Supervision of Alternative Investment Fund Industry
Memorandum of Understanding Concerning Consultation, Cooperation and the Exchange of Information Related to the Supervision of Covered Entities in the Alternative Investment Fund Industry, July 22, 2013
The CFTC and authorities in the European Union (“EU”) and European Economic Area (“EEA”) signed MOUs establishing a cooperative framework for the supervision of entities subject to the EU Alternative Investment Fund Managers Directive. The framework also provides for cooperation with respect to commodity pool operators, commodity trading advisors and commodity pools. Through these MOUs, the signatories commit to working together through ongoing informal consultations and formal cooperation, including: the exchange of information, cooperation with respect to on-site visits, and mutual assistance.
MOUs with each individual authority can be found below:
Croatia: Croatian Financial Services Supervisory Agency*
Slovenia: Agencija za trg vrednostnih papirjev*
*Copy of the signed MOU is forthcoming