Joint Rules w/ SEC

XXVI. Position Limits

II. Definitions

02/02/2012
3:00 PM
More Info
Bunge Global Agribusiness

Louis Dreyfus Commodities

Cargill

Delta Strategies for Gavilon

Commodity Markets Council
II. Definitions

02/02/2012
2:00 PM
More Info
Delta Strategies

Citadel
General

02/02/2012
2:00 PM
More Info
Delta Strategies


Citadel
General

02/02/2012
1:00 PM
More Info
Sempra Energy

Natural Gas Supply Association

Solar City

American Wind Energy Association

Pacific Gas & Electric

Sacramento Municipal Utilities District

BCSE
II. Definitions

02/02/2012
10:00 AM
More Info
Covington & Burling LLP

American Gas Association
General

02/02/2012
10:00 AM
More Info
NFA
XIII. SEF Registration

02/02/2012
10:00 AM
More Info
NAREIT

Chatham

NAM

U.S. Chamber of Commerce

Constellation

Peabody Energy

Gibson Dunn
II. Definitions

02/02/2012
10:00 AM
More Info
NFA
XIII. SEF Registration

02/01/2012
3:15 PM
More Info
Citadel

Delta Strategies
General

02/01/2012
3:00 PM
More Info
truEx LLC

Sullivan & Cromwell LLP

National Futures Association
General

02/01/2012
2:00 PM
More Info
truEX LLC

Sullivan & Cromwell LLP

National Futures Association
General

02/01/2012
1:00 PM
More Info
National Corn Growers Association

Natural Gas Supply Association
II. Definitions

02/01/2012
1:00 PM
More Info
National Corn Growers Association


Natural Gas Supply Association
II. Definitions

02/01/2012
12:30 PM
More Info
National Rural Electric Cooperative Association (NRECA)

American Public Power Association (APPA)
II. Definitions

XVII. Data Recordkeeping

XVIII. Real Time Reporting

02/01/2012
12:30 PM
More Info
National Rural Electric Cooperative Association (NRECA)


American Public Power Association (APPA)
II. Definitions

XVIII. Real Time Reporting

XVII. Data Recordkeeping

02/01/2012
11:15 AM
More Info
Reed Smith

American Public Power Association

National Rural Electric Power Association
General

02/01/2012
10:00 AM
More Info
SURFACExchange
XIII. SEF Registration

02/01/2012
10:00 AM
More Info
SURFACExchange
XIII. SEF Registration

01/31/2012
3:30 PM
More Info
Wholesale Market Brokers' Association (WMBA):

BGC Partners, Inc.

ICAP

GFI Group, Inc.

Patton Boggs

Tradition

Tullett Prebon
VII. DCO Core Principles

XIII. SEF Registration

XVIII. Real Time Reporting

Block Sizes for Large Notional Off-Facility Swaps

01/31/2012
2:45 PM
More Info
ICAP
VII. DCO Core Principles

XIII. SEF Registration

01/31/2012
1:00 PM
More Info
Steben & Company
XXVII. Investment Adviser Reporting

01/31/2012
11:00 AM
More Info
Markit

MarkitSERV

Latham & Watkins
General

01/31/2012
10:30 AM
More Info
Gibson Dunn

Ameriprise Financial

GE

Prudential

Loews

Financial Executive Int'l

FEI

Nationwide Insurance

Chatham Financial

Peabody Energy

National Association of Manufacturers
XI. End-user Exception

01/31/2012
10:30 AM
More Info
Gibson Dunn

Ameriprise Financial


GE


Prudential


Loews


Financial Executive Int'l


FEI


Nationwide Insurance


Chatham Financial


Peabody Energy


National Association of Manufacturers
XI. End-User Exception

01/30/2012
4:30 PM
More Info
Chatham Financial
II. Definitions

01/30/2012
3:15 PM
More Info
NextEra Energy
II. Definitions

01/30/2012
3:00 PM
More Info
NAIC and SEC
II. Definitions

01/30/2012
3:00 PM
More Info
NAIC and SEC
II. Definitions

01/30/2012
2:00 PM
More Info
Fidelity Investments

MFS

PIMCO

SIFMA

SIFMA AMG

Vanguard
XXVII. Investment Adviser Reporting

01/30/2012
1:00 PM
More Info
Federated Investors, Inc. (Federated)
XXIX. Alternatives to Credit Ratings

01/30/2012
10:00 AM
More Info
Investment Adviser Association

Managed Funds Association
XXVII. Investment Adviser Reporting

01/30/2012
10:00 AM
More Info
Investment Adviser Association
Managed Funds Association
XXVII. Investment Adviser Reporting

01/27/2012
12:30 PM
More Info
Tradeweb

Ogilvy Govt Relations
XIII. SEF Registration

01/27/2012
12:30 PM
More Info
Tradeweb


Ogilvy Govt Relations
XIII. SEF Registration

01/27/2012
11:00 AM
More Info
GSAM

PIMCO

SIFMA

Vanguard

Fidelity Investments
XXVII. Investment Adviser Reporting

01/27/2012
11:00 AM
More Info
GSAM


PIMCO


SIFMA


Vanguard


Fidelity Investments
XXVII. Investment Adviser Reporting

01/26/2012
7:00 PM
More Info
Davis Polk & Wardwell LLP
General

01/26/2012
6:00 PM
More Info
Sullivan & Cromwell LLP
VI. Segregation and Bankruptcy

01/26/2012
6:00 PM
More Info
WilmerHale
General

01/26/2012
5:00 PM
More Info
Barclays
General

01/26/2012
9:00 AM
More Info
Swiss Re

Deloitte
V. Capital & Margin

01/26/2012
9:00 AM
More Info
Swiss Re


Deloitte
V. Capital & Margin

01/25/2012
2:30 PM
More Info
Javelin Capital Markets
XVIII. Real Time Reporting

Block Sizes for Large Notional Off-Facility Swaps

01/25/2012
2:30 PM
More Info
Javelin Capital Markets
Block Sizes for Large Notional Off-Facility Swaps

XVIII. Real Time Reporting

01/24/2012
4:00 PM
More Info
K&L Gates

Investment Adviser Association
XXVII. Investment Adviser Reporting

01/24/2012
3:00 PM
More Info
Darcy Bradbury

Graham Harper
XXVII. Investment Adviser Reporting

01/24/2012
2:00 PM
More Info
Altegris
XXVII. Investment Adviser Reporting

01/24/2012
12:30 PM
More Info
U.S. Chamber of Commerce;

Siff & Associates;

Loews Corporation;

Dominion Resources;

Gibson Dunn;

Financial Executives International
XXVIII. Volcker Rule

01/24/2012
11:00 AM
More Info
NFA
XXVII. Investment Adviser Reporting

01/24/2012
11:00 AM
More Info
Delta Strategies
General

01/24/2012
10:00 AM
More Info
Investment Company Institute
XXVII. Investment Adviser Reporting

01/23/2012
3:15 PM
More Info
ISDA
II. Definitions

01/23/2012
2:00 PM
More Info
Chicago Trading Company
II. Definitions

01/23/2012
11:30 AM
More Info
Skadden
XXVII. Investment Adviser Reporting

01/23/2012
10:00 AM
More Info
ISDA
General

01/23/2012
12:00 AM
More Info
National Association of Insurance Commissioners (NAIC)
XXI. Joint Rules w/ SEC

01/23/2012
12:00 AM
More Info
National Association of Insurance Commissioners (NAIC)
XXI. Joint Rules w/ SEC

01/20/2012
2:30 PM
More Info
Morgan Lewis & Bockius

Deutsche Bank

Campbell & Company

Tudor Investments

Morgan Stanley

SIFMA

MFA
General

01/20/2012
1:45 PM
More Info
Berkshire

MidAmerican
II. Definitions

01/20/2012
11:00 AM
More Info
Vitol
II. Definitions

01/20/2012
11:00 AM
More Info
Greenberg Traurig

National Rural Utilities Cooperative Finance Coroporation (NRUCFC)
XI. End-user Exception

01/20/2012
11:00 AM
More Info
Greenberg Traurig


National Rural Utilities Cooperative Finance Coroporation (NRUCFC)
XI. End-User Exception

01/19/2012
4:15 PM
More Info
Nossaman LLP

Regions Bank

Fifth Third Bank
II. Definitions

01/19/2012
1:45 PM
More Info
Constellation Energy Group

Dominion Resources

Exelon

Public Service Enterprise Group (PSEG)

Edison Electric Institute (EEI)
II. Definitions

01/19/2012
11:00 AM
More Info
Hunton & Williams

ConocoPhillips

Vitol

NextEra Energy
II. Definitions

01/19/2012
10:00 AM
More Info
K&L Gates

IAA
General

01/18/2012
3:00 PM
More Info
Metlife
II. Definitions

01/18/2012
3:00 PM
More Info
Williams & Jensen

Bloomberg
XIII. SEF Registration

01/18/2012
3:00 PM
More Info
Williams & Jensen


Bloomberg
XIII. SEF Registration

01/18/2012
1:00 PM
More Info
Bloomberg
XIII. SEF Registration

Swaps Made Available to Trade

01/18/2012
1:00 PM
More Info
Bloomberg
XIII. SEF Registration

Swaps Made Available to Trade

01/18/2012
12:00 PM
More Info
Bloomberg
XIII. SEF Registration

01/18/2012
11:00 AM
More Info
Bloomberg LP

Williams & Jensen
XXI. Joint Rules w/ SEC

01/18/2012
11:00 AM
More Info
Bloomberg LP


Williams & Jensen
XXI. Joint Rules w/ SEC

01/17/2012
1:00 PM
More Info
Goldman Sachs
XVIII. Real Time Reporting

01/17/2012
12:30 PM
More Info
Morgan, Lewis & Bockius

Securities Industry and Financial Markets Association (SIFMA)

Winton Capital

Managed Funds Association

Campbell & Company

Morgan Stanley

Tudor Investment Corporation
II. Definitions

01/17/2012
12:30 PM
More Info
Morgan, Lewis & Bockius


Securities Industry and Financial Markets Association (SIFMA)


Winton Capital


Managed Funds Association


Campbell & Company


Morgan Stanley


Tudor Investment Corporation
II. Definitions

01/17/2012
12:00 PM
More Info
Goldman Sachs
III. Business Conduct Standards w/ Counterparties

General

01/17/2012
12:00 PM
More Info
Goldman Sachs
III. Business Conduct Standards w/ Counterparties

General

01/17/2012
11:30 AM
More Info
Goldman Sachs
II. Definitions

01/17/2012
11:30 AM
More Info
Goldman Sachs
II. Definitions

01/17/2012
10:30 AM
More Info
Goldman Sachs
II. Definitions

01/17/2012
10:00 AM
More Info
Morgan, Lewis & Bockius

Securities Industry and Financial Markets Association

Winton Capital

Managed Funds Association

Campbell & Company

Morgan Stanley

Tudor Investment Company
General

01/17/2012
12:00 AM
More Info
Global Foreign Exchange Division

Managed Funds Association
II. Definitions

01/12/2012
3:00 PM
More Info
The World Bank
II. Definitions

01/12/2012
1:45 PM
More Info
Country Hedging

Dairy Farmers of America/Dairylea

Land O’Lakes

Growmark

National Council of Farmer Cooperatives
II. Definitions

01/12/2012
9:00 AM
More Info
Vodafone Global Enterprises
XXXI. Conforming Amendments

01/12/2012
9:00 AM
More Info
Vodafone Global Enterprises
XXXI. Conforming Amendments

01/11/2012
4:00 PM
More Info
Skadden Arps (Skadden)

Travelers Insurance (Travelers)
XXI. Joint Rules w/ SEC

01/11/2012
4:00 PM
More Info
Skadden Arps (Skadden)


Travelers Insurance (Travelers)
XXI. Joint Rules w/ SEC

01/10/2012
5:10 PM
More Info
Skadden Arps
III. Business Conduct Standards w/ Counterparties

01/10/2012
5:10 PM
More Info
Skadden Arps
III. Business Conduct Standards w/ Counterparties

01/10/2012
2:30 PM
More Info
Citadel
VI. Segregation and Bankruptcy

01/09/2012
2:00 PM
More Info
Consumer Federation of America (CFA)

Americans for Financial Reform (AFR)

American Federation of State, County and Municipal Employees (AFSCME)

AFL-CIO Office of Investment
III. Business Conduct Standards w/ Counterparties

01/09/2012
2:00 PM
More Info
Consumer Federation of America (CFA)


Americans for Financial Reform (AFR)


American Federation of State, County and Municipal Employees (AFSCME)
AFL-CIO Office of Investment
III. Business Conduct Standards w/ Counterparties

01/09/2012
1:30 PM
More Info
Morgan Stanley
XXVIII. Volcker Rule

01/09/2012
1:00 PM
More Info
CME Group
VI. Segregation and Bankruptcy

01/09/2012
11:00 AM
More Info
Committee on Investment of Employee Benefit Assets (CIEBA)

American Benefits Council (ABC) 

European Pension Federation (EFRP)

Franklin Advisors, Inc.

General Motors Pension Fund

NISA Investment Advisors
III. Business Conduct Standards w/ Counterparties

01/09/2012
11:00 AM
More Info
Committee on Investment of Employee Benefit Assets (CIEBA)
American Benefits Council (ABC) 
European Pension Federation (EFRP)
Franklin Advisors, Inc.
General Motors Pension Fund
NISA Investment Advisors
III. Business Conduct Standards w/ Counterparties

01/06/2012
3:30 PM
More Info
Bank of America Merrill Lynch

Credit Suisse Securities (USA), LLC

Goldman, Sachs & Co.

Katten Muchin Rosenman LLP

Credit Suisse Securities (USA), LLC

Newedge USA, LLC

Futures Industry Association Inc.
VI. Segregation and Bankruptcy

01/06/2012
1:00 PM
More Info
Morgan Stanley
III. Business Conduct Standards w/ Counterparties

VI. Segregation and Bankruptcy

01/06/2012
1:00 PM
More Info
Morgan Stanley
III. Business Conduct Standards w/ Counterparties

VI. Segregation and Bankruptcy

01/06/2012
12:00 PM
More Info
Morgan Stanley
III. Business Conduct Standards w/ Counterparties

General

01/06/2012
12:00 PM
More Info
Morgan Stanley
III. Business Conduct Standards w/ Counterparties

General

01/05/2012
4:30 PM
More Info
BlackRock

Davis Polk

Fidelity

GM Asset Management

Goldman Sachs Asset Management

SIFMA

SIFMA Asset Management Group
III. Business Conduct Standards w/ Counterparties

VI. Segregation and Bankruptcy

01/05/2012
4:30 PM
More Info
BlackRock
Davis Polk
Fidelity
GM Asset Management
Goldman Sachs Asset Management


SIFMA


SIFMA Asset Management Group
III. Business Conduct Standards w/ Counterparties

VI. Segregation and Bankruptcy

01/05/2012
4:00 PM
More Info
BlackRock

Davis Polk

Fidelity

GM Asset Management

Goldman Sachs Asset Management

SIFMA
III. Business Conduct Standards w/ Counterparties

01/05/2012
4:00 PM
More Info
BlackRock


Davis Polk


Fidelity


GM Asset Management


Goldman Sachs Asset Management


SIFMA
III. Business Conduct Standards w/ Counterparties

01/05/2012
3:30 PM
More Info
California Public Employees' Retirement System

Teachers Retirement System of Texas

State of Wisconsin Investment Board

Lussier, Gregor, Vienna & Assoiciates
General

01/05/2012
3:20 PM
More Info
GM
General

01/05/2012
3:00 PM
More Info
Sempra Energy

Natural Gas Supply Association

Solar City

Solar Energy Industries Association

American Wind Energy Association

Pacific Gas & Electric

Direct Energy

BCSE
General

01/05/2012
3:00 PM
More Info
California Public Employess Retirement System (Calpers)

Teachers Retirement System of Texas (TRST)

State of Wisconsin Investment Board (SWIB)

Lussier, Gregor, Vienna & Associates (LGV
General

01/05/2012
3:00 PM
More Info
ISDA

Morgan Stanley

J.P. Morgan

Goldman Sachs

Mayer Brown
III. Business Conduct Standards w/ Counterparties

VI. Segregation and Bankruptcy

01/05/2012
3:00 PM
More Info
ISDA
Morgan Stanley
J.P. Morgan
Goldman Sachs


Mayer Brown
VI. Segregation and Bankruptcy

III. Business Conduct Standards w/ Counterparties

01/05/2012
2:45 PM
More Info
BlackRock

Davis Polk

Fidelity

GM Asset Management

Goldman Sachs Asset Management

SIFMA Asset Management Group
III. Business Conduct Standards w/ Counterparties

01/05/2012
2:45 PM
More Info
BlackRock


Davis Polk


Fidelity


GM Asset Management


Goldman Sachs Asset Management


SIFMA Asset Management Group
III. Business Conduct Standards w/ Counterparties

01/05/2012
2:00 PM
More Info
J.P. Morgan Chase
III. Business Conduct Standards w/ Counterparties

01/05/2012
2:00 PM
More Info
American Benefits Council (ABC)

The Committee on Investment of Employee Benefit Assets (CIEBA)

General Motors Investment Managment Corp. (GMIMCO)

Xerox

Weyerhaeuser

Chrysler

Lockheed Martin

IBM

Venable

Skadden

Davis & Harman
III. Business Conduct Standards w/ Counterparties

01/05/2012
2:00 PM
More Info
American Benefits Council (ABC)
The Committee on Investment of Employee Benefit Assets (CIEBA)
General Motors Investment Managment Corp. (GMIMCO)
Xerox
Weyerhaeuser
Chrysler
Lockheed Martin
IBM
Venable
Skadden
Davis & Harman
III. Business Conduct Standards w/ Counterparties

01/05/2012
2:00 PM
More Info
J.P. Morgan Chase
III. Business Conduct Standards w/ Counterparties

01/05/2012
1:30 PM
More Info
Skadden

GMIMCO

Xerox

Lockheed Martin

IBM

ABC

CIEBA

Davis & Harman, behalf of Chrysler

Chris Condeluci Venable, on behalf of Chrysler

Jordan Moon Chrysler

Fred Miller, Weyerhaeuser
III. Business Conduct Standards w/ Counterparties

01/05/2012
1:30 PM
More Info
The ICE Group
VI. Segregation and Bankruptcy

01/05/2012
1:30 PM
More Info
Skadden


GMIMCO


Xerox


Lockheed Martin


IBM


ABC


CIEBA


Davis & Harman, behalf of Chrysler


Chris Condeluci Venable, on behalf of Chrysler


Jordan Moon Chrysler


Fred Miller, Weyerhaeuser
III. Business Conduct Standards w/ Counterparties

01/05/2012
1:00 PM
More Info
BlackRock

Davis Polk

Fidelity

Goldman Sachs Assest Managment

SIFMA

SIFMA Assest Managment Group
III. Business Conduct Standards w/ Counterparties

01/05/2012
1:00 PM
More Info
Skadden, Arps, Slate, Meagher & Flom LLP

General Motors Investment Management Corporation Outsources (GMIMCO)

Xerox

Lcokheed Martin

IBM

ABC

Committee on the Investment of Employee Benefit Assets (CIEBA)

Davis-Harman

Venable
III. Business Conduct Standards w/ Counterparties

01/05/2012
1:00 PM
More Info
California Public Employees' Retirement System

Teachers Retirement System of Texas

State of Wisconsin Investment Board

Lussier, Gregor, Vienna & Associates
VI. Segregation and Bankruptcy

01/05/2012
1:00 PM
More Info
California Public Employees' Retirement System
Teachers Retirement System of Texas
State of Wisconsin Investment Board
Lussier, Gregor, Vienna & Associates
VI. Segregation and Bankruptcy

01/05/2012
1:00 PM
More Info
BlackRock


Davis Polk


Fidelity


Goldman Sachs Assest Managment


SIFMA


SIFMA Assest Managment Group
III. Business Conduct Standards w/ Counterparties

01/05/2012
1:00 PM
More Info
Skadden, Arps, Slate, Meagher & Flom LLP


General Motors Investment Management Corporation Outsources (GMIMCO)


Xerox


Lcokheed Martin


IBM


ABC
Committee on the Investment of Employee Benefit Assets (CIEBA)


Davis-Harman


Venable
III. Business Conduct Standards w/ Counterparties

01/05/2012
11:30 AM
More Info
BlackRock
VI. Segregation and Bankruptcy

01/05/2012
11:30 AM
More Info
BlackRock
VI. Segregation and Bankruptcy

01/05/2012
11:15 AM
More Info
California Public Employees' Retirement System

Teachers Retirement System of Texas

State of Wisconsin Investment Board

Lussier, Gregor, Vienna & Assoiciates
III. Business Conduct Standards w/ Counterparties

VI. Segregation and Bankruptcy

01/05/2012
11:15 AM
More Info
California Public Employees' Retirement System
Teachers Retirement System of Texas
State of Wisconsin Investment Board
Lussier, Gregor, Vienna & Assoiciates
III. Business Conduct Standards w/ Counterparties

VI. Segregation and Bankruptcy

01/05/2012
10:00 AM
More Info
California Public Employees' Retirement System (CalPERS) 

Teachers Retirement System of Texas (TRST)

State of Wisconsin Investment Board (SWIB)

Lussier, Gregor, Vienna & Associates (LGV&A)
VI. Segregation and Bankruptcy

01/05/2012
10:00 AM
More Info
American Benefits Council

Committee on Investment of Employee Benefits

NISA Investment Advisors

Skadden, Arps

Xerox

Lockheed Martin

IBM

Venable
III. Business Conduct Standards w/ Counterparties

01/05/2012
10:00 AM
More Info
American Benefits Council
Committee on Investment of Employee Benefits
NISA Investment Advisors
Skadden, Arps


Xerox
Lockheed Martin
IBM
Venable
III. Business Conduct Standards w/ Counterparties

01/05/2012
10:00 AM
More Info
California Public Employees' Retirement System (CalPERS) 


Teachers Retirement System of Texas (TRST)


State of Wisconsin Investment Board (SWIB)


Lussier, Gregor, Vienna & Associates (LGV&A)
VI. Segregation and Bankruptcy

01/04/2012
4:00 PM
More Info
Goldman Sachs
XXVIII. Volcker Rule

01/04/2012
3:00 PM
More Info
LCH.Clearnet
XVI. Swap Data Repositories Registration

01/04/2012
2:00 PM
More Info
LCH. Clearnet
XVI. Swap Data Repositories Registration

01/04/2012
1:00 PM
More Info
LCH.Clearnet
VI. Segregation and Bankruptcy

01/04/2012
11:15 AM
More Info
GM Asset Management

Clifford Chance
VI. Segregation and Bankruptcy

01/04/2012
11:15 AM
More Info
GM Asset Management


Clifford Chance
VI. Segregation and Bankruptcy

01/03/2012
3:15 PM
More Info
BlackRock
VI. Segregation and Bankruptcy

01/03/2012
11:30 AM
More Info
World Bank
General

01/03/2012
10:00 AM
More Info
LCH.Clearnet
VI. Segregation and Bankruptcy

01/03/2012
10:00 AM
More Info
LCH.Clearnet
VI. Segregation and Bankruptcy

12/22/2011
10:00 AM
More Info
Tudor Investment Corp.
VI. Segregation and Bankruptcy

12/22/2011
10:00 AM
More Info
Tudor Investment Corp.
VI. Segregation and Bankruptcy

12/19/2011
3:00 PM
More Info
ICE
XVIII. Real Time Reporting

12/19/2011
3:00 PM
More Info
ICE
XVIII. Real Time Reporting

12/19/2011
2:00 PM
More Info
Better Markets
XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/19/2011
11:00 AM
More Info
Coalition for Derivatives End-Users
XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/19/2011
10:00 AM
More Info
The Farm Credit Council
II. Definitions

XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/16/2011
12:30 PM
More Info
Southwest Airlines

Chesapeake Energy

Delta Strategy Group
XVIII. Real Time Reporting

12/16/2011
12:30 PM
More Info
Southwest Airlines


Chesapeake Energy


Delta Strategy Group
XVIII. Real Time Reporting

12/15/2011
4:30 PM
More Info
Goldman Sachs
XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/15/2011
2:00 PM
More Info
National Rural Electric Cooperative Association
II. Definitions

XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/15/2011
1:00 PM
More Info
Working Group of Commercial Energy Firms
XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/15/2011
10:00 AM
More Info
Skadden, Arps, Slate, Meagher & Flom LLP
XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/15/2011
10:00 AM
More Info
CIEBA

Clifford Chance LLP

American Benefits Council

Davis & Harman

Algemene Pension Group

K&L Gates

General Motors Pension Fund

Winston & Strawn

NISA Investment Advisors
XVI. Swap Data Repositories Registration

12/15/2011
9:00 AM
More Info
CIEGA

American Benefits Council

The European Pension Federation

Franklin Advisors, Inc.

General Motors Pension Fund

NISA Investment Advisors
VI. Segregation and Bankruptcy

12/15/2011
9:00 AM
More Info
CIEGA


American Benefits Council


The European Pension Federation


Franklin Advisors, Inc.


General Motors Pension Fund


NISA Investment Advisors
VI. Segregation and Bankruptcy

12/14/2011
5:00 PM
More Info
IntercontinentalExchange
XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/14/2011
3:30 PM
More Info
Airlines for America
XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/14/2011
1:30 PM
More Info
SIFMA
XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/14/2011
12:30 PM
More Info
Barclays
General

12/14/2011
11:45 AM
More Info
Nomura
General

12/14/2011
11:00 AM
More Info
World Bank Group
XXI. Joint Rules w/ SEC

12/14/2011
11:00 AM
More Info
National Futures Association
General

12/14/2011
11:00 AM
More Info
World Bank Group
XXI. Joint Rules w/ SEC

12/13/2011
12:00 PM
More Info
NFA
XIII. SEF Registration

12/13/2011
12:00 PM
More Info
NFA
XIII. SEF Registration

12/13/2011
9:00 AM
More Info
Managed Funds Association and Delta Strategy Group
VI. Segregation and Bankruptcy

12/13/2011
9:00 AM
More Info
International Derivatives Clearing Group
General

12/13/2011
9:00 AM
More Info
Managed Funds Association and Delta Strategy Group
VI. Segregation and Bankruptcy

12/12/2011
3:00 PM
More Info
Deposit Trust & Clearing Corporation
XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/12/2011
2:00 PM
More Info
Large Public Power Council
XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/12/2011
11:45 AM
More Info
BlackRock
XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/12/2011
11:00 AM
More Info
Investment Advisor Association
General

12/12/2011
10:30 AM
More Info
WMBAA
XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/09/2011
2:00 PM
More Info
SIFMA
XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/08/2011
12:15 PM
More Info
SIFMA Inter-Affiliate Working Group of the Derivatives Product Group
General

12/08/2011
11:30 AM
More Info
ICAP
XVIII. Real Time Reporting

12/08/2011
11:30 AM
More Info
ICAP
XVIII. Real Time Reporting

12/08/2011
11:00 AM
More Info
Bank of America

Barclays Capital

BNP Paribas

CITI

Credit Agricole

Deutsche Bank

Goldman Sachs

Morgan Stanley

Nomura

RBC

Societe Generale

Wells Fargo

Davis, Polk

SIFMA
General

12/08/2011
10:30 AM
More Info
ICAP
XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/08/2011
10:00 AM
More Info
ICAP
General

12/07/2011
3:30 PM
More Info
RJ O'Brien

CMC
General

12/06/2011
2:45 PM
More Info
BGC

GFI

ICAP

Patton Boggs LLP

Tradition Financial Services

Tullet Prebon
XIII. SEF Registration

XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/06/2011
2:00 PM
More Info
Geneva Energy Markets
XIII. SEF Registration

12/06/2011
2:00 PM
More Info
Geneva Energy Markets
XIII. SEF Registration

12/06/2011
11:00 AM
More Info
Barclays Capital

D.E. Shaw & Co.

International Swaps & Derivatives Association (ISDA)

JPMorgan Chase & Co.

Morgan Stanley

PIMCO
VI. Segregation and Bankruptcy

VIII. Process for Review of Swaps

XIII. SEF Registration

XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/06/2011
9:45 AM
More Info
ICE Futures U.S.
VI. Segregation and Bankruptcy

XII. DCM Core Principles

12/06/2011
8:30 AM
More Info
New York Portfolio Clearing

NYSE Euronext

NYSE Liffe U.S.
XII. DCM Core Principles

XXVI. Position Limits

12/05/2011
10:00 AM
More Info
NRECA
General

12/02/2011
2:00 PM
More Info
International Swaps and Derivatives Association (ISDA)
General

12/02/2011
12:30 PM
More Info
Public Service Enterprise Group
General

12/02/2011
12:00 PM
More Info
Javelin Capital Markets

Swaps and Derivatives Market Association
General

12/02/2011
12:00 AM
More Info
Better Markets
General

12/01/2011
4:00 PM
More Info
Javelin
General

12/01/2011
2:30 PM
More Info
North American Derivatives Exchange
General

12/01/2011
2:00 PM
More Info
Association of Institutional Investors

Patton Boggs
General

12/01/2011
11:00 AM
More Info
Mayer Brown

Deutsche Bank

Morgan Stanley

ISDA
XXI. Joint Rules w/ SEC

12/01/2011
11:00 AM
More Info
Mayer Brown


Deutsche Bank


Morgan Stanley


ISDA
XXI. Joint Rules w/ SEC

11/30/2011
2:00 PM
More Info
Barclays
General

11/30/2011
12:30 PM
More Info
Deutsche Bank

Goldman Sachs

SIFMA
XXI. Joint Rules w/ SEC

11/30/2011
12:30 PM
More Info
Deutsche Bank


Goldman Sachs


SIFMA
XXI. Joint Rules w/ SEC

11/30/2011
11:00 AM
More Info
EEI Contract Drafting Committee
XXI. Joint Rules w/ SEC

11/30/2011
11:00 AM
More Info
EEI Contract Drafting Committee
XXI. Joint Rules w/ SEC

11/30/2011
10:00 AM
More Info
John Deere, Caterpillar, Boeing, Siemens, Volvo, Toyota, Ford, GM, Honda
V. Capital & Margin

11/29/2011
3:00 PM
More Info
Morgan Stanley
General

11/29/2011
11:30 AM
More Info
CME Group, Inc.
General

11/29/2011
10:00 AM
More Info
LCH Clearnet
General

11/28/2011
3:00 PM
More Info
BlackRock
General

11/28/2011
2:00 PM
More Info
Newedge
General

11/28/2011
12:00 PM
More Info
Newedge USA, LLC
General

11/28/2011
11:00 AM
More Info
Newedge
XXIX. Alternatives to Credit Ratings

General

11/28/2011
10:00 AM
More Info
NewEdge
General

11/28/2011
9:00 AM
More Info
Newedge
General

11/22/2011
9:00 AM
More Info
Futures Industry Association members
General

11/21/2011
4:45 PM
More Info
ICE Clear Credit
General

11/21/2011
4:00 PM
More Info
National Association of Insurance Commissioners (NAIC)
XXI. Joint Rules w/ SEC

11/21/2011
4:00 PM
More Info
National Association of Insurance Commissioners (NAIC)
XXI. Joint Rules w/ SEC

11/21/2011
2:00 PM
More Info
Nico Holdings, DRW Holdings
XIII. SEF Registration

11/21/2011
2:00 PM
More Info
Nico Holdings, DRW Holdings
XIII. SEF Registration

11/18/2011
2:00 PM
More Info
Evolution Markets

Ogilvy Government Relations
XXI. Joint Rules w/ SEC

11/18/2011
2:00 PM
More Info
Barclays Capital
XIII. SEF Registration

11/18/2011
2:00 PM
More Info
Evolution Markets


Ogilvy Government Relations
XXI. Joint Rules w/ SEC

11/18/2011
1:00 PM
More Info
Evolution Markets
II. Definitions

XIII. SEF Registration

11/18/2011
10:00 AM
More Info
Evolution Markets
General

11/16/2011
4:00 PM
More Info
MarketAxess

Skadden
XXI. Joint Rules w/ SEC

11/16/2011
4:00 PM
More Info
MarketAxess


Skadden
XXI. Joint Rules w/ SEC

11/16/2011
1:00 PM
More Info
Javelin
General

11/16/2011
11:00 AM
More Info
IntercontinentalExchange
XIII. SEF Registration

11/16/2011
11:00 AM
More Info
The Loan Syndications and Trading Association (LSTA)

Loan Market Association (LMA)

Wilmer Hale LLP (Wilmer Hale)

Richards, Kibbe & Orbe (Richards Kibbe)
XXI. Joint Rules w/ SEC

11/16/2011
11:00 AM
More Info
The Loan Syndications and Trading Association (LSTA)


Loan Market Association (LMA)


Wilmer Hale LLP (Wilmer Hale)


Richards, Kibbe & Orbe (Richards Kibbe)
XXI. Joint Rules w/ SEC

11/15/2011
2:30 PM
More Info
NextEra Energy Resources LLC (NextEra)
XXI. Joint Rules w/ SEC

11/15/2011
2:30 PM
More Info
NextEra Energy Resources LLC (NextEra)
XXI. Joint Rules w/ SEC

11/15/2011
2:00 PM
More Info
CME Group
General

11/14/2011
3:30 PM
More Info
Thomson Reuters
IX. Governance & Possible Limits

XIII. SEF Registration

11/10/2011
12:00 PM
More Info
Topics discussed: core principle 9 and portfolio margining for credit default swaps.
General

11/10/2011
10:30 AM
More Info
U.S. Securities and Exchange Commission (SEC)
XXVII. Investment Adviser Reporting

11/10/2011
10:30 AM
More Info
U.S. Securities and Exchange Commission (SEC)
XXVII. Investment Adviser Reporting

11/09/2011
11:30 AM
More Info
BlackRock

Fidelity Investments

Goldman Sachs Asset Management

MFS

PIMCO

SIFMA

Vanguard

Wellington

Davis Polk and Wardwell
V. Capital & Margin

11/09/2011
11:30 AM
More Info
BlackRock


Fidelity Investments


Goldman Sachs Asset Management


MFS


PIMCO


SIFMA


Vanguard


Wellington


Davis Polk and Wardwell
V. Capital & Margin

11/04/2011
12:00 AM
More Info
ICAP

Delta Strategies
XIII. SEF Registration

11/04/2011
12:00 AM
More Info
ICAP
Delta Strategies
XIII. SEF Registration

11/03/2011
2:00 PM
More Info
Consumer Federation of America (CFA)

Americans for Financial Reform (AFR)
III. Business Conduct Standards w/ Counterparties

11/03/2011
2:00 PM
More Info
Consumer Federation of America (CFA)
Americans for Financial Reform (AFR)
III. Business Conduct Standards w/ Counterparties

11/03/2011
1:00 PM
More Info
Tullett Prebon

ICAP

GFI

BGC

Tradition

Patton Boggs
XIII. SEF Registration

11/02/2011
3:00 PM
More Info
SIFMA Global FX Division (SIFMA Global FX)
XXI. Joint Rules w/ SEC

11/02/2011
3:00 PM
More Info
SIFMA Global FX Division (SIFMA Global FX)
XXI. Joint Rules w/ SEC

11/02/2011
2:30 PM
More Info
Equinix
General

11/02/2011
1:30 PM
More Info
Verizon

Covington & Burling

Equinix

McDermott, Will & Emery

Telx
General

11/02/2011
1:00 PM
More Info
Working Group of Commercial Energy Firms
II. Definitions

Report: Improving Clearing Oversight

11/02/2011
1:00 PM
More Info
Working Group of Commercial Energy Firms
Report: Improving Clearing Oversight

II. Definitions

11/02/2011
11:00 AM
More Info
SIFMA
General

10/28/2011
2:00 PM
More Info
Van Ness Fledman, P.C.

Large Public Power Council
General

10/28/2011
10:00 AM
More Info
National Association of Insurance Commissioners (NAIC)
XXI. Joint Rules w/ SEC

10/28/2011
10:00 AM
More Info
National Association of Insurance Commissioners (NAIC)
XXI. Joint Rules w/ SEC

10/26/2011
2:00 PM
More Info
Tullet Prebon

ICAP

GFI

BGC

Tradition
General

10/26/2011
11:30 AM
More Info
Bloomberg
General

10/26/2011
10:00 AM
More Info
New England Fuel Institute (NEFI)
XXI. Joint Rules w/ SEC

10/26/2011
10:00 AM
More Info
New England Fuel Institute (NEFI)
XXI. Joint Rules w/ SEC

10/25/2011
2:30 PM
More Info
Eris Exchange

Green X

NYSE Euronest

OneChicago

Delta Strategy Group
XII. DCM Core Principles

10/25/2011
11:00 AM
More Info
PNC Finanical Services

PNC Capital Markets

Fifth Third Bank

Promontory Financial Group, LLC
II. Definitions

10/25/2011
10:00 AM
More Info
Regional Bank Swap Dealers
General

10/25/2011
10:00 AM
More Info
Regional Bank Swap Dealers
General

10/20/2011
3:00 PM
More Info
Department of Treasury

Office of Management and Budget (OMB)

Securities and Exchange Commission (SEC)
XXVII. Investment Adviser Reporting

10/20/2011
3:00 PM
More Info
Department of Treasury


Office of Management and Budget (OMB)


Securities and Exchange Commission (SEC)
XXVII. Investment Adviser Reporting

10/20/2011
2:00 PM
More Info
Commodity Futures Trading Commission (CFTC)

Securities and Exchange Commission (SEC)

Office of Management and Budget (OMB)
XXVII. Investment Adviser Reporting

10/20/2011
2:00 PM
More Info
Commodity Futures Trading Commission (CFTC)


Securities and Exchange Commission (SEC)


Office of Management and Budget (OMB)
XXVII. Investment Adviser Reporting

10/20/2011
1:00 PM
More Info
American Council of Life Insurers (ACLI)

ING

MetLife

Prudential Financial
V. Capital & Margin

10/20/2011
1:00 PM
More Info
American Council of Life Insurers (ACLI)


ING


MetLife


Prudential Financial
V. Capital & Margin

10/20/2011
12:00 PM
More Info
Schulte, Roth & Zabel
II. Definitions

10/20/2011
12:00 PM
More Info
Schulte, Roth & Zabel
II. Definitions

10/19/2011
3:30 PM
More Info
BlackRock
General

10/19/2011
3:00 PM
More Info
The Financial Services Roundtable

BB&T

Capital One

CIT Capital Markets

CIT Group

FTN Financial/First Tennessee Bank

Toyota Financial

Union Bank

US Bank

Arnold & Porter

Latham & Watkins
II. Definitions

10/19/2011
3:00 PM
More Info
BlaclRock
General

10/19/2011
3:00 PM
More Info
The Financial Services Roundtable
BB&T
Capital One
CIT Capital Markets
CIT Group
FTN Financial/First Tennessee Bank
Toyota Financial
Union Bank
US Bank
Arnold & Porter
Latham & Watkins
II. Definitions

10/19/2011
2:00 PM
More Info
Capital One

CIT Group

Union Bank

The Financial Services Roundtable

BB&T

CIT Captial Markets

First Tennessee Bank

US Bank

Toyota Financial
General

10/19/2011
12:00 PM
More Info
Schulte, Roth & Zabel
II. Definitions

10/19/2011
12:00 PM
More Info
Schulte, Roth & Zabel
II. Definitions

10/19/2011
11:30 AM
More Info
The Financial Services Roundtable
II. Definitions

General

10/19/2011
11:30 AM
More Info
BlackRock
VII. DCO Core Principles

10/19/2011
11:30 AM
More Info
BlackRock
VII. DCO Core Principles

10/19/2011
11:00 AM
More Info
BlackRock
General

10/18/2011
3:40 PM
More Info
Delta Strategies
General

10/18/2011
3:00 PM
More Info
BlackRock
VII. DCO Core Principles

10/18/2011
2:00 PM
More Info
ICE
General

10/18/2011
1:00 PM
More Info
New England Fuel Institute
General

10/14/2011
6:00 PM
More Info
Americans for Financial Reform (AFR)
III. Business Conduct Standards w/ Counterparties

10/14/2011
6:00 PM
More Info
Americans for Financial Reform (AFR)
III. Business Conduct Standards w/ Counterparties

10/13/2011
2:00 PM
More Info
SIFMA

JP Morgan Chase

Fidelity ActionsXchange
General

10/13/2011
11:30 AM
More Info
ABN AMRO, Amalgamated Metal Trading, Bank of America Merrill Lynch, BP Oil International, Citigroup, CME Group, Credit Suisse Securities, Deutsche Bank, Elliott Advisors, FOA, Goldman Sachs, ICE Futures, IG Group, JP Morgan, London Stock Exchange, Marex Financial, Monument Securities, Morgan Stanley, Natixis Commodity Markets, NYSE LIFFE, RWE Supply Trading, UBS
II. Definitions

V. Capital & Margin

VII. DCO Core Principles

XII. DCM Core Principles

XXVI. Position Limits

10/13/2011
11:30 AM
More Info
ABN AMRO, Amalgamated Metal Trading, Bank of America Merrill Lynch, BP Oil International, Citigroup, CME Group, Credit Suisse Securities, Deutsche Bank, Elliott Advisors, FOA, Goldman Sachs, ICE Futures, IG Group, JP Morgan, London Stock Exchange, Marex Financial, Monument Securities, Morgan Stanley, Natixis Commodity Markets, NYSE LIFFE, RWE Supply Trading, UBS
V. Capital & Margin

II. Definitions

XXVI. Position Limits

XII. DCM Core Principles

VII. DCO Core Principles

10/13/2011
11:00 AM
More Info
NYSE Liffe US
XII. DCM Core Principles

10/13/2011
9:00 AM
More Info
Compliant Phones
IV. Business Conduct Standards – Internal

XXXI. Conforming Amendments

10/13/2011
9:00 AM
More Info
Consumer Federation of America (CFA)

Americans for Financial Reform (AFR)

Better Markets
III. Business Conduct Standards w/ Counterparties

10/13/2011
9:00 AM
More Info
Consumer Federation of America (CFA)
Americans for Financial Reform (AFR)
Better Markets
III. Business Conduct Standards w/ Counterparties

10/13/2011
9:00 AM
More Info
Compliant Phones
IV. Business Conduct Standards – Internal

XXXI. Conforming Amendments

10/12/2011
1:35 PM
More Info
Constellation Energy Group

Direct Energy

NextEra Energy

Hunton & Williams
XVI. Swap Data Repositories Registration

General

10/12/2011
1:30 PM
More Info
Masters Capital
XXVI. Position Limits

10/12/2011
12:30 PM
More Info
AFL-CIO
XXVI. Position Limits

XXVIII. Volcker Rule

10/12/2011
12:00 PM
More Info
XXVI. Position Limits

10/12/2011
9:30 AM
More Info
General

10/12/2011
9:30 AM
More Info
Kreditanstalt für Wiederaufbau (KfW)

Sullivan & Cromwell LLP
II. Definitions

10/12/2011
9:30 AM
More Info
Kreditanstalt für Wiederaufbau (KfW)


Sullivan & Cromwell LLP
II. Definitions

10/11/2011
2:00 PM
More Info
Skadden Arps (representing CME)
XXVI. Position Limits

10/11/2011
2:00 PM
More Info
Skadden Arps (representing CME)
XXVI. Position Limits

10/11/2011
11:00 AM
More Info
International Swaps and Derivatives Association, Inc.

Goldman Sachs

Deutsche Bank

JPMorgan Chase
VI. Segregation and Bankruptcy

10/11/2011
11:00 AM
More Info
International Swaps and Derivatives Association, Inc.
Goldman Sachs
Deutsche Bank
JPMorgan Chase
VI. Segregation and Bankruptcy

10/07/2011
6:00 PM
More Info
Skadden Arps (representing CME)
XXVI. Position Limits

10/07/2011
6:00 PM
More Info
Skadden Arps (representing CME)
XXVI. Position Limits

10/07/2011
5:00 PM
More Info
Cadwalader Wickersham & Taft (representing commercial energy and agricultural end users)
XXVI. Position Limits

10/07/2011
5:00 PM
More Info
Cadwalader Wickersham & Taft (representing commercial energy and agricultural end users)
XXVI. Position Limits

10/07/2011
11:30 AM
More Info
Futures Industry Association

Katten Muchin Rosenman LLP

Credit Suisse

Goldman Sachs
VI. Segregation and Bankruptcy

10/07/2011
11:30 AM
More Info
Futures Industry Association
Katten Muchin Rosenman LLP
Credit Suisse
Goldman Sachs
VI. Segregation and Bankruptcy

10/06/2011
5:00 PM
More Info
Consumer Federation of America (CFA)
III. Business Conduct Standards w/ Counterparties

10/06/2011
5:00 PM
More Info
Consumer Federation of America (CFA)
III. Business Conduct Standards w/ Counterparties

10/06/2011
2:00 PM
More Info
BP

Chatham Financial

Forest City

GE

IBM

The JBG Companies

John Deere

NAREIT
XI. End-user Exception

General

10/06/2011
1:00 PM
More Info
NFA
IX. Governance & Possible Limits

10/06/2011
11:00 AM
More Info
ICE Futures, US
General

10/06/2011
10:00 AM
More Info
Markit

MarkitSERV

Latham & Wakins (as counsel)
II. Definitions

IV. Business Conduct Standards – Internal

XIII. SEF Registration

XVII. Data Recordkeeping

XVIII. Real Time Reporting

10/06/2011
10:00 AM
More Info
Independent Community Bankers of America (ICBA)
V. Capital & Margin

10/06/2011
10:00 AM
More Info
Independent Community Bankers of America (ICBA)
V. Capital & Margin

10/05/2011
2:00 PM
More Info
Traveller's Insurance

Skadden Arps (Skadden)
XXI. Joint Rules w/ SEC

10/05/2011
2:00 PM
More Info
Shell
V. Capital & Margin

10/05/2011
2:00 PM
More Info
National Association of Insurance Commissioners (NAIC)

New York Department of Financial Services (NYDFS)
XXI. Joint Rules w/ SEC

10/05/2011
2:00 PM
More Info
National Association of Insurance Commissioners (NAIC)


New York Department of Financial Services (NYDFS)
XXI. Joint Rules w/ SEC

10/05/2011
2:00 PM
More Info
Traveller's Insurance


Skadden Arps (Skadden)
XXI. Joint Rules w/ SEC

10/05/2011
1:00 PM
More Info
Shell Energy N.A.

Shell Oil
IV. Business Conduct Standards – Internal

V. Capital & Margin

XXVI. Position Limits

10/05/2011
1:00 PM
More Info
Shell Energy N.A.


Shell Oil
XXVI. Position Limits

V. Capital & Margin

IV. Business Conduct Standards – Internal

10/05/2011
12:00 PM
More Info
National Rural Utilities Cooperative Finance Corporation (NRU CFC)

Russell & Barron
II. Definitions

XI. End-user Exception

XXI. Joint Rules w/ SEC

10/05/2011
12:00 PM
More Info
National Rural Utilities Cooperative Finance Corporation (NRU CFC)


Russell & Barron
XI. End-User Exception

XXI. Joint Rules w/ SEC

II. Definitions

10/05/2011
11:30 AM
More Info
ISDA
II. Definitions

10/05/2011
10:45 AM
More Info
Califiornia Public Employees' Retirement System (CalPERS)

Colorado Public Employees' Retirement Association (Colorado PERA)

Missouri State Employees' Retirement System (MOSERS)

State of Wisconsin Investment Board (SWIB)

Teacher Retirement System of Texas (TRS)
III. Business Conduct Standards w/ Counterparties

10/05/2011
10:45 AM
More Info
Califiornia Public Employees' Retirement System (CalPERS)
Colorado Public Employees' Retirement Association (Colorado PERA)
Missouri State Employees' Retirement System (MOSERS)
State of Wisconsin Investment Board (SWIB)
Teacher Retirement System of Texas (TRS)
III. Business Conduct Standards w/ Counterparties

10/05/2011
10:00 AM
More Info
FTN Financial, a division of First Tennessee Bank, N.A.
II. Definitions

XI. End-user Exception

10/05/2011
10:00 AM
More Info
FTN Financial, a division of First Tennessee Bank, N.A.
II. Definitions

XI. End-User Exception

10/05/2011
9:00 AM
More Info
JP Morgan Chase & Co.
I. Registration

II. Definitions

III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards – Internal

V. Capital & Margin

10/05/2011
9:00 AM
More Info
JP Morgan Chase & Co.
II. Definitions

I. Registration

III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards – Internal

V. Capital & Margin

10/04/2011
4:30 PM
More Info
Macquarie Holdings (U.S.A) Inc. (MH)

Macquarie Group (MG)

Macquarie Group Limited (MGL)

Sullivan & Cromwell
V. Capital & Margin

10/04/2011
4:30 PM
More Info
Macquarie Holdings (U.S.A) Inc. (MH)


Macquarie Group (MG)


Macquarie Group Limited (MGL)


Sullivan & Cromwell
V. Capital & Margin

10/04/2011
2:20 PM
More Info
The Church Alliance
II. Definitions

III. Business Conduct Standards w/ Counterparties

XI. End-user Exception

10/04/2011
2:20 PM
More Info
The Church Alliance
III. Business Conduct Standards w/ Counterparties

II. Definitions

XI. End-User Exception

10/04/2011
2:00 PM
More Info
Shell Energy
XXVI. Position Limits

General

10/04/2011
1:00 PM
More Info
Commodity Markets Council; Futures Industry Association; National Milk Producers Federation; National Council of Farmer Cooperatives; National Grain and Feed Association
XXXI. Conforming Amendments

10/04/2011
1:00 PM
More Info
Commodity Markets Council; Futures Industry Association; National Milk Producers Federation; National Council of Farmer Cooperatives; National Grain and Feed Association
XXXI. Conforming Amendments

10/04/2011
12:00 PM
More Info
Senator Johnson and Representative Frank
III. Business Conduct Standards w/ Counterparties

10/04/2011
12:00 PM
More Info
Senator Johnson and Representative Frank
III. Business Conduct Standards w/ Counterparties

10/04/2011
11:00 AM
More Info
NFA
I. Registration

10/04/2011
10:30 AM
More Info
The PrivateBank and Trust Company

Susquehanna Bank

Commerce Bank

Atlantic Capital Bank

Trustmark

Webster Bank

UMB Bank

Wintrust

Chatham Financial
XI. End-user Exception

10/04/2011
10:30 AM
More Info
The PrivateBank and Trust Company
Susquehanna Bank
Commerce Bank
Atlantic Capital Bank
Trustmark
Webster Bank
UMB Bank
Wintrust
Chatham Financial
XI. End-User Exception

10/04/2011
10:00 AM
More Info
New England Fuel Institute (NEFI)
XXVI. Position Limits

10/03/2011
3:00 PM
More Info
CME
General

10/03/2011
11:00 AM
More Info
The New England Fuel Institute
General

09/28/2011
4:30 PM
More Info
Morgan Stanley
General

09/28/2011
3:30 PM
More Info
Morgan Stanley
General

09/28/2011
3:00 PM
More Info
National Grain Feed Association
General

09/28/2011
11:00 AM
More Info
Morgan Stanley
General

09/28/2011
9:00 AM
More Info
Morgan Stanley
I. Registration

II. Definitions

III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards – Internal

V. Capital & Margin

09/28/2011
9:00 AM
More Info
Barclays Capital Inc.
General

09/28/2011
9:00 AM
More Info
Barclays Capital Inc.
General

09/28/2011
9:00 AM
More Info
Morgan Stanley
V. Capital & Margin

IV. Business Conduct Standards – Internal

III. Business Conduct Standards w/ Counterparties

I. Registration

II. Definitions

09/27/2011
10:30 AM
More Info
Brevan Howard

Javelin

Eris

Vanguard

Wells Fargo

DRW

Citadel

Delta Strategy Group
General

09/27/2011
8:45 AM
More Info
LCH.Clearnet
General

09/26/2011
4:15 PM
More Info
II. Definitions

09/26/2011
4:15 PM
More Info
II. Definitions

09/26/2011
3:15 PM
More Info
Delta Strategies

DE Shaw

Brevan Howard

Javelin

Eris

Wells Fargo

Societe Generale

DRW

Citadel

State Street

Vanguard
General

09/26/2011
11:00 AM
More Info
DE Shaw

Brevan Howard

Javelin

Eris Exchange

Vanguard

Wells Fargo

Societe Generale

DRW

Citadel

State Street
General

09/26/2011
10:00 AM
More Info
General

09/23/2011
2:30 PM
More Info
London Stock Exchange
General

09/23/2011
1:00 PM
More Info
Individual
XXVI. Position Limits

09/23/2011
1:00 PM
More Info
Individual
XXVI. Position Limits

09/22/2011
2:30 PM
More Info
XX. Foreign Exchange

General

09/22/2011
2:00 PM
More Info
Natinal Gas Supply Association
II. Definitions

09/22/2011
11:30 AM
More Info
ICAP
XIII. SEF Registration

09/22/2011
11:00 AM
More Info
Regions Bank

Fifth Third Bank

M&T Bank
II. Definitions

XVI. Swap Data Repositories Registration

09/22/2011
10:00 AM
More Info
Goldman Sachs & Co.
I. Registration

II. Definitions

V. Capital & Margin

09/22/2011
10:00 AM
More Info
Goldman Sachs & Co.
II. Definitions

I. Registration

V. Capital & Margin

09/21/2011
5:00 PM
More Info
CME
XII. DCM Core Principles

XXVI. Position Limits

09/21/2011
4:00 PM
More Info
HSBC
General

09/21/2011
3:00 PM
More Info
Consumer Federation of America (CFA)

Americans for Financial Reform (AFR)

Better Markets
III. Business Conduct Standards w/ Counterparties

09/21/2011
3:00 PM
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II. Definitions

09/21/2011
3:00 PM
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Consumer Federation of America (CFA)
Americans for Financial Reform (AFR)
Better Markets
III. Business Conduct Standards w/ Counterparties

09/21/2011
2:45 PM
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Telvent

Van Scoyoc Associates
General

09/21/2011
2:00 PM
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Telvent

Van Scoyoc
General

09/21/2011
1:45 PM
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Principal Life Insurance Company (Principal)
V. Capital & Margin

09/21/2011
1:45 PM
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Principal Life Insurance Company (Principal)
V. Capital & Margin

09/21/2011
1:15 PM
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Telvent
XVII. Data Recordkeeping

09/21/2011
1:15 PM
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Telvent
XVII. Data Recordkeeping

09/21/2011
1:00 PM
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DRW

Chicago Trading Company

Infinium

Delta Strategies
II. Definitions

VIII. Process for Review of Swaps

XVI. Swap Data Repositories Registration

09/21/2011
11:30 AM
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DRW Trading

Infinium

Chicago Trading Company
General

09/21/2011
11:00 AM
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Infinium, DRW Trading, CTC
II. Definitions

09/21/2011
11:00 AM
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Infinium, DRW Trading, CTC
II. Definitions

09/21/2011
10:30 AM
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KfW, also known as Kreditanstalt für Wiederaufbau

Sullivan & Cromwell
II. Definitions

09/21/2011
10:30 AM
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KfW, also known as Kreditanstalt für Wiederaufbau


Sullivan & Cromwell
II. Definitions

09/21/2011
9:00 AM
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Principal Financial Group
V. Capital & Margin

09/21/2011
9:00 AM
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Principal Financial Group
V. Capital & Margin

09/20/2011
3:00 PM
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BlackRock
General

09/20/2011
10:30 AM
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FIA
VII. DCO Core Principles

09/20/2011
10:30 AM
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FIA
VII. DCO Core Principles

09/19/2011
4:00 PM
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Teacher Retirement System of Texas (TRS)

Missouri State Employees' Retirement System (MOSERS)

California Public Employees' Retirement System (CalPERS)

State of Wisconsin Investment Board (SWIB)

Lussier, Gregor, Vienna & Assoc.

NISA Investment Advisers (NISA)

Delta Strategy Group (DSG)
III. Business Conduct Standards w/ Counterparties

09/19/2011
4:00 PM
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Teacher Retirement System of Texas (TRS)
Missouri State Employees' Retirement System (MOSERS)
California Public Employees' Retirement System (CalPERS)
State of Wisconsin Investment Board (SWIB)
Lussier, Gregor, Vienna & Assoc.
NISA Investment Advisers (NISA)
Delta Strategy Group (DSG)
III. Business Conduct Standards w/ Counterparties

09/19/2011
3:00 PM
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MFA
General

09/16/2011
4:30 PM
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Willkie Farr & Gallagher LLP
II. Definitions

09/16/2011
4:30 PM
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Willkie Farr & Gallagher LLP
II. Definitions

09/16/2011
12:00 PM
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Consumer Federation of America (CFA)

Americans for Financial Reform (AFR)

Better Markets
III. Business Conduct Standards w/ Counterparties

09/16/2011
12:00 PM
More Info
Consumer Federation of America (CFA)
Americans for Financial Reform (AFR)
Better Markets
III. Business Conduct Standards w/ Counterparties

09/15/2011
3:30 PM
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MFA

Sullivan Cromwell

Blackrock
XXI. Joint Rules w/ SEC

09/15/2011
3:30 PM
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MFA


Sullivan Cromwell


Blackrock
XXI. Joint Rules w/ SEC

09/15/2011
2:30 PM
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American Benefits Council (ABC)

Committee on Investment of Employee Benefit Assets (CIEBA)
III. Business Conduct Standards w/ Counterparties

09/15/2011
2:30 PM
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American Benefits Council (ABC)
Committee on Investment of Employee Benefit Assets (CIEBA)
III. Business Conduct Standards w/ Counterparties

09/14/2011
4:00 PM
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UBS Americas, Inc.
II. Definitions

V. Capital & Margin

XII. DCM Core Principles

XIII. SEF Registration

09/14/2011
2:30 PM
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ICE Futures US
VII. DCO Core Principles

IX. Governance & Possible Limits

09/14/2011
2:00 PM
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Cargill, Inc.
General

09/14/2011
1:30 PM
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Javelin
General

09/14/2011
11:30 AM
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Managed Funds Association

Willkie Farr
XXVII. Investment Adviser Reporting

09/14/2011
11:30 AM
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Managed Funds Association


Willkie Farr
XXVII. Investment Adviser Reporting

09/12/2011
2:00 PM
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Natural Gas Exchange (NGX)
II. Definitions

VII. DCO Core Principles

VIII. Process for Review of Swaps

IX. Governance & Possible Limits

09/12/2011
2:00 PM
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Natural Gas Exchange (NGX)
IX. Governance & Possible Limits

II. Definitions

VII. DCO Core Principles

VIII. Process for Review of Swaps

09/12/2011
11:00 AM
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Natural Gas Exchange (NGX)
VII. DCO Core Principles

09/12/2011
11:00 AM
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Natural Gas Exchange (NGX)
VII. DCO Core Principles

09/09/2011
1:30 PM
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Church Alliance
II. Definitions

III. Business Conduct Standards w/ Counterparties

XI. End-user Exception

09/09/2011
1:30 PM
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Church Alliance
XI. End-User Exception

III. Business Conduct Standards w/ Counterparties

II. Definitions

09/09/2011
11:00 AM
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FXall, Winston & Strawn LLP
XIII. SEF Registration

09/09/2011
11:00 AM
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FXall, Winston & Strawn LLP
XIII. SEF Registration

09/09/2011
10:30 AM
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Church Alliance
III. Business Conduct Standards w/ Counterparties

09/09/2011
10:30 AM
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Church Alliance
III. Business Conduct Standards w/ Counterparties

09/09/2011
10:00 AM
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FXall and Winston & Strawn LLP
XVII. Data Recordkeeping

09/09/2011
10:00 AM
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FXall and Winston & Strawn LLP
XVII. Data Recordkeeping

09/08/2011
2:00 PM
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Russell Investments (Russell)
III. Business Conduct Standards w/ Counterparties

09/08/2011
2:00 PM
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Russell Investments (Russell)
III. Business Conduct Standards w/ Counterparties

09/08/2011
12:30 PM
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Wholesale Market Brokers Association
XVIII. Real Time Reporting

09/08/2011
12:30 PM
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Wholesale Market Brokers Association
XVIII. Real Time Reporting

09/07/2011
3:00 PM
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Ogilvy

Spring Trading
XIII. SEF Registration

General

09/07/2011
3:00 PM
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Andrew Kalotay Associates, Inc.
III. Business Conduct Standards w/ Counterparties

09/07/2011
3:00 PM
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Andrew Kalotay Associates, Inc.
III. Business Conduct Standards w/ Counterparties

09/07/2011
2:00 PM
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Spring Trading
VII. DCO Core Principles

09/07/2011
2:00 PM
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Spring Trading
VII. DCO Core Principles

09/07/2011
11:30 AM
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Nomura
V. Capital & Margin

General

09/07/2011
10:00 AM
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BP (BP)

North America Gas & Power (NAGP)
V. Capital & Margin

09/07/2011
10:00 AM
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BP (BP)
North America Gas & Power (NAGP)
V. Capital & Margin

09/02/2011
12:00 AM
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Skadden Arps

CME
XII. DCM Core Principles

09/02/2011
12:00 AM
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Skadden Arps


CME
XII. DCM Core Principles

09/01/2011
3:30 PM
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TMX Group

Natural Gas Exchange
V. Capital & Margin

VIII. Process for Review of Swaps

General

09/01/2011
2:00 PM
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City and County of San Francisco (SF)
III. Business Conduct Standards w/ Counterparties

09/01/2011
2:00 PM
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City and County of San Francisco (SF)
III. Business Conduct Standards w/ Counterparties

09/01/2011
1:30 PM
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TMX Group

Natural Gas Exchange
V. Capital & Margin

VIII. Process for Review of Swaps

08/30/2011
3:00 PM
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FXall

Winston & Strawn
XVIII. Real Time Reporting

08/30/2011
3:00 PM
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FXall


Winston & Strawn
XVIII. Real Time Reporting

08/30/2011
2:30 PM
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Consumer Federation of America (CFA)
III. Business Conduct Standards w/ Counterparties

08/30/2011
2:30 PM
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Consumer Federation of America (CFA)
III. Business Conduct Standards w/ Counterparties

08/30/2011
1:00 PM
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FIA

Goldman Sachs

Credit Suisse

Morgan Stanley

Barclays

Cadwalader, Wickersham & Taft LLP
XXVI. Position Limits

General

08/30/2011
12:30 PM
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BlackRock
III. Business Conduct Standards w/ Counterparties

08/30/2011
12:30 PM
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BlackRock
III. Business Conduct Standards w/ Counterparties

08/30/2011
11:30 AM
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American Benefits Council (ABC)

The Committee on the Investment of Employee Benefit Assets (CIEBA)
III. Business Conduct Standards w/ Counterparties

08/30/2011
11:30 AM
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American Benefits Council (ABC)


The Committee on the Investment of Employee Benefit Assets (CIEBA)
III. Business Conduct Standards w/ Counterparties

08/30/2011
11:00 AM
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GFI Group

Katten Muchin Rosenman LLP
II. Definitions

08/30/2011
11:00 AM
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PIMCO
XXVI. Position Limits

08/30/2011
11:00 AM
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