Global Markets Advisory Committee
Global Markets Advisory Committee - CFTC
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Global Markets Advisory Committee

  • Meeting of the CFTC’s Global Markets Advisory Committee
    Three Lafayette Centre
    1155 21st Street, NW
    Washington, DC 20581

    February 12, 2014 – 2:00 p.m. - 5:00 p.m.

    2:00 p.m.

    Open Meeting

    • Ted Serafini, GMAC Designated Federal Official

    2:00 p.m. to 2:15 p.m.

    Opening Remarks

    • Acting Chairman Mark P. Wetjen
    • Commissioner Scott D. O’Malia

    2:15 p.m. to 3:30 p.m.

    New Member Introductions

    • New Members will introduce themselves to the GMAC.

    2:30 p.m. to 3:30 p.m.

    Panel I:

    CFTC cross-border staff panel regarding the November 14 staff advisory. Staff will provide brief statements regarding the status of our cross-border guidance and purpose of the November 14 staff advisory and advisories published thereafter.


    Commodities Futures Trading Commission:

    • Gary Barnett, Director, Division of Swap Dealer and Intermediary Oversight
    • Carlene Kim, Deputy General Counsel, Office of the General Counsel

    • Open Discussion

    3:30 p.m. to 3:40 p.m.


    3:40 p.m. to 4:50 p.m.

    Panel II:

    Cross-border panel representatives will provide brief comments on issues concerning the November 14 staff advisory and actions taken since then.


    Securities and Exchange Commission:

    • John Ramsay, Acting Director, Division of Trading and Markets
    • Brian Bussey, Associate Director, Division of Trading and Markets, Derivatives Policy and Trading Practices

    • Financial Conduct Authority:
    • David Bailey, Head, Market Infrastructure & Policy

    • European Commission
    • Hannah Rayner, Seconded National Expert, DG Market G2

    • Open Discussion

    4:50 p.m. to 5:00 p.m.

    Closing Remarks

    • Acting Chairman Mark Wetjen, Sponsor, GMAC

    5:00 p.m.

    Close Meeting

    • Ted Serafini, GMAC Designated Federal Official