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Swap Data Repositories

  • Swap Data Repositories: Forms and Submissions

    This page contains forms and other documents related to Swap Data Repositories (SDRs). These new entities were created by the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) to provide a central facility for swap data reporting and recordkeeping. The Dodd-Frank Act amended the Commodity Exchange Act (CEA) to establish registration requirements and core duties and responsibilities for SDRs. More information about SDRs is available in the Industry Oversight section.

    Submission

    Forms

    Rules

    Instructions & Remarks

    Application for Registration as a Swap Data Repository

    Form SDR (PDF)

    Part 49.3

     

    Amendments to Registration

    Form SDR (PDF)

    Part 49.3

     

    Rules – New and Amended

    -- 40.5(a) Approval,

    -- 40.6(a) Certification,

    -- 40.6(d) Weekly Notification of Amendments

    Submission Cover Sheet (PDF)

    Part 40

    Rules and Rule Amendments