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Dispositions

Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings.  Please note that not all dispositions are final. 

View Enforcement Actions
View Opinions and Adjudicatory Orders

Date
Dispositions
10/27/2011
09/16/2011
Tin Aung (Khin Aung, POA) PDF Image
CFTC Docket No. 10-R026
09/14/2011
Victoria Dunckley v. Billy Gee, Inc. PDF Image
CFTC Docket No. 11-R002
09/09/2011
03/23/2011
Joseph Saxon v. Farr Financial, Inc. PDF Image
CFTC Docket No. 10-R032
02/01/2011
01/31/2011