Technology Advisory Committee

CFTC’s Technology Advisory Committee
1155 21st Street, N.W.
Washington, DC 20581

October 12, 2010

Agenda

   

1:00 p.m. to 5:00 p.m.

TAC Meeting, Hearing Room

   

1:00 p.m. to 1:10 p.m.

Opening Remarks: Commissioner Scott D. O’Malia, Chairman, TAC

1:10 p.m. to 1:30 p.m.

Opening Remarks of CFTC Commissioners: Chairman Gary GenslerCommissioner Michael Dunn, Commissioner Jill Sommers, and Commissioner Bart Chilton

1:30 p.m. to 1:40 p.m.

Overview of Meeting and Introduction of Presenters

1:40 p.m. to 2:00 p.m.

Panel I: CFTC Staff Briefing on Disruptive Trading Practices and New Anti-Manipulation Rulemaking

Panelists

• Bob Pease, Trial Attorney, Division of Enforcement, CFTC

• Andrei Kirilenko, Senior Financial Economist, Office of Chief Economist, CFTC

2:00 p.m. to 2:40 p.m.

Panel II: Open Discussion of the CFTC and SEC Report Regarding the Market Events of May 6, 2010 and High Frequency Trading, Algorithmic Trading, and Direct Market Access (DMA) Rules and Best Practices

2:40 p.m. to 2:55 p.m.

Break (Restrooms are located on the Mall Level)

2:55 p.m. to 3:45 p.m.

Panel III: Swap Execution Facilities (SEFs): Which Models Provide the Best Opportunity to Achieve Statutory Goals and Support Regulatory Objectives?

Panelists

• Riva Adriance, Chief, Market Review Branch, Division of Market Oversight, CFTC

• John Rogers, Chief Information Officer, CFTC

• Thomas Secunda, Chief Technology Officer, Bloomberg LP

• Michael Cosgrove, Managing Director-Head of Commodities & Energy Brokerage, North America, GFI Group

3:45 p.m. to 4:35 p.m.

Panel IV: Swap Data Repositories (SDRs): Real Time Reporting, Data Elements, and Interim Requirements: Identifying the Most Effective Procedures and Processes for the Collection, Transfer, and Aggregation of Data

Panelists

• Tom Leahy, Chief, Product Review Branch, Division of Market Oversight, CFTC

• David Taylor, Special Counsel, Division of Market Oversight, CFTC

• Steven A. Joachim, Executive Vice President of Transparency Services, FINRA

• Jiro Okochi, CEO and Co-Founder, Reval

• Peter Axilrod, Managing Director for New Business Development, The Depository Trust & Clearing Corporation

4:45 p.m. to 5:00 p.m.

Concluding Remarks, Commissioner Scott D. O’Malia, Chairman, TAC