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Dispositions Archive

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Dispositions

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Date

Dispositions

12/31/1997

Thomas J. Preston, III, and Thomas J. Preston, Jr. v. Refco, Inc., David J. Bouvier, and David M. Kavanagh

CFTC Docket No. 96-R097

12/30/1997

Gerald Villacres v. Robert Joseph Pelaez, Commodity Programs, Inc., and First Options of Chicago, Inc.

CFTC Docket No. 96-R134

12/26/1997

Arthur Kanemaru v. Infinity Trading Co., Inc., and Kathy Kelly

CFTC Docket No. 97-R071

12/20/1997

William J. Burns v. Hedgers, Inc., RB&H Financial Services, L.P., and William Tiernan

CFTC Docket No. 97-R133

12/19/1997

Cliff Hoenicke v. Barry Jay Wolf and Wolf Commodity Corp., Inc. (d.b.a. "Bear & Wolf Company, Inc.")

CFTC Docket No. 97-R106

12/18/1997

Kris Venkatesh v. U.S. Securities & Futures Corp. and Arthur Lloyd Jordan

CFTC Docket No. 97-R032

12/16/1997

Rudolph R. Ucciferri, and Josephine C. Ucciferri v. Randi G. Levine, and Barkley Financial Corp.

CFTC Docket No. 97-R066

12/16/1997

Randy A. Stratford v. Concorde Trading Group, Inc., Gloria Anne Albino, and Craig Goldberg

CFTC Docket No. 97-R056

12/08/1997

Robert Mahailovich v. Vision Limited Partnership, Crowflite Corporation and James Stephen Crow

CFTC Docket No. 97-R084

12/08/1997

Edwin A. Karnish, Jr., and Mary P. Karnish v. Cromwell Financial Services, Inc., Joseph Loish, Jr., Arthur Robert Rosansky, and Philip Mark Tuccelli

CFTC Docket No. 97-R012

12/05/1997

Peter V. and Abby Desanctis v. Bill E. Barnes and Barnes Brokerage Co., Inc.

CFTC Docket No. 97-R060

12/04/1997

Catherine Carapellucci v. Commonwealth Financial Group, Inc., and Daniel Ray Maus

CFTC Docket No. 96-R169

12/02/1997

Darryl Algood, and Phyllis Lancaster v. Universal Commodity Corporation, and Ted Lamar Romeo

CFTC Docket No. 97-R022

12/01/1997

In the Matter of R&W Technical Services, Ltd., Gregory M. Reagan, and Dorothy Mobley Worsham, as Executrix of the Estate of Marshall L. Worsham

CFTC Docket No. 96-3

11/26/1997

Dennis Girouard v. Commonwealth Financial Group, Inc., Allan Steven Ader, Mitchell Allen Gross, and Carl Raymond Wanen

CFTC Docket No. 96-R132

11/26/1997

Glenn J. Whitmore v. Allan Steven Ader, Commonwealth Financial Group, Inc., Michael Friedman, and Michael James Rendina, Jr.

CFTC Docket No. 97-R041

11/24/1997

Chamba Lane, Trustee for Celeste Lane Trust v. Samuel Howard Karbal

CFTC Docket No. 97-R104

11/19/1997

Joseph R. Lewis v. Commonwealth Financial Group, Incorporated

CFTC Docket No. 97-R125

11/19/1997

Julian Vecchione v. RB&H Financial Services L.P., Strauss & Company, Inc., Ronald George Scott, and Stewart Reid Wilson

CFTC Docket No. 96-R161

11/19/1997

Iliad N. Georgopoulos v. RB&H Financial Services L.P., Strauss & Company, Inc., Ronald George Scott, and Stewart Reid Wilson

CFTC Docket No. 96-R163

11/14/1997

Charles A. Neiman v. American Futures Group, Inc., and Christopher A. Smithers

CFTC Docket No. 97-R038

11/13/1997

Daniel Courtney Neff v. Commonwealth Financial Group, Inc., and Allan Steven Ader

CFTC Docket No. 96-R143

10/28/1997

Mathew J. Bowyer v. Robert Jack Rubel, Mt. Olympus Trading, International Futures Corp., and LIT Division of First Options

CFTC Docket No. 96-R170

10/27/1997

In the Matter of First Commercial Financial Group, Inc., Mark E. Rehn, and John A. Hermanson

CFTC Docket No. 95-10

10/27/1997

In the Matter of New York Forex Ex-Center Corporation, Peter T. Lai, and Andrew Scudiero

CFTC Docket No. 97-5

10/24/1997

William D. Heelan v. American Futures Group, Inc. and William Kevin Graham

CFTC Docket No. 97-R098

10/17/1997

Larry Celehovsky v. Apex Capital et al.

CFTC Docket No. 97-R047

10/16/1997

Archie R. Potts v. First Financial Trading Limited, Inc., and Kevin David Kates

CFTC Docket No. 97-R093

10/08/1997

Elinor Mire v. First Options of Chicago, Inc., Ira Epstein & Company, and Jay De Bradley

CFTC Docket No. 97-R003

10/07/1997

James L. Whigham v. Richard L. Hamilton, First Investors Group of Palm Beaches, Incorporated, First American Discount Corporation, and Vision Limited Partnership

CFTC Docket No. 96-R130

09/24/1997

Tracy G. Marsh and Gayle G. Marsh v. Eagle Market Makers, Inc., and Michael Sean Deering

CFTC Docket No. 96-R083

09/23/1997

Roger Kissel v. Commonwealth Financial Group, Inc., and Allan Steven Ader, Jr.

CFTC Docket No. 96-R078

09/16/1997

Frank and Dixie Alfino v. Anco Discount Futures (d.b.a. American National Trading Corp.), Patrick Montes, Stephen Thomas Roy, and Don ("Dollar") Varden

CFTC Docket No. 97-R014

09/03/1997

William L. Owens v. LFG LLC name changed from Linnco Futures Group, Inc., Gregory Allan Imes, and William Steven Kaiser

CFTC Docket No. 96-R126

08/28/1997

Mai Symon v. Don M. D'Agostino, James Wesley Kozinski, and Lind-Waldock & Company

CFTC Docket No. 97-R023

08/26/1997

Lorenz Hoff v. American Futures Group, Inc.

CFTC Docket No. 96-R133

08/26/1997

Gaurang T. Bhatt v. First Pacific Trading Group, William Dean Katzelis, and Vision Limited Partnership

CFTC Docket No. 96-R138

08/22/1997

Jeannie Johnson v. Dean Paul Hoffman d/b/a Insight Trading Group, and Dean Paul Hoffman

CFTC Docket No. 96-R077

08/13/1997

Clarence P. Adams v. Joseph R. Japell, Northstar Trading Group, and LFG LLC

CFTC Docket No. 96-R158

08/11/1997

Peter H. and Gloria A. Zuniga v. Cromwell Financial Services, Inc., Richard Steve Domanski, and Thomas Courtland Kennedy

CFTC Docket No. 97-R029

07/31/1997

Paul Hansen v. First American Discount Corporation

CFTC Docket No. 96-R013

07/23/1997

Howard L. Distelman v. Shatkin Arbor Karlov & Company, Sterling Investments of America, John Frederick Ackerman, and John Randall Gladden

CFTC Docket No. 96-R129

07/22/1997

Richard Digloria v. Alaron Trading Corporation, and Green Street Discount

CFTC Docket No. 96-R066

07/21/1997

Anthony F. Condreras, M.D. v. Cambridge Financial Corporation, and Richard Steve Domanski

CFTC Docket No. 97-R065

07/17/1997

Gerken Farms, Inc. v. ADM Investor Services, Inc., CSA Investors Services, Inc., Great Plains Coop, William Eugene Arnold, and Jeff James Wichmann

CFTC Docket No. 97-R034

07/17/1997

William L. Owens v. LIT Division of First Options, Lake Futures, Ltd., and William Steven Kaiser

CFTC Docket No. 96-R126A

07/17/1997

Bruce E. Harrison v. William Gerald Rosene

CFTC Docket No. 96-R112

07/16/1997

Zeinab Khalil, and A. Elbendary v. Index Futures Group, Inc.

CFTC Docket No. 96-R051

07/15/1997

Martin Rebo III and Dawn R. Rebo v. Albert Gonzalez

CFTC Docket No. 96-R106

07/15/1997

Schaefer Brothers v. Cargill, Incorporated

CFTC Docket No. 96-R172

07/15/1997

Louis Schaefer v. Cargill, Incorporated

CFTC Docket No. 96-R171

07/10/1997

N.T. Nixon v. Lind-Waldock & Company

CFTC Docket No. 96-R015

07/07/1997

Dorotha I. Dykes v. First Investors Group of the Palm Beaches, Inc., Michael Frederick Staryk, and Robert Eugene Vetere

CFTC Docket No. 97-R005

07/02/1997

John C. Whitmore, Jr. v. Concorde Trading Group, Inc. and Randall Lane McCullough

CFTC Docket No. 97-R050

07/01/1997

Pamela Leone v. Universal Commodity Corporation, John Thomas Ciaramella, and Diego Daniel Rodriguez

CFTC Docket No. 96-R128

06/30/1997

Norman Hagen v. Futures Trading Group, Inc. and Guy K. Gleichmann

CFTC Docket No. 97-R002

06/30/1997

John C. Emmett v. Commonwealth Financial Group, Inc., and Allan Steven Ader

CFTC Docket No. 95-R135

06/30/1997

Arhtur V. Rossetti v. American Futures Group, Inc., and John Joseph Santicerma

CFTC Docket No. 96-R034

06/25/1997

Oksana A. Crichton v. Peter Robert Frisch; Commonwealth Financial Group, Inc.; Barkley Financial Corporation; and American Futures Group, Inc.

CFTC Docket No. 96-R127

06/24/1997

Malcolm Fein v. Merrill Lynch Pierce Fenner & Smith, Incorporated, and David Bruce Elliott

CFTC Docket No. 96-R056

06/23/1997

John M. Bachkosky, and Helen F. Bachkosky v. A.G. Edwards & Sons, Incorporated, and Robert S. Kass

CFTC Docket No. 96-R023

06/19/1997

Nicholas D. Gennaro v. John D'Agostino, John D. Agostino, Inc. (d.b.a. British American Capital, Gerald Donald Losquadro, and Spear, Leeds & Kellogg

CFTC Docket No. 96-R006

06/19/1997

Brian Jacobsen v. Commonwealth Financial Group, Inc., Gerri Sternfeld, and Michael Friedman

CFTC Docket No. 96-R067

06/17/1997

Ya-Feng Wang v. George Luis Garces De Marcilla

CFTC Docket No. 97-R069

06/17/1997

Gene Gonzalez v. RB&H Financial Services LP, Moeez Ansari d/b/a Compak Trading Company, and Joseph Mark Urias

CFTC Docket No. 96-R012

06/17/1997

Ellen S. Fawer v. Dabbah Securities Corporation, and Gelderman, Incorporated

CFTC Docket No. 96-R147

06/13/1997

Steven B. Pritchett v. LFG LLC (Name changed from Linnco Futures Group)

CFTC Docket No. 96-R092

06/10/1997

Rose Leong v. Joseph B. Diliberto and Taiyo General USA, Inc.

CFTC Docket No. 96-R088

05/30/1997

Renee Susan Scott v. Beacon Financial Trading Group, Incorporated, and William Schoor

CFTC Docket No. 95-R153

05/30/1997

Josef Gemeinder v. John-Emmanuel Gartmann, Grandview Holdings Corp., and J. Michael King

CFTC Docket No. 95-R003

05/29/1997

James J. Rusciano v. Concorde Trading Group, Inc., and Dorothy Jane Gallaher

CFTC Docket No. 97-R035

05/28/1997

Tristan Dubois v. Alaron Trading Corporation, Infoex International, Inc., and Patrick Yang

CFTC Docket No. 95-R152

05/27/1997

Mary Lou Sapone v. First Commercial Financial Group Inc., FSG International Inc., Harold Edward Seigel and Armando Yglesias

CFTC Docket No. 95-R149

05/27/1997

Dwight Newbold v. Concorde Trading Group, Inc., Michael Mesa, Ricardo Jorge Padron, and Herbert Kolesky

CFTC Docket No. 96-R055

05/27/1997

Bradley Jay Martin v. Ira Epstein & Company and First Options of Chicago, Inc. d/b/a LIT Division of First Options

CFTC Docket No. 97-R004

05/22/1997

Neil Grindell v. Commonwealth Financial Group, Inc., Allan Steven Ader, Charles Paul Hoffecker (a.k.a. Chip Hoffecker), and Michael James Rendina, Jr.

CFTC Docket No. 96-R086

05/13/1997

Larry R. Hathaway v. Barnes Brokerage Co., Inc., and Sharon Jay Jensen

CFTC Docket No. 96-R072

05/13/1997

D. Brooke Bateman v. Michael Frederick Staryk and First Investors Group of the Palm Beaches, Inc.

CFTC Docket No. 96-R157

05/08/1997

In the Matter of Eugene Lyon Jewett, II

CFTC Docket No. 97-7

05/07/1997

In the Matter of Clockwork Trading Corp. and John A. Field, IV

CFTC Docket No. SD 95-22

05/06/1997

Rebecca Reda v. American Futures Group, Inc., and Kimberly Kalis

CFTC Docket No. 96-R069

05/06/1997

Dave F. Trevarthen v. Gombos International, Inc., and Mario Patricio Gonzalez

CFTC Docket No. 96-R080

05/01/1997

Eugene Morel v. Commonwealth Financial Group, Inc., and Cindy Faye Britton

CFTC Docket No. 96-R014

04/24/1997

Carolyn Lee Rice v. Futures Trading Group, Inc., and Gregg Scott Havass

CFTC Docket No. 95-R145

04/18/1997

Bonnie Schaeffel v. FSG, International, Inc., and Carole Wertheim

CFTC Docket No. 97-R018

04/16/1997

William V. Neve v. Charles Amato and Mark Preston Dingle

CFTC Docket No. 96-R030

04/15/1997

Margo Ufkes v. Richard Michael Rosengarten and Concorde Trading Group, Inc.

CFTC Docket No. 96-R068

04/15/1997

Charles T. Bulmanski v. Concorde Trading Group, Inc., Howard S. Miller, Richard Rodriguez, and Percy Mel Irani

CFTC Docket No. 97-R008

04/10/1997

In the Matter of Angel Antonio Romero

CFTC Docket No. SD 96-8

04/08/1997

Gerald L. Sizemore, and Judith A. Sizemore v. Futures Trading Group, Inc., Murray Solomon, and Jeffrey Alexander Vanderpol

CFTC Docket No. 96-R090

04/04/1997

Salvatore Scali v. Peter T. Lai, and New York Forex Ex-Center Corporation

CFTC Docket No. 97-R046

04/01/1997

AAA & Brothers International Financial Corp. v. Pioneer Futures, Inc.

CFTC Docket No. 96-R145

03/28/1997

Pavel Ivanov v. Prudential Securities, Inc., and Bruce F. Eisen

CFTC Docket No. 95-R146

03/28/1997

Karl E. Falster, Sr. v. First Commercial Financial Group, Inc., Kenneth Dale Freeze, and Star Commodities, Ltd.

CFTC Docket No. 95-R136

03/27/1997

Jack M. Israel v. RB&H Financial Services, Strauss & Co., Inc., Ronald George Scott, Stewart Reid Wilson

CFTC Docket No. 96-R162

03/21/1997

Charlie Brown v. Andrew David Fisher, FSG International, Inc., and Vision Limited Partnership

CFTC Docket No. 96-R139

03/20/1997

Gregg Fager v. Tijean Clement Barrere, James A. Lane, Robert Myron Nadell, and The Siegel Trading Company, Incorporated

CFTC Docket No. 95-R097

03/19/1997

In the Matter of James Michael Garrity and Timothy Scott Fox

CFTC Docket No. 95-6

03/18/1997

William F. Ballew v. First Investors Group of the Palm Beaches, Inc., Mitchell Stephen Davis, and Richard L. Hamilton

CFTC Docket No. 96-R135

03/18/1997

Steven M. Stasczak v. Walter Harry McBride, Jr., American Futures Group, Inc.

CFTC Docket No. 96-R140

03/11/1997

Mack Abbott v. Colin Hayes Sullivan and Global Futures Commodity Trading

CFTC Docket No. 96-R010

03/03/1997

Donald G. Parkhurst v. Ronald L. Guertin and Smith Barney, Inc.

CFTC Docket No. 95-R138

02/27/1997

Gerald Delancy v. FSG International, Inc. and Andrew Pepper

CFTC Docket No. 96-R166

02/26/1997

In the Matter of Mark J. Sitzmann, David E. Sitzmann, and Sitzmann Commodities Inc.

CFTC Docket No. 96-5

02/25/1997

Travis Vallmering, and Ceci Vollmering v. Marsha Eleanor Friedman, Lisa Burton Perlman, and Commonwealth Financial Group, Incorporated

CFTC Docket No. 96-R087

02/25/1997

Ruth Levy and Bernard Levy v. Gerri Sternfeld, Allan Ader, and Commonwealth Financial Group Incorporated

CFTC Docket No. 96-R115

02/21/1997

Edward R. Giery v. Lexus Financial Group, Inc., and Darren McKee

CFTC Docket No. 96-R121

02/18/1997

John A. Karoll, Sr., and Marie C. Karoll v. Martin James Allamian, James Manning, and Martin James & Company, Inc.

CFTC Docket No. 96-R123

02/14/1997

Peter J. Denigris and Adrienne J. Denigris v. Martin James & Company, Inc., Martin James Allamian and James Joseph Manning

CFTC Docket No. 96-R122

02/11/1997

Joseph P. McCooey v. Concorde Trading Group, Inc.

CFTC Docket No. 96-R113

02/07/1997

In the Matter of Sanjay Saxena and Select Sector Research and Management, Inc.

CFTC Docket No. SD 96-11

02/03/1997

Stephen H. and Kim L. Dilley v. American Futures Group, Inc., Jeffrey Bernard Jenkins, Cosme Felipe Arreaza and Stephen Mark Smith

CFTC Docket No. 96-R044

02/03/1997

Michael Johnson v. Robert Jandoli and Lexus Financial Group, Inc.

CFTC Docket No. 96-R114

01/28/1997

Harrish and Indra Pal v. Reifler Trading Corporation and Bradley C. Reifler, and Refco, Inc.

CFTC Docket No. 95-R151

01/28/1997

Stuart C. Sloame v. Dabbah Securities Corp, and Geldermann, Inc.

CFTC Docket No. 96-R131

01/23/1997

Robert L. Johnson v. Mitchell Stephen Davis, Robert Eugene Vetere, and First Investors Group of the Palm Beaches, Inc.

CFTC Docket No. 96-R103

01/17/1997

Sanjiv Chand v. Index Futures Group, Inc. d/b/a Jack Carl/312 Futures, and Rick Dean Leesley

CFTC Docket No. 96-R124

01/17/1997

Kenneth Moore O'Brien, and Lynn Martin O'Brien v. Global Strategic Futures, Inc., and Ronald Charles Peterson

CFTC Docket No. 96-R037

01/16/1997

Joseph and Christy Tarantini v. D&M Trading Company, et al.

CFTC Docket No. 96-R096

01/15/1997

Michael Kenneth Moore v. John Fredrick Ackermann and Sterling Investments of America, Inc.

CFTC Docket No. 95-R154

01/14/1997

In the Matter of Richard C. Hayes

CFTC Docket No. SD 95-5

01/14/1997

Robert J. Baker v. First American Discount Corporation, Walker Morris Bagby, Jr., and William Joseph Mallers, Sr.

CFTC Docket No. 96-R144

01/10/1997

Ron Grubb v. LFG, L.L.C., and Steven F. Otter

CFTC Docket No. 96-R110

01/03/1997

Fred F. and Joan M. Winkler v. First American Discount Corporation, Paul William Horvath, and Jovanka Vukosavljevic

CFTC Docket No. 96-R142

01/02/1997

Edward Burke v. Giles Luke Korzenecki and Rosenthal Collins Group, L.P.

CFTC Docket No. 96-R104

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