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Dispositions

Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings.  Please note that not all dispositions are final. 

View Enforcement Actions
View Opinions and Adjudicatory Orders

Date
Dispositions
11/05/2010
10/08/2010
An Li v. Forex Capital Markets, LLC PDF Image
CFTC Docket No. 09-R054
07/15/2010
Steven Weil v. David Eugene Unti PDF Image
CFTC Docket No. 09-R022
07/15/2010
07/15/2010
06/29/2010
05/25/2010
Hsiu Chu Liang v. FC Stone, LLC PDF Image
CFTC Docket No. 09-R015
04/23/2010
02/22/2010
Jon J. Segro v. Michael Williams PDF Image
CFTC Docket No. 09-R035
01/22/2010