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Technology Advisory Committee

  • CFTC’s Technology Advisory Committee
    1155 21st Street, N.W.
    Washington, DC 20581

    February 10, 2014

    Agenda

    10:00 a.m. to 10:15 a.m.

    Opening Remarks

    • Commissioner Scott D. O’Malia, Chairman, TAC

    • Acting Chairman Mark P. Wetjen

    10:15 a.m. to 12:00 p.m.

    Panel I: Swap Data Reporting

    • CFTC Data Priorities and Path Forward

    • Witnesses
    • John Rogers, Chief Information Officer, Office of Data and Technology
    • Sayee Srinivasan, Chief Economist, Office of the Chief Economist
    • Ananda Radhakrishnan, Director, Division of Clearing and Risk
    • Vince McGonagle, Director, Division of Market Oversight
    • Dan Bucsa, Associate Director, Surveillance, Division of Market Oversight
    • Gary Barnett, Director, Division of Swap Dealer and Intermediary Oversight

    • Open Discussion

    12:00 p.m. to 1:15 p.m.

    Lunch

    1:15 p.m. to 2:45 p.m.

    Panel II: Commission’s Concept Release on Automated Trading

    • Concept Release on Automated Trading

    • Overview of Concept Release & Comments – Sebastian Pujol Schott, Associate Director, Division of Market Oversight

    • Witnesses
    • Rob Creamer, President & Chief Executive Officer, Geneva Trading
    • Caitlin Kline, Derivatives Specialist, Better Markets
    • Eric Budish, Professor, University of Chicago
    • Stuart Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association

    • Open Discussion

    2:45 p.m. to 3:00 p.m.

    Break

    3:00 p.m. to 4:30 p.m.

    Panel III: Swap Execution Facilities / Made Available-to- Trade Determinations

    • Made Available to Trade Determinations

    • Overview – Vince McGonagle, Director, Division of Market Oversight

    • Witnesses
    • Stephen Berger, Director, Government & Regulatory Policy, Citadel
    • Mike Hennessy, Assistant Vice President, Treasury & Capital Markets, Federal Home Loan Bank of San Francisco
    • Sunil Hirani, Chief Executive Officer, trueEX
    • Alex Evis, Head of Market Structure Strategy, Global Credit, Goldman Sachs

    • Open Discussion

    • Other SEF Issues

    • Scott Fitzpatrick, Executive Director, Tradition
    • Confirmation and SEF footnote 195
    • Cross-border concerns
    • Post-trade complications resulting from the “embargo rule”
    • clearing issues (pre-trade credit checks & void ab initio)

    • Open Discussion

    4:30 p.m. to 4:45 p.m.

    Closing Remarks

    • Commissioner Scott D. O’Malia, Chairman, TAC

See Also:

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CFTC's Commitment to Open Government

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Explore the History of the CFTC

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Commissioners High Resolution Photos