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Technology Advisory Committee

  • CFTC’s Technology Advisory Committee
    1155 21st Street, N.W.
    Washington, DC 20581

    January 21, 2014

    Agenda

    10:00 a.m. to 10:15 a.m.

    Opening Remarks

    • Commissioner Scott D. O’Malia, Chairman, TAC

    • CFTC Commissioners
       

    10:15 a.m. to 12:00 p.m.

    Panel I: Swap Data Reporting

     
    • CFTC Data Priorities and Path Forward

    • Witnesses

    • Srinivas Bangarbale, Deputy Director, Office of Data and Technology
    • Vince McGonagle, Director, Division of Market Oversight
    • Matt Hunter, Deputy Director, Surveillance, Division of Market Oversight
    • Ananda Radhakrishnan, Director, Division of Clearing and Risk
    • Gary Barnett, Director, Division of Swap Dealer and Intermediary Oversight
    • Sayee Srinivasan, Acting Chief Economist, Office of the Chief Economist

    • Open Discussion
       

    12:00 p.m. to 1:15 p.m.

    Lunch

       

    1:15 p.m. to 2:45 p.m.

    Panel II: Commission’s Concept Release on Automated Trading

    • Concept Release on Automated Trading

    • Overview of Concept Release & Comments – Sebastian Pujol Schott, Associate Director, Division of Market Oversight

    • Witnesses
    • Rob Creamer, President & Chief Executive Officer, Geneva Trading
    • Caitlin Kline, Derivatives Specialist, Better Markets
    • Peter Cramton, Professor, University of Maryland
    • Stuart Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association

    • Open Discussion
       

    2:45 p.m. to 3:00 p.m.

    Break

       

    3:00 p.m. to 4:30 p.m.

    Panel III: Swap Execution Facilities / Made Available to Trade Determinations

    • Made Available to Trade Determinations

    • Overview – Vince McGonagle, Director, Division of Market Oversight

    • Witnesses
    • Sunil Hirani, Chief Executive Officer, trueEX
    • Alex Evis, Head of Market Structure Strategy, Global Credit, Goldman Sachs
    • Stephen Berger, Director, Government & Regulatory Policy, Citadel
    • Mike Hennessy, Assistant Vice President, Treasury & Capital Markets, Federal Home Loan Bank of San Francisco

    • Open Discussion

    • Other SEF Issues

    • Scott Fitzpatrick, Executive Director, Tradition

    • Open Discussion

    • Confirmation and SEF footnote 195
    • Cross-border concerns
    • Post-trade complications resulting from the “embargo rule”
    • SEF clearing issues (pre-trade credit checks & void ab initio)
       

    4:30 p.m. to 4:45 p.m.

    Closing Remarks

     
    • Commissioner Scott D. O’Malia, Chairman, TAC

See Also:

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