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Disciplinary History

  • REPARATIONS SANCTIONS IN EFFECT
    BOOK 1
    APRIL 21, 1975 - DECEMBER 31, 1983


    - 1 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    1. A. L. & T. Trading Co., R79-135-79-463

    Inc.

    2. Abbot, Meci & Ortz, Inc. R80-516-80-453

    R80-592-80-461

    3. Abelarde, Peter R77-440-78-68

    4. Abrahamson, Norman R81-643-82-201

    5. Abramson, Norman R81-483-81-528

    R81-999-80-597

    6. Acme Coal & Pellets, Inc. 82-R897

    7. Acosta, Mike R79-340-79-529

    8. Adams, Mike R81-138-82-499

    9. Alechman, Sheldon R81-623-81-573

    10. Alechman, Sheldon L. R80-135-81-277

    11. Alexander, Cheryl R81-1320-82-495

    12. Alexander, Jerry 82-R213

    13. Alexander, Kent 82-R051

    R81-1376-82-492

    14. Alexander, Kent G. R81-1320-82-495

    R81-1399-82-478

    15. Alexandre-Thyseen, R81-833-82-195

    Elizabeth

    16. Allen, Art 83-R43

    R81-877-81-758

    .

    - 2 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    17. Allen, Arthur P. R81-1386-82-345

    18. Allen, James R81-1160-82-332

    19. Allen, Richard C. R77-505-78-49

    20. Allen, Robert C. R77-166

    21. Allen, William L. R78-433-79-57

    22. Allied Coal Company 82-R930

    23. Aloupis, Carl R81-116-82-236

    R81-1272-82-317

    R81-115-82-364

    24. Aloupis, Carl S. R81-783-81-786

    R81-811-82-94

    R81-834-82-159

    R81-1364-82-474

    25. Alpha Currency, Inc. R79-596-80-150

    26. American Coal Company 82-R265

    82-R978

    27. American Coal Exchange, 82-R417

    Inc.

    82-R104

    28. American Commodity Corp. R81-606-81-726

    29. American Commodity R80-944-80-693

    Trading Systems, Inc.

    30. American Currency Exchange R80-538-80-405

    .

    - 3 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    American Currency Exchange R80-761-80-460

    (continued)

    R80-1138-80-727

    31. American Gold and Silver R80-491-80-743

    Exchange

    32. American International R76-23

    Trading Company

    R77-108

    R77-36

    R77-38

    R77-444-79-83

    R77-5

    R77-519-78-147

    R78-118-79-170

    R78-35

    33. American Options R77-180

    Corporation

    R77-278

    R77-512-78-154

    R77-59

    R77-105

    34. American Petroleum R80-884-80-696

    Exchange

    R81-438-81-506

    R80-899-80-679

    .

    - 4 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    35. American Petroleum R80-1178-81-173

    Exchange Corporation

    R80-1181-81-41

    R80-795-80-715

    R80-1013-80-598

    36. American Trading Company R81-635-81-762

    37. Amstutz, Virgil R79-734-80-221

    38. Annapolis Funding R80-950-80-605

    Company, Inc.

    39. Ansell, Murray 83-R255

    40. Anthony, Peter R82-57-82-427

    41. Arabatzis, Steven M. R78-505-79-94

    42. Archer, Neal R77-36

    43. Argonaut Commodity R81-1013-82-269

    Trading Corporation

    44. Armstrong, William R80-1008-80-682

    R80-1056-80-676

    45. Armstrong, William A. 82-R494

    46. Astor & Montcalm, Inc. R79-123-79-308

    47. Atlantic Coast Silver R80-227-80-266

    Exchange, Inc.

    R79-230-80-258

    R80-1002-80-602

    R80-244-80-289

    .

    - 5 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    Atlantic Coast Silver R80-456-80-517

    Exchange, Inc.

    R80-209-80-298

    48. Bailey, Pottes & York, R80-468-80-736

    Inc.

    49. Baker, Lauren 82-R208

    R81-1005-82-164

    R81-1072-82-252

    50. Baker, Lauren C. R81-1195-82-387

    R81-968-82-239

    51. Baker, Lawrence C. (Mrs.) R81-941-82-319

    52. Barnes, Ray R80-1269-81-331

    R80-1319-81-367

    53. Barrett, Ted R79-175-79-369

    54. Barron, John R81-1107-81-835

    55. Bartex Petroleum Corp. R80-999-80-597

    56. Baum, Harry R81-1362-82-441

    57. Bauman, Bernie R79-637-80-321

    58. Bauman, Jeffrey R78-199-79-290

    59. Beanstock, Sy R80-1336-81-368

    60. Becker, Paul 82-R971

    61. Bederson, Edwin R80-999-80-597

    62. Bein, Calvin R80-7-80-269

    63. Bell, James R77-397-79-81

    .

    - 6 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    64. Bell, Steve 82-R104

    65. Benjamin, Chuck R81-20-81-538

    R81-55-81-444

    66. Benson, C.B. Co., Inc. R80-7-80-269

    67. Benson, Jim 82-R589

    68. Berger, Robert R78-515-81-114

    69. Berke, Michael R79-742-81-153

    70. Berman, Harold R77-108

    R77-36

    R77-444-79-83

    R77-519-78-147

    R78-35

    71. Berman, Melvin R77-36

    R77-519-78-147

    72. Bieri, Ray R79-82-80-17

    73. Big Red American, Ltd. R79-235-81-357

    74. Big Red Commodities Corp. R79-83-79-460

    R79-67-79-482

    75. Bilal, Muhammad Ali R79-758-80-352

    76. Billups, Arthur R81-789-82-41

    77. Billups, Glen R80-159-80-307

    78. Bionstock, Sy R81-1092-82-25

    .

    - 7 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    79. Blackstone Trading Company R80-1314-81-136

    R81-877-81-758

    80. Blake, Tom R80-1152-81-297

    81. Bloch, Andy 82-R620

    82. Bloch, Harvey 82-R620

    R82-57-82-427

    83. Bloch, Harvey M. R81-751-81-800

    R81-877-81-758

    84. Bloch, Noel R82-57-82-214

    85. Bockhorn, Don R77-201

    86. Bolard Precious Metals R79-121-79-467

    Corporation

    R79-171-79-315

    R79-334-80-37

    R79-507-80-282

    R79-956-80-596

    R80-395-80-593

    87. Boman, Al 82-R104

    88. Bonair Trading, Inc. R80-1018-80-599

    89. Bonaire Trading Corp. R80-700-80-514

    R81-534-82-518

    90. Borell, Anthony R81-623-81-573

    91. Borrell, Tony 82-R368

    .

    - 8 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    92. Boston Gold & Silver R80-822-81-23

    Exchange

    R80-873-80-688

    R80-87-80-202

    93. Bower, Noah 83-R255

    94. Bowman, Thomas R78-780-79-216

    95. Boyd, Kenneth Douglas R78-85-78-205

    96. Brandenberg Commodities, R80-114-80-179

    Inc.

    97. Brandenberg, Gregory J. R80-114-80-179

    98. Brenick, George R78-58

    99. Brent, Howard 82-R920

    100. Bristol Options, Inc. R78-158-79-53

    R77-190

    101. British American R77-116

    Commodity Options Corp.

    R78-567-79-254

    R79-185-79-532

    R79-355-80-52

    102. British Crown R78-678-81-312

    Commodities, Inc.

    R79-214-79-400

    R79-38-79-454

    103. Brown, Arthur G. R79-767-80-118

    .

    - 9 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    104. Brown, Charles R80-1018-80-599

    105. Brown, Dexter R78-331-78-254

    106. Brown, Joe R79-214-79-400

    107. Brown, Norman R80-1018-80-599

    R81-534-82-518

    108. Brown, Tom R79-38-79-454

    109. Brutzman, Charles R77-295

    110. Buckley, Tim R81-1315-82-347

    R81-1327-82-449

    111. Bugarski, Walter 82-R293

    R81-1369-82-400

    112. Burnbaum, Larry R80-227-80-266

    R80-244-80-289

    113. Burns, John (Jack) 82-R897

    114. Bush, Jerry 82-R736

    R81-1019-82-221

    115. Bushe, Mr. R81-992-82-444

    116. Buzzi, Stephen R. R81-1207-82-351

    117. Buzzi, Steve R80-394-81-33

    118. Cabot, Scott 82-R182

    119. Caddell, Philip P. R81-598-81-689

    120. Cadell, Phillip R81-536-81-531

    .

    - 10 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    121. Cagnina, Jack R81-869-82-183

    122. Capital Development R80-271-80-262

    Systems, Inc.

    123. Capital Fidelity Group 82-R908

    82-R918

    124. Capital First Fidelity 82-R908

    Corporation

    125. Carademetropulo, Michael 82-R435

    126. Carino, Anthony R81-483-81-528

    127. Carmens, Neil R81-50-81-410

    128. Carter, John R79-246-79-403

    129. Carter, Rodgers & R79-453-80-308

    Whitehead, Inc.

    R79-551-80-225

    R79-563-80-265

    R79-671-80-304

    R79-707-80-286

    R79-724-80-284

    R79-758-80-352

    R79-782-80-216

    R79-813-80-319

    R80-360-80-353

    R80-383-80-361

    R80-157-80-302

    .

    - 11 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    Carter, Rodgers & R80-174-80-274

    Whitehead, Inc.

    R80-175-81-50

    R80-75-80-273

    R80-161-80-303

    R80-391-80-360

    R80-448-80-334

    R79-817-80-419

    130. Caten, Peter R80-1056-80-676

    131. Caufield, Michael H. R79-853-80-211

    R81-70-81-151

    132. Cayman Associates, Ltd. R78-698-79-165

    R78-870-79-237

    R79-271-79-477

    R79-623-80-169

    133. Central Commodities, Inc. 82-R204

    82-R707

    134. Cercone, Lou R80-277-81-36

    R80-87-80-202

    135. Certified Gems, Inc. R80-531-80-655

    136. Charles, Jack R78-422-79-274

    137. Charleton, Russell R78-553-79-495

    138. Chartered Systems Corp. R79-799-80-160

    of New York, Ltd.

    .

    - 12 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    Chartered Systems Corp. R80-1140-81-98

    of New York, Ltd.

    R81-772-81-612

    R81-297-81-723

    R78-711-79-121

    R79-36-80-410

    R79-310-80-376

    R79-53-79-376

    R79-875-80-188

    R80-11-80-192

    R80-1336-81-363

    R80-1336-81-368

    R80-42-80-509

    R81-1092-82-25

    R81-236-81-344

    R81-294-81-724

    139. Chartered Systems 82-R214

    Corporation

    140. Chartered Systems 82-R488

    Corporation of New York

    R80-395-81-73

    141. Chavis, Ellie R81-606-81-726

    142. Cherry, Pat R81-658-82-82

    R82-144

    .

    - 13 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    143. CIC International of R77-268

    California

    R77-313

    R77-516-78-90

    144. Cioffi, Dennis R80-582-81-391

    R81-893-82-32

    145. Circharo, Armand R79-145-80-86

    146. Circiello, Franco R79-13-80-498

    147. Citadel Trading Co., Ltd. R78-365-78-232

    148. Citadel Trading Company R77-4

    of Chicago

    149. Clancy, James K. R79-97-79-389

    150. Clark, Matthew 82-R120

    R81-1140-82-191

    151. Cleary Trading Company, R78-472-79-159

    Inc.

    152. Clifton, Richard R81-855-81-793

    153. Cochems, Robert R79-156-80-23

    R79-246-79-403

    154. Cohen, Bernard 82-R228

    155. Cohen, Neil 82-R228

    156. Cohen, Patricia Cherry R82-29-82-286

    157. Cohen, Randall Cherry R82-29-82-286

    158. Cohen, Seymour R77-242

    .

    - 14 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    Cohen, Seymour R78-129-78-207

    (continued)

    R78-11-78-175

    R78-407-79-149

    R78-415-79-6

    R78-522-79-98

    R79-99

    159. Cohn Commodities, Inc. R78-525-79-391

    R78-554-79-154

    R79-326-82-529

    160. Collins, John R80-1258-81-315

    R80-1294-81-466

    R80-1248-81-306

    R81-1333-81-406

    R81-25-81-465

    161. Colopy, Gene R78-372-79-91

    162. Comex International R80-1376-81-91

    163. Comex International R80-1377-82-531

    Investors, Ltd.

    R81-747-82-84

    R81-706-81-776

    164. Commerical Petrolera R80-999-80-597

    International

    165. Commodity Corporation of R78-113-78-221

    America

    .

    - 15 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    Commodity Corporation of R78-291-78-255

    America

    R78-345-79-44

    R78-591-79-184

    R78-670-79-171

    R78-754-79-204

    R79-12-79-229

    R79-251-79-478

    R79-252-79-445

    166. Commodity Investment R78-790-79-48

    Counselors

    R78-872-79-115

    R79-570-80-442

    167. Commodity Management 82-R640

    Assoc.

    R81-994-82-137

    168. Commodity Management 83-R20

    Services, Inc.

    83-R255

    169. Commodity Resources, Inc. 82-R307

    82-R848

    R80-294-80-327

    R81-520-81-488

    R82-90

    R81-64-81-210

    .

    - 16 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    Commodity Resources, Inc. R81-807-81-819

    (continued)

    R81-963-81-768

    R81-1322-82-487

    170. Commodity Services R80-108-80-272

    International

    171. Commodity Trading Corp. 82-R522

    R81-1160-82-332

    R81-68-81-327

    172. Commonwealth Petroleum R80-505-82-505

    Corp.

    R80-593-80-656

    173. Comstock Investment Mgmt. R77-363-78-5

    Corp.

    174. Comstock Investors, Inc. R79-535-80-234

    R80-116-80-173

    175. Comvest Trading Corp. 82-R522

    R79-564-80-454

    R79-574-80-94

    R79-600-80-102

    R79-688-80-62

    R79-790-80-178

    R79-856-80-164

    R79-886-80-189

    R80-50-80-207

    .

    - 17 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    Comvest Trading Corp. R80-51-80-163

    (continued)

    R80-53-81-107

    R80-5-80-193

    R80-85-80-240

    R80-92-80-545

    R81-1160-82-332

    R81-786-81-728

    176. Comvest, Inc. R79-522-80-105

    R79-564-80-454

    R79-574-80-94

    R79-629-80-182

    R79-702-80-186

    R79-711-80-158

    R79-768-80-152

    R79-835-80-292

    R80-1065-80-633

    R79-856-80-164

    R80-107-80-687

    R79-880-80-159

    R80-102-80-196

    R79-792-80-177

    R79-850-80-249

    .

    - 18 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    Comvest, Inc. R80-1160-81-7

    (continued)

    R80-1271-81-48

    R80-129-80-279

    R80-130-80-268

    R80-156-80-162

    R80-166-80-173

    R80-184-80-538

    R80-285-80-317

    R80-936-80-626

    R80-384-80-473

    R81-1067-82-97

    R80-503-81-409

    R81-763-82-524

    R80-540-80-467

    R80-598-80-466

    R80-695-80-571

    R80-823-80-739

    R80-839-80-625

    R80-85-80-240

    R80-264-80-325

    R80-343-80-465

    R80-476-80-568

    .

    - 19 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    177. Connelly, Brian R79-702-80-186

    178. Conner, Michael R81-32-81-339

    179. Connors & Davenport, Ltd. R79-742-81-153

    R80-1048-80-634

    R80-301-80-383

    R80-302-80-373

    R80-563-80-416

    180. Consolidated Advisory 82-R333

    Corporation

    181. Consolidated Gold & R79-503-80-80

    Silver, Inc.

    R80-1397-81-152

    R80-27-80-264

    182. Continental Metals, Inc. 82-R563

    R80-377-80-570

    183. Cook, Thomas 82-R582

    184. Cooley, Dan R81-1414-82-448

    185. Cordero, Joseph M. R81-1288-82-469

    186. Cosmopolitan Research and 82-R494

    Development Corp.

    R80-1008-80-682

    R80-1056-80-676

    R80-1157-81-58

    R80-1311-81-65

    .

    - 20 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    Cosmopolitan Research and R81-777-81-658

    Development Corp.

    187. Couch, Jean R79-782-80-216

    R79-817-80-419

    188. Crain, Ed R81-1119-82-88

    189. Cramer, E. Bud 82-R927

    R81-466-81-548

    190. Cramer, Robert 82-R797

    191. Crawford, Harrison R80-1377-82-531

    192. Creadon, Henry J. R77-440-78-68

    193. Cronauer, Peter R. R78-626-79-105

    194. Cronkite, Chris 82-R908

    195. Crouch, Betty R81-471-82-29

    196. Culhane, Al R79-123-79-308

    197. Cunningham, Don R80-1212-81-313

    R80-1295-81-392

    198. Cunningham, Steve R81-1013-82-269

    199. Currency & Metals R80-1298-81-81

    Exchange, The

    200. Cycle System Index, Inc. R79-734-80-221

    201. D.F.S. Commodities R78-128-78-243

    202. Dameron, Dana R80-626-81-168

    R81-1282-82-180

    203. Dameron, Dana D. R81-1043-82-63

    .

    - 21 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    Dameron, Dana D. R81-1103-82-59

    (continued)

    204. Dameron, Inc. R81-1103-82-59

    R81-1288-82-180

    R81-1043-82-63

    R81-861-81-810

    R81-450-81-824

    205. Daniel, Beverly M. R81-1160-82-332

    206. Daniel, Joseph T. 82-R51

    207. Daniels, Jim 82-R270

    82-R271

    R81-1109-82-223

    R81-695-82-93

    82-R272

    208. Data Maui, Inc. 82-R371

    209. Dauman, Robert R81-64-81-210

    210. Davidson, John 83-R118

    83-R56

    211. Davidson, Phil R81-394-81-475

    212. Davidson, Phillip R80-1387-81-434

    R81-225-81-515

    R81-24-81-636

    213. Davis, Ben R81-121-81-181

    .

    - 22 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    214. Davis, Greg R81-49-81-625

    215. Davis, John H. 82-R517

    216. Dawes, Douglas R78-468-79-75

    217. Day, Dan R81-1269-82-250

    218. Day, Danny 82-R140

    R81-1369-82-440

    R81-1399-82-478

    219. Deane, Norman R78-678-81-312

    R79-245-80-15

    220. DeBerry & Co., S.E., Inc. 82-R807

    221. DeBerry, S.E. R81-523-81-529

    222. DeBerry, S.E., Inc. R81-523-81-529

    223. DeBerry, Sims E. R80-56-81-138

    R81-276-81-461

    224. Dees, Charles R77-309

    225. Deile, M. R81-843-82-98

    226. Delphi Commodities, Inc. R80-256-80-294

    R80-349-80-564

    R80-721-80-672

    R80-759-81-100

    R80-1232-81-193

    R81-1131-82-502

    .

    - 23 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    227. DeNegris, Michael R79-53-79-376

    R78-870-79-237

    228. DePalma, Robert R79-334-80-37

    R79-507-80-282

    R80-757-81-158

    229. Deprizio, Daniel R80-757-81-158

    230. DeRosa, Robert R77-488-78-63

    231. DeSano, Mark 82-R876

    232. DeShore, Jan R78-209-78-297

    233. Dibartolomeo, Dan R81-1077-82-205

    234. Dieli, Carmi R81-782-82-42

    235. Dieli, Carmine R81-112-81-541

    R81-803-82-66

    R81-837-82-26

    236. Dietrich & Ziker R78-248-79-147

    Marketing Services, Inc.

    237. Dimaria, Ronald R. R79-143-80-54

    238. Diversified Financial 82-R927

    Sciences

    a/k/a North Atlantic

    Mgmt. Corp.

    239. Diversified Financial R81-1207-82-351

    Sciences, Inc.

    R81-466-81-548

    R81-548-81-675

    .

    - 24 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    Diversified Financial R81-675

    Sciences, Inc.

    240. Domestic Oil Corporation R80-999-80-597

    R80-585-80-628

    R80-808-80-632

    R80-816-80-631

    R80-915-80-642

    R80-641-80-629

    R80-770-80-630

    241. Domestic Oil Corporation, 82-R613

    U.S.A.

    242. Donney Securities, Ltd. R79-317-79-511

    R80-757-81-158

    R78-524-79-233

    243. Dorchester Commodities, R78-621-79-129

    Inc.

    R80-58-80-271

    244. Dotson, Robert R81-611-82-325

    245. Douglass, Lynn 82-R58

    246. Drexel Equity Associates, 82-R298

    Inc.

    82-R487

    83-R242

    247. Drexel, Ryan & Brown R80-1357-81-237

    R80-408-80-495

    .

    - 25 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    248. Duarte, George R80-133-80-283

    249. Dumas, Ben R81-852-81-700

    250. Duncan, Frank R81-1369-82-440

    251. Dunn, Bradford & Willis R80-392-80-351

    R80-546-80-418

    R81-4-81-322

    252. Dunn, John 82-R225

    253. E.K. Capital Corp. R80-769-80-482

    R80-778-80-529

    R80-652-80-425

    R80-654-80-426

    R80-598-80-413

    R81-789-82-41

    R80-573-80-394

    R80-633-80-432

    R81-29-81-562

    R80-1022-80-588

    R80-954-80-638

    R80-528-81-22

    R80-1058-80-635

    R80-533-80-381

    R80-1071-80-580

    .

    - 26 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    E.K. Capital Corp. R80-554-80-372

    (continued)

    R80-1071-80-636

    R80-554-80-379

    R80-1097-80-662

    R80-569-80-380

    R80-1110-80-702

    R80-510-80-393

    R80-1183-81-3

    R80-574-80-403

    R80-1143-81-46

    R80-864-80-558

    R80-1161-81-503

    R80-779-80-556

    R80-463-80-395

    R80-666-80-484

    R80-482-80-398

    R81-1083-82-397

    R80-662-80-462

    R80-914-81-26

    R80-819-80-604

    R80-730-80-472

    R81-644-81-743

    .

    - 27 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    E.K. Capital Corp. R80-866-80-585

    (continued)

    R80-854-80-554

    R80-798-80-574

    R80-756-80-487

    R80-686-80-429

    254. E.P. North American R80-384-80-485

    Trading Corp.

    R80-647-80-486

    255. E.R.G. Resources, Inc. 82-R434

    256. Eckhardt, Ralph R78-185-79-22

    257. Eckhardt-Quiter & Co. R78-135-79-22

    258. Ecomonic Systems, Inc. R77-236

    R78-4-78-182

    259. Edwards, Kenneth R79-62-79-527

    260. Edwards, Roy R79-254-79-396

    261. Eisbart, Sami R78-711-79-121

    262. Eisenberg, Murray R78-692-79-341

    R79-570-80-442

    R80-1352-81-166

    263. Eisenberg, Murray I. R78-872-79-115

    R78-790-79-48

    264. Emden, Jeffery R80-1338-81-362

    R79-640-80-275

    .

    - 28 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    265. Enivel Management R81-710-81-664

    266. Epstein, Hank R80-291-80-215

    267. Epstein, Steven R. 82-R848

    268. Esposito, Edward R80-999-80-597

    269. Euro American Advisory R81-852-81-700

    Corporation

    270. Euro American 82-R660

    Commodities, Inc.

    271. Euro American Trading R81-1407-82-271

    Corporation

    272. Euro American Trading R81-575-81-763

    Group

    82-R596

    273. Euro American Trading 82-R271

    Group, Ltd.

    82-R270

    R81-695-82-93

    R81-717

    R80-1386-81-96

    R81-1109-82-223

    R81-1114-82-88

    R81-1146-82-224

    82-R272

    274. Evans, Steve R79-123-79-308

    275. Everett, Donovan R78-248-79-147

    .

    - 29 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    276. F & W Coal, Inc. 82-R235

    82-R55

    277. Fairchild, Arabatzis and R78-268-78-226

    Smith, Inc.

    R78-478-79-305

    R78-622-79-54

    R79-123-79-308

    R79-175-79-369

    R79-50-79-262

    278. Farber, Fred 82-R360

    279. Farrell, Arthur R78-484-79-240

    280. Fasano, Gilda R78-214-78-228

    R78-459-79-117

    281. Federal Gold Exchange Co. R80-233-81-820

    R80-396-80-620

    R80-703-80-578

    282. Federal Metals Depository R79-307-80-101

    Corp.

    283. Feeney, David S. R79-600-80-102

    R81-518-81-735

    284. Fidelity Federal Bullion R80-442-80-516

    Co.

    R80-945-80-573

    285. Fienga, Joe R81-209-81-554

    .

    - 30 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    286. Fienga, Joseph 82-R33

    R81-1362-82-425

    287. Finley, Marvin R79-267-79-413

    R79-554-80-170

    288. First American Currency R80-1180-81-44

    Corporation

    289. First Bergen Investors 82-R299

    Corporation

    290. First California R81-1032-82-207

    Commodities

    291. First Fidelity Bullion R80-857-80-737

    292. First Fidelity Financial 82-R104

    Corporation

    293. First Financial Investment R80-1077-80-699

    294. First London Commodity R77-440-78-68

    Options, Ltd.

    295. First Mercantile R80-389-80-648

    Investment

    296. First N.Y. Commodity R77-228

    Options, Ltd.

    R73-596-79-329

    297. First National Bullion R79-424-80-129

    Corp.

    R79-542-80-270

    R79-640-80-275

    R80-413-80-323

    .

    - 31 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    First National Bullion R80-654-80-406

    Corp.

    R80-177-80-430

    R79-381-80-92

    R79-394-80-68

    R79-407-80-69

    R79-408-80-70

    R79-473-80-91

    R79-554-80-170

    R79-452-80-73

    R79-664-82-71

    R79-292-79-434

    R80-420-80-358

    R79-637-80-321

    R79-652-80-171

    R79-654-80-406

    R79-586-80-745

    R79-640-80-275

    R80-464-80-384

    R80-525-80-382

    R80-680-80-437

    R79-572-80-146

    R79-591-80-214

    .

    - 32 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    298. First National Currency R80-329-80-502

    R79-572-80-146

    299. First New England R77-126

    International Commodities

    R77-17-78-3

    300. First New York Investors R78-482-79-140

    Corp.

    R74-143-80-54

    R78-517-79-134

    R78-574-79-32

    R78-789-80-233

    R79-130-80-27

    R79-551-80-316

    R79-676-81-286

    R79-745-80-212

    R80-392-80-155

    R77-411-80-111

    R78-801-79-310

    R78-207-79-34

    R78-363-79-481

    R78-370-79-36

    R78-556-79-136

    R78-640-79-108

    .

    - 33 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    First New York Investors R78-865-79-313

    Corp.

    R79-16-79-276

    R79-254-79-396

    R79-70-79-296

    R78-277-79-148

    R78-248-79-147

    301. First Regal Commodities R78-257-79-42

    R78-398-78-293

    R78-749-79-273

    R78-99-78-202

    R79-326-80-529

    302. First Worthington 82-R225

    Financial

    303. Fish, Joe R81-464-81-559

    304. Fish, Joe H. R81-803-82-66

    305. Fitzgerald, Steven R77-4

    306. Flaherty, Richard R79-745-80-212

    307. Flaks, Stephen R78-621-79-129

    R78-621-79-42

    308. Forbes & Bradstreet, Inc. R80-838-80-714

    R81-188-81-335

    R81-33-81-288

    309. Foster, Stephen C. R79-239-79-129

    .

    - 34 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    310. Frank, Edward L. R81-1299-82-520

    311. Frankford, Gary R81-212-81-346

    312. Frankland Commodities R78-331-78-254

    Corp.

    R78-524-79-426

    313. French, Jim 83-R248

    314. Gallagher, Christopher R81-1131-82-502

    315. Galligano, Michael 82-R976

    316. Galligano, Michael A. 83-R388

    R79-643-80-35

    317. Gambino, Victor R80-882-80-657

    R81-1013-82-269

    318. Garner, Phil 82-R970

    319. Garvanne, Eric R77-372-78-9

    320. Garvey, Michael R80-286-81-31

    321. George, Eric R81-1344-82-480

    322. Gharbi, Michael 82-R435

    a/k/a Carademetropulo,

    Michael

    R81-1315-82-347

    R81-1327-82-449

    323. Ghun, Hak R79-724-80-284

    R80-282-80-311

    R81-234-81-269

    .

    - 35 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    Ghun, Hak R81-354-81-300

    (continued)

    R81-661-81-699

    R81-920-81-806

    324. Gilkison, Kenneth R81-734-81-790

    325. Ginefra, Patrick R78-407-79-149

    326. Glass, George R81-1064-82-140

    R81-939-82-218

    327. Global Precious Metals 82-R360

    328. Glover, John J. R80-264-80-325

    329. Goddard, Dennis R79-612-80-301

    330. Gold International, Inc. R79-267-79-413

    331. Gold, Dr. Phillip 82-R574

    332. Gold, Phillip 82-R964

    333. Goldberg, Samuel R79-503-80-80

    R80-27-80-264

    334. Golden, Robert R78-678-81-312

    335. Goldsmith, Roy 82-R861

    336. Gondar, Frank R78-516-80-475

    337. Goodsmith, Cary J. R81-889-82-13

    338. Goolsby, Jerry 82-R979

    339. Gorenstein, Stewart R78-113-78-221

    R78-291-78-255

    .

    - 36 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    Gorenstein, Stewart R78-345-79-44

    (continued)

    R79-251-79-478

    R78-591-79-184

    R78-670-79-171

    R78-754-79-204

    R79-12-79-229

    R79-251-79-478

    R79-252-79-445

    R78-754-79-204

    340. Gott, Stan R79-637-80-321

    341. Gottlieb, Gary R80-999-80-597

    342. Gottsch, Patrick 82-R161

    343. Gray, Ted R79-637-80-321

    344. Green, Mark R81-399-81-781

    345. Greenberg, Daniel R77-378-78-24

    346. Greenbrier Trading 82-R699

    Services, Inc.

    R81-1140-82-191

    82-R120

    347. Gregory Commodity Options R79-250-80-402

    348. Gregory Commodity R77-113

    Options, Inc.

    R77-132

    .

    - 37 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    Gregory Commodity R77-191

    Options, Inc.

    R77-225

    R77-244

    R77-248

    R78-239-79-110

    R78-37

    349. Gregory Commodity R78-516-80-475

    Options, Ltd.

    350. Griffin, Ronald R. R78-692-79-341

    R77-244

    351. Guest, Mark 82-R51

    352. Guinn, Paul 82-R777

    353. Gune, William R80-61-81-179

    R81-1390-82-291

    354. Gunther, Mr. 82-R1049

    82-R1050

    355. Gurley, Dale 82-R265

    356. Haas, Mr. R81-1013-82-269

    R81-743-82-127

    357. Haas, Steven C. R81-1381-82-479

    358. Haberbush, Arthur R80-452-81-73

    359. Hagan, David R77-317

    R77-392-78-35

    .

    - 38 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    360. Hagon, David R79-875-80-188

    361. Haines, Peter R81-503-81-734

    362. Hall, Chuck R80-286-81-31

    363. Hall, William E. R81-537-81-699

    364. Hallander, Fred R81-772-82-612

    365. Hamilton Investors Corp. R80-61-81-179

    366. Handy, John R79-623-80-169

    367. Handy, Jon 82-R371

    368. Hannun, Donald R. R77-126

    R77-17-78-3

    369. Hardwick & Wells R81-1064-82-140

    Commodities, Inc.

    R81-833-82-195

    R81-939-82-218

    370. Harmer, James R81-33-81-228

    371. Harrison, Sheldon R80-1034-81-291

    372. Hartford, Joseph R81-437-82-391

    373. Harvey, Dodels R77-275

    374. Harvey, Robert T. 82-R962

    375. Havens, Thomas C. R80-517-80-499

    376. Hayden, Richard R77-138

    377. Haydon Allen Associates, R81-427-81-579

    Inc.

    .

    - 39 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    Haydon Allen Associates, 82-R493

    Inc.

    82-R693

    378. Heller, Leslie R81-1033-82-262

    379. Herr, Alan 82-R221

    82-R861

    380. Herr, Herb 82-R703

    R81-575-81-763

    381. Herr, Herbert 82-R827

    382. Herrington, Frank R80-263-80-375

    383. Hertford Trading Co. R79-753-80-211

    R81-70-81-151

    384. Hesterman, William B. R77-59

    R77-278

    385. Higgins, John 82-R13

    386. Hobard Securities R79-507-80-282

    387. Hodge, Buddy 82-R55

    388. Hoffman, Ted R80-1284-81-219

    389. Hogan, Dane R79-875-80-188

    390. Hogan-Orr, Inc. R79-340-79-529

    R80-159-80-307

    R80-369-80-590

    R80-636-81-168

    .

    - 40 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    391. Holiusa, Richard S. R79-447-81-19

    R79-448-81-12

    392. Hollman, Al R80-1337-81-236

    393. Holness, Lenward R78-281-80-19

    394. Holt, William R78-789-80-233

    395. Howe, William A. R81-518-81-735

    396. Howell, Bobby Lee R81-1288-82-469

    397. Hunt, Thaddeus R. R81-843-82-98

    398. Huntley, Jack R81-1146-82-224

    R81-1178-82-381

    399. Hutson Investment Group R81-1206-82-258

    400. Hutson, George H. R81-1206-82-258

    401. I.G.B. Trading R81-632-81-716

    402. Iaciofano, Dom R80-263-80-375

    403. Iaciofano, Victor P. R81-366

    404. ICI Commodities R78-254-79-20

    405. Inczedy, Stephen R79-723-80-195

    406. Inn-vest, Inc. R81-212-81-346

    R81-545-81-645

    407. Intercontinental Gold, R79-178-80-228

    Inc.

    408. International Commodities R77-74

    Corp.

    .

    - 41 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    International Commodities R79-457-80-84

    Corp.

    R77-562-78-13

    R77-356

    R77-295

    R78-106-79-246

    R77-377-78-10

    R79-27-79-281

    409. International Commodity R77-230

    Advisors, Inc.

    R77-166

    410. International Commodity R81-611-82-325

    Investments

    411. International Commodity R79-99

    Options

    R79-457-80-84

    R78-210

    R78-415-79-6

    412. International Commodity R78-522-79-98

    Options, Ltd.

    R78-407-79-149

    R79-199-79-290

    R78-752-79-186

    R78-710-79-420

    R80-404-81-412

    .

    - 42 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    International Commodity R78-768-79-199

    Options, Ltd.

    R78-11-78-175

    R78-148-78-231

    R78-139-78-242

    R77-242

    R77-187

    R79-6-79-264

    413. International Dynamics, 82-R289

    Inc.

    83-R248

    83-R269

    83-R280

    83-R467

    83-R507

    414. International Gold 83-R582

    Bullion Exchange

    R80-959-80-663

    415. International Metals Corp. R80-785-80-584

    416. International Metals R80-689-81-21

    Exchange, Ltd.

    R80-323-80-412

    R80-724-80-493

    R80-308-80-388

    R80-529-80-357

    .

    - 43 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    International Metals R80-367-80-389

    Exchange, Ltd.

    R80-340-80-374

    R80-804-80-547

    R80-634-80-435

    R80-515-80-546

    R80-428-80-391

    R80-424-80-364

    R80-420-80-355

    R80-398-80-365

    R80-381-80-356

    R80-380-80-387

    R81-229-81-578

    R81-893-82-32

    R80-311-80-411

    417. International Monetary R80-617-80-298

    Corp.

    R80-352-80-490

    R80-785-80-584

    418. International Monetary R81-1380-82-298

    Group, Inc.

    419. International Monetary R80-670-80-471

    Market

    R80-837-80-542

    R81-437-82-391

    .

    - 44 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    420. International Monetary R78-847-79-302

    Systems, Inc.

    421. International Petroleum R80-999-80-597

    Exchange, Inc.

    422. International Royal R80-62-80-172

    Investors, Ltd.

    R80-799-80-713

    R80-891-80-694

    R79-505-80-65

    423. International Trading R80-488-80-616

    Corp.

    424. International Trading R80-488-80-616

    Group, Inc.

    425. International Trading R77-378-78-24

    Group, Ltd.

    426. Jackel, Marc 82-R588

    427. Jackell, Marc R82-64-82-287

    428. Jackson, Keith 82-R104

    429. Jackson, Robert R77-572-78-154

    430. Jackson, Russell R79-586-80-745

    431. Jankowski, Christopher A. R77-2

    R78-870-79-237

    432. Jefferson Investment & R82-107

    Trust Company

    433. Joffe, Anthony Q. R79-145-80-86

    434. Joffee, A.Q. R78-660-79-205

    .

    - 45 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    435. Johnson, Ed R80-637-81-146

    436. Jonlyn Investors R80-1098-80-664

    Services, Ltd.

    R80-534-80-450

    R80-575-80-407

    R80-681-80-434

    R80-685-80-449

    R80-733-80-428

    R80-747-80-470

    R80-1003-80-613

    R80-1082-80-721

    R80-508-80-338

    R80-664-80-431

    R80-548-80-367

    R80-432-80-346

    R80-560-80-354

    R80-711-80-536

    R80-566-80-724

    R80-472-80-339

    R80-630-80-445

    R80-506-80-336

    R80-635-80-448

    R80-405-80-342

    .

    - 46 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    Jonlyn Investors R80-663-80-420

    Services, Ltd.

    R80-441

    R80-425-80-348

    R80-497-80-340

    R80-448-80-334

    R80-503-80-359

    R80-527-80-444

    R80-483-80-341

    R80-496-80-344

    R80-762-80-459

    R80-764-80-488

    R80-825-80-549

    R80-896-80-565

    R80-971-80-583

    437. Joseph, Eugene R77-313

    438. Joseph, Gene R77-268

    R81-185-81-369

    439. Jupe, Janice R77-147

    440. Justesen, Roy R80-1201-81-249

    441. K & M Metals & Trading R80-307-80-428

    R80-481-80-392

    442. Kahn, William R81-299-81-724

    .

    - 47 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    Kahn, William R81-772-81-612

    (continued)

    R81-927-81-723

    443. Kane, Barry R81-1227-82-219

    R81-642-81-807

    444. Kane, Bill R81-717

    445. Kaplan, Marvin J. 82-R398

    446. Karet International Corp. R80-594-80-656

    447. Karr, Victor 83-R176

    448. Katel, Ellis R78-36-78-136

    449. Kauhini, John 82-R910

    82-R957

    450. Keeling, Rick R81-475-81-618

    451. Keller, Dick R81-711-82-83

    R81-908-82-173

    452. Kelley, David R80-1365-81-293

    453. Kelly, David R80-1325-81-381

    R81-307-81-290

    454. Kent, Herbert R81-1033-82-262

    R81-1056-82-212

    R81-1195-82-387

    R81-834-82-159

    R81-910-82-214

    .

    - 48 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    455. Kent, Herbert J. 82-R208

    R81-1000-82-96

    R81-1005-82-164

    R81-1007-82-133

    R81-1009-82-16

    R81-1018-82-244

    R81-101-81-294

    R81-1029-82-312

    R81-1053-82-129

    R81-1069-82-160

    R81-1072-82-252

    R81-1104-82-168

    R81-115-82-364

    R81-1120-82-117

    R81-116-82-236

    R81-1143-82-420

    R81-1159-82-184

    R81-1076-82-235

    R81-1112-82-154

    R81-1272-82-317

    R81-1292-82-135

    R81-1362-82-441

    .

    - 49 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    Kent, Herbert J. R81-1366-82-482

    (continued)

    R81-1413-82-500

    R81-806-82-121

    R81-811-82-94

    R81-848-82-194

    R81-812-82-158

    R81-713-82-73

    R81-826-82-139

    R81-858-82-240

    R81-829-82-78

    R81-769-82-104

    R81-830-82-5

    R81-793-82-439

    R81-845-82-55

    R81-70-81-151

    R81-846-82-67

    R81-763-82-50

    R81-711-82-83

    R81-773-82-101

    R81-767-82-99

    R81-783-81-786

    R81-818-81-803

    .

    - 50 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    Kent, Herbert J. R81-760-82-6

    (continued)

    R81-772-82-49

    R81-863-82-65

    R81-867-82-150

    R81-869-82-183

    R81-886-82-153

    R81-908-82-173

    R81-911-81-296

    R81-918-82-146

    R81-951-82-254

    R81-928-82-148

    R81-941-82-319

    R81-946-82-523

    R81-911-82-296

    R81-967-82-274

    R81-968-82-239

    R82-49-82-390

    456. Kenworthy, Richard, Sr. 82-R170

    457. Kerkel, Marc R81-877-81-753

    458. Kilpatrick, John 82-R772

    459. Kimball, Ken R81-556-81-576

    R81-1387-82-499

    .

    - 51 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    460. Kimball, Kenneth R81-210-81-681

    R81-710-81-664

    461. King, Gary R81-612-82-92

    462. King, Penny R79-326-80-529

    463. Kingston Commodity Corp. R81-366

    R81-187-81-591

    464. Kingston P.M.A., Inc. R81-2-81-588

    R81-150-81-209

    R81-121-81-181

    465. Kirkpatrick, John 82-R772

    466. Kirkpatrick, Mr. 82-R310

    467. Kiroly, Mary R79-745-80-212

    468. Klein, Paul R78-760-80-7

    469. Knyff, Adrian R81-1012-82-393

    470. Kocot, Bruce R81-1083-82-397

    471. Komp Trading Co. R80-481-80-392

    472. Korsen, Steve R81-312-81-319

    473. Korsen, Steven R81-1013-82-269

    474. Kretchmar, William R81-218-82-424

    475. Kyser, Elmer 82-R517

    476. LaMarca, Michael R78-310-78-222

    477. Lande, Renee 82-R962

    .

    - 52 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    478. Landmark Group, The 83-R33

    479. Lange, Thomas R78-229-78-234

    480. Larson, Donald R81-1399-82-478

    481. Larson, John R78-312-79-137

    482. Latson, Donald R81-1320-82-495

    483. Lawrence, J. Randall R81-658-82-82

    R82-144

    R82-29-82-286

    484. Layne, Stanley R79-664-82-71

    485. Leavitt, Al R81-887-81-833

    486. Leavitt, Allen R78-39-78-160

    487. LeClair, Ray R78-363-79-481

    488. Lee, Bob 82-R55

    489. Lee, Larry R81-304-81-311

    R81-354-81-300

    490. Leist, Neil R79-314-79-475

    R79-332-79-519

    491. Lesta, Elaine 82-R265

    492. Levin, Marian R81-520-81-488

    493. Levitt, Ted 83-R102

    83-R43

    494. Levitt, Theodore R81-1249-82-115

    .

    - 53 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    495. Levy, Mike 82-R515

    R81-743-82-127

    496. Lewellyn, Chris R79-851-80-236

    497. Lewis Marlow Commodities R80-886-81-24

    498. Lewis, Dan R78-6-79-111

    499. Lewis, Harvey R79-654-80-406

    500. Lewis, Michael J. R78-760-80-7

    501. Lincoln Fed. Investment R78-524-79-426

    Corp.

    502. Lincolnwood Commodities R78-841-79-375

    (California)

    R79-111-79-359

    503. Lincolnwood Commodities, R77-308

    Inc. of California

    R77-439-78-69

    R79-286

    504. Lindsay, Paul 82-R367

    505. Llewellyn, Christopher R79-648-80-281

    506. Loila, Ralph R. R77-372-78-9

    507. Lombardi, Joseph R81-218-82-424

    508. London Commodity House R77-159

    509. London Commodity House of R77-142

    Boston, Inc.

    510. London Commodity House, R77-147

    Inc.

    .

    - 54 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    London Commodity House, R77-169

    Inc.

    R77-201

    R77-250

    R77-339-78-56

    R77-467-78-187

    511. London Commodity Option, R77-474-78-43

    Ltd.

    R78-692-79-341

    R77-465-78-97

    512. London Futures, Ltd. R77-358-78-2

    R78-151-78-204

    R78-158-79-53

    R78-209-78-297

    R78-653-79-27

    R78-36-78-136

    R78-427-79-71

    R78-417-79-100

    R78-459-79-73

    R78-626-79-105

    R78-660-79-205

    R78-753-79-86

    R78-484-79-240

    R78-792-79-172

    .

    - 55 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    London Futures, Ltd. R78-855-79-213

    (continued)

    R79-145-80-86

    R79-35-79-208

    R79-35-79-305

    R79-43-79-533

    R80-31-80-288

    513. Lord, Jack R80-112-80-306

    R81-614

    514. Lorde, Jack R81-294

    R81-432

    515. Lowe, David J. R79-190-79-522

    516. Luka, Barry L. 82-R429

    82-R429

    517. Lutz, Tim R81-483-81-528

    518. Lynch, Bill R81-132-81-500

    519. Lynch, Kenneth R81-353

    R81-426

    520. Lynch, Matthew R81-1032-82-207

    521. Lynch, Norbert C. R81-362-81-348

    R81-373-81-400

    R81-417-81-386

    R81-435-81-438

    .

    - 56 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    Lynch, Norbert C. R80-1393-81-191

    (continued)

    522. MacDonald, Gordon G. R78-729-79-188

    523. MacGregor, George R79-124-80-34

    524. Macleod, Winford Newton 83-R28

    525. Madda Trading Company R78-64-78-161

    526. Mandell, Howard M. R80-757-81-158

    527. Manglapus, Raul, Jr. R81-298-81-477

    528. Marcum, Anastasia R78-4-78-182

    529. Margulies, David R81-1399-82-478

    530. Margulis, Joel R81-553-81-611

    531. Market Timer R78-764-79-457

    532. Marlow Templeton & Jones, R80-359-80-369

    Ltd.

    R80-370-80-377

    R80-411-80-345

    533. Marzullo, Richard 82-R633

    534. Massaro, James 82-R1009

    82-R884

    535. Massaro, James W. 82-R876

    82-R888

    536. Mathes, Paul R77-438-78-58

    537. Mathias, Carl 83-R333

    538. Mathis, Timothy R78-819-79-166

    .

    - 57 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    539. Mattox, Marcus R77-36

    540. Maxwell, Kathy R81-225

    541. Mayer, Andrew 82-R589

    542. Mayfield, Bob R80-233-81-820

    543. Mayo, Arlene R80-1317-81-377

    R81-785-82-64

    544. McAlpine, Polly 82-R522

    545. McArthur, Mike 82-R235

    546. McClair, Ray R78-865-79-313

    547. McCormack, John J. R81-1299-82-259

    548. McDaniels, Charles R79-469-80-224

    549. McDougal, Jerry 82-R213

    82-R519

    550. McDougall, Mr. 82-R310

    551. Meehan, William F. R81-548-81-675

    552. Menkes, Michael R78-488-79-397

    553. Merdinger, Stanley R79-586-80-745

    R79-542-80-270

    R79-554-80-170

    R79-640-80-275

    R80-413-80-323

    554. Meridian Equities Corp. R79-200-80-257

    .

    - 58 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    Meridian Equities Corp. R79-314-79-475

    (continued)

    R79-332-79-519

    555. Metcalf, John R81-837-82-26

    556. Meyers, Diana J. R81-1292-82-135

    557. Meyers, Robert R81-789-82-41

    R81-863-82-65

    558. Meyers, Steve R81-819-82-86

    559. Mid-America Corp. 82-R897

    560. Mid-South Coal, Inc. 82-R265

    561. Miller, Harold D. R79-35-79-208

    562. Miller, Noel R81-1386-82-345

    563. Mills, J. Marcellus R81-1301-82-512

    R82-64-82-287

    564. Mills, Mark R81-1038-82-143

    565. Mischenob, Mr. 82-R301

    566. Mishno, Kasimire R81-694

    567. Mitchell, George R81-1000-82-96

    R81-1009-82-16

    R81-894-81-784

    568. Mizell, Ar. R80-1282-81-193

    a/k/a Ariel Meisells

    569. Mizrahi, Sam R79-153-80-95

    570. Mo-Comm Futures, Inc. R78-729-78-188

    .

    - 59 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    571. Moffie, Nancy R81-867-82-150

    572. Moore, Robert E. R81-1029-82-312

    R81-114-82-260

    R81-767-82-99

    R81-772-82-49

    R81-773-82-101

    R81-835-81-804

    R81-845-82-55

    R81-946-82-523

    573. Moorthy's Commodity Corp. 82-R591

    574. Moorthy's Commodity 82-R687

    Services, Inc.

    575. Moorthy's Securities Corp. 82-R391

    576. Moran, John R81-1371-82-493

    577. Morehead, Sam 82-R979

    578. Morgan & Smith R79-648-80-281

    Commodities, Ltd.

    R79-851-80-236

    R80-112-80-306

    R80-309-80-436

    579. Morgan, Ed 82-R104

    580. Morgan, Frank R80-1377-82-531

    581. Morgan, Louis R78-244-79-387

    .

    - 60 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    582. Morgan, Rogers & Roberts, R79-76-79-277

    Inc.

    583. Morill, Marian J. R82-64-82-287

    584. Morris, Larry 82-R104

    585. Morris, Lawrence 82-R918

    586. Morris, Mr. L. 82-R797

    587. Morse, Stephen W. R80-102-80-196

    588. Moy, Daniel York 82-R640

    589. Moyer, Andrew 82-R589

    590. Moynihan, Francis R78-25

    R77-376-78-18

    591. Muhammed, Nuridden R79-245-80-15

    592. Multi-National Holding 82-R182

    Corp.

    82-R221

    593. Multi-National Holding 82-R757

    Corp. Investment Group

    594. Munir, Al R79-563-80-265

    595. Munir, Robert R79-453-80-308

    596. Murphy, James T. R82-45-82-412

    82-R250

    82-R383

    82-R588

    R81-1038-82-143

    .

    - 61 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    Murphy, James T. R81-1333-82-327

    (continued)

    R81-442-81-712

    597. Murphy, James Terrance 82-R321

    598. Murphy, Terry R82-64-82-287

    599. Nagorniak, Ronald R79-230-80-258

    R80-227-80-266

    R81-437-82-391

    600. National Century 82-R976

    Financial Corporation

    83-R388

    601. National City Trading R80-286-81-31

    Corp.

    R80-291-80-215

    602. National Coal Exchange 82-R731

    82-R768

    82-R905

    603. National Coal Exchange, 82-R259

    Inc.

    82-R1078

    82-R265

    82-R225

    82-R260

    82-R213

    82-R235

    .

    - 62 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    National Coal Exchange, 82-R279

    Inc.

    82-R310

    82-R429

    82-R435

    82-R479

    R81-1019-82-221

    82-R55

    82-R680

    82-R633

    82-R736

    82-R643

    82-R655

    82-R546

    82-R579

    82-R772

    82-R819

    83-R767

    82-R519

    R82-60-82-460

    604. National Investment R81-608-81-648

    Publishing

    605. Nelson, Ghun & R79-224-80-284

    Associates, Inc.

    .

    - 63 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    Nelson, Ghun & R80-1210-81-194

    Associates, Inc.

    82-R962

    R80-1047-81-2

    R80-1120-80-670

    R80-1147-81-231

    R80-1034-81-291

    R80-1261-81-218

    R80-1284-81-219

    R80-1301-81-239

    R80-1318-81-232

    R80-1325-81-381

    R81-12-81-280

    R81-82-81-339

    R80-1365-81-293

    R80-159-80-307

    R80-1379-81-226

    R81-354-81-300

    R80-282-80-311

    R80-851-80-661

    R80-795-80-716

    R81-1173-82-125

    R80-937-81-25

    .

    - 64 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    Nelson, Ghun & R80-1365-81-293

    Associates, Inc.

    R81-1172-82-52

    R80-282-80-657

    R81-1227-82-219

    R81-105-81-174

    R81-172-81-258

    R81-481-82-586

    R81-307-81-290

    R81-312-81-319

    R81-1344-82-480

    R81-174-81-221

    R81-312-81-319

    R81-642-81-807

    R81-645-81-764

    R81-6-81-284

    R81-71-81-312

    R81-781-82-69

    R81-791-81-805

    R81-920-81-806

    R81-949-82-373

    606. Nesbet, Paul R81-417-81-386

    R81-650-81-832

    .

    - 65 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    607. Neuberger Securities Corp. R78-442-79-274

    R78-584-79-156

    R78-641-79-332

    R78-770-79-417

    608. Newport Investment 82-R140

    Management Corp.

    82-R414

    82-R486

    R81-1369-82-440

    R81-1269-82-250

    82-R581

    R82-114-82-428

    R81-1107-81-835

    R81-1303-82-380

    82-R704

    R81-1399-82-478

    R81-1300-82-335

    R82-54-82-398

    R82-69-82-237

    R82-74-82-464

    609. Nichols, Francis R77-500-78-190

    610. Nicoll, John R81-932-82-15

    611. Nicoll, John M. R81-992-82-489

    .

    - 66 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    Nicoll, John M. R82-482

    (continued)

    612. NIMC R82-128-82-470

    613. NIMC Precious Metals, Inc. 82-R293

    82-R8

    R82-114-82-428

    R82-69-82-237

    614. NIMC, Inc. 82-R4

    82-R9

    R81-1376-82-492

    R81-1399-82-478

    R81-1320-82-495

    615. Nobels, Alexander R79-292-79-434

    616. Nolan, Thomas R81-611-82-469

    617. North American Coal 82-R908

    Exchange, Inc.

    82-R918

    82-R797

    618. North American Management 82-R927

    Corp.

    619. North American Traders, R80-1347-81-134

    Inc.

    R80-555-80-533

    620. North Atlantic Management R81-1207-82-351

    Corp.

    .

    - 67 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    621. Norwell Trade Winds, Ltd. 82-R3

    82-R375

    82-R571

    82-R8

    R81-1052-82-361

    R81-1115-82-61

    R81-1209-82-182

    R81-1241-82-20

    622. O'Hare, Mike 82-R908

    623. O'Maley, J.B. 83-R505

    624. O'Rourke, John R78-158-79-53

    625. Ocasio, Rick R81-464-81-559

    626. Orr, Richard L. R79-340-79-529

    627. Pacific Currency Exchange R80-1135-80-673

    R80-1178-81-173

    R80-1207-81-53

    R80-336-80-559

    R80-542-80-643

    R80-579-80-659

    R80-859-80-641

    R80-955-80-592

    628. Pal, Jim 82-R204

    .

    - 68 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    629. Palagonia, James 82-R707

    R77-132

    R77-248

    630. Palella, Sam R79-99

    631. Pan Eastern Petroleum R81-519-81-747

    632. Parisi, Ceasar R81-837-82-26

    R82-138-82-451

    R82-65-82-421

    633. Parsons, Hal R79-453-80-46

    a/k/a Parson, Grady

    634. Parsons, Howel Grady R79-453-80-46

    635. Pausett, Lonnie R77-512-78-154

    636. Pavani, Harry R80-282-80-311

    637. Peabody Trading (Boston) R80-422-80-481

    R80-1393-81-191

    638. Peabody Trading Co. R81-435-81-438

    (Boston)

    R81-362-81-348

    639. Peabody Trading Company R81-1037-82-506

    of Boston

    R81-870-82-406

    R81-1165-82-85

    R81-650-81-832

    R81-450-81-801

    .

    - 69 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    640. Peabody Trading of Boston R81-373-81-400

    R81-417-81-386

    R81-435-81-438

    R81-362-81-348

    641. Pearson, Robert R78-554-79-154

    642. Pearson, Robert L. R79-116-80-40

    d/b/a Evergreen Coin

    Investments

    643. Peck, Robert R78-255-78-265

    644. Pellar, Sara R81-79-81-643

    645. Penn-Holl Commodities, R81-537-81-699

    Ltd.

    646. Pepe, Marie R81-749-81-652

    R82-65-82-421

    647. Performance Investment 83-R118

    Company

    83-R137

    83-R191

    83-R56

    648. Perini, Steven T. R81-806-82-121

    649. Perkins, Joseph 82-R927

    R81-1207-82-351

    650. Perkins, Steven T. R81-806-82-121

    651. Petasun, David 82-R918

    .

    - 70 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    652. Peters, Gary R77-191

    R77-244

    653. Peters, George R78-847-79-302

    654. Peterson, Aaron C. R78-213-78-288

    655. Petto, Daniel R81-531

    656. Phelps, A.L. R81-381-82-516

    657. Pollinger, George 82-R1049

    82-R1050

    658. Posy, Manny R77-225

    659. Prattes, Katherine R80-622-80-315

    660. Precious Metals Associates R80-689-81-20

    661. Precious Metals R78-468-79-75

    Associates, Inc.

    R79-156-80-23

    R79-240-79-402

    R79-246-79-403

    R79-643-80-35

    R80-1104-81-42

    662. Premier Precious Metals 82-R529

    663. Prentice, Jeffrey San 82-R796

    664. Price, Rick 82-R265

    665. Professional Financial R80-135-80-322

    Services

    .

    - 71 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    666. Pruitt, Ivan P. R81-1380-82-298

    667. Puncerelli, Kenneth 82-R488

    668. Put and Call Commodities, 82-R488

    Inc.

    669. Quinaugh, Dan 82-R429

    670. Quinn, Paul R81-1076-82-235

    R81-793-82-439

    671. Quionones, Phyllis R80-1349-81-463

    672. R.T. & J. Trading R80-456-80-517

    673. Radcliff, John 82-R699

    674. Rader, James A. R79-83-79-460

    675. Raisinger, John R77-236

    676. Ramachandran, Chinniah 82-R391

    R81-257-81-451

    677. Reed, Norman R81-632-81-716

    678. Reinger, Bill 83-R328

    679. Reitz, Charles R. 82-R980

    680. Republic Advisory Corp. 82-R10

    82-R33

    82-R337

    R80-1132-81-202

    R80-1206-81-295

    R81-1071-82-251

    .

    - 72 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    Republic Advisory Corp. R81-112-81-541

    (continued)

    R81-1313-82-249

    R81-132-81-500

    R81-1368-82-425

    R81-1387-82-499

    R81-536-82-270

    R81-749-81-652

    R81-556-81-576

    R81-210-81-681

    R81-597-81-481

    R81-782-82-42

    R81-598-81-689

    R81-433-81-505

    R81-612-82-92

    R81-536-81-531

    R81-674-82-308

    R81-1403-82-490

    R81-742-81-628

    R81-209-81-554

    R81-464-81-559

    R81-381-82-516

    R81-483-81-528

    .

    - 73 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    Republic Advisory Corp. R81-554-81-557

    (continued)

    R81-211-81-507

    R81-433-81-505

    R81-80

    R81-803-82-66

    R81-837-82-26

    R81-843-82-98

    681. Republic National R81-165-81-568

    Monetary Corp.

    R81-544-81-640

    682. Republic Resource of R79-153-80-95

    America

    R80-556-80-689

    683. Resnick, Richard R81-188-81-335

    684. Reynolds, John S. R80-177-80-430

    685. Richards, Terry 82-R310

    686. Richardson, George R79-67-79-482

    687. Richter, Robert R81-373-81-400

    R81-870-82-406

    688. Richter, Robert Alfred R81-1165-82-85

    689. Riley, Earl K. & Co. R78-345-79-44

    690. Riley, Grantley L. R80-112-80-306

    691. Riley, The Earl K. R78-291-78-255

    .

    - 74 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    692. Robb, Sam 82-R704

    R81-1269-82-250

    693. Roberts, Martin R80-1217-81-307

    694. Robinson, Ashley R77-278

    R77-512-78-154

    695. Rock, Stan R78-478-79-305

    696. Rooy, Ronald G. R79-535-80-234

    697. Roso, Tono R81-438-81-506

    698. Rosoff, Melvin 82-R333

    699. Rossberger, Caryl A. R81-812-82-158

    700. Rossi, Louis R78-525-79-391

    701. Rothchild Commodity Corp. R78-58

    702. Royal, Joseph B. R81-1299-82-520

    703. Royce Brokerage of Dallas R78-6-79-111

    704. Rubiano, Sherman R80-158-80-147

    705. Ruby, David R81-789-82-41

    706. Rugeloff, Murray R80-1132-81-202

    707. Russo, Sal R81-751-81-800

    708. Russo, Tony R80-1377-82-531

    709. Ruston, Robert R77-147

    710. S.S. Associates R82-166-82-461

    82-R290

    .

    - 75 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    711. Sanet, Jay R81-520-81-488

    712. Santiago, Joseph L. R78-574-79-32

    713. Savage, I.W. (Wesley) R80-107-80-272

    714. Sawyer, Steven R78-749-79-273

    R78-99-78-202

    715. Saxon & Windsor Corp. R80-1031-80-704

    R80-1031-80-705

    716. Scapier, Bruce 82-R182

    a/k/a Cabot, Scott

    717. Schaeffer, Peter R81-886-82-153

    718. Schaeffer, Peter J. R81-1159-82-184

    R81-846-82-67

    719. Schubowski, Alan R78-36-78-136

    720. Schwartz, Martin B. R81-105-81-174

    721. Schwartz, Marty R81-184-81-462

    722. Scott, Vernon Angus R78-701-79-135

    723. Searle, Anne 82-R767

    82-R768

    82-R772

    724. Sedac Unit Fund 82-R807

    R80-1130-81-83

    R80-1311-81-65

    R80-1391-81-160

    .

    - 76 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    Sedac Unit Fund R80-56-81-138

    (continued)

    R81-276-81-461

    725. Seeman, Abe R79-310-80-376

    726. Senezik, Dennis R81-743-82-127

    727. Sforza, Jerry R81-781-82-69

    728. Shaffer, Dennis R82-69-82-237

    729. Shapiro, Jack R77-358-78-2

    730. Sharpe, Peter R80-1216-81-742

    R80-1268-81-574

    731. Sharpe, Peter J. R80-1234-81-251

    R80-1252-81-316

    R81-80-81-600

    732. Shaw, Clyde R80-1313-81-338

    R80-1317-81-377

    R81-461-82-68

    R81-785-82-64

    R81-878-82-157

    R81-9-81-464

    733. Shaw, Robert M. 82-R503

    734. Shoher, Robert R80-266

    R80-277-80-266

    735. Shoor, William R81-340-82-76

    .

    - 77 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    736. Shultis, Paul R77-392-78-35

    737. Siegel, David 82-R620

    R81-1025-82-70

    738. Siegel, David H. R81-1181-82-11

    R81-696-81-632

    R81-758-81-608

    R81-828-82-48

    R81-905-81-693

    739. Siegel, David H., Inc. 82-R549

    82-R91

    82-R970

    R80-110-81-275

    R80-1154-81-156

    R80-1204-81-200

    R80-1382-81-199

    R81-1025-82-70

    R81-758-81-608

    R81-1062-82-20

    R81-1181-82-11

    R81-135-81-277

    R81-633-82-176

    R81-786-81-783

    .

    - 78 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    Siegel, David H., Inc. R81-857-81-682

    (continued)

    R81-415-81-394

    R81-883-81-818

    R81-887-81-833

    R81-905-81-693

    740. Simon, Bob R81-307-81-290

    R81-60-81-284

    741. Skalsky, Leo R77-372-78-9

    742. Slesinger, Norman R78-640-79-108

    743. Smith, Phil R81-743-82-127

    744. Smith, Philip M. R79-588-80-256

    745. Smith, Ziky R79-648-80-281

    746. Smythe-Wheatley, Ltd. 83-R505

    747. Solomon & Mathers, Inc. R80-354-80-523

    R80-470-80-522

    748. Somatin, Fred R78-301-78-260

    749. Sommers, John R77-36

    750. Sona, Jay R81-1322-82-487

    751. Sonig Capital Company 82-R920

    752. Sorkin, Harold 83-R248

    83-R289

    83-R333

    .

    - 79 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    753. Sorris, Paul 82-R434

    754. Sorris, Paul J. R81-743-82-127

    755. Spaloss, Roy R78-517-79-134

    756. Spath, Brian R77-126

    R77-17-78-3

    757. Spectra, Ltd. 83-R467

    758. Sperber, Kenneth R78-753-79-86

    759. Sperber, Robert R81-211-81-507

    760. Spitzer, Ralph R80-757-81-158

    761. Stabile, Joseph R78-365-78-232

    762. Standard Capital Partners R79-723-80-195

    of America

    763. Stanford Mgmt. Corp. 82-R368

    82-R409

    82-R573

    82-R574

    82-R620

    82-R964

    83-R102

    83-R43

    82-R593

    R81-1025-82-70

    R81-1245-82-226

    .

    - 80 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    Stanford Mgmt. Corp. R81-1249-82-115

    (continued)

    R81-877-81-758

    R81-1386-82-345

    R81-1129-82-72

    R81-553-81-611

    R81-623-81-573

    R81-751-81-800

    R81-218-82-424

    R81-621-81-630

    R81-889-82-13

    82-R368

    R82-57-82-427

    764. Starr, Bruce R79-240-79-402

    765. Stein, Al 82-R757

    766. Stein, George 82-R421

    767. Stephens, Neil Assoc., 82-R228

    Inc.

    82-R308

    82-R318

    82-R327

    82-R329

    82-R349

    82-R390

    .

    - 81 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    Stephens, Neil Assoc., 82-R440

    Inc.

    82-R462

    82-R475

    82-R476

    82-R578

    82-R594

    82-R679

    82-R350

    82-R196

    768. Stewart, Weston R80-1232-81-479

    769. Stoddard, Jewett 82-R13

    770. Strand, Bill R77-438-78-57

    771. Strategic Metals 82-R139

    International, Inc.

    82-R424

    82-R8

    83-R326

    772. Strategic Metals 82-R13

    International, Ltd.

    773. Striker, David 82-R827

    774. Sturm, Walter R77-6

    R78-764-79-457

    775. Sullivan, John R81-742-81-628

    .

    - 82 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    776. Summit Trading Systems, R80-1260-81-167

    Inc.

    R80-209-80-298

    777. Sutherland, Colin R77-6

    778. Sutton Ross Associates, 82-R321

    Inc.

    82-R383

    82-R250

    82-R588

    R82-327

    R82-45-82-412

    R82-512

    R82-64-82-287

    R81-712

    R81-1038-82-143

    R82-971

    779. Svagdis, Edward 82-R375

    R81-1209-82-182

    R81-1155-82-61

    R81-1052-82-361

    780. Svagdis, Edward J. 82-R3

    781. Sweeney and Associates R81-123-82-409

    782. Sweeney, James J. 82-R168

    .

    - 83 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    Sweeney, James J. R81-123-82-409

    (continued)

    82-R1075

    783. Tangiguchi, Minoru R79-36-80-410

    784. Taylor, Cynthia 83-R33

    785. Taylor, John R77-273

    786. Tec Industries, Inc. 82-R213

    82-R260

    82-R265

    82-R310

    82-R510

    82-R519

    82-R633

    82-R680

    82-R736

    82-R767

    82-R768

    82-R772

    82-R819

    R81-1019-82-221

    R82-259

    R82-60-82-460

    787. Tennerman, Gayle 83-R191

    .

    - 84 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    788. Themy, Tim R77-278

    R77-512-78-154

    789. Thomas, Audrey L. R79-38-79-454

    790. Thomas, Chuck R81-354-81-300

    791. Thomas, Frank R80-999-80-597

    792. Thomas, John 82-R299

    793. Thompson and Lewis, Inc. R78-6-79-111

    794. Thompson, R.B. 82-R171

    Associates, Inc.

    795. Thompson, Richard 82-R171

    796. Thompson, Travis R78-6-79-111

    797. Tiel, Lori R82-64-82-287

    798. Tisdale, Douglas R77-737-78-41

    799. Todd, Anthony 82-R519

    800. Toups, Frances L. R78-487-79-217

    R79-135-79-463

    801. Toups, Roland R79-135-79-463

    802. Towle, Phil R81-1366-82-482

    R81-858-82-240

    R81-970-82-204

    R81-1413-82-500

    803. Traders International, 83-R287

    Inc.

    .

    - 85 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    804. Traders Investment Corp. R81-471-82-29

    of California

    805. Trans World Metals, Inc. 82-R777

    806. Trans-Continental R80-1124-81-65

    Petroleum

    807. Transocean Commodity, Ltd. R78-301-78-260

    808. Trimble, Lee R78-281-80-19

    809. Troy International, Ltd. R80-322-80-456

    810. Turkin, Stewart R78-430-79-89

    811. Turner, Greg R82-65-82-421

    812. U.M.E. Capital Corp. R80-57-80-651

    813. U.S. Petroleum Corp. R80-582-81-391

    R80-518-81-401

    814. Underdahl, Harvey R79-326-80-529

    815. United American Coal 82-R429

    816. United Metals 82-R582

    International, Inc.

    817. United States Investment R81-772-82-49

    R81-1018-82-244

    R81-773-82-101

    R81-1069-82-160

    R81-783-81-786

    R81-115-82-364

    R81-806-82-121

    .

    - 86 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    United States Investment R81-1272-82-252

    (continued)

    R81-818-81-803

    R81-1292-82-135

    82-R208

    R81-835-81-804

    R81-116-82-236

    R81-855-81-793

    R81-867-82-150

    R81-1029-82-312

    R81-626-82-139

    R81-1012-82-303

    R81-909-81-795

    R81-1364-82-474

    R81-769-82-104

    R81-1101-82-294

    R81-1272-82-317

    R81-713-82-73

    R81-768-81-794

    R81-1012-82-393

    R81-928-82-148

    R81-941-82-319

    R81-967-82-274

    .

    - 87 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    United States Investment R81-911-82-296

    (continued)

    R81-928-82-148

    R81-894-81-784

    818. United States Investment R81-819-82-86

    Co., Inc.

    R81-1009-82-16

    R81-830-82-5

    R81-1053-82-129

    R81-834-82-159

    R81-114-82-260

    R81-1068-82-454

    R81-1100-82-161

    R81-1120-82-117

    R81-858-82-240

    R81-845-82-55

    R81-848-82-194

    R81-1413-82-500

    R81-863-82-65

    R81-760-82-6

    R81-869-82-183

    R81-763-82-50

    R81-886-82-153

    R81-1056-82-212

    .

    - 88 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    United States Investment R81-767-82-99

    Co., Inc.

    R81-1112-82-154

    R81-811-82-94

    R81-1182-82-148

    R81-1033-82-262

    R81-762-82-192

    R81-1076-82-235

    R81-806-82-121

    R81-1122-82-225

    R81-812-82-158

    R81-711-82-83

    R81-1008-82-215

    R81-766-82-232

    R81-1000-82-96

    R81-908-82-173

    R81-918-82-146

    R81-982-82-15

    R81-992-82-484

    R81-898-82-475

    R81-910-82-214

    R82-49-82-390

    819. Universal Precious 82-R634

    Metals, Inc.

    .

    - 89 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    820. Vader, Rachael R81-843-82-98

    821. Vaughn, Jack R79-381-80-92

    822. Vinci, John R79-307-80-101

    R80-999-80-597

    823. Vines, Lee R78-118-79-170

    824. Viti, Albert M. R79-334-80-37

    825. Vitte, Al R79-507-80-282

    826. Vitti, Albert R80-757-81-158

    827. Von Hofman, Kurt R79-526-81-47

    828. Vorrius, Thomas R81-791-81-805

    829. Wagner, Leo R79-612-80-301

    830. Walters, Jim R79-340-79-539

    831. Ward, Dick R81-86-81-452

    R80-1306-81-378

    832. Warren, Craig D. R79-7-80-21

    833. Watson, Paul R80-1226-81-274

    R80-1229-81-261

    R80-1263-81-546

    R81-118-81-443

    834. WE Commodity Fund, Ltd. R80-1352-81-166

    R80-341-80-621

    R80-922-80-589

    .

    - 90 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    835. Webber, David R81-4-81-322

    836. Weeks, Wendell R79-591-80-214

    837. Wellesley Precious Metals R80-535-80-507

    R80-549-80-553

    R80-649-80-531

    R80-675-80-528

    R80-697-80-527

    R80-715-80-530

    R80-716-80-508

    R80-773-80-496

    838. Wenbrook Corporation R80-743-80-695

    839. West American Oil, Co. R80-847-80-669

    840. West Pet Resources, Inc. R80-1152-81-169

    841. West, Jacques D. R76-20

    842. West, Mike 82-R596

    843. West, Ronald R81-803-82-66

    R81-782-82-42

    844. Western Financial 82-R980

    Management

    845. Weston, David E. 82-R515

    846. Weston, David E. & Co. 82-R515

    847. White, Michael R81-1367-82-266

    848. White, Mike 82-R519

    .

    - 91 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    White, Mike 82-R767

    (continued)

    82-R768

    82-R772

    849. Williams, Eddy A., Jr. R81-1131-82-502

    850. Williams, Geoffrey R79-27-79-281

    851. Williston Corp. R78-470-80-433

    a/k/a Williston Trading

    Corp.

    R79-214-79-400

    R79-260-80-401

    R79-474-80-124

    852. Williston Trading Corp. R78-414-79-56

    R78-606-79-323

    R78-678-81-312

    R78-760-80-7

    R78-828-79-212

    R79-117-80-38

    R79-361-80-44

    R79-449-79-78

    853. Wilson, R.G. R77-45

    R78-51

    854. Wilson, R.G., & Co., Inc. R77-138

    R77-137

    .

    - 92 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    Wilson, R.G., & Co., Inc. R77-154

    (continued)

    R77-45

    855. Wilson, R.G., R78-51

    Commodities, Inc.

    R77-275

    856. Winchester Harden R77-164

    Oppenheimer Trading Co.

    R77-188

    R77-189

    R77-192

    R77-275

    R78-25

    857. Winston, Harriman Assoc. R81-185-81-369

    858. Wolford, George 82-R371

    859. World Wide Metals, Inc. R80-1199-81-27

    860. Worldwide Commodity R77-273

    Options, Ltd.

    861. Wright, Frank R80-135-80-322

    862. Wyrick, Ken R80-1308-81-214

    863. Yee, Paul R80-42-80-509

    864. Yorkstone Research, Inc. 82-R1009

    865. Young, Allen 82-R634

    866. Young, Harold R81-1380-82-298

    867. Young, Harold S. R80-414-81-133

    .

    - 93 -

    RESPONDENT DOCKET NO.

    ---------- ----------

    868. Younger, Keith R81-643-82-201

    869. Zazula, Jonathan D. R81-537-81-669

    870. Ziker, Sy R79-277-79-148

    871. Zipkin, Larry R80-1204-81-200

    R81-1062-82-20

    R81-623-81-573

    872. Zolla, Ralph R. R77-376-78-18

    R78-25

    873. Zurich Trading Co. 82-R301

    874. Zurick Trading Corp. 82-R1052

    875. Zyker, Sy R78-370-79-36

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