Font Size: AAA // Print // Bookmark

Industry Filings

  • July 2004 Filings by Designated Contract Markets (DCMs)

    Date of Letter

    Date Filed

    DCM

    Description

    07/30/2004

    07/30/2004

    NYMEX

    Listing of Additional Strike Prices for the Gold, Silver, Copper, Heating Oil, Crude Oil, Unleaded Gasoline, Natural Gas and Related Calendar Spread Option Contracts.

    07/29/2004

    07/29/2004

    CME

    Eurodollar Options on enhanced Options System based on GLOBEX Call Market Trading Algorithm.

    07/26/2004

     

    HEDGESTREET

    Rule Numbers – 4.1, 4.3, 4.5, 4.6
    HedgeStreet has amended its rules to remove the requirement that market makers maintain a line of credit.

    07/26/2004

     

    NYMEX

    Listing of Additional Strike Prices for the Gold, Copper, Heating Oil, Crude Oil, Unleaded Gasoline Crack, Natural Gas and Related Calendar Spread Option Contracts.

    07/26/2004

     

    CME

    Rule Numbers – Rule 539. Amendment to GLOBEX Error Trade Policy (No Bust Range)
    Pre-Execution Discussion pursuant to GLOBEX Call Markets

    07/26/2004

     

    CME

    Minimum Threshold for Block Trades in Eurodollar Futures and Options

    07/23/2004

     

    CME

    Exchange Certification for listing Australian dollar and New Zealand dollar options on GLOBEX.

    07/23/2004

    07/23/2004

    NYMEX

    COMEX Division Rule 4.02 The amendments reflect the expanded standards for trading of COMEX options in the post-close as contained in the parallel NYMEX Division Rule, and specify the minimum period of time between the close and the start of the post-close, consistent with current practice.

    07/23/2004

    07/23/2004

    NYMEX

    NYMEX Division Rules 9.26 and 9.34
    The amendments pertain to position accountability and reportable levels for the PJM calendar month LMP swap options contracts.

    07/22/2004

    07/22/2004

    ONECHICAGO

    Market Maker Registration Policy and Procedures and Rule 514
    OneChicago is proposing to adopt a new Market Maker Registration Policy and Procedures ("Policy"). The Policy sets forth the procedures necessary for members to be designated as market makers and the policies in relation to such designation and requirements to qualify as a "dealer" under sec. 1256(g)(9) of Internal Revenue Code. In addition, OneChicago is making a corresponding change to Rule 514.

    07/21/2004

     

    CBOT

    Revised expiration schedules for Dec 05 and Jan 06 agricultural and financial options.

    07/21/2004

     

    CBOT

    Trading schedule for financial and stock index contracts on Friday, December 31, 2004.

    07/21/2004

     

    CBOT

    Trading schedule for stock index, commodity index and metals contracts for Friday, November 26, 2004.

    07/21/2004

    07/21/2004

    CME

    Rule Numbers – 403A01.E., 405A01.E., 406A01.E., 407A01.E., 408A01.E., and 409A01.E.
    Strike range and interval changes for all US European CME Weather Options.

    07/19/2004

    07/19/2004

    NYMEX

    Listing of Additional Strike Prices for the Gold, Silver, Copper, Heating Oil, Crude Oil, Unleaded Gasoline and Natural Gas Option Contracts.

    07/16/2004

     

    HEDGESTREET

    Rule Numbers – Rule 1.1(d), 3.1(a),(b), 4.1(a), 4.3(a), 4.6(a) and 6.3
    Hedgestreet has amended its rules to add and incorporate the definition of “Financial Institution.”

    07/15/2004

    07/15/2004

    CME

    Accelerated listing of November Serial Options on Equity Index Futures

    07/14/2004

    07/14/2004

    NYMEX

    Listing of Additional Strike Prices for the Gold, Copper, Heating Oil, Crude Oil, Unleaded Gasoline, Crack Gasoline and Natural Gas Option Contracts.

    07/13/2004

    07/13/2004

    ONECHICAGO

    Rule Numbers – Rule 210
    OneChicago is amending Rule 210 to add two new paragraphs restricting Exchange employees from certain trading and restricting Exchange employees from receiving gifts, gratuities and other compensation from Exchange Members or related parties.

    07/13/2004

    07/13/2004

    NYMEX

    Policy Certification: The approved policy divides the reporting of copper stocks into two categories: (1) Warranted Copper Stocks and (2) Copper Stocks not on Warrant. All copper stocks bearing an approved brand will be reported in one of these two categories.

    07/13/2004

    07/13/2004

    CME

    Delay in listing Feeder Cattle futures contract months.

    07/12/2004

    07/13/2004

    ONECHICAGO

    Rule Numbers – Contract Specification Supplements No. 1 through 108 to Rule 905
    The delivery months in Contract Specification Supplements No. 1 through No. 108 to Rule 905 (all futures contracts on a single security trading on OneChicago as of the date of this filing) are amended to read that there will be no more than three quarterly and one serial contract months at any point in a calendar year.

    07/12/2004

    07/12/2004

    CBOT

    Rule Numbers – 551.00(a)
    Allow qualified non-member employees of member firms to be appointed to the Financial Compliance Committee.

    07/12/2004

    07/13/2004

    HEDGESTREET

    Rule Numbers – Rule 3.5(b) – (d)
    Hedgestreet has amended its Rules to remove specific trading and settlement fees from its rule book. HedgeStreet will be putting all fee schedules on its website for easier access to the general public.

    07/09/2004

    07/09/2004

    EUREX US

    Eurex US Rules 901-908
    Eurex US is amending its procedure for determining its settlement price recommendation for US Treasury futures and options contracts.

    07/09/2004

    07/09/2004

    MGEX

    Resolution 372.00.
    Amended the resolution to eliminate trading volume minimums and access fees for delegate members.

    07/09/2004

    07/09/2004

    CME

    New Rule - 585.
    GLOBEX Call market Trading Algorithm and Amendment to GLOBEX Error Trade Policy

    07/09/2004

    07/09/2004

    CME

    Rule 432.D.
    Interpretation to Rule 432.D. (prohibits fictitious trades)(Comments received: KMZRosenman for LIFFE Administration and Management 1, Futures Industry Association, Chicago Mercantile Exchange, KMZRosenman for LIFFE Administration and Management 2, KMZRosenman for LIFFE Administration and Management 3, Chicago Mercantile Exchange 2, KMZRosenman for LIFFE Administration and Management 4, Chicago Mercantile Exchange 3, KMZRosenman for LIFFE Administration and Management 5).

    07/08/2004

    07/09/2004

    HEDGESTREET

    Rule 3.1(a), (b), 3.5(d) and 6.3
    HedgeStreet has amended Rule 3.1, (a), (b), 3.5(d) and 6.3 to allow members greater flexibility in funding their accounts. HedgeStreet has also amended Rule 3.5(d) to reduce certain transaction fees charged to members.

    07/08/2004

    07/08/2004

    CME

    CME Amendments to CME's Globex® Error Trade Policy regarding the no-bust range for the Goldman Sachs Commodity Index (GSCI).

    07/08/2004

    07/08/2004

    CME

    CME Rule 560. RESTRICTIONS ON INTEREST RATE FUTURES TRADED ON GLOBEX
    Exchange Certification of Packs and Bundles Functionality for Consumer Price Index Futures and Rule Change affecting GLOBEX Order Entry Maximum

    07/08/2004

    07/08/2004

    CME

    Rule Numbers - 50403.A. Final Settlement Price 50503.A. Final Settlement Price
    Exchange Certification of Amendments to 91-Day Mexican Treasury Bill (CETES) futures and 28-Day Mexican Interbank Equilibrium Interest Rate (TIIE) futures.

    07/07/2004

    07/07/2004

    NYMEX

    Listing of Additional Strike Prices for the Gold, Silver, Copper, Heating Oil, Crude Oil, Unleaded Gasoline and Natural Gas Option Contracts.

    07/01/2004

    07/01/2004

    NYMEX

    Listing of Additional Strike Prices for the Gold, Silver, Copper, Heating Oil and Natural Gas Option Contracts.