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FOIA

  • Frequently Requested Information under FOIA

    To request copies of records listed but not available here, email FOIAsubmissions@cftc.gov. Provide your name, address, telephone number, and the file and document numbers of the records you are requesting. If you request paper copies instead of electronic copies, a fee of $.15 per page will be charged.

    Key to Frequently Requested FOIA Information Categories

      A. Records posted in their entirety on the Commission's website.

      B. Records partially posted on the Commission's website (records not created by a government agency are listed but not published here, and will be released on request).

      C. Records not posted on the Commission's website that will be released on request.

    Each file number listed here provides a list of the records available on that subject and, where possible, provides direct links to electronic copies of the records.

    Category

    File Number

    Subject

    (A)

    14-00053

    Office of the Inspectors General Final Report Regarding the Office of the Chief Economist

    (A)

    13-00047

    Complaint Received by the CFTC Concerning an Outside Research Paper Which Led the Agency to Conduct an Internal Investigation of How it Brings in Outside Consultants

    (C)

    12-00047

    MF Global, Inc.: CFTC Order Review: Presentation to Audit Committee of the Board of Directors

    (A)

    12-00023

    Participation in Matters Concerning MF Global, Inc

    (A)

    07-001

    Correspondence from CFTC to Senator Jeff Bingaman Responding to Questions Concerning Oversight of Natural Gas Markets

    (A)

    06-002

    List of CFTC Government Credit Card Holders

    (C)

    06-001

    Refco, LLC, CFTC Form 1-FR-FCM for the Period 10/01/2005 - 10/31/2005

    (C)

    05-008

    Refco, LLC, CFTC Form 1-FR-FCM for the Period 03/01/2004 - 02/28/2005 (Audited Annual Report)

    (C)

    05-007

    Cargill Investor Services, Inc., CFTC Form 1-FR-FCM for the Period 08/01/2005—08/31/2005

    (C)

    05-006

    Refco, LLC, CFTC Form 1-FR-FCM for the Period 09/01/2005-09/30/2005

    (C)

    05-005

    Forex Capital, LLC, CFTC Form 1-FR-FCM for the period 09/01/2005-09/30/2005

    (C)

    05-004

    Refco, LLC, CFTC Form 1-FR-FCM for the period 08/01/2005-08/31/2005

    (B)

    05-003

    No-Action Letters Concerning the University of Iowa's Iowa Electronic Markets

    (A)

    05-002

    Memoranda of Understanding with Foreign Regulators (as of 07/02/2004)

    (B)

    04-003

    Latest Applications for BrokerTec Clearing Company, as of December 2003

    (C)

    04-002

    OneChicago, LLC, Futures Exchange Application, as of November, 2003

    (C)

    04-001

    Designated Contract Market Application from Chicago Board Options Exchange re Formation of the CBOE Futures Exchange and Documents Relating to Reactivation of the Application files in June 2003, as of October 2003

    (C)

    03-002

    Documents Submitted to the Commission Regarding NexTrade Futures Exchange's Operating an Exchange or Clearing Facility in the US

    (C)

    02-004

    Additional Materials Related to the Nasdaq LIFFE, LLC, 06/06/2002 Application for Designation as a Contract Market, Released Since 11/08/2001

    (A)

    02-003

    Chicago Mercantile Exchange 01/06/1977 Proposed Amendments to Live Cattle Futures

    (C)

    02-001

    Application of The Island Futures Exchange, LLC, for Designation as a Contract Market

    (C)

    01-006

    Application of Nasdaq LIFFE, LLC, Futures Exchange for Designation as a Contract Market

    (C)

    01-005

    Application of the London Clearing House Limited for Registration as a Derivatives Clearing Organization

    (B)

    01-004

    Documents Pertaining to the Application of EnergyClear Corporation for Registration as a Derivatives Clearing Organization

    (B)

    01-003

    Nasdaq LIFFE Futures Exchange - Submission for Contract Market Designation 06/06/2001

    (C)

    01-002

    Documents Pertaining to the Application of FutureCom for Contract Market Designation, Update of Files 99--001 and 99-008

    (C)

    01-001

    Memorandum of the Division of Trading and Markets, re: Applications of onExchange Board of Trade for Initial Designation as Contract Market and onExchange Clearing Corporation for Registration as a Derivatives Clearing Organization

    (C)

    00-004

    Initial Application of Merchants Exchange of St. Louis, LLC, for Designation as a Contract Market

    (C)

    00-003

    Request of the London Financial Futures and Options Exchange for No-Action Relief from Sections 5 and 5a of the Commodity Exchange Act, Concerning the LIFFE Connect Trading System

    (C)

    00-002

    Initial Application of BrokerTec, L.L.C., for Designation as a Contract Market

    (B)

    00-001

    Documents Relating to CFTC Interpretive Letters Nos. 99-67, 97-93, 98-31, and 94-58, and Other Interpretative, No-Action, and Exemptive Letters Pertaining to Automated Systems for Trading Energy Products and Chemicals

    (B)

    99-008

    Documents Pertaining to the Application of FutureCom for Contract Market Designation, Update of File 99--001

    (A)

    99-005

    Monthly Customer Type Indicator (CTI) Statistics for the Chicago Mercantile Exchange Standard & Poor's 500 Contract

    (B)

    99-004

    Documents that Refer or Relate to the Application of Cantor Financial Futures Exchange for Designation as a Contract Market

    (C)

    99-002

    Copy of the Chicago Board of Trade's Submission for the ComEd and TVA Electricity Futures Contracts

    (C)

    99-001

    Documents Pertaining to the Application of FutureCom as a Contract Market in Live Cattle Futures and Options

    (C)

    98-005

    Petition Under Section 4[c] of the London Clearing House, Limited, for Exemptive Relief Concerning SwapClear

    (B)

    98-004

    Information Concerning the New York Cotton Exchange and Cantor Fitzgerald's Application Concerning the Cantor Financial Futures Exchange

    (B)

    98-003

    Information on New York Mercantile Exchange Contracts: Palo Verde Electricity Futures and Futures Options, California/Oregon Border Electricity Futures and Futures Options

    (B)

    98-001

    Correspondence Between CFTC, London Metal Exchange, and U.K. Securities and Investments Board Concerning the Copper Market Between 1995 and Date of Request