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Global Markets Advisory Committee

  • Meeting of the CFTC’s Global Markets Advisory Committee
    Three Lafayette Centre
    1155 21st Street, NW
    Washington, DC 20581

    November 7, 2012 – 9:30 a.m. - 4:30 p.m.

    Morning Session: International Regulators' Panel

    9:30 a.m.

    Opening Remarks CFTC Commissioners/ Introduction of GMAC Chairman Ron Filler

    9:45 a.m.

    CFTC and SEC Presentations on Cross Border Rulemakings and Guidance

    10:15 a.m.

    Regulatory Updates from International Regulators: Cross Border
    Implications of Each Respective Jurisdiction's OTC Derivatives Reform

    12:15 p.m.

    Questions from GMAC Members

    12:30 p.m.

    Lunch Mall Level (downstairs) for Regulators and GMAC Members

    Afternoon Session: GMAC Members' Panel

    2:00 p.m.

    Topic #1 - Discussion Regarding Definition of US Persons

    2:45 p.m.

    Topic #2- Discussion Regarding Regulation of Conduits

    3:30 p.m.

    Topic #3- Discussion Regarding Substituted Compliance

    4:15 p.m.

    Questions

    4:30 p.m.

    Adjourn

See Also:

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