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Technology Advisory Committee

  • CFTC’s Technology Advisory Committee
    1155 21st Street, N.W.
    Washington, DC 20581

    September, 2013

    Agenda

    10:00 a.m.

    Opening Remarks

     
    • Commissioner Scott D. O’Malia, Chairman, TAC
    • CFTC Commissioners
       

    10:15 a.m.

    Panel I: Swap Data Reporting

     
    • Update on SDR Harmonization Efforts – John Rogers, Director, CFTC Office of Data and Technology
    • Perspective on Federal Coordination – Richard Berner, Director, Office of Financial Research
    • International Perspective on Cross-Border Data Rules – Nicolas Gauthier, Policy Officer, Internal Market and Services DG, European Commission
    • Explanation of Commission’s Part 45 Rules – Laurie Gussow, Special Counsel, CFTC Division of Market Oversight
       

    11:15 a.m.

    Panel II: Commission’s Concept Release On Automated Trading

     
    • Concept Release Overview – Sebastian Pujol Schott, Associate Director, CFTC Division of Market Oversight
    • Open Discussion
       

    12:30 p.m.

    Lunch

       
       

    2:00 p.m.

    Panel III: Swap Execution Facilities / Made Available To Trade Submissions

     
    • SEF Applications and Made Available to Trade Determinations – David Van Wagner, Chief Counsel, CFTC Division of Market Oversight
    • Industry Panel
     

      o Tom Zikas, Managing Director, State Street

      o Scott Fitzpatrick, Executive Director, Tradition

      o Michael Yarian, Managing Director, Head of Agency Derivatives Services, Barclays

      o Jane Croessmann, Managing Director, National Futures Association

      o Paul Hamill, Managing Director, UBS Investment Bank Credit Trading

     
    • International Perspective on Cross-Border Rules – Nicolas Gauthier, Policy Officer, Internal Market and Services DG, European Commission
    • Open Discussion
       

    5:00 p.m.

    Closing Remarks

     
    • Commissioner Scott D. O’Malia, Chairman, TAC

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